13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,099 holding rows worth $314,774,912,000.
- Accession
- 0000769993-14-000617
- Filer
- CIK 886982
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 10,331 entries on the cover page, a total value of $314,774,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $314,774,912,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 57,717 | $682,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 38,615 | $682,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 63,269 | $681,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 25,587 | $680,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 97,500 | $680,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 16,639 | $679,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 20,783 | $678,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 6,025 | $677,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 63,700 | $676,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 28,491 | $675,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 17,000 | $675,000 | thousands by filing date | put |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 636,000 | $675,000 | thousands by filing date | principal |
| NEWELL BRANDS INC COM | 651229106 | Stock | 19,600 | $674,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 28,118 | $674,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 19,769 | $673,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 107,386 | $673,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 130,300 | $670,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 18,400 | $668,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 139,685 | $668,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 45,976 | $666,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 14,700 | $664,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 16,997 | $663,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 33,841 | $663,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 95,556 | $663,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 16,600 | $661,000 | thousands by filing date | put |
| FORCEFIELD ENERGY | 34520U103 | COM | 106,540 | $661,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 15,809 | $660,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 55,259 | $659,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 558,594 | $659,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 41,933 | $659,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 23,515 | $658,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 136,360 | $656,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 21,712 | $655,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 22,100 | $655,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 28,300 | $653,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 23,649 | $653,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 54,286 | $653,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 26,992 | $651,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 209,450 | $651,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 50,900 | $651,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 26,400 | $650,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 65,600 | $648,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 8,900 | $647,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 60,087 | $646,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 72,300 | $646,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 46,135 | $645,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 47,302 | $645,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 260,000 | $645,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 32,708 | $643,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 10,322 | $643,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 36,685 | $642,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 97,978 | $642,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 17,600 | $642,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 18,655 | $641,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 56,240 | $639,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 210,212 | $639,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 14,300 | $637,000 | thousands by filing date | put |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 304,801 | $637,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 49,795 | $637,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 51,784 | $636,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 18,926 | $636,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 54,615 | $636,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 26,473 | $636,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 44,673 | $636,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 543,100 | $635,000 | thousands by filing date | put |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 66,177 | $635,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 5,741 | $633,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 6,490 | $633,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 24,142 | $633,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,014 | $632,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 611,000 | $632,000 | thousands by filing date | principal |
| NAVIGATORS GROUP INC | 638904102 | COM | 10,253 | $631,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 121,919 | $630,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 8,000 | $630,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 58,000 | $629,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 32,136 | $628,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 602,000 | $628,000 | thousands by filing date | principal |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 28,000 | $627,000 | thousands by filing date | put |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 20,356 | $627,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 49,100 | $624,000 | thousands by filing date | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 31,141 | $623,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 45,349 | $622,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 550,553 | $622,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 99,534 | $621,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 35,700 | $620,000 | thousands by filing date | put |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 344,715 | $620,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 12,518 | $617,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 5,735 | $617,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 107,300 | $614,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 12,939 | $613,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 14,514 | $613,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 83,824 | $612,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 16,515 | $611,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 17,207 | $610,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 7,859 | $610,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 11,300 | $609,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 20,200 | $609,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 20,900 | $608,000 | thousands by filing date | call |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 37,529 | $608,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 19,400 | $608,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 29,098 | $608,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 141,081 | $608,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 4,800 | $606,000 | thousands by filing date | call |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 48,157 | $604,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 20,700 | $602,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 56,700 | $600,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 24,585 | $600,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 56,000 | $598,000 | thousands by filing date | put |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 4,033 | $598,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 21,754 | $596,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 76,400 | $596,000 | thousands by filing date | put |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 62,600 | $596,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 24,863 | $595,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 20,213 | $595,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 48,623 | $595,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 16,199 | $595,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 152,400 | $594,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 39,643 | $594,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 49,313 | $594,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 20,675 | $594,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 29,380 | $594,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 197,202 | $594,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 25,500 | $592,000 | thousands by filing date | call |
