13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,099 holding rows worth $314,774,912,000.
- Accession
- 0000769993-14-000617
- Filer
- CIK 886982
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 10,331 entries on the cover page, a total value of $314,774,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $314,774,912,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIGMA ALDRICH CORP | 826552101 | COM | 13,800 | $1,877,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 21,400 | $1,876,000 | thousands by filing date | call |
| DEMANDWARE INC | 24802Y105 | COM | 36,800 | $1,874,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 63,502 | $1,869,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 91,546 | $1,867,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 90,816 | $1,864,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 50,579 | $1,863,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 68,354 | $1,861,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 26,581 | $1,861,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 48,884 | $1,861,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 195,700 | $1,859,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 50,000 | $1,859,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 50,000 | $1,859,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 51,067 | $1,859,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 118,847 | $1,856,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 102,800 | $1,850,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 24,700 | $1,850,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 84,100 | $1,848,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 41,000 | $1,847,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 254,310 | $1,846,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 50,000 | $1,843,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 50,000 | $1,843,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760106 | COM | 69,200 | $1,841,000 | thousands by filing date | put |
| RICE ENERGY INC | 762760106 | COM | 69,200 | $1,841,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 59,935 | $1,839,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 40,500 | $1,837,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 352,902 | $1,835,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 205,837 | $1,834,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 104,687 | $1,833,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 43,382 | $1,833,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 91,800 | $1,832,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 58,136 | $1,831,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 23,400 | $1,825,000 | thousands by filing date | call |
| FTD COS INC | 30281V108 | COM | 53,345 | $1,820,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 297,997 | $1,817,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 32,300 | $1,809,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 90,700 | $1,809,000 | thousands by filing date | call |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 153,909 | $1,808,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 126,785 | $1,807,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 160,748 | $1,804,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 152,632 | $1,803,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 143,000 | $1,802,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 64,989 | $1,801,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 17,000 | $1,799,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 32,000 | $1,797,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 23,200 | $1,794,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 50,000 | $1,794,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 93,200 | $1,792,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 129,209 | $1,792,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 28,818 | $1,790,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 51,300 | $1,789,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 170,602 | $1,786,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 20,118 | $1,786,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 174,692 | $1,785,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,801,900 | $1,784,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 23,800 | $1,783,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 22,700 | $1,782,000 | thousands by filing date | put |
| HORSEHEAD HLDG CORP | 440694305 | COM | 107,776 | $1,782,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 721,100 | $1,781,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 172,500 | $1,780,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 111,000 | $1,780,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 73,979 | $1,779,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 86,859 | $1,773,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 27,500 | $1,772,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 35,800 | $1,764,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 35,300 | $1,760,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 13,100 | $1,759,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 43,900 | $1,756,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 22,700 | $1,755,000 | thousands by filing date | call |
| PRECISION CASTPARTS CORP | 740189105 | COM | 7,400 | $1,753,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 23,189 | $1,753,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 47,790 | $1,752,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 104,300 | $1,749,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 74,700 | $1,749,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 163,836 | $1,748,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 55,194 | $1,748,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 98,500 | $1,744,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 40,643 | $1,740,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 122,187 | $1,739,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 144,547 | $1,739,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 160,558 | $1,739,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 142,500 | $1,739,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 155,535 | $1,733,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 44,100 | $1,731,000 | thousands by filing date | put |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 70,677 | $1,729,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 39,700 | $1,727,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 21,200 | $1,723,000 | thousands by filing date | put |
