13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,993 holding rows worth $330,238,227,000.
- Accession
- 0000769993-16-001820
- Filer
- CIK 886982
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 11,329 entries on the cover page, a total value of $330,238,227,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $330,238,227,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PITNEY BOWES INC COM | 724479100 | Stock | 16,100 | $292,000 | thousands by filing date | put |
| PCM INC | 69323K100 | COM | 13,566 | $292,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 18,991 | $291,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 6,100 | $291,000 | thousands by filing date | put |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 26,183 | $291,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 12,900 | $290,000 | thousands by filing date | put |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 80,085 | $290,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 12,953 | $290,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 279,000 | $290,000 | thousands by filing date | principal |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,000 | $289,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 7,814 | $288,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 9,671 | $287,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 10,259 | $287,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 268,507 | $287,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 5,900 | $287,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 10,900 | $286,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 8,300 | $285,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 12,881 | $285,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 27,925 | $285,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 9,000 | $284,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 9,853 | $284,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 8,840 | $284,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,900 | $283,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 38,458 | $283,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 98,998 | $283,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 195,000 | $283,000 | thousands by filing date | principal |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 13,340 | $282,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,611 | $282,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 28,856 | $282,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,700 | $280,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,700 | $280,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 82,423 | $279,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 17,200 | $279,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 95,000 | $279,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 36,100 | $278,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,500 | $278,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 10,446 | $278,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 17,700 | $278,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 12,492 | $278,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 9,371 | $278,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 17,255 | $278,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,700 | $277,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 8,182 | $277,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 25,000 | $276,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 22,040 | $276,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 14,030 | $276,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 61,100 | $276,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 92,103 | $275,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,300 | $274,000 | thousands by filing date | call |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 8,564 | $274,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 13,668 | $274,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 40,227 | $274,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 4,100 | $273,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 35,000 | $273,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,400 | $273,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 21,050 | $272,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 44,682 | $272,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 11,095 | $272,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 44,954 | $272,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 27,800 | $271,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 160,320 | $271,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 37,512 | $271,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 115,260 | $271,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,000 | $270,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 37,971 | $270,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 61,996 | $269,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 56,429 | $269,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,100 | $268,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 19,800 | $268,000 | thousands by filing date | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 29,796 | $268,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 4,500 | $267,000 | thousands by filing date | call |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 10,239 | $267,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 46,000 | $266,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,100 | $266,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,200 | $266,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,800 | $266,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 28,697 | $266,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 22,383 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 7,018 | $265,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 43,738 | $265,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 30,000 | $263,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 6,100 | $262,000 | thousands by filing date | put |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 15,562 | $262,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 110,500 | $262,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 8,626 | $262,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 16,083 | $261,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,300 | $260,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 17,200 | $260,000 | thousands by filing date | put |
| U S GEOTHERMAL INC | 90338S102 | COM | 358,694 | $260,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 19,766 | $259,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 251,000 | $259,000 | thousands by filing date | principal |
| PEOPLES BANCORP INC | 709789101 | COM | 10,487 | $258,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 17,400 | $258,000 | thousands by filing date | call |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 10,257 | $257,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 9,699 | $257,000 | thousands by filing date | |
| ETFS TR | 26923J404 | DIV FCT DEV EU | 10,712 | $257,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,800 | $256,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,520 | $256,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 31,490 | $256,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 29,222 | $256,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 18,321 | $256,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 226,000 | $256,000 | thousands by filing date | principal |
| RENREN INC | 759892102 | SPONSORED ADR | 124,447 | $256,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 4,800 | $255,000 | thousands by filing date | call |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 5,993 | $255,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,300 | $254,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 31,700 | $254,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 43,141 | $254,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 13,900 | $254,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,748 | $253,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,782 | $253,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 179,170 | $253,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 13,200 | $253,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 12,800 | $253,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 43,299 | $252,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 16,800 | $252,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 5,100 | $251,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 8,100 | $251,000 | thousands by filing date | call |
| SEARS CDA INC | 81234D109 | COM | 102,259 | $251,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 22,200 | $251,000 | thousands by filing date | call |
