13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,993 holding rows worth $330,238,227,000.
- Accession
- 0000769993-16-001820
- Filer
- CIK 886982
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 11,329 entries on the cover page, a total value of $330,238,227,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $330,238,227,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 10,100 | $152,000 | thousands by filing date | put |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 19,814 | $152,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 37,286 | $151,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 10,486 | $151,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 8,100 | $150,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 334,339 | $150,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 24,293 | $150,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 26,192 | $150,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 20,465 | $150,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 5,000 | $149,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 28,792 | $149,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 20,160 | $149,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 65,000 | $149,000 | thousands by filing date | principal |
| AFFIMED N V | N01045108 | COM | 53,748 | $149,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 121,000 | $149,000 | thousands by filing date | principal |
| WI-LAN INC | 928972108 | COM | 95,878 | $148,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 19,282 | $147,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 14,260 | $147,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 11,706 | $147,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 18,000 | $146,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 1,300 | $146,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 92,000 | $146,000 | thousands by filing date | principal |
| UNUM GROUP COM | 91529Y106 | Stock | 4,100 | $145,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 2,900 | $145,000 | thousands by filing date | put |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 2,600 | $145,000 | thousands by filing date | call |
| TECHNIPFMC PLC | 30249U101 | COM | 4,900 | $145,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 10,287 | $145,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 33,990 | $145,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 20,203 | $145,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 16,910 | $145,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,100 | $144,000 | thousands by filing date | put |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 15,278 | $144,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 17,886 | $144,000 | thousands by filing date | |
| WCF BANCORP INC | 92940L103 | COM | 17,180 | $144,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 13,510 | $143,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 172,537 | $143,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 7,800 | $143,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 5,800 | $143,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 9,800 | $143,000 | thousands by filing date | call |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 85,000 | $143,000 | thousands by filing date | principal |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,400 | $142,000 | thousands by filing date | put |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 52,049 | $142,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 16,961 | $142,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 11,786 | $142,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 2,600 | $142,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 6,300 | $141,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 9,700 | $141,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 21,135 | $141,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 10,535 | $141,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 87,935 | $141,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 161,145 | $141,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 38,018 | $141,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 17,035 | $141,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,800 | $140,000 | thousands by filing date | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,462 | $140,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 26,300 | $140,000 | thousands by filing date | call |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 143,000 | $140,000 | thousands by filing date | principal |
| SEMPRA COM | 816851109 | Stock | 1,300 | $139,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,000 | $139,000 | thousands by filing date | put |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 27,730 | $139,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 5,200 | $139,000 | thousands by filing date | call |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 7,900 | $139,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 5,700 | $138,000 | thousands by filing date | put |
| STEELCASE INC-CLASS A | 858155203 | CL A | 9,900 | $138,000 | thousands by filing date | put |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 19,026 | $138,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,100 | $137,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 13,318 | $137,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 45,167 | $137,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 15,424 | $136,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,500 | $135,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 189,379 | $135,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 313,466 | $135,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 18,388 | $135,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 32,773 | $135,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 27,154 | $135,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,407 | $134,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 12,334 | $134,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 30,000 | $134,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427108 | cs | 14,874 | $133,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 193,516 | $133,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 31,300 | $133,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 11,400 | $133,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 26,600 | $133,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 15,464 | $132,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,400 | $132,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 155,686 | $132,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 12,158 | $132,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 57,050 | $132,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 25,960 | $132,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,600 | $130,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 76,000 | $130,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 2,000 | $130,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 2,200 | $130,000 | thousands by filing date | call |
| Medgenics Inc New | 58436Q203 | COM NEW | 23,333 | $130,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 3,500 | $129,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,500 | $129,000 | thousands by filing date | put |
| BEBE STORES INC | 075571109 | COM | 183,661 | $129,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 10,361 | $129,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 14,447 | $129,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 24,646 | $129,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 21,812 | $128,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 26,689 | $128,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 24,914 | $127,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,020 | $126,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,700 | $126,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,600 | $126,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,100 | $126,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 25,170 | $126,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 29,800 | $126,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 18,600 | $126,000 | thousands by filing date | call |
| CASCADE BANCORP | 147154207 | COM | 20,850 | $126,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 11,209 | $126,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 2,600 | $125,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 6,400 | $125,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 15,400 | $125,000 | thousands by filing date | put |
| MITCHAM INDS INC COM | 606501104 | COM | 37,501 | $125,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 23,151 | $125,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 21,400 | $125,000 | thousands by filing date | put |
