13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,099 holding rows worth $314,774,912,000.
- Accession
- 0000769993-14-000617
- Filer
- CIK 886982
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 10,331 entries on the cover page, a total value of $314,774,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $314,774,912,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 122,586 | $3,095,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 148,300 | $3,092,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 42,200 | $3,087,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 46,500 | $3,084,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 52,100 | $3,083,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23,400 | $3,083,000 | thousands by filing date | call |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 28,390 | $3,081,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 64,700 | $3,075,000 | thousands by filing date | call |
| LTC PPTYS INC COM | 502175102 | REIT | 83,314 | $3,074,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 55,200 | $3,072,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 73,300 | $3,057,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 91,600 | $3,057,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 95,723 | $3,055,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 90,000 | $3,049,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 45,000 | $3,042,000 | thousands by filing date | call |
| LUMENIS LTD | M6778Q121 | SHS CL B | 341,383 | $3,042,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 85,426 | $3,033,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 43,200 | $3,028,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 511,800 | $3,025,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 65,452 | $3,025,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 155,900 | $3,021,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 37,900 | $3,015,000 | thousands by filing date | call |
| BOISE CASCADE CO DEL | 09739D100 | COM | 100,000 | $3,014,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 232,600 | $3,014,000 | thousands by filing date | call |
| GANNETT INC | 364730101 | COM | 101,500 | $3,012,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 231,900 | $3,012,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 96,500 | $3,007,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 50,457 | $3,007,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 184,959 | $3,005,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 31,200 | $3,002,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 91,300 | $2,998,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 46,166 | $2,998,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 28,506 | $2,998,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 2,081,250 | $2,997,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 199,837 | $2,994,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 319,714 | $2,993,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 38,460 | $2,991,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 95,946 | $2,991,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 35,445 | $2,987,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 49,324 | $2,986,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 12,500 | $2,982,000 | thousands by filing date | call |
| ECLIPSE RES CORP | 27890G100 | COM | 179,293 | $2,980,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 95,993 | $2,972,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 63,219 | $2,971,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 50,100 | $2,967,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 38,000 | $2,964,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 70,043 | $2,963,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 27,100 | $2,953,000 | thousands by filing date | call |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 94,980 | $2,953,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 80,400 | $2,951,000 | thousands by filing date | put |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 862,000 | $2,949,000 | thousands by filing date | principal |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 95,297 | $2,948,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 67,400 | $2,945,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 135,024 | $2,942,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 25,800 | $2,939,000 | thousands by filing date | call |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 317,994 | $2,935,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 25,700 | $2,934,000 | thousands by filing date | put |
| DENTSPLY INTL INC | 249030107 | COM | 64,300 | $2,932,000 | thousands by filing date | call |
| BIO RAD LABS INC | 090572207 | CL A | 25,836 | $2,930,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 66,100 | $2,928,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 55,700 | $2,908,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 292,944 | $2,903,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 106,117 | $2,902,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 203,100 | $2,902,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 240,200 | $2,897,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 143,500 | $2,894,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 183,308 | $2,892,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 72,600 | $2,891,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 39,467 | $2,889,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X293 | MSCI MEXCO STRGC | 100,199 | $2,889,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 84,000 | $2,879,000 | thousands by filing date | call |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 97,072 | $2,879,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 100,000 | $2,877,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 25,900 | $2,872,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 13,100 | $2,869,000 | thousands by filing date | call |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 2,640,000 | $2,861,000 | thousands by filing date | principal |
| DAVITA INC COM | 23918K108 | Stock | 39,100 | $2,860,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 289,979 | $2,859,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 33,860 | $2,853,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 21,777 | $2,849,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 81,331 | $2,844,000 | thousands by filing date | |
| SPDR MSCI SOUTH KOREA STRATEGICFACTORS ETF | 78463X277 | ETF | 100,000 | $2,844,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 36,400 | $2,842,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 270,000 | $2,838,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 59,881 | $2,833,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 173,069 | $2,832,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 46,169 | $2,831,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 70,343 | $2,829,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 63,203 | $2,823,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 46,900 | $2,820,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764103 | COM | 84,800 | $2,819,000 | thousands by filing date | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 124,600 | $2,817,000 | thousands by filing date | call |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 106,718 | $2,814,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 83,300 | $2,813,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 208,600 | $2,812,000 | thousands by filing date | call |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 60,221 | $2,812,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 127,350 | $2,797,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 119,458 | $2,796,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 272,031 | $2,796,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 14,200 | $2,794,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 99,389 | $2,793,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 23,118 | $2,792,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 18,600 | $2,786,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 203,100 | $2,780,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 28,600 | $2,779,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 136,707 | $2,775,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 71,100 | $2,774,000 | thousands by filing date | put |