| CUMULUS MEDIA INC | 231082108 | CL A | 759,887 | $251,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 4,700 | $250,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 48,109 | $250,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 229,000 | $250,000 | thousands by filing date | principal |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 172,373 | $250,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 62,886 | $250,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,500 | $249,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 66,677 | $249,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 10,300 | $248,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 27,347 | $248,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 20,616 | $248,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,985 | $248,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 232,000 | $248,000 | thousands by filing date | principal |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,900 | $247,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 24,400 | $247,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 2,900 | $247,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 35,500 | $247,000 | thousands by filing date | call |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 22,092 | $247,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 15,031 | $247,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 12,424 | $247,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 26,800 | $246,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 4,600 | $246,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 16,400 | $246,000 | thousands by filing date | call |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 12,411 | $245,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 17,919 | $245,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 16,100 | $244,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 3,200 | $244,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 19,863 | $244,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 11,383 | $244,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 214,000 | $244,000 | thousands by filing date | principal |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 9,400 | $243,000 | thousands by filing date | put |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 43,051 | $243,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 8,200 | $243,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 258,000 | $243,000 | thousands by filing date | principal |
| AGCO CORP | 001084102 | COM | 4,900 | $242,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 10,928 | $242,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 8,235 | $242,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 54,100 | $242,000 | thousands by filing date | call |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 12,095 | $242,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,800 | $242,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 2,300 | $242,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 11,044 | $241,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 29,554 | $241,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 30,958 | $241,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 6,200 | $240,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 22,854 | $240,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 23,800 | $239,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 7,254 | $239,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 28,700 | $238,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 32,200 | $238,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 31,623 | $238,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 81,581 | $238,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 6,685 | $238,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 55,168 | $238,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 17,500 | $237,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,400 | $237,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,000 | $237,000 | thousands by filing date | put |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 17,464 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 6,209 | $237,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 239,000 | $237,000 | thousands by filing date | principal |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 16,000 | $237,000 | thousands by filing date | put |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 34,526 | $237,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,800 | $237,000 | thousands by filing date | put |
| FXCM INC | 302693205 | Common Stock | 27,073 | $237,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 10,500 | $236,000 | thousands by filing date | put |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 21,496 | $235,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 39,502 | $235,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 12,850 | $235,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 10,506 | $235,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,529 | $234,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 10,994 | $234,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 10,800 | $233,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,600 | $233,000 | thousands by filing date | call |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 18,244 | $233,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS INC | 868459AB4 | NOTE 7.500% 5/0 | 50,000 | $233,000 | thousands by filing date | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 50,000 | $232,000 | thousands by filing date | call |
| ATOMERA INC | 04965B100 | COMMON STOCK | 29,680 | $232,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 48,500 | $232,000 | thousands by filing date | put |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 120,000 | $232,000 | thousands by filing date | principal |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,300 | $231,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 13,400 | $231,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,468 | $231,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 27,688 | $231,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 88,354 | $231,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 21,310 | $230,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 9,217 | $230,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 23,142 | $230,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 12,148 | $230,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 16,900 | $229,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 123,757 | $229,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 136,090 | $229,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 12,300 | $229,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 23,321 | $229,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 12,387 | $229,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 11,167 | $228,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 48,391 | $228,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 38,188 | $228,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,500 | $227,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 14,175 | $227,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 12,133 | $227,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 28,677 | $227,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 47,594 | $227,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,300 | $226,000 | thousands by filing date | call |
| ISHARES INC | 464286509 | MSCI CDA ETF | 8,800 | $226,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 7,497 | $226,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 41,200 | $226,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 12,481 | $226,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 12,643 | $226,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 8,542 | $225,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 50,000 | $225,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,400 | $224,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 2,100 | $224,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 21,391 | $224,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 13,800 | $224,000 | thousands by filing date | call |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 12,604 | $224,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 10,628 | $223,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 13,904 | $223,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 27,689 | $223,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 11,546 | $222,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 5,783 | $222,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 17,656 | $222,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 7,830 | $221,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 20,166 | $221,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 20,200 | $221,000 | thousands by filing date | put |