| Vanguard Growth | 922908736 | COM | 1,100 | $124,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 21,712 | $124,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 75,063 | $124,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 12,922 | $124,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 18,486 | $124,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 12,499 | $124,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 6,200 | $123,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 3,200 | $123,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,600 | $123,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 23,345 | $123,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $123,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 31,561 | $123,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 17,368 | $123,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 6,900 | $122,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 12,500 | $122,000 | thousands by filing date | put |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 2,500 | $121,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 54,532 | $120,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 7,575 | $120,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 26,225 | $120,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 10,828 | $120,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 16,721 | $120,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 38,893 | $120,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 16,922 | $120,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 3,500 | $120,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 56,659 | $119,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,400 | $118,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 2,200 | $118,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 37,776 | $118,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 37,204 | $118,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 23,653 | $118,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,413 | $117,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 68,597 | $117,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 15,378 | $117,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 10,665 | $117,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 72,792 | $116,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 25,020 | $116,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 4,500 | $116,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 25,881 | $116,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 29,000 | $115,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 45,897 | $115,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 12,975 | $115,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 14,826 | $115,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 12,811 | $115,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 41,724 | $115,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 5,100 | $114,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 5,200 | $114,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 3,800 | $113,000 | thousands by filing date | put |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 38,216 | $113,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 411,979 | $113,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 7,400 | $113,000 | thousands by filing date | put |
| POINTER TELOCATION LTD | M7946T104 | SHS | 15,023 | $113,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 34,057 | $113,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 12,642 | $112,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 17,847 | $112,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 1,600 | $112,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 2,400 | $112,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 18,397 | $112,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 100,000 | $112,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,600 | $111,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 15,900 | $111,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,400 | $111,000 | thousands by filing date | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 35,417 | $111,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 11,858 | $111,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 66,302 | $111,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 11,020 | $111,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 7,600 | $110,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 3,600 | $110,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 2,000 | $110,000 | thousands by filing date | put |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 89,997 | $110,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 7,900 | $110,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,500 | $109,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 35,291 | $109,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 17,272 | $109,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 6,000 | $109,000 | thousands by filing date | put |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 17,974 | $109,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 8,000 | $108,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 35,338 | $108,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 235,995 | $108,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,000 | $107,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 16,957 | $107,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,800 | $106,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 4,600 | $106,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 5,800 | $106,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 391,319 | $106,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 17,450 | $106,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 19,287 | $106,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 82,000 | $106,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 9,500 | $105,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 4,100 | $105,000 | thousands by filing date | call |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 7,300 | $105,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,500 | $104,000 | thousands by filing date | call |
| INNODATA INC | 457642205 | COM NEW | 41,913 | $104,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 103,702 | $104,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 17,199 | $104,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 27,381 | $104,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 16,344 | $104,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,008 | $102,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 19,265 | $102,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 141,519 | $102,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 6,800 | $102,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 40,353 | $102,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 30,836 | $102,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 15,800 | $101,000 | thousands by filing date | put |
| MEDIWOUND LTD | M68830104 | ORD SHS | 13,154 | $101,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 120,606 | $101,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 2,200 | $100,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 9,127 | $100,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 6,900 | $100,000 | thousands by filing date | put |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 12,526 | $100,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,500 | $99,000 | thousands by filing date | put |
| CORECARD CORPORATION | 45816D100 | COM | 27,041 | $99,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 10,981 | $99,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 17,400 | $99,000 | thousands by filing date | put |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 15,094 | $99,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 14,285 | $98,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 15,671 | $98,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 12,657 | $98,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 3,647 | $98,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 14,299 | $98,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,400 | $97,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 4,900 | $97,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 23,203 | $97,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 12,727 | $97,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 2,100 | $96,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 4,700 | $96,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 11,274 | $96,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 80,036 | $96,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 18,600 | $96,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 80,000 | $96,000 | thousands by filing date | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 5,500 | $95,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 31,745 | $95,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 186,000 | $95,000 | thousands by filing date | principal |
