13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,099 holding rows worth $314,774,912,000.
- Accession
- 0000769993-14-000617
- Filer
- CIK 886982
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 10,331 entries on the cover page, a total value of $314,774,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $314,774,912,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 7,100 | $390,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 33,448 | $390,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 16,439 | $390,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 21,205 | $390,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 11,700 | $390,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753109 | COM | 327,400 | $390,000 | thousands by filing date | put |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 27,497 | $389,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 8,957 | $389,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 11,934 | $387,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 8,500 | $386,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 20,600 | $385,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 6,300 | $385,000 | thousands by filing date | call |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 389,000 | $385,000 | thousands by filing date | principal |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 385,000 | $385,000 | thousands by filing date | principal |
| GLORI ENERGY INC | 379606106 | Cmn | 48,716 | $385,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 19,700 | $384,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 23,800 | $384,000 | thousands by filing date | put |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 26,361 | $384,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 26,756 | $383,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 12,616 | $383,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 41,484 | $382,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 19,900 | $382,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 104,137 | $382,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 29,000 | $382,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 17,100 | $382,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 19,800 | $381,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 13,884 | $381,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 104,076 | $381,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 30,405 | $381,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 37,940 | $381,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 50,465 | $380,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 16,800 | $380,000 | thousands by filing date | call |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 11,600 | $380,000 | thousands by filing date | call |
| AMPHENOL CORP NEW | 032095101 | COM | 3,800 | $379,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,000 | $379,000 | thousands by filing date | put |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 36,199 | $379,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 3,200 | $379,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 383,000 | $379,000 | thousands by filing date | principal |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 15,061 | $378,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 88,100 | $378,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 3,800 | $377,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 12,800 | $377,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 31,058 | $376,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 315,145 | $375,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 17,269 | $374,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,900 | $374,000 | thousands by filing date | put |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 18,682 | $374,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 11,496 | $374,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P135 | BIG PHARMA ETN | 7,350 | $374,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 31,152 | $373,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 11,800 | $373,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 26,804 | $373,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 33,601 | $373,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 12,456 | $373,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,800 | $372,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 13,700 | $372,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 46,800 | $372,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 16,843 | $372,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 14,000 | $372,000 | thousands by filing date | call |
| BIODEL INC | 09064M204 | COM | 222,979 | $372,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 96,262 | $371,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 24,000 | $371,000 | thousands by filing date | put |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 10,508 | $371,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 67,110 | $371,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 20,200 | $370,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 3,300 | $370,000 | thousands by filing date | call |
| FLEETMATICS GROUP PLC | G35569105 | COM | 12,145 | $370,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 50,013 | $370,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,700 | $369,000 | thousands by filing date | put |
| NVE CORP COM NEW | 629445206 | Stock | 5,724 | $369,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 184,670 | $369,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 21,531 | $369,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 23,600 | $368,000 | thousands by filing date | call |
| RENESOLA LTD | 75971T103 | SPONS ADS | 122,627 | $368,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 107,644 | $368,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 10,900 | $367,000 | thousands by filing date | put |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 16,339 | $367,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 40,101 | $367,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 27,981 | $367,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 12,900 | $366,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R101 | COM | 14,100 | $366,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,801 | $365,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 19,061 | $365,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 14,776 | $365,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 22,250 | $364,000 | thousands by filing date | put |
| DEVRY INC DEL | 251893103 | COM | 8,500 | $364,000 | thousands by filing date | call |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 60,505 | $364,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 5,100 | $363,000 | thousands by filing date | call |
| URS CORP NEW | 903236107 | COM | 6,300 | $363,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 20,102 | $362,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 12,659 | $362,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 45,381 | $361,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 142,408 | $360,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A113 | WTS | 6,130 | $360,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 28,259 | $359,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 5,200 | $359,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 174,105 | $359,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 68,900 | $358,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 25,200 | $358,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 38,280 | $358,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 10,350 | $355,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 32,127 | $355,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 33,591 | $355,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 10,151 | $355,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 14,000 | $354,000 | thousands by filing date | put |
| SUPPORT COM INC | 86858W101 | COM | 163,757 | $354,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 21,754 | $353,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 179,342 | $353,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 6,200 | $353,000 | thousands by filing date | put |
| BLOUNT INTL INC NEW | 095180105 | COM | 23,302 | $353,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 7,100 | $351,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 147,127 | $351,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 14,743 | $351,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 7,400 | $350,000 | thousands by filing date | put |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,793 | $349,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 28,473 | $349,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 24,148 | $349,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 43,353 | $349,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 64,463 | $349,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,762 | $348,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 42,842 | $347,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 52,800 | $346,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 10,100 | $346,000 | thousands by filing date | put |
