13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,099 holding rows worth $314,774,912,000.
- Accession
- 0000769993-14-000617
- Filer
- CIK 886982
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 10,331 entries on the cover page, a total value of $314,774,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $314,774,912,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 29,233 | $237,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 16,167 | $236,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,801 | $236,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 9,819 | $236,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 24,356 | $236,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 49,888 | $236,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 103,000 | $236,000 | thousands by filing date | call |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 7,586 | $236,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,600 | $235,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 10,777 | $235,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 11,126 | $235,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,912 | $235,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 26,221 | $235,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 66,226 | $234,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,900 | $234,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 7,134 | $234,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 28,085 | $234,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 3,169 | $233,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 21,655 | $233,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 19,521 | $233,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 13,315 | $233,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 47,200 | $233,000 | thousands by filing date | call |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 16,853 | $233,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 3,998 | $232,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 17,900 | $232,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 36,099 | $232,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 12,027 | $232,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 11,731 | $232,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 12,611 | $231,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,300 | $231,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 11,065 | $231,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 28,538 | $231,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 244,022 | $231,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 5,900 | $230,000 | thousands by filing date | put |
| CTC MEDIA INC | 12642X106 | COM | 34,509 | $230,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 31,673 | $229,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 6,600 | $228,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 27,100 | $228,000 | thousands by filing date | put |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,642 | $228,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 5,693 | $228,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 21,435 | $228,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 1,800 | $228,000 | thousands by filing date | put |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 17,762 | $228,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 8,437 | $227,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 15,874 | $227,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 12,712 | $227,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 25,300 | $226,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 10,100 | $226,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 11,700 | $225,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 15,000 | $225,000 | thousands by filing date | call |
| CHINA FD INC | 169373107 | COM | 10,828 | $225,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 13,277 | $225,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 24,852 | $225,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 4,700 | $224,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 8,410 | $224,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 8,900 | $224,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 20,216 | $224,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 10,500 | $223,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,200 | $223,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 21,501 | $223,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 218,825 | $223,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 60,700 | $223,000 | thousands by filing date | put |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 31,548 | $223,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 40,000 | $223,000 | thousands by filing date | principal |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 10,500 | $222,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 12,700 | $222,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 7,645 | $221,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 2,800 | $221,000 | thousands by filing date | put |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 198,000 | $221,000 | thousands by filing date | principal |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,900 | $220,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 5,500 | $220,000 | thousands by filing date | put |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 18,821 | $220,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,100 | $220,000 | thousands by filing date | put |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 5,207 | $220,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 6,200 | $220,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 17,635 | $220,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 12,090 | $220,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 4,800 | $219,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 2,481 | $219,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 4,466 | $219,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 9,700 | $219,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 3,660 | $219,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 19,063 | $219,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,200 | $218,000 | thousands by filing date | call |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,350 | $218,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 50,695 | $218,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 75,004 | $218,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 195,097 | $217,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 26,747 | $217,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 11,614 | $216,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 125,362 | $216,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 10,747 | $215,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 41,334 | $215,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 18,395 | $215,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 27,600 | $215,000 | thousands by filing date | put |
| PIKE ELEC CORP | 721283109 | COM | 18,073 | $215,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 3,841 | $215,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,755 | $215,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 224,462 | $215,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 9,820 | $215,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,395 | $214,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 10,400 | $214,000 | thousands by filing date | put |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 22,702 | $214,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 97,337 | $214,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 8,900 | $214,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 23,632 | $214,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,000 | $213,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,100 | $213,000 | thousands by filing date | put |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 9,836 | $213,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 21,900 | $213,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 33,901 | $213,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 22,796 | $213,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 208,270 | $212,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 13,431 | $212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,694 | $211,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 6,278 | $211,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 12,457 | $211,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 61,325 | $211,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 13,675 | $211,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,903 | $210,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,000 | $210,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 16,058 | $210,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 9,900 | $210,000 | thousands by filing date | put |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 42,269 | $210,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 4,800 | $210,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 41,300 | $210,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 8,191 | $210,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 14,700 | $209,000 | thousands by filing date | call |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 7,444 | $209,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,700 | $209,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 145,960 | $209,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 20,907 | $209,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 17,740 | $208,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 18,002 | $208,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 3,000 | $208,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 14,726 | $207,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 4,500 | $207,000 | thousands by filing date | put |