| COLUMBIA BKG SYS INC | 197236102 | COM | 111,722 | $2,772,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 56,085 | $2,770,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 61,800 | $2,770,000 | thousands by filing date | call |
| ICU MED INC | 44930G107 | COM | 43,093 | $2,766,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 221,400 | $2,763,000 | thousands by filing date | call |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 76,657 | $2,757,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 139,490 | $2,753,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 50,200 | $2,752,000 | thousands by filing date | put |
| VANTIV INC | 92210H105 | CL A | 89,049 | $2,751,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 79,503 | $2,745,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 115,494 | $2,742,000 | thousands by filing date | call |
| EXTERRAN HLDGS INC | 30225X103 | COM | 61,830 | $2,740,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 103,792 | $2,740,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 28,700 | $2,739,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 138,800 | $2,739,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 41,100 | $2,736,000 | thousands by filing date | call |
| DENTSPLY INTL INC | 249030107 | COM | 60,000 | $2,736,000 | thousands by filing date | put |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 105,200 | $2,735,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 29,100 | $2,732,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 119,900 | $2,729,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 119,300 | $2,728,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 51,483 | $2,723,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 62,500 | $2,721,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 309,812 | $2,720,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 70,884 | $2,714,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 89,700 | $2,713,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 135,920 | $2,713,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 26,516 | $2,712,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 75,784 | $2,711,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 218,285 | $2,711,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 51,198 | $2,710,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 1,698,000 | $2,710,000 | thousands by filing date | principal |
| EDUCATION RLTY TR INC | 28140H104 | COM | 263,556 | $2,709,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 92,446 | $2,707,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 62,195 | $2,707,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 61,800 | $2,700,000 | thousands by filing date | call |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 2,733,000 | $2,699,000 | thousands by filing date | principal |
| CATAMARAN CORP | 148887102 | COM | 64,000 | $2,698,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 66,400 | $2,695,000 | thousands by filing date | put |
| Alcobra Ltd | M2239P109 | SHS | 174,500 | $2,694,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 76,912 | $2,689,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 1,819,000 | $2,688,000 | thousands by filing date | principal |
| AMSURG CORP | 03232P405 | COM | 53,683 | $2,687,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 32,000 | $2,686,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 50,300 | $2,681,000 | thousands by filing date | put |
| HATTERAS FINL CORP | 41902R103 | COM | 149,278 | $2,681,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 32,200 | $2,675,000 | thousands by filing date | put |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 173,178 | $2,672,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 97,800 | $2,667,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 49,700 | $2,663,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 79,836 | $2,663,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 58,922 | $2,659,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 59,400 | $2,647,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 92,700 | $2,644,000 | thousands by filing date | put |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 97,060 | $2,642,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 20,700 | $2,642,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 232,618 | $2,641,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 71,300 | $2,637,000 | thousands by filing date | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 30,447 | $2,633,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,060,900 | $2,631,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 125,800 | $2,623,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 72,787 | $2,619,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 152,122 | $2,619,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 19,868 | $2,616,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 157,225 | $2,616,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 295,642 | $2,613,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 197,300 | $2,610,000 | thousands by filing date | put |
| 1ST FINL BANCORP | 320209109 | COM | 164,781 | $2,609,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 65,686 | $2,595,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 113,385 | $2,593,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 47,500 | $2,591,000 | thousands by filing date | put |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 163,322 | $2,585,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 56,773 | $2,584,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 176,918 | $2,583,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 149,340 | $2,582,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 253,500 | $2,573,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 30,900 | $2,573,000 | thousands by filing date | put |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 198,270 | $2,572,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 183,576 | $2,570,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 19,900 | $2,566,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 84,350 | $2,565,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 63,600 | $2,563,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 128,399 | $2,563,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 90,500 | $2,562,000 | thousands by filing date | put |