| CHIASMA INC | 16706W102 | COM | 75,051 | $221,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 8,666 | $220,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 42,051 | $220,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 27,531 | $220,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 93,246 | $220,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 2,100 | $220,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,700 | $219,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 34,448 | $219,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 15,650 | $219,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 6,500 | $219,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 25,049 | $219,000 | thousands by filing date | |
| LM FDG AMER INC | 502074107 | COM | 27,134 | $219,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 13,600 | $218,000 | thousands by filing date | put |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 12,900 | $218,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 217,000 | $218,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 50,000 | $217,000 | thousands by filing date | call |
| HILL INTERNATIONAL INC | 431466101 | COM | 46,975 | $217,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 207,000 | $217,000 | thousands by filing date | principal |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 26,480 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74347X484 | ULT KBW REGBNK | 2,305 | $216,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 217,657 | $215,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 120,908 | $215,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 35,534 | $215,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 26,768 | $215,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 16,569 | $215,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 11,539 | $215,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 4,823 | $215,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,700 | $214,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 22,394 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 4,800 | $214,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B107 | COM | 2,200 | $213,000 | thousands by filing date | call |
| ASHFORD INC | 044104107 | COM | 4,469 | $213,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 216,000 | $213,000 | thousands by filing date | principal |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,379 | $212,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 33,026 | $212,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 16,153 | $212,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,600 | $211,000 | thousands by filing date | put |
| MOELIS & CO | 60786M105 | CL A | 7,851 | $211,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 1,400 | $211,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 177,000 | $211,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,105 | $210,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 7,004 | $210,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,386 | $210,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 50,501 | $210,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 5,289 | $210,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 41,900 | $210,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 55,100 | $210,000 | thousands by filing date | call |
| KMG CHEMICALS INC | 482564101 | COM | 7,409 | $210,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 49,525 | $210,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,200 | $209,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 11,900 | $209,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,656 | $209,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 19,273 | $209,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 7,305 | $209,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 12,900 | $209,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 4,300 | $208,000 | thousands by filing date | put |
| ATLASSIAN CORP | G06242104 | CL A | 6,942 | $208,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 43,520 | $207,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 24,949 | $207,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 7,849 | $207,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 4,500 | $207,000 | thousands by filing date | put |
| NEFF CORP COM CL A | 640094207 | Stock | 21,746 | $207,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,500 | $206,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,100 | $206,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,700 | $206,000 | thousands by filing date | put |
| NRC HEALTH | 637372202 | COMMON STOCK | 12,640 | $206,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 8,201 | $206,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 18,187 | $206,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 7,427 | $206,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 2,782 | $206,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 5,306 | $206,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,800 | $205,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 8,434 | $205,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 19,162 | $205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,749 | $205,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 10,711 | $205,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 996 | $205,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 6,891 | $205,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 12,872 | $205,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 10,094 | $204,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 14,300 | $204,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 28,500 | $204,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 19,600 | $203,000 | thousands by filing date | call |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,900 | $203,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 325,573 | $203,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 13,900 | $202,000 | thousands by filing date | put |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 3,796 | $202,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 15,616 | $202,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,000 | $202,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 10,703 | $202,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 40,345 | $200,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 343,245 | $200,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 25,861 | $199,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 78,817 | $199,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,500 | $198,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 4,457 | $198,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 7,500 | $197,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 141,702 | $197,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 38,412 | $197,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 16,017 | $196,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 8,900 | $195,000 | thousands by filing date | call |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 10,704 | $195,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 12,346 | $195,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 53,100 | $195,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,300 | $194,000 | thousands by filing date | put |
| FULGENT GENETICS INC | 359664109 | COM | 21,000 | $194,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,344 | $194,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 14,386 | $194,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 5,500 | $193,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 12,836 | $193,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 23,307 | $192,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 30,493 | $192,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 14,100 | $191,000 | thousands by filing date | call |