| SCIQUEST INC NEW | 80908T101 | COM | 13,770 | $207,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 20,700 | $207,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 5,813 | $206,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 22,018 | $206,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 8,940 | $206,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 11,100 | $206,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 34,099 | $205,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 3,500 | $205,000 | thousands by filing date | call |
| ISHARES S&P TARGET DATE 2030 | 464289602 | CMN | 4,781 | $205,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 3,700 | $204,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 28,271 | $204,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 4,600 | $204,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 13,300 | $204,000 | thousands by filing date | call |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 16,445 | $204,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 37,654 | $204,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 6,756 | $204,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,000 | $203,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 11,600 | $203,000 | thousands by filing date | call |
| CAROLINA FINL CORP NEW | 143873107 | COM | 7,616 | $203,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,141 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,745 | $202,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 9,924 | $202,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 27,847 | $202,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 6,400 | $202,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 10,375 | $202,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 31,350 | $201,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 8,622 | $201,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 52,200 | $201,000 | thousands by filing date | put |
| FIRST BUSEY CORP | 319383105 | COM | 36,101 | $201,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 9,512 | $201,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,100 | $200,000 | thousands by filing date | call |
| EXAR CORP | 300645108 | COMMON STOCK | 22,367 | $200,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 20,471 | $200,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 28,369 | $199,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 103,977 | $199,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 141,449 | $199,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 31,551 | $199,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 33,019 | $198,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 47,663 | $198,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 51,774 | $198,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 75,130 | $198,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 4,300 | $197,000 | thousands by filing date | put |
| AXIALL CORP | 05463D100 | COM | 5,500 | $197,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 11,379 | $197,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 8,400 | $197,000 | thousands by filing date | call |
| HMS HLDGS CORP | 40425J101 | COM | 10,400 | $196,000 | thousands by filing date | put |
| ZEP INC | 98944B108 | COMMON STOCK | 13,976 | $196,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 27,972 | $196,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 4,300 | $195,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 17,100 | $195,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,346 | $195,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 15,532 | $195,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,200 | $194,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 6,000 | $194,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 16,300 | $194,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 57,758 | $194,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 11,084 | $194,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 23,135 | $193,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 16,025 | $193,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 14,659 | $193,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 11,488 | $193,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,500 | $192,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 2,400 | $192,000 | thousands by filing date | call |
| FLEETMATICS GROUP PLC | G35569105 | COM | 6,300 | $192,000 | thousands by filing date | put |
| QUANTUM CORP | 747906204 | COM DSSG | 165,402 | $192,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 13,330 | $192,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 37,372 | $192,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,207 | $192,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 5,600 | $192,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 11,000 | $192,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 22,258 | $191,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 5,000 | $191,000 | thousands by filing date | call |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 7,100 | $191,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 12,400 | $191,000 | thousands by filing date | put |
| RED LION HOTELS CORP | 756764106 | COM | 33,601 | $191,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 10,348 | $190,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 45,675 | $190,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 28,375 | $190,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 48,353 | $190,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 5,300 | $189,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 110,000 | $188,000 | thousands by filing date | principal |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 96,013 | $187,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 44,346 | $187,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 16,819 | $187,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 10,928 | $186,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 28,343 | $186,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,000 | $185,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 9,918 | $185,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 15,573 | $185,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | G8273WAA3 | DEBT 2.000%12/1 | 200,000 | $185,000 | thousands by filing date | principal |
| VARIAN MED SYS INC | 92220P105 | COM | 2,300 | $184,000 | thousands by filing date | put |
| APPLOVIN CORP CLASS A | 023850100 | COM | 224,727 | $184,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 36,758 | $184,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 10,768 | $184,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 13,631 | $183,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 137,000 | $183,000 | thousands by filing date | principal |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 14,394 | $182,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 20,830 | $182,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 13,362 | $182,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 115,984 | $182,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 12,617 | $182,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 5,100 | $181,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 19,545 | $181,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 16,040 | $181,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 12,700 | $181,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 11,600 | $180,000 | thousands by filing date | call |