| SUPERVALU INC | 868536103 | COM | 19,000 | $95,000 | thousands by filing date | call |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 12,827 | $95,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,100 | $94,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,050 | $94,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,600 | $94,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 14,897 | $94,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 11,185 | $94,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 12,494 | $94,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 11,436 | $94,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 12,386 | $93,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,600 | $93,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 2,100 | $93,000 | thousands by filing date | call |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 6,509 | $93,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 7,320 | $92,000 | thousands by filing date | put |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,200 | $92,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 800 | $91,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,600 | $91,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,600 | $91,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 3,300 | $91,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 6,048 | $91,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 15,567 | $91,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 1,600 | $91,000 | thousands by filing date | put |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 2,800 | $91,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 13,600 | $91,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 4,100 | $91,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 51,429 | $91,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 92,000 | $91,000 | thousands by filing date | principal |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,789 | $90,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 500 | $90,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,100 | $89,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,439 | $89,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 1,100 | $89,000 | thousands by filing date | put |
| INUVO INC | 46122W204 | COM NEW | 69,751 | $89,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 34,810 | $89,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 2,600 | $89,000 | thousands by filing date | put |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 8,200 | $89,000 | thousands by filing date | call |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 129,491 | $88,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 24,400 | $88,000 | thousands by filing date | call |
| KEMPHARM INC COM NEW | 488445107 | Stock | 19,568 | $88,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 12,867 | $87,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,800 | $87,000 | thousands by filing date | put |
| NAM TAI PROPERTY INC | G63907102 | Com | 10,799 | $87,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 2,065 | $87,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 6,000 | $87,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 6,900 | $86,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 600 | $86,000 | thousands by filing date | call |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,749 | $86,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,700 | $86,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 5,000 | $86,000 | thousands by filing date | put |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 79,068 | $86,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 15,070 | $86,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,500 | $85,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,300 | $85,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 3,300 | $85,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 154,610 | $85,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 7,300 | $85,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 10,500 | $85,000 | thousands by filing date | call |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 27,139 | $85,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,200 | $84,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 1,500 | $84,000 | thousands by filing date | put |
| Jason Industries Inc | 471172106 | COMMON STOCK | 37,996 | $84,000 | thousands by filing date | |
| PHASERX INC | 71723F103 | COM | 32,713 | $84,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 1,400 | $83,000 | thousands by filing date | put |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,800 | $83,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 1,600 | $83,000 | thousands by filing date | put |
| Zedge Inc | 98923T104 | COM | 24,177 | $83,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 2,300 | $82,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 18,371 | $82,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 14,292 | $82,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 11,500 | $82,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 26,481 | $82,000 | thousands by filing date | |
| LONG IS ICED TEA CORP | 54267E104 | COM | 18,389 | $82,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 18,028 | $82,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 43,000 | $82,000 | thousands by filing date | principal |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 54,275 | $81,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 5,600 | $81,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,900 | $80,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 1,300 | $80,000 | thousands by filing date | call |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 496,005 | $80,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 7,600 | $79,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,900 | $79,000 | thousands by filing date | put |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 26,039 | $79,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,200 | $78,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 40,926 | $78,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 8,900 | $78,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,110 | $77,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 2,000 | $76,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,100 | $76,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 4,286 | $76,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 500 | $76,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 16,099 | $76,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 236,076 | $76,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 19,591 | $76,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,300 | $75,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 10,600 | $75,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 1,100 | $74,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 1,900 | $73,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760C107 | COM | 2,900 | $73,000 | thousands by filing date | put |
| HEAT BIOLOGICS INC | 42237K102 | COM | 53,080 | $73,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 3,000 | $72,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 12,211 | $72,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 1,400 | $72,000 | thousands by filing date | put |
| B/E AEROSPACE INC | 073302101 | COM | 1,400 | $72,000 | thousands by filing date | call |
| NEW YORK & CO INC | 649295102 | COM | 31,751 | $72,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 76,415 | $72,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 71,000 | $72,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 60,145 | $71,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 41,458 | $71,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 12,630 | $71,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10,750 | $71,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 52,000 | $71,000 | thousands by filing date | principal |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 14,477 | $71,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 2,500 | $70,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 600 | $70,000 | thousands by filing date | call |
| MARA HLDGS INC | 56585W203 | COM | 25,042 | $70,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 26,315 | $69,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 9,100 | $69,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 11,624 | $69,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 24,300 | $69,000 | thousands by filing date | put |