| STILLWATER MINING CO | 86074Q102 | COM | 114,500 | $1,721,000 | thousands by filing date | call |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,787,000 | $1,720,000 | thousands by filing date | principal |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 65,900 | $1,719,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 78,311 | $1,719,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 13,900 | $1,715,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 19,213 | $1,713,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 69,358 | $1,710,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 105,400 | $1,703,000 | thousands by filing date | call |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 30,692 | $1,700,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 29,500 | $1,696,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 30,700 | $1,692,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 45,600 | $1,692,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 47,100 | $1,691,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 113,082 | $1,689,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 59,000 | $1,688,000 | thousands by filing date | put |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 15,852 | $1,683,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 50,634 | $1,683,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 20,700 | $1,682,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 508,700 | $1,679,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 115,709 | $1,679,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 60,317 | $1,675,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 677,770 | $1,674,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 128,325 | $1,673,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 27,170 | $1,669,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 37,835 | $1,669,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 29,300 | $1,667,000 | thousands by filing date | put |
| Empire District Electric Co/Th | 291641108 | COM | 69,002 | $1,667,000 | thousands by filing date | |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 1,579,000 | $1,660,000 | thousands by filing date | principal |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 1,706,000 | $1,658,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 666,700 | $1,653,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 49,500 | $1,652,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 27,000 | $1,651,000 | thousands by filing date | call |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $1,649,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 61,700 | $1,649,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 117,374 | $1,643,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 26,858 | $1,642,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 55,200 | $1,638,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 14,900 | $1,637,000 | thousands by filing date | put |
| RLJ ENTMT INC | 74965F104 | COM | 422,637 | $1,636,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,373 | $1,635,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 30,314 | $1,634,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 38,315 | $1,634,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 19,998 | $1,632,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 1,211,000 | $1,630,000 | thousands by filing date | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 119,700 | $1,627,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 103,279 | $1,627,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 69,169 | $1,623,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 46,319 | $1,622,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 36,579 | $1,620,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 163,872 | $1,619,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 58,400 | $1,617,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 148,903 | $1,614,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 96,414 | $1,604,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 24,300 | $1,601,000 | thousands by filing date | call |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 81,873 | $1,597,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 412,890 | $1,594,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 98,034 | $1,590,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 96,600 | $1,590,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 1,675,000 | $1,590,000 | thousands by filing date | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 454,300 | $1,586,000 | thousands by filing date | put |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 1,775,000 | $1,586,000 | thousands by filing date | principal |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 30,136 | $1,584,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X883 | GLB RL RETURN | 36,500 | $1,584,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 29,700 | $1,583,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 16,500 | $1,582,000 | thousands by filing date | put |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 65,788 | $1,582,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 53,000 | $1,582,000 | thousands by filing date | call |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 28,022 | $1,581,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 22,124 | $1,579,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 35,539 | $1,578,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 409,968 | $1,578,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 81,200 | $1,574,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 134,988 | $1,574,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 186,843 | $1,572,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 51,803 | $1,572,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 35,279 | $1,566,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 27,258 | $1,564,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 154,179 | $1,564,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 14,897 | $1,563,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 51,300 | $1,562,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 109,825 | $1,561,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 118,888 | $1,560,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 231,300 | $1,559,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 75,001 | $1,558,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 310,113 | $1,556,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 72,600 | $1,555,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 102,310 | $1,554,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 77,149 | $1,547,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 40,900 | $1,546,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 400,500 | $1,546,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 46,226 | $1,543,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 48,187 | $1,538,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 575 | $1,538,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 65,600 | $1,538,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 168,904 | $1,537,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 145,300 | $1,536,000 | thousands by filing date | put |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 18,571 | $1,533,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 24,300 | $1,533,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 211,936 | $1,530,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 109,950 | $1,529,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 1,000,000 | $1,529,000 | thousands by filing date | principal |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 37,600 | $1,526,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 114,500 | $1,526,000 | thousands by filing date | call |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 17,828 | $1,526,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 11,774 | $1,524,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 67,685 | $1,524,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 72,071 | $1,524,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 19,500 | $1,521,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 54,479 | $1,520,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 1,485,000 | $1,520,000 | thousands by filing date | principal |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 76,524 | $1,519,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 16,118 | $1,519,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 17,500 | $1,518,000 | thousands by filing date | call |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 50,000 | $1,517,000 | thousands by filing date | put |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 89,240 | $1,517,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 128,085 | $1,515,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 294,700 | $1,515,000 | thousands by filing date | call |