| SWIFT ENERGY CO | 870738101 | COM | 61,637 | $592,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 173,934 | $591,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 44,599 | $590,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 127,259 | $584,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 26,400 | $583,000 | thousands by filing date | call |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 89,161 | $583,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 29,572 | $582,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 16,625 | $581,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 42,193 | $581,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 32,800 | $580,000 | thousands by filing date | put |
| REXNORD CORP | 76169B102 | COMMON STOCK | 20,359 | $579,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 29,526 | $578,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 56,915 | $577,000 | thousands by filing date | put |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 91,898 | $577,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 53,500 | $576,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 23,800 | $574,000 | thousands by filing date | put |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 11,981 | $573,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 106,498 | $573,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 10,000 | $572,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 61,200 | $572,000 | thousands by filing date | call |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 9,058 | $572,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 136,632 | $570,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 209,540 | $570,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 114,800 | $569,000 | thousands by filing date | call |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 4,619 | $569,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 82,628 | $569,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 21,800 | $568,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 9,200 | $567,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 27,888 | $567,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 17,414 | $565,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 14,025 | $565,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 13,750 | $565,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 7,672 | $563,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 60,611 | $563,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 41,658 | $563,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 19,026 | $563,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 268,316 | $563,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 40,765 | $562,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 24,200 | $562,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 8,500 | $561,000 | thousands by filing date | put |
| WEST CORP | 952355204 | COM | 19,037 | $561,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 18,900 | $561,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 113,000 | $560,000 | thousands by filing date | put |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 10,390 | $560,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 78,100 | $558,000 | thousands by filing date | put |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 45,099 | $556,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 19,600 | $556,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 416,000 | $556,000 | thousands by filing date | principal |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 22,388 | $555,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 13,561 | $554,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 13,928 | $554,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 19,507 | $554,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 81,858 | $552,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 5,475 | $552,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 25,083 | $551,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 31,143 | $551,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 9,400 | $549,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 12,730 | $548,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 100,223 | $548,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 13,500 | $547,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 8,500 | $547,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 27,487 | $547,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 100,000 | $547,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 7,700 | $546,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 14,800 | $546,000 | thousands by filing date | put |
| GENCORP INC | 368682100 | COM | 34,183 | $546,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 524,305 | $545,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 39,500 | $544,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 22,600 | $544,000 | thousands by filing date | put |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 37,317 | $544,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 92,608 | $544,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 385,213 | $543,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 18,100 | $542,000 | thousands by filing date | put |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 500,000 | $542,000 | thousands by filing date | principal |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 601,589 | $541,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 7,100 | $539,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 28,199 | $539,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 34,339 | $539,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 12,000 | $539,000 | thousands by filing date | put |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 8,832 | $538,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 508,000 | $538,000 | thousands by filing date | principal |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 27,884 | $537,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 84,300 | $537,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 39,467 | $536,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 50,891 | $536,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 14,200 | $535,000 | thousands by filing date | put |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 24,374 | $535,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 122,046 | $533,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 50,000 | $532,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645100 | COM | 50,000 | $532,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 14,787 | $531,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 37,432 | $531,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 51,803 | $531,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 7,700 | $530,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 9,400 | $530,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 15,993 | $530,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 9,000 | $529,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 7,882 | $529,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 18,609 | $528,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 3,700 | $528,000 | thousands by filing date | call |
| LOXO ONCOLOGY INC | 548862101 | COM | 40,040 | $526,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 155,625 | $526,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 17,841 | $524,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 30,367 | $524,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 87,922 | $523,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 10,700 | $522,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 500,000 | $520,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 360,000 | $520,000 | thousands by filing date | principal |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 18,800 | $520,000 | thousands by filing date | put |
| INTEVAC INC | 461148108 | COM | 77,738 | $519,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 15,100 | $518,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 25,020 | $517,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 23,960 | $517,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 47,243 | $517,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 66,745 | $517,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 16,997 | $516,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 14,200 | $515,000 | thousands by filing date | put |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,400 | $515,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 31,882 | $514,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 12,500 | $514,000 | thousands by filing date | call |