| Real Industry Inc | 75601w104 | CS | 31,152 | $191,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 10,313 | $191,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 17,500 | $190,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 3,800 | $190,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 3,400 | $190,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 22,814 | $190,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 173,400 | $189,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 13,146 | $189,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 31,599 | $189,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 70,661 | $189,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 20,150 | $189,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 13,774 | $189,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 65,428 | $188,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,000 | $187,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 2,000 | $187,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 83,287 | $187,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 10,600 | $187,000 | thousands by filing date | call |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 10,210 | $187,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 16,774 | $186,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 224,000 | $186,000 | thousands by filing date | principal |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 27,049 | $185,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 17,843 | $184,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 20,918 | $184,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 5,700 | $183,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 5,700 | $183,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 2,300 | $183,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 10,703 | $182,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 13,780 | $182,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 18,034 | $182,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,900 | $181,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 16,608 | $181,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 19,654 | $181,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 23,736 | $181,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 95,626 | $180,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 14,176 | $180,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 10,599 | $180,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789100 | UNIT 12/17/2021T | 17,100 | $180,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 14,901 | $179,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 34,764 | $179,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 11,268 | $179,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 22,800 | $178,000 | thousands by filing date | call |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 32,203 | $178,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 61,430 | $178,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 20,391 | $177,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 11,083 | $177,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 11,189 | $177,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 9,900 | $176,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 39,400 | $176,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 15,695 | $175,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 17,057 | $175,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 66,223 | $175,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,900 | $174,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 36,400 | $174,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 12,500 | $174,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 6,100 | $173,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 15,492 | $173,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,700 | $172,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 60,601 | $172,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 184,592 | $172,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 13,600 | $172,000 | thousands by filing date | call |
| INTELSAT S A | L5140P101 | COM | 63,204 | $172,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 127,062 | $172,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 48,167 | $171,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 13,000 | $171,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 36,155 | $171,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 16,904 | $171,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 102,566 | $171,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12,300 | $170,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 3,100 | $170,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 15,400 | $170,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 100,705 | $170,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 46,290 | $170,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 11,000 | $169,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 10,567 | $169,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 5,900 | $169,000 | thousands by filing date | put |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 3,500 | $169,000 | thousands by filing date | call |
| HARMAN INTL INDS INC | 413086109 | COM | 2,000 | $169,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 11,000 | $168,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 23,500 | $168,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 33,927 | $168,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 7,300 | $168,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 3,300 | $168,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 14,680 | $167,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,642 | $167,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 9,700 | $167,000 | thousands by filing date | put |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 12,896 | $167,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 20,899 | $167,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 19,065 | $166,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 28,437 | $166,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 12,708 | $166,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,960 | $165,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 54,972 | $165,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 22,901 | $165,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 71,315 | $165,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,400 | $164,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 18,156 | $164,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 18,222 | $164,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 13,633 | $163,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 20,179 | $163,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 38,905 | $163,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 12,076 | $162,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,600 | $162,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 8,200 | $161,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 3,000 | $161,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 4,200 | $161,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 14,500 | $161,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B103 | COM | 48,080 | $161,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 5,400 | $160,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 41,680 | $160,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 51,744 | $160,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 10,187 | $160,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 15,748 | $160,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 8,100 | $159,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,300 | $159,000 | thousands by filing date | put |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 13,713 | $159,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 16,393 | $159,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 8,000 | $158,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 7,100 | $158,000 | thousands by filing date | put |
| KONGZHONG CORP | 50047P104 | CMN | 23,411 | $158,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 62,150 | $157,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 33,709 | $157,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 11,586 | $157,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,600 | $156,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 13,408 | $156,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 19,484 | $156,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 34,484 | $156,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,100 | $155,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 8,300 | $155,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 60,455 | $155,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 19,521 | $155,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 12,811 | $154,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 20,657 | $154,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 15,079 | $154,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 18,902 | $154,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 10,300 | $154,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,000 | $153,000 | thousands by filing date | call |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 12,043 | $153,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 22,000 | $153,000 | thousands by filing date | put |
| ARRIS INTL INC SHS | G0551A103 | SHS | 5,400 | $153,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 14,100 | $153,000 | thousands by filing date | put |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 14,136 | $153,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 800 | $152,000 | thousands by filing date | put |
| NATERA INC COM | 632307104 | Stock | 13,674 | $152,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001820 | this filing | 2016-11-14 | acceptance time not in the bulk data set |