| Schwab US TIPS ETF | 808524870 | SHS | 27,950 | $1,514,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 42,000 | $1,512,000 | thousands by filing date | put |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 9,300 | $1,507,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 25,400 | $1,504,000 | thousands by filing date | put |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 90,920 | $1,497,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 9,900 | $1,494,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 22,231 | $1,494,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 40,200 | $1,491,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 27,700 | $1,491,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 28,800 | $1,488,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,500,536 | $1,486,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 94,233 | $1,484,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 11,500 | $1,481,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,496,000 | $1,481,000 | thousands by filing date | put |
| SPARTANNASH CO | 847215100 | COM | 76,004 | $1,479,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 63,100 | $1,477,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 164,900 | $1,474,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 101,677 | $1,471,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 22,000 | $1,470,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 65,600 | $1,470,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 38,900 | $1,470,000 | thousands by filing date | call |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 4,817 | $1,470,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 63,649 | $1,469,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 54,305 | $1,469,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 58,354 | $1,468,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 14,980 | $1,466,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 177,001 | $1,465,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 244,000 | $1,464,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 25,700 | $1,459,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 916,928 | $1,457,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 10,800 | $1,456,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 26,700 | $1,456,000 | thousands by filing date | call |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 40,000 | $1,451,000 | thousands by filing date | put |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 40,000 | $1,451,000 | thousands by filing date | call |
| OMNICARE INC | 681904108 | COM | 23,300 | $1,451,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 433,477 | $1,448,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 74,299 | $1,446,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 96,236 | $1,445,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 30,033 | $1,445,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 10,600 | $1,442,000 | thousands by filing date | call |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 113,097 | $1,440,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,400,000 | $1,437,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 116,619 | $1,436,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 34,400 | $1,434,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 21,131 | $1,434,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 74,011 | $1,432,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 130,188 | $1,429,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 32,457 | $1,428,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 81,389 | $1,428,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 59,910 | $1,428,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 25,400 | $1,427,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 127,913 | $1,427,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 237,675 | $1,426,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 27,900 | $1,425,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 29,206 | $1,423,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 122,087 | $1,423,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 74,914 | $1,422,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 87,413 | $1,420,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100,000 | $1,418,000 | thousands by filing date | put |
| Broadcom Inc | Y0486S104 | Common | 16,300 | $1,418,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 55,790 | $1,417,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 50,000 | $1,416,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 201,335 | $1,415,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 70,143 | $1,414,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 25,700 | $1,413,000 | thousands by filing date | call |
| MOVE INC | 62458M207 | COM NEW | 67,450 | $1,413,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 43,000 | $1,412,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 19,900 | $1,403,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 46,250 | $1,400,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 55,166 | $1,400,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 19,200 | $1,395,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 40,700 | $1,394,000 | thousands by filing date | call |
| RUCKUS WIRELESS INC | 781220108 | COM | 104,321 | $1,394,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 41,915 | $1,387,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 25,600 | $1,384,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 49,400 | $1,380,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 16,448 | $1,379,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 23,400 | $1,378,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 109,370 | $1,376,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 10,200 | $1,375,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 21,690 | $1,375,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 67,600 | $1,374,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 100,000 | $1,372,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 98,236 | $1,371,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 17,650 | $1,370,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 18,341 | $1,368,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 70,500 | $1,367,000 | thousands by filing date | put |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 39,694 | $1,367,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 39,451 | $1,367,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 17,000 | $1,366,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 13,800 | $1,366,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 50,800 | $1,366,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 15,000 | $1,364,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 98,200 | $1,362,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 196,882 | $1,358,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,151 | $1,355,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 44,800 | $1,355,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 11,900 | $1,354,000 | thousands by filing date | put |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 205,100 | $1,354,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 75,976 | $1,353,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 133,112 | $1,352,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 140,800 | $1,350,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 140,800 | $1,350,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 45,500 | $1,349,000 | thousands by filing date | put |
