13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,099 holding rows worth $314,774,912,000.
- Accession
- 0000769993-14-000617
- Filer
- CIK 886982
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 10,331 entries on the cover page, a total value of $314,774,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $314,774,912,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRONTLINE LTD | G3682E127 | COM | 877,383 | $1,106,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 58,763 | $1,105,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 32,265 | $1,105,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B888 | PWRSH CHI A PT | 45,526 | $1,105,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 25,037 | $1,103,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 69,500 | $1,103,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 24,200 | $1,102,000 | thousands by filing date | call |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 34,933 | $1,102,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 308,759 | $1,102,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 40,258 | $1,097,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 53,319 | $1,097,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 104,400 | $1,097,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 452,470 | $1,095,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 455,870 | $1,094,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 68,900 | $1,093,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 29,211 | $1,093,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 38,302 | $1,091,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 48,670 | $1,090,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 73,800 | $1,090,000 | thousands by filing date | put |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 33,286 | $1,090,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 19,710 | $1,089,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 57,387 | $1,088,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 22,803 | $1,087,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 8,641 | $1,086,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 69,457 | $1,086,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 278,544 | $1,086,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 46,352 | $1,086,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 219,474 | $1,084,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 30,270 | $1,084,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 41,901 | $1,083,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 91,019 | $1,083,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 14,600 | $1,081,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 73,100 | $1,080,000 | thousands by filing date | call |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 84,952 | $1,080,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 35,100 | $1,080,000 | thousands by filing date | put |
| XENOPORT INC | 98411C100 | COM | 200,700 | $1,080,000 | thousands by filing date | put |
| ZULILY INC | 989774104 | CL A | 28,500 | $1,080,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 9,800 | $1,077,000 | thousands by filing date | call |
| PREMIER INC | 74051N102 | CL A | 32,755 | $1,076,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 200,000 | $1,076,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 85,400 | $1,074,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 4,500 | $1,074,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 62,057 | $1,074,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 27,600 | $1,072,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 39,451 | $1,071,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 9,000 | $1,070,000 | thousands by filing date | call |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 85,623 | $1,070,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 26,543 | $1,069,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 32,251 | $1,069,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 19,511 | $1,068,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 36,372 | $1,067,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 19,500 | $1,065,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 21,559 | $1,064,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 21,367 | $1,062,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 39,927 | $1,061,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 38,200 | $1,060,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044108 | COM | 379,326 | $1,059,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 12,600 | $1,058,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 839,000 | $1,058,000 | thousands by filing date | principal |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 25,142 | $1,057,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 62,700 | $1,057,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 184,559 | $1,056,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 121,485 | $1,054,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,000,000 | $1,054,000 | thousands by filing date | principal |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 25,235 | $1,052,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 29,200 | $1,051,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 106,450 | $1,049,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 119,465 | $1,048,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 95,400 | $1,047,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 42,891 | $1,047,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 143,740 | $1,042,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 15,600 | $1,041,000 | thousands by filing date | call |
| LACLEDE GROUP INC/THE | 505597104 | COM | 22,440 | $1,041,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 15,000 | $1,039,000 | thousands by filing date | put |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 37,475 | $1,039,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 44,300 | $1,039,000 | thousands by filing date | call |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 887,857 | $1,039,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 122,474 | $1,038,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 21,763 | $1,038,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 21,000 | $1,037,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 67,252 | $1,036,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 17,300 | $1,036,000 | thousands by filing date | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 145,154 | $1,032,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 19,298 | $1,032,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 27,200 | $1,031,000 | thousands by filing date | put |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 1,025,000 | $1,029,000 | thousands by filing date | principal |
| BOB EVANS FARMS | 096761101 | COM | 21,687 | $1,027,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 9,302 | $1,026,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 8,800 | $1,026,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 20,700 | $1,024,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 240,400 | $1,024,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 53,299 | $1,023,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 90,000 | $1,022,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 53,800 | $1,021,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 16,900 | $1,020,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 94,267 | $1,018,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 229,800 | $1,016,000 | thousands by filing date | call |
| SALESFORCE COM INC | 79466LAB0 | BOND | 380,000 | $1,016,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886T201 | COM | 309,567 | $1,015,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 8,000 | $1,015,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 39,700 | $1,014,000 | thousands by filing date | call |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 208,099 | $1,013,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 20,311 | $1,012,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 60,000 | $1,012,000 | thousands by filing date | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 10,808 | $1,011,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 22,400 | $1,011,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 89,100 | $1,010,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 68,000 | $1,008,000 | thousands by filing date | put |
| OI S.A. | 670851203 | SPN ADR REP PFD | 1,439,721 | $1,007,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 45,294 | $1,006,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 40,200 | $1,003,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 9,600 | $1,003,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 9,600 | $1,003,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 12,940 | $1,002,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 14,300 | $1,002,000 | thousands by filing date | put |
| FOSTER WHEELER AG | H27178104 | COM | 31,700 | $1,002,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 21,200 | $1,001,000 | thousands by filing date | put |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 73,502 | $1,001,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,000,000 | $999,000 | thousands by filing date | principal |