| TECO ENERGY INC | 872375100 | COM | 19,900 | $346,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 35,317 | $345,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 9,287 | $345,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 31,059 | $345,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 8,367 | $345,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 51,168 | $345,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 2,800 | $345,000 | thousands by filing date | call |
| CYTRX CORP | 232828509 | COM PAR $.001 | 135,700 | $345,000 | thousands by filing date | call |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 27,699 | $345,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 30,615 | $344,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 10,958 | $343,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 6,600 | $343,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 15,500 | $342,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 14,800 | $342,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 30,005 | $342,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 7,600 | $342,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 73,351 | $342,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 163,520 | $342,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 52,908 | $342,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 42,900 | $341,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 10,508 | $340,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 8,900 | $340,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 234,299 | $339,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 12,533 | $339,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 21,611 | $339,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 114,272 | $339,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 42,068 | $339,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 24,146 | $338,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 26,600 | $338,000 | thousands by filing date | put |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 20,215 | $337,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 13,951 | $337,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 16,872 | $337,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 18,381 | $337,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 18,846 | $336,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 31,031 | $335,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 21,585 | $335,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 26,925 | $335,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,968 | $334,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 9,555 | $334,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,700 | $333,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 19,743 | $333,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 11,499 | $333,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,400 | $332,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 15,100 | $332,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 12,254 | $332,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 88,911 | $331,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 46,554 | $331,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 23,983 | $330,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 66,824 | $329,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 132,252 | $328,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,466 | $327,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 47,377 | $327,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 38,800 | $326,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 13,519 | $326,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 21,200 | $326,000 | thousands by filing date | call |
| BEAR ST FINL INC | 073844102 | COM | 36,209 | $326,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 11,136 | $325,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 4,300 | $325,000 | thousands by filing date | call |
| PC TEL INC | 69325Q105 | COM | 42,758 | $325,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 7,173 | $325,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 6,600 | $324,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,068 | $324,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 11,675 | $324,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 499,158 | $324,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 141,192 | $324,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 12,200 | $324,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 25,000 | $324,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 82,800 | $323,000 | thousands by filing date | put |
| PRAXAIR INC | 74005P104 | COM | 2,500 | $323,000 | thousands by filing date | call |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,556 | $323,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 47,562 | $323,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 9,870 | $323,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 19,862 | $323,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 10,397 | $322,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 26,145 | $322,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 122,049 | $322,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,600 | $321,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 17,500 | $321,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 15,263 | $321,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 56,285 | $321,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 7,399 | $321,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 32,733 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 13,642 | $319,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 17,985 | $319,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 119,601 | $319,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 25,582 | $319,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 30,405 | $319,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,100 | $318,000 | thousands by filing date | put |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 9,802 | $317,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 4,600 | $317,000 | thousands by filing date | call |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 18,540 | $317,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 15,867 | $317,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 12,849 | $317,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 10,500 | $316,000 | thousands by filing date | call |
| FXCM INC | 302693106 | COM | 19,956 | $316,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 35,482 | $315,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 10,958 | $315,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 27,348 | $315,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 22,100 | $314,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 6,172 | $314,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 15,500 | $313,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 15,201 | $313,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 103,200 | $313,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,383 | $313,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 61,981 | $313,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 7,700 | $312,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 23,162 | $312,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 10,789 | $310,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 745,873 | $310,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 104,170 | $310,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 20,361 | $310,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 15,521 | $310,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 7,425 | $309,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 37,139 | $309,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 34,500 | $308,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 750,982 | $308,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,600 | $308,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 12,844 | $308,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 5,151 | $308,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 8,000 | $307,000 | thousands by filing date | call |