| DWS Mun Income Tr | 25160C106 | COM | 102,271 | $1,349,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 138,500 | $1,348,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 24,900 | $1,347,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 44,000 | $1,342,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 24,400 | $1,342,000 | thousands by filing date | put |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 110,699 | $1,342,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 60,522 | $1,341,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 20,100 | $1,341,000 | thousands by filing date | put |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 97,953 | $1,339,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 226,331 | $1,338,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 50,000 | $1,337,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 38,300 | $1,336,000 | thousands by filing date | put |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 48,900 | $1,334,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 49,629 | $1,333,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 123,300 | $1,328,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 36,580 | $1,327,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 155,292 | $1,326,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 41,660 | $1,325,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 70,466 | $1,323,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 21,300 | $1,320,000 | thousands by filing date | put |
| ROUSE PPTYS INC | 779287101 | COM | 81,406 | $1,316,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 119,700 | $1,314,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 621,355 | $1,311,000 | thousands by filing date | |
| PROSHARES TR | 74348A848 | CMN | 41,298 | $1,310,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 100,529 | $1,306,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 21,460 | $1,306,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 50,736 | $1,306,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 55,600 | $1,305,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 13,600 | $1,304,000 | thousands by filing date | call |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 105,219 | $1,304,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 24,159 | $1,302,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 101,248 | $1,301,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 17,500 | $1,299,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 199,600 | $1,299,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 21,160 | $1,298,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 45,328 | $1,293,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 57,156 | $1,293,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 60,698 | $1,293,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 20,200 | $1,293,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 83,800 | $1,292,000 | thousands by filing date | put |
| ISHARES INC | 464286301 | CMN | 79,094 | $1,291,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 85,900 | $1,291,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 33,929 | $1,289,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 33,018 | $1,289,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 131,707 | $1,289,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 20,800 | $1,288,000 | thousands by filing date | put |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 92,957 | $1,287,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 65,440 | $1,286,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 77,513 | $1,285,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 23,324 | $1,285,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 98,597 | $1,283,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 17,300 | $1,281,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 63,000 | $1,281,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 91,922 | $1,281,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 50,100 | $1,280,000 | thousands by filing date | put |
| WELLTOWER INC | 42217K106 | COM | 20,500 | $1,279,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 23,705 | $1,278,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 13,900 | $1,278,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 17,281 | $1,277,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 43,400 | $1,276,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 40,000 | $1,276,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 40,000 | $1,276,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 77,500 | $1,276,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 76,000 | $1,275,000 | thousands by filing date | put |
| CAMBREX CORP | 132011107 | COM | 68,127 | $1,273,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 98,643 | $1,272,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 22,244 | $1,272,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 45,969 | $1,270,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 26,697 | $1,269,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 351,100 | $1,267,000 | thousands by filing date | call |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 80,358 | $1,266,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 97,743 | $1,265,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 164,564 | $1,264,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 52,008 | $1,261,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 119,000 | $1,260,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 35,400 | $1,257,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 186,000 | $1,256,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 56,641 | $1,255,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 50,858 | $1,253,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 20,412 | $1,252,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 20,007 | $1,252,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 78,400 | $1,250,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 31,000 | $1,248,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 34,900 | $1,247,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 290,746 | $1,247,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 32,300 | $1,246,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 99,000 | $1,245,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 17,200 | $1,241,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 95,900 | $1,241,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 112,683 | $1,240,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 30,800 | $1,238,000 | thousands by filing date | put |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 72,718 | $1,237,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 55,161 | $1,234,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 18,123 | $1,231,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 22,334 | $1,231,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 37,695 | $1,230,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 22,300 | $1,229,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 178,133 | $1,229,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 49,050 | $1,229,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 226,943 | $1,228,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 50,646 | $1,228,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 16,263 | $1,227,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 26,406 | $1,226,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 38,500 | $1,222,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 9,900 | $1,221,000 | thousands by filing date | put |