| LORAL SPACE & COM INC | 543881106 | COM | 13,899 | $998,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 47,793 | $997,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 14,448 | $997,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 30,845 | $996,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 55,210 | $989,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 15,813 | $987,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 58,833 | $987,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 57,509 | $986,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4,545 | $984,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 96,412 | $984,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 15,300 | $984,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 166,803 | $984,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 24,312 | $983,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 114,700 | $982,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 72,100 | $980,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 34,149 | $980,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 23,330 | $977,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 145,000 | $977,000 | thousands by filing date | put |
| ASSOCIATED BANC CORP | 045487113 | WTS | 454,306 | $977,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 44,848 | $975,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 112,533 | $973,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 212,000 | $973,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 47,391 | $973,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 13,700 | $972,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 100,338 | $971,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 35,408 | $970,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 85,500 | $970,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 13,600 | $969,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 109,825 | $968,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 36,000 | $968,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 13,300 | $967,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 128,796 | $966,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 35,723 | $964,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 13,595 | $964,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 21,725 | $964,000 | thousands by filing date | call |
| CDI CORP | 125071100 | COM | 66,361 | $963,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 911,000 | $963,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 14,400 | $962,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 47,300 | $961,000 | thousands by filing date | call |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 17,743 | $960,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 18,380 | $960,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 27,093 | $959,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 82,223 | $958,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 20,903 | $955,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 71,828 | $954,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 25,800 | $953,000 | thousands by filing date | put |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 62,300 | $951,000 | thousands by filing date | call |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 58,867 | $951,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 114,279 | $950,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 49,042 | $950,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 50,000 | $948,000 | thousands by filing date | put |
| Foundation Medicine Inc | 350465100 | COM | 50,000 | $948,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 36,300 | $946,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 15,800 | $946,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 36,200 | $944,000 | thousands by filing date | put |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 33,604 | $944,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 44,523 | $943,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 27,022 | $940,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 60,912 | $940,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 18,700 | $939,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 65,931 | $938,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 61,802 | $936,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 41,624 | $935,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 54,761 | $935,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 14,100 | $935,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 176,755 | $933,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,700 | $931,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 12,900 | $931,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 37,800 | $931,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 21,241 | $930,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 9,800 | $930,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 29,300 | $930,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 65,500 | $929,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 41,248 | $926,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 26,456,764 | $926,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 56,707 | $925,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 24,500 | $923,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 118,104 | $921,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 51,917 | $917,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 23,398 | $917,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 18,312 | $916,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 9,000 | $916,000 | thousands by filing date | call |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 870,000 | $916,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 88,100 | $914,000 | thousands by filing date | call |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 138,418 | $914,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 32,794 | $912,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 17,930 | $911,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 9,400 | $911,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 28,000 | $911,000 | thousands by filing date | put |
| ENVIVIO INC | 29413T106 | COM | 495,420 | $911,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 42,881 | $910,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 19,500 | $909,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 10,900 | $908,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 25,295 | $908,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 41,000 | $906,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 29,102 | $906,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 19,332 | $905,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 10,242 | $901,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 29,726 | $901,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 13,800 | $899,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 248,532 | $897,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 21,197 | $896,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 37,694 | $896,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 213,900 | $896,000 | thousands by filing date | put |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 107,447 | $895,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,946 | $893,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 16,300 | $893,000 | thousands by filing date | put |
| UNIFIRST CORP MASS | 904708104 | COM | 9,232 | $892,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 144,142 | $891,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 64,609 | $890,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 50,000 | $890,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 29,976 | $889,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 12,600 | $889,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 885,000 | $888,000 | thousands by filing date | principal |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 57,100 | $887,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 43,900 | $886,000 | thousands by filing date | put |
| WESTERN REFNG INC | 959319104 | COM | 21,100 | $886,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 31,400 | $885,000 | thousands by filing date | put |
| BORDERFREE INC | 09970L100 | COM | 68,570 | $885,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 356,100 | $883,000 | thousands by filing date | put |