| TRIMAS CORP | 896215209 | COM NEW | 12,618 | $307,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 22,271 | $306,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 5,200 | $306,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 13,400 | $305,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 4,400 | $304,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 14,190 | $304,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 71,037 | $304,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 7,400 | $303,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 24,950 | $303,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 21,415 | $302,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 6,890 | $302,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 20,705 | $301,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 31,008 | $301,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,700 | $300,000 | thousands by filing date | call |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 20,000 | $300,000 | thousands by filing date | put |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,557 | $299,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,400 | $299,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 7,298 | $299,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 292,851 | $299,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 53,645 | $299,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 17,766 | $299,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 12,068 | $299,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 43,801 | $298,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 11,836 | $298,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 13,181 | $298,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 10,844 | $298,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,300 | $296,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 17,900 | $296,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 21,520 | $295,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 17,000 | $295,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 42,353 | $295,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 34,581 | $294,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 19,720 | $294,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 9,066 | $293,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 7,890 | $293,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 44,148 | $293,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 8,100 | $292,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 22,069 | $292,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 8,117 | $292,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 57,419 | $292,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 8,364 | $291,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 7,300 | $291,000 | thousands by filing date | call |
| PENNS WOODS BANCORP INC | 708430103 | COM | 6,887 | $291,000 | thousands by filing date | |
| PROSHARES TR | 74348A798 | CMN | 7,268 | $291,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 8,300 | $290,000 | thousands by filing date | call |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 19,269 | $290,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 17,800 | $290,000 | thousands by filing date | put |
| MYOS CORP | 554051201 | Cmn | 20,407 | $290,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,800 | $289,000 | thousands by filing date | call |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 185,203 | $289,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 140,000 | $288,000 | thousands by filing date | call |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 22,069 | $287,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 87,064 | $287,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 51,748 | $287,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 38,679 | $287,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 84,143 | $286,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 26,974 | $286,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 44,900 | $286,000 | thousands by filing date | put |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 177,939 | $286,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 50,778 | $286,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 19,532 | $285,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 32,184 | $285,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 12,638 | $285,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 39,097 | $285,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 8,600 | $284,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C103 | COM | 14,973 | $284,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 12,117 | $284,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 17,500 | $283,000 | thousands by filing date | put |
| LHC GROUP | 50187A107 | COM | 12,215 | $283,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 6,890 | $283,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 79,400 | $283,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 79,400 | $283,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 10,900 | $283,000 | thousands by filing date | put |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 19,320 | $282,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 7,589 | $282,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 25,699 | $282,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 21,099 | $282,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,400 | $281,000 | thousands by filing date | call |
| IXYS CORP | 46600W106 | COMMON STOCK | 26,802 | $281,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 282,000 | $281,000 | thousands by filing date | principal |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 17,355 | $281,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,000 | $280,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 28,600 | $280,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 6,900 | $280,000 | thousands by filing date | put |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 3,300 | $280,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 29,700 | $280,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 46,270 | $280,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 10,096 | $279,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 12,000 | $279,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 11,000 | $278,000 | thousands by filing date | put |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 10,500 | $278,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 11,823 | $277,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 84,200 | $277,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 91,068 | $276,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 34,306 | $276,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 18,049 | $276,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 2,565 | $276,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 6,864 | $276,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 11,283 | $276,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 30,678 | $276,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 41,999 | $275,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 14,029 | $275,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 6,300 | $275,000 | thousands by filing date | put |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 21,655 | $275,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,394 | $274,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 11,682 | $274,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 6,700 | $274,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 39,491 | $274,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 77,470 | $273,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 6,000 | $273,000 | thousands by filing date | call |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 15,369 | $273,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 13,546 | $273,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 8,400 | $273,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 10,300 | $273,000 | thousands by filing date | put |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 5,985 | $273,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,700 | $272,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 111,292 | $272,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,746 | $272,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 39,036 | $272,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 16,411 | $271,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 16,848 | $271,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 14,600 | $271,000 | thousands by filing date | call |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 15,831 | $271,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 5,322 | $270,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,752 | $269,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 4,730 | $269,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 11,800 | $269,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 7,800 | $268,000 | thousands by filing date | put |