| DEVRY INC DEL | 251893103 | COM | 3,000 | $69,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 2,400 | $68,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,100 | $68,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,500 | $67,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 2,300 | $67,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 1,100 | $67,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 12,700 | $67,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 15,837 | $67,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,400 | $67,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 1,596 | $67,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 13,781 | $67,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,300 | $66,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,500 | $66,000 | thousands by filing date | put |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 38,629 | $66,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 22,630 | $66,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 17,927 | $65,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,100 | $65,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 1,000 | $65,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 3,100 | $65,000 | thousands by filing date | put |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 11,145 | $65,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 4,600 | $65,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 11,984 | $65,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,400 | $64,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 36,400 | $64,000 | thousands by filing date | call |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 21,647 | $64,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 27,233 | $64,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,400 | $63,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 1,000 | $63,000 | thousands by filing date | put |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 6,200 | $63,000 | thousands by filing date | put |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 41,041 | $63,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 17,614 | $63,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 4,750 | $63,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 17,586 | $62,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 13,244 | $62,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 21,998 | $62,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 12,821 | $61,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 34,894 | $61,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 11,172 | $61,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 10,500 | $61,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 22,100 | $60,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 3,900 | $60,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 600 | $60,000 | thousands by filing date | call |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 13,013 | $60,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 4,100 | $60,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 15,323 | $60,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 30,347 | $60,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 3,900 | $59,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 6,200 | $59,000 | thousands by filing date | call |
| GENCORP INC | 368682AN0 | SDCV | 30,000 | $59,000 | thousands by filing date | principal |
| IDEAL PWR INC | 451622104 | COM | 11,316 | $59,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 10,066 | $59,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,000 | $58,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 800 | $58,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,200 | $58,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 2,700 | $58,000 | thousands by filing date | call |
| ParkerVision Inc | 701354300 | USD | 13,744 | $58,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 61,000 | $58,000 | thousands by filing date | principal |
| PEAK RESORTS INC | 70469L100 | COM | 11,223 | $58,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 300 | $57,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 700 | $57,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 12,700 | $57,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 20,856 | $57,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 26,627 | $57,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,100 | $56,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 12,818 | $56,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 18,816 | $56,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 11,116 | $56,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,000 | $56,000 | thousands by filing date | call |
| Alcobra Ltd | M2239P109 | SHS | 22,667 | $56,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,300 | $55,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 47,730 | $55,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,100 | $55,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 11,094 | $55,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 24,547 | $55,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 10,320 | $54,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 2,400 | $54,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 7,200 | $54,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q105 | SHS | 10,101 | $53,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 14,226 | $53,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 5,200 | $53,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 29,659 | $53,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 28,191 | $53,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 82,109 | $53,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,400 | $52,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 1,100 | $52,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 30,700 | $52,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 38,270 | $52,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 70,651 | $52,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 25,553 | $52,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 3,748 | $52,000 | thousands by filing date | call |
| FENIX PTS INC | 31446L100 | COM | 13,194 | $52,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 6,000 | $51,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 1,800 | $51,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 7,300 | $51,000 | thousands by filing date | call |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 63,207 | $51,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 12,173 | $51,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 42,516 | $51,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 11,034 | $51,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,000 | $50,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 1,800 | $50,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 1,400 | $50,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 37,562 | $50,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 28,154 | $50,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 66,096 | $50,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 50,000 | $50,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 53,000 | $50,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 3,500 | $50,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 2,300 | $49,000 | thousands by filing date | call |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 1,500 | $49,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 2,900 | $49,000 | thousands by filing date | put |
| AIR INDS GROUP COM | 00912N205 | Stock | 10,797 | $49,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 16,746 | $49,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 9,900 | $49,000 | thousands by filing date | call |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 14,170 | $49,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 13,378 | $49,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,700 | $48,000 | thousands by filing date | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,100 | $48,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 3,300 | $48,000 | thousands by filing date | put |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 3,200 | $48,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 1,380 | $48,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 19,813 | $48,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 28,088 | $48,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 27,003 | $48,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 48,411 | $48,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 4,900 | $48,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,000 | $47,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 11,833 | $47,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 3,900 | $47,000 | thousands by filing date | call |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 21,847 | $47,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 10,975 | $47,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 14,625 | $47,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001820 | this filing | 2016-11-14 | acceptance time not in the bulk data set |