| BlackRock Muniy Michigan | 09254V105 | Fund | 66,097 | $883,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 576,600 | $882,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 11,600 | $880,000 | thousands by filing date | put |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 158,070 | $880,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 16,800 | $879,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 407,197 | $879,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8,300 | $878,000 | thousands by filing date | call |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 60,594 | $876,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 26,900 | $875,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 33,057 | $873,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 314,764 | $869,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 44,800 | $869,000 | thousands by filing date | call |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 38,000 | $869,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 10,800 | $868,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246105 | COM | 19,201 | $867,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 16,500 | $866,000 | thousands by filing date | put |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 39,515 | $866,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 76,000 | $865,000 | thousands by filing date | put |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 127,381 | $865,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 49,400 | $864,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 7,700 | $863,000 | thousands by filing date | put |
| FINANCIAL ENGINES INC | 317485100 | COM | 25,212 | $863,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 208,477 | $863,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 19,708 | $861,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 21,225 | $860,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 79,000 | $859,000 | thousands by filing date | put |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 131,096 | $857,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 27,100 | $856,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 20,500 | $855,000 | thousands by filing date | call |
| Washington Prime Group | 939647103 | COM | 48,900 | $855,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 7,700 | $854,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 24,360 | $851,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 18,616 | $851,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 223,000 | $850,000 | thousands by filing date | principal |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 87,300 | $849,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 24,700 | $849,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 18,969 | $848,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 16,904 | $848,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 457,000 | $848,000 | thousands by filing date | principal |
| MCGRATH RENTCORP | 580589109 | COM | 24,778 | $847,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 57,489 | $847,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 255,000 | $844,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 305,500 | $843,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 5,600 | $842,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 26,811 | $840,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 152,735 | $840,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 169,178 | $839,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 33,494 | $839,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 78,928 | $839,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 47,027 | $838,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 32,566 | $837,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 19,607 | $837,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 64,728 | $836,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 18,805 | $835,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 8,200 | $834,000 | thousands by filing date | put |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 43,705 | $833,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 301,000 | $831,000 | thousands by filing date | call |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 98,585 | $831,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 13,000 | $830,000 | thousands by filing date | put |
| Vanguard Energy ETF | 92204A306 | SHS | 6,313 | $828,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 76,100 | $827,000 | thousands by filing date | call |
| MEDIVATION INC | 58501NAA9 | NOTE | 423,000 | $825,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 6,400 | $824,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 113,596 | $822,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 54,500 | $822,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 330,800 | $820,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 50,805 | $820,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 688,800 | $820,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 19,203 | $819,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 178,518 | $818,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 880,040 | $818,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 31,300 | $813,000 | thousands by filing date | put |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 60,982 | $813,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 33,420 | $812,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 56,001 | $812,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 28,800 | $811,000 | thousands by filing date | call |
| Chubb Corporation | 171232101 | Equity | 8,900 | $811,000 | thousands by filing date | put |
| ELIZABETH ARDEN INC | 28660G106 | COM | 48,457 | $811,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 23,282 | $810,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 45,373 | $808,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 23,900 | $807,000 | thousands by filing date | call |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 32,605 | $806,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 32,426 | $805,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 18,483 | $804,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 119,940 | $804,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 127,446 | $804,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 12,100 | $803,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 24,523 | $803,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 19,012 | $802,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 25,237 | $801,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 17,353 | $801,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 37,800 | $799,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 190,598 | $799,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 21,400 | $798,000 | thousands by filing date | put |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 72,514 | $798,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 49,400 | $798,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 59,681 | $797,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 10,300 | $796,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 13,200 | $795,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 31,827 | $795,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 32,300 | $795,000 | thousands by filing date | put |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 116,568 | $795,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 225,933 | $795,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 19,300 | $794,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H453 | FUND | 22,002 | $794,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 17,600 | $793,000 | thousands by filing date | put |
| POOL CORP COM | 73278L105 | Stock | 14,700 | $793,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 46,945 | $793,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 24,142 | $791,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 696,000 | $791,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 394,824 | $790,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,900 | $790,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 11,600 | $789,000 | thousands by filing date | put |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 14,127 | $789,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 43,514 | $788,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 29,297 | $788,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 21,387 | $788,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 55,500 | $787,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 72,400 | $786,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 137,400 | $786,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887109 | COM | 6,900 | $785,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 66,218 | $783,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 14,300 | $783,000 | thousands by filing date | call |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 22,500 | $783,000 | thousands by filing date | put |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 22,500 | $783,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 26,300 | $782,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 7,900 | $782,000 | thousands by filing date | call |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 162,214 | $780,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 143,978 | $780,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 28,100 | $779,000 | thousands by filing date | put |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 34,662 | $778,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 455,259 | $778,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 23,000 | $776,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 36,972 | $776,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 691,000 | $776,000 | thousands by filing date | principal |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 9,600 | $775,000 | thousands by filing date | put |