| BBCN BANCORP INC | 073295107 | COM | 35,109 | $512,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 164,500 | $512,000 | thousands by filing date | call |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 258,460 | $512,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 12,548 | $511,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 6,900 | $510,000 | thousands by filing date | put |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 22,535 | $510,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 56,641 | $510,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 10,251 | $509,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 29,724 | $508,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 6,500 | $507,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 122,074 | $507,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 34,996 | $507,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 57,118 | $507,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 28,698 | $507,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 5,823 | $504,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 61,322 | $503,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 14,700 | $503,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 13,253 | $502,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 20,409 | $501,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 516,988 | $501,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 13,524 | $500,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 25,266 | $500,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 12,800 | $500,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 35,938 | $499,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 15,939 | $499,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 50,000 | $499,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 33,581 | $498,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 80,927 | $498,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 33,003 | $497,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,780 | $496,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 50,857 | $496,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 20,602 | $496,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 55,630 | $496,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 12,200 | $495,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 6,700 | $495,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 20,300 | $494,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 58,171 | $494,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 453,460 | $494,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 118,906 | $493,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 22,082 | $493,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 36,600 | $492,000 | thousands by filing date | call |
| Walter Energy Inc | 93317Q105 | COM | 210,127 | $492,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 21,791 | $491,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 51,600 | $491,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 70,400 | $491,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 23,224 | $490,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 9,764 | $490,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 18,634 | $490,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 37,288 | $490,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 38,629 | $490,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 8,100 | $489,000 | thousands by filing date | call |
| SHORETEL INC | 825211105 | COM | 73,585 | $489,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 23,554 | $488,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 10,000 | $488,000 | thousands by filing date | put |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 13,113 | $488,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 49,342 | $486,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 40,623 | $486,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 67,610 | $485,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,700 | $485,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 21,963 | $485,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 37,914 | $485,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 159,529 | $485,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 147,439 | $484,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 13,600 | $483,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 13,100 | $483,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 48,600 | $481,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 11,605 | $480,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 82,512 | $480,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 19,900 | $479,000 | thousands by filing date | call |
| CIVEO CORP | 178787107 | COM | 41,300 | $479,000 | thousands by filing date | call |
| XL GROUP PLC | G98290102 | SHS | 14,400 | $478,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 53,160 | $477,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 38,028 | $477,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 31,600 | $477,000 | thousands by filing date | call |
| ATHLON ENERGY INC | 047477104 | COM | 8,200 | $477,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 9,100 | $476,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 11,100 | $476,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 40,306 | $476,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 25,100 | $476,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 21,481 | $475,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 31,883 | $473,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 51,100 | $473,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 9,000 | $472,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 34,625 | $472,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 87,400 | $472,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 11,100 | $471,000 | thousands by filing date | call |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,243 | $471,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 13,095 | $471,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 30,954 | $471,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 24,400 | $470,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 17,100 | $470,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 91,173 | $470,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 17,900 | $470,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 16,286 | $470,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 13,675 | $469,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 25,100 | $469,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 30,229 | $468,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 47,264 | $468,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 8,000 | $467,000 | thousands by filing date | call |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 19,561 | $467,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 35,348 | $466,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 22,300 | $466,000 | thousands by filing date | call |
| ATHLON ENERGY INC | 047477104 | COM | 8,000 | $466,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 11,900 | $465,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 13,300 | $465,000 | thousands by filing date | call |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 13,220 | $465,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 54,123 | $463,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 15,387 | $463,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 56,843 | $463,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 19,008 | $463,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 10,200 | $462,000 | thousands by filing date | call |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 9,042 | $462,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 39,072 | $460,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 13,900 | $460,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 28,200 | $460,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 28,121 | $459,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 164,805 | $459,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 49,153 | $458,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 229,028 | $458,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 21,712 | $458,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 21,599 | $458,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 39,527 | $458,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 27,987 | $456,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 31,205 | $456,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 13,800 | $454,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 4,831 | $452,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 22,416 | $452,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 12,871 | $452,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 17,976 | $452,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 5,200 | $451,000 | thousands by filing date | put |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 22,338 | $451,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 15,700 | $451,000 | thousands by filing date | put |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 16,300 | $451,000 | thousands by filing date | call |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 4,698 | $450,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,900 | $450,000 | thousands by filing date | call |