| SOLAZYME INC | 83415T101 | COM | 24,114 | $180,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 38,722 | $180,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 17,716 | $179,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,000 | $178,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 8,100 | $178,000 | thousands by filing date | put |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 10,328 | $178,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 21,853 | $178,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 27,192 | $178,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,000 | $177,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 4,000 | $177,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152208 | CL A | 11,293 | $177,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 11,830 | $177,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 12,854 | $177,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 3,461 | $176,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 18,487 | $176,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 10,136 | $176,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 17,400 | $176,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 23,445 | $176,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 19,804 | $175,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 10,229 | $175,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 57,469 | $175,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 7,100 | $175,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 5,100 | $175,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 95,654 | $175,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 13,466 | $175,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 153,541 | $175,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,275 | $174,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 11,632 | $174,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,723 | $174,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 28,202 | $174,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 13,822 | $174,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 13,655 | $174,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 41,079 | $174,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 11,282 | $173,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 15,410 | $173,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 20,331 | $173,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 3,800 | $172,000 | thousands by filing date | put |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 22,959 | $172,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 29,494 | $172,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 22,445 | $172,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,200 | $171,000 | thousands by filing date | put |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 12,219 | $171,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 10,187 | $171,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 10,128 | $170,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 16,000 | $170,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 2,900 | $170,000 | thousands by filing date | put |
| ANADIGICS INC | 032515108 | COM | 252,248 | $170,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 12,872 | $170,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 99,712 | $170,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 4,300 | $169,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 12,356 | $169,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 7,000 | $169,000 | thousands by filing date | call |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 45,705 | $169,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 16,353 | $169,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 21,500 | $168,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 20,247 | $168,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 56,834 | $168,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 11,490 | $168,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 56,907 | $168,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 30,632 | $167,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 304,802 | $167,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 20,377 | $167,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 6,100 | $167,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 13,276 | $167,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 7,600 | $167,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 10,154 | $167,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 11,012 | $166,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 3,800 | $166,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 44,370 | $166,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 81,524 | $166,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 36,744 | $165,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 61,633 | $165,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 12,402 | $164,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 9,900 | $164,000 | thousands by filing date | call |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 44,212 | $164,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,700 | $163,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 14,489 | $163,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,400 | $163,000 | thousands by filing date | put |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 17,300 | $163,000 | thousands by filing date | put |
| VERSO PAPER CORP | 92531L108 | COM | 50,814 | $163,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 14,001 | $162,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 10,102 | $162,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 12,107 | $162,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 16,002 | $162,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 17,318 | $162,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 6,200 | $162,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 26,436 | $162,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 25,417 | $161,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 49,900 | $161,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 23,432 | $161,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 5,200 | $161,000 | thousands by filing date | put |
| LIFE TIME FITNESS INC | 53217R207 | COM | 3,200 | $161,000 | thousands by filing date | put |
| MEDIWOUND LTD | M68830104 | ORD SHS | 25,529 | $161,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 11,581 | $160,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 27,043 | $160,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 3,889 | $160,000 | thousands by filing date | put |
| M B T FINANCIAL CORP | 578877102 | Stock | 33,537 | $160,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 24,300 | $159,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,800 | $159,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 16,000 | $159,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,000 | $159,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 3,200 | $159,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 12,105 | $159,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 38,569 | $158,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 149,000 | $158,000 | thousands by filing date | principal |
| CYAN INC | 23247W104 | COM | 50,539 | $158,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 19,562 | $158,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 4,500 | $157,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,889 | $156,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,400 | $156,000 | thousands by filing date | call |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,570 | $156,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 11,361 | $155,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 29,176 | $155,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 25,400 | $155,000 | thousands by filing date | put |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 41,327 | $155,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,400 | $154,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 5,100 | $154,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 100,000 | $153,000 | thousands by filing date | put |
| WP CAREY INC COM | 92936U109 | REIT | 2,400 | $153,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 5,700 | $153,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 3,600 | $153,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 54,310 | $153,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,300 | $153,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 17,386 | $153,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 18,845 | $153,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 9,325 | $152,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 13,805 | $152,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 16,100 | $152,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 249,903 | $151,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 4,269 | $151,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 10,600 | $151,000 | thousands by filing date | put |
| XOOM CORP | 98419Q101 | COM | 6,856 | $150,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,100 | $149,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 12,473 | $149,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 10,881 | $149,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 4,900 | $149,000 | thousands by filing date | call |