| MADDEN STEVEN LTD | 556269108 | COM | 24,000 | $774,000 | thousands by filing date | put |
| RIGNET INC | 766582100 | COM | 19,127 | $774,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 72,735 | $774,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 22,712 | $773,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 34,396 | $772,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 8,001 | $772,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 108,093 | $771,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 14,772 | $769,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 43,100 | $768,000 | thousands by filing date | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 16,104 | $767,000 | thousands by filing date | call |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 178,777 | $767,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 50,291 | $766,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 10,900 | $764,000 | thousands by filing date | call |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 8,100 | $763,000 | thousands by filing date | put |
| OMNICARE | 68214L201 | PFD | 10,000 | $763,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 41,513 | $761,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 119,389 | $761,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 9,700 | $760,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 388,112 | $760,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 34,522 | $758,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 10,139 | $758,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 15,100 | $758,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916107 | COM | 221,411 | $758,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 27,000 | $758,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 75,271 | $755,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 35,000 | $755,000 | thousands by filing date | put |
| INTERSECT ENT INC | 46071F103 | COM | 48,671 | $754,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,000 | $754,000 | thousands by filing date | put |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 25,000 | $754,000 | thousands by filing date | put |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 25,000 | $754,000 | thousands by filing date | call |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 29,896 | $754,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 37,109 | $753,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 81,900 | $752,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 13,200 | $751,000 | thousands by filing date | call |
| EVOGENE LTD | M4119S104 | SHS | 57,087 | $751,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 53,832 | $750,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 18,968 | $749,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 13,800 | $749,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 5,300 | $747,000 | thousands by filing date | put |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 43,703 | $747,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 35,700 | $746,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 116,975 | $745,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 68,076 | $745,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 114,300 | $744,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 28,461 | $742,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 13,500 | $741,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 22,670 | $741,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 28,198 | $740,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 7,157 | $739,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 56,518 | $738,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 9,400 | $738,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 19,637 | $738,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 24,166 | $738,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 11,900 | $737,000 | thousands by filing date | call |
| WILSHIRE BANCORP INC | 97186T108 | COM | 79,883 | $737,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 57,546 | $736,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 8,884 | $736,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 24,434 | $734,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 14,822 | $734,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 60,179 | $734,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 21,600 | $733,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 27,582 | $731,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 93,421 | $729,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 11,604 | $726,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 13,014 | $726,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 8,100 | $726,000 | thousands by filing date | put |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 28,152 | $725,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 14,990 | $725,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 23,910 | $724,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 34,200 | $723,000 | thousands by filing date | put |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,600 | $721,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 57,204 | $721,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 31,345 | $721,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 57,200 | $720,000 | thousands by filing date | put |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 31,950 | $720,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 26,097 | $718,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 22,632 | $717,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 171,443 | $717,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 61,800 | $717,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 100,071 | $715,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 43,160 | $714,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 20,072 | $714,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 91,600 | $714,000 | thousands by filing date | call |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 10,945 | $711,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 496,751 | $711,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 19,377 | $709,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 26,722 | $709,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 21,322 | $707,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 10,000 | $706,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 34,400 | $706,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 91,731 | $706,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 27,715 | $706,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 27,800 | $704,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 17,600 | $702,000 | thousands by filing date | put |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 29,700 | $702,000 | thousands by filing date | put |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 58,431 | $702,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 23,904 | $702,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 18,804 | $701,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 73,479 | $700,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 5,066 | $700,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 107,218 | $700,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 8,900 | $698,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 10,099 | $697,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 37,046 | $697,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 18,516 | $696,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 51,718 | $696,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 20,300 | $695,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 12,700 | $694,000 | thousands by filing date | call |
| JBT MAREL CORPORATION | 477839104 | COM | 24,684 | $694,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 42,900 | $693,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037107 | COM | 20,022 | $693,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 22,100 | $693,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 114,090 | $692,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 201,540 | $691,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 24,140 | $689,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 54,631 | $689,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 14,500 | $689,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 28,569 | $687,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 116,169 | $687,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 65,423 | $686,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 196,286 | $685,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 50,692 | $684,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 29,600 | $683,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 11,600 | $683,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 54,060 | $683,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000617 | this filing | 2014-11-14 | acceptance time not in the bulk data set |