| SIZMEK INC | 83013P105 | COM | 157,469 | $1,219,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 21,515 | $1,217,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 53,354 | $1,217,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 32,391 | $1,216,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 16,242 | $1,215,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 53,700 | $1,214,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 119,727 | $1,213,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 112,463 | $1,211,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 74,727 | $1,211,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 172,170 | $1,210,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 89,600 | $1,208,000 | thousands by filing date | put |
| ROCKWOOD HLDGS INC | 774415103 | COM | 15,800 | $1,208,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 44,117 | $1,206,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 27,200 | $1,206,000 | thousands by filing date | put |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 1,006,000 | $1,204,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 46,749 | $1,203,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 9,900 | $1,200,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 44,643 | $1,199,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 28,967 | $1,197,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 202,400 | $1,196,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 35,736 | $1,195,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 34,900 | $1,195,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 71,800 | $1,194,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 48,483 | $1,193,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 21,750 | $1,192,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 39,500 | $1,191,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 9,400 | $1,189,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 18,200 | $1,186,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 50,000 | $1,186,000 | thousands by filing date | put |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 87,913 | $1,186,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 15,613 | $1,184,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 69,592 | $1,183,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 19,035 | $1,182,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 85,800 | $1,181,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 47,300 | $1,180,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 16,700 | $1,179,000 | thousands by filing date | call |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 12,500 | $1,177,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 46,804 | $1,176,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 84,990 | $1,171,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 31,726 | $1,169,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 76,697 | $1,169,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 11,400 | $1,167,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 118,200 | $1,167,000 | thousands by filing date | put |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 387,100 | $1,165,000 | thousands by filing date | call |
| SPDW | 78463X889 | COM | 41,029 | $1,164,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 24,367 | $1,163,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 30,000 | $1,163,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 98,986 | $1,163,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 106,977 | $1,161,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 78,509 | $1,160,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 101,545 | $1,156,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 54,862 | $1,155,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 71,889 | $1,155,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 54,100 | $1,154,000 | thousands by filing date | call |
| DIAMOND FOODS INC | 252603105 | COM | 40,300 | $1,153,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 191,688 | $1,150,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 11,404 | $1,149,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 69,000 | $1,147,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 133,389 | $1,147,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 65,643 | $1,147,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 16,900 | $1,142,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 347,200 | $1,142,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 36,010 | $1,139,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 109,941 | $1,138,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 43,800 | $1,137,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 460,400 | $1,137,000 | thousands by filing date | call |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 486,134 | $1,133,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 18,800 | $1,132,000 | thousands by filing date | call |
| SELECTIVE INS GROUP INC | 816300107 | COM | 51,095 | $1,132,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 31,700 | $1,132,000 | thousands by filing date | put |
| FEI CO | 30241L109 | COM | 15,000 | $1,131,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 28,300 | $1,127,000 | thousands by filing date | call |
| TELETECH HOLDINGS INC | 879939106 | COM | 45,762 | $1,125,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 22,900 | $1,124,000 | thousands by filing date | put |
| VIMICRO INTL CORP | 92718N109 | ADR | 112,839 | $1,122,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 81,700 | $1,121,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 120,900 | $1,118,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 19,424 | $1,116,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 107,900 | $1,114,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 35,598 | $1,113,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 36,195 | $1,112,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 86,680 | $1,111,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 7,800 | $1,109,000 | thousands by filing date | call |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 101,649 | $1,109,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 10,331 | $1,108,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 164,100 | $1,108,000 | thousands by filing date | put |
| RUBICON MINERALS CORP | 780911103 | COM | 808,164 | $1,107,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000617 | this filing | 2014-11-14 | acceptance time not in the bulk data set |