| SWS GROUP INC | 78503N107 | COM | 21,589 | $149,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 18,515 | $149,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 3,200 | $148,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 4,800 | $148,000 | thousands by filing date | call |
| INSPIREMD INC | 45779A309 | COM | 67,491 | $148,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 13,364 | $147,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 12,600 | $147,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 119,000 | $147,000 | thousands by filing date | principal |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 34,526 | $147,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 25,090 | $147,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 105,829 | $147,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 279,177 | $147,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 20,247 | $146,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 11,111 | $146,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 16,284 | $146,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 17,416 | $146,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 103,200 | $146,000 | thousands by filing date | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 18,338 | $146,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 76,210 | $146,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QLX2 | MTNF 2/1 | 157,000 | $146,000 | thousands by filing date | principal |
| INFINERA CORP | 45667G103 | COMMON STOCK | 13,600 | $145,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 12,133 | $145,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 14,145 | $145,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 4,200 | $144,000 | thousands by filing date | put |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 207,000 | $144,000 | thousands by filing date | principal |
| MECHEL OAO | 583840103 | SPONSORED ADR | 127,100 | $144,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,600 | $143,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 11,600 | $143,000 | thousands by filing date | call |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 24,821 | $143,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,052 | $143,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 19,028 | $142,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 3,100 | $142,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 12,200 | $142,000 | thousands by filing date | call |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 20,106 | $141,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 16,491 | $141,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 12,176 | $141,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 12,514 | $141,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 81,740 | $141,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 6,100 | $140,000 | thousands by filing date | put |
| QLOGIC CORP | 747277101 | COM | 15,300 | $140,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 15,553 | $139,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 14,000 | $139,000 | thousands by filing date | put |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 39,182 | $139,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 20,578 | $138,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 45,539 | $138,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 20,554 | $138,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 10,057 | $137,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 16,880 | $137,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 15,651 | $136,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 10,521 | $136,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 17,661 | $135,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 28,373 | $135,000 | thousands by filing date | |
| UAL CORP | 902549AJ3 | NOTE 6.000%10/1 | 25,000 | $135,000 | thousands by filing date | principal |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 3,800 | $135,000 | thousands by filing date | put |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 20,896 | $135,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 13,300 | $134,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 25,800 | $134,000 | thousands by filing date | call |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 66,723 | $134,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 12,241 | $133,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 2,600 | $133,000 | thousands by filing date | call |
| Amedica Corporation | 023435100 | COM | 82,403 | $133,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 12,431 | $132,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 103,673 | $132,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 3,700 | $132,000 | thousands by filing date | call |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 71,204 | $132,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 17,837 | $132,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 125,000 | $132,000 | thousands by filing date | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 8,100 | $131,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 19,369 | $131,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 4,300 | $131,000 | thousands by filing date | put |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 71,233 | $131,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 40,348 | $130,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,200 | $130,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 3,873 | $130,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 287,205 | $130,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,900 | $130,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 2,000 | $129,000 | thousands by filing date | put |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 76,575 | $129,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 277,746 | $129,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,710 | $128,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 12,938 | $128,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 11,504 | $128,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 158,033 | $128,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 17,361 | $128,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 9,200 | $127,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 30,111 | $127,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 30,600 | $127,000 | thousands by filing date | put |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 34,681 | $127,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 452,195 | $127,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 3,100 | $126,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 24,559 | $126,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,900 | $126,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 50,000 | $126,000 | thousands by filing date | call |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 11,870 | $126,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 63,889 | $126,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 15,210 | $126,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 19,730 | $125,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 5,600 | $124,000 | thousands by filing date | put |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 13,438 | $124,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 500 | $124,000 | thousands by filing date | call |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 59,200 | $124,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 140,000 | $124,000 | thousands by filing date | principal |
| ZIFF DAVIS INC | 48123V102 | COM | 2,500 | $123,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 12,099 | $123,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 9,418 | $123,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 11,514 | $123,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 192,687 | $123,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 12,398 | $123,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 10,498 | $123,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 10,169 | $122,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,400 | $122,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,400 | $122,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 7,800 | $122,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 2,000 | $122,000 | thousands by filing date | put |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 13,474 | $122,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 15,800 | $122,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,200 | $121,000 | thousands by filing date | call |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 24,136 | $121,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 85,856 | $121,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 33,091 | $121,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 19,770 | $121,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000617 | this filing | 2014-11-14 | acceptance time not in the bulk data set |