| HUB GROUP INC | 443320106 | CL A | 11,089 | $449,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 16,500 | $448,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 134,200 | $448,000 | thousands by filing date | put |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 168,550 | $448,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,400 | $447,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 125,800 | $447,000 | thousands by filing date | call |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 13,700 | $447,000 | thousands by filing date | put |
| MICHAELS COS INC | 59408Q106 | COM | 25,595 | $447,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 441,315 | $446,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 9,939 | $445,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 49,616 | $444,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 47,360 | $444,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 22,511 | $443,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 179,228 | $443,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 62,005 | $443,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 3,213 | $443,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 30,807 | $441,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 9,700 | $441,000 | thousands by filing date | call |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 34,536 | $441,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 19,767 | $440,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 13,200 | $440,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 15,899 | $440,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 16,699 | $439,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 8,500 | $439,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 43,449 | $439,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 427,000 | $439,000 | thousands by filing date | principal |
| TIVO INC | 888706108 | COM | 34,200 | $438,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 12,240 | $437,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 64,954 | $437,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 60,187 | $437,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 19,500 | $436,000 | thousands by filing date | call |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 29,000 | $435,000 | thousands by filing date | call |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 4,734 | $434,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 14,600 | $434,000 | thousands by filing date | put |
| RENASANT CORP | 75970E107 | COM | 16,032 | $434,000 | thousands by filing date | |
| ENCORE ENERGY CORP F | 97717W174 | COM | 19,585 | $434,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 8,520 | $432,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 3,027 | $431,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 50,192 | $431,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 174,393 | $431,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 6,733 | $431,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 24,394 | $430,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 256,000 | $429,000 | thousands by filing date | principal |
| MEI PHARMA INC | 55279B202 | COM NEW | 62,045 | $428,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 12,200 | $427,000 | thousands by filing date | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 83,692 | $427,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 10,900 | $426,000 | thousands by filing date | put |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 11,057 | $426,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 27,300 | $426,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 25,204 | $425,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 42,505 | $425,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 40,436 | $425,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 13,606 | $423,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 29,795 | $423,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 8,900 | $423,000 | thousands by filing date | call |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 44,298 | $423,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 16,533 | $422,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 112,012 | $422,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 26,194 | $421,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 126,000 | $421,000 | thousands by filing date | call |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 20,050 | $421,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 22,226 | $420,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 6,700 | $419,000 | thousands by filing date | put |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 12,600 | $419,000 | thousands by filing date | put |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 20,233 | $418,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 67,950 | $418,000 | thousands by filing date | put |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 28,352 | $417,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 35,000 | $416,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 7,426 | $416,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 23,601 | $416,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 26,800 | $416,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 35,230 | $416,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 9,100 | $416,000 | thousands by filing date | call |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 32,654 | $415,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 8,100 | $414,000 | thousands by filing date | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 8,679 | $413,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 24,600 | $413,000 | thousands by filing date | put |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 18,533 | $413,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 36,499 | $411,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 55,943 | $411,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 17,124 | $410,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 19,404 | $410,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 17,600 | $410,000 | thousands by filing date | put |
| WESBANCO INC | 950810101 | COM | 13,294 | $407,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 38,186 | $407,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 13,940 | $406,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 35,956 | $406,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 11,800 | $406,000 | thousands by filing date | put |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 66,007 | $406,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 10,300 | $405,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 37,812 | $405,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 16,470 | $404,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 19,076 | $403,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 372,368 | $403,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 14,230 | $403,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 134,728 | $403,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 28,559 | $402,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,500 | $401,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 5,900 | $401,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 49,895 | $401,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 30,282 | $401,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 69,662 | $401,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 5,300 | $401,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,680 | $400,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 357,414 | $400,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 10,030 | $398,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 33,775 | $398,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,172 | $398,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 12,000 | $398,000 | thousands by filing date | put |
| QAD INC-A | 74727D306 | CL A | 21,391 | $398,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 11,193 | $398,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 33,288 | $396,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 29,657 | $395,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,600 | $395,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 35,047 | $395,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 18,234 | $394,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 6,700 | $394,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 56,483 | $394,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 84,162 | $394,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 130,931 | $393,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 33,489 | $392,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 21,375 | $391,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000617 | this filing | 2014-11-14 | acceptance time not in the bulk data set |