| EXCEL TR INC | 30068C109 | COM | 22,730 | $268,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 5,264 | $268,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 16,751 | $268,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 28,659 | $267,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 6,115 | $267,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 16,642 | $267,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3,505 | $266,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,206 | $265,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 28,151 | $265,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 6,200 | $265,000 | thousands by filing date | put |
| EPIQ SYSTEMS INC | 26882D109 | COM | 15,091 | $265,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 52,508 | $265,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 14,698 | $264,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,144 | $264,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 11,479 | $264,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 20,802 | $264,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 22,438 | $263,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 44,200 | $263,000 | thousands by filing date | call |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 14,217 | $262,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 51,467 | $262,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 213,200 | $262,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 208,432 | $261,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 32,878 | $261,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 68,474 | $261,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 37,125 | $261,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,300 | $260,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,254 | $260,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 33,066 | $260,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 4,332 | $260,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 13,988 | $260,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 40,845 | $260,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 14,366 | $260,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 18,800 | $259,000 | thousands by filing date | call |
| EMULEX CORP | 292475209 | COM NEW | 52,500 | $259,000 | thousands by filing date | put |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 16,770 | $259,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 71,969 | $259,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 13,065 | $259,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 13,210 | $258,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 44,180 | $258,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 9,700 | $258,000 | thousands by filing date | put |
| RENTRAK CORP | 760174102 | COM | 4,231 | $258,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 114,489 | $258,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,636 | $257,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 22,071 | $257,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 32,189 | $257,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 106,023 | $257,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 6,100 | $256,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 9,888 | $256,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 11,772 | $256,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 11,333 | $256,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 5,400 | $256,000 | thousands by filing date | call |
| PARKERVISION INC | 701354102 | COM | 224,694 | $256,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 248,000 | $256,000 | thousands by filing date | principal |
| TECHNIPFMC PLC | 30249U101 | COM | 4,700 | $255,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 27,150 | $254,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 6,800 | $254,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 11,277 | $254,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 14,371 | $254,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 7,616 | $254,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 49,967 | $254,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 138,090 | $254,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 48,924 | $254,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 25,157 | $254,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 45,309 | $254,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 19,011 | $253,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,132 | $253,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 39,526 | $253,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 9,644 | $253,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,400 | $252,000 | thousands by filing date | call |
| WINMARK CORP | 974250102 | COM | 3,428 | $252,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 62,585 | $252,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 39,866 | $252,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 30,000 | $252,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,900 | $251,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 82,800 | $251,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 229,000 | $251,000 | thousands by filing date | principal |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 19,505 | $251,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 106,993 | $251,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 18,140 | $250,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 13,004 | $250,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 27,330 | $250,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 5,396 | $250,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 21,764 | $250,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 10,004 | $250,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 6,000 | $249,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 6,100 | $248,000 | thousands by filing date | put |
| MGE ENERGY INC | 55277P104 | COM | 6,664 | $248,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,989 | $248,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 21,100 | $248,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 4,171 | $248,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,500 | $247,000 | thousands by filing date | call |
| CULP INC | 230215105 | CMN | 13,628 | $247,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 5,000 | $246,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 44,797 | $245,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 6,764 | $245,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 26,959 | $245,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 27,164 | $245,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 218,444 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74347R511 | PSHS ULT MDCP GR | 2,324 | $245,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 7,100 | $244,000 | thousands by filing date | call |
| Check Point Software Technologies Ltd | 162825103 | COM | 19,957 | $244,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 9,691 | $244,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 2,047 | $244,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 36,571 | $244,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,400 | $243,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,400 | $243,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 17,776 | $243,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 30,076 | $243,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 19,100 | $243,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 3,800 | $242,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 9,035 | $242,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 24,155 | $242,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 13,800 | $242,000 | thousands by filing date | put |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 70,800 | $242,000 | thousands by filing date | put |
| US ECOLOGY INC COM | 91732J102 | COM | 5,163 | $241,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 56,116 | $241,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 18,464 | $240,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,929 | $240,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 8,957 | $239,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 37,016 | $239,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 10,000 | $239,000 | thousands by filing date | call |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 187,221 | $238,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 16,521 | $238,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 12,280 | $238,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 8,300 | $238,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 3,480 | $238,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 28,099 | $238,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 10,833 | $238,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,600 | $237,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000617 | this filing | 2014-11-14 | acceptance time not in the bulk data set |