| MATSON INC COM | 57686G105 | Stock | 102,270 | $2,560,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 120,331 | $2,560,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 83,098 | $2,559,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 93,048 | $2,558,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 20,679 | $2,557,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 52,108 | $2,557,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 116,200 | $2,553,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 36,900 | $2,549,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 35,700 | $2,547,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 87,500 | $2,540,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 85,600 | $2,538,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 138,453 | $2,536,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 81,633 | $2,535,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 113,994 | $2,528,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 50,000 | $2,526,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 100,297 | $2,523,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 100,300 | $2,523,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 218,500 | $2,521,000 | thousands by filing date | call |
| FNFV GROUP | 31620R402 | COM | 182,713 | $2,514,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 133,300 | $2,513,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 68,172 | $2,512,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,182,700 | $2,507,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 93,239 | $2,505,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 79,290 | $2,505,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 182,487 | $2,505,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 308,563 | $2,503,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 44,000 | $2,497,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 319,600 | $2,496,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 27,400 | $2,492,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 100,238 | $2,489,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 168,000 | $2,488,000 | thousands by filing date | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 52,724 | $2,484,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 55,300 | $2,483,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 167,400 | $2,481,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 23,000 | $2,475,000 | thousands by filing date | put |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 21,958 | $2,474,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 77,700 | $2,469,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 234,954 | $2,469,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 68,720 | $2,468,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 120,200 | $2,467,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 95,460 | $2,465,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 33,930 | $2,465,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 41,019 | $2,464,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 145,900 | $2,461,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 203,700 | $2,459,000 | thousands by filing date | put |
| CANTEL MEDICAL CORP | 138098108 | COM | 71,384 | $2,455,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 104,400 | $2,454,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 16,259 | $2,454,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 32,000 | $2,446,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 41,698 | $2,446,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 63,272 | $2,446,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 62,602 | $2,444,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 110,222 | $2,443,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 89,004 | $2,438,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 309,161 | $2,436,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 96,146 | $2,434,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 101,720 | $2,432,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 47,600 | $2,432,000 | thousands by filing date | put |
| ARUBA NETWORKS INC | 043176106 | COM | 112,663 | $2,432,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 168,209 | $2,427,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 72,810 | $2,421,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 44,900 | $2,417,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 17,000 | $2,416,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 18,500 | $2,411,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 177,329 | $2,410,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 26,300 | $2,408,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 53,492 | $2,407,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 228,903 | $2,403,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 94,680 | $2,398,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 32,063 | $2,396,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 175,816 | $2,391,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 104,000 | $2,391,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 45,579 | $2,390,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 101,771 | $2,390,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 51,650 | $2,384,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 119,594 | $2,383,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 195,100 | $2,380,000 | thousands by filing date | call |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 790,232 | $2,379,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 372,937 | $2,376,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 117,013 | $2,375,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 448,028 | $2,375,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 373,889 | $2,370,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 27,000 | $2,367,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 644,900 | $2,367,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 39,100 | $2,366,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 65,924 | $2,365,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 254,500 | $2,364,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 17,600 | $2,363,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 49,419 | $2,361,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 34,800 | $2,360,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q209 | COM NEW | 594,578 | $2,355,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 26,400 | $2,350,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 12,400 | $2,344,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 85,381 | $2,344,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 145,824 | $2,343,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 53,894 | $2,340,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 328,000 | $2,339,000 | thousands by filing date | put |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 174,460 | $2,338,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 300,432 | $2,337,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 52,832 | $2,337,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 97,869 | $2,333,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 91,508 | $2,332,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 50,700 | $2,330,000 | thousands by filing date | call |
| DENALI FD INC | 24823A102 | COM | 107,281 | $2,329,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 89,656 | $2,328,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 22,616 | $2,327,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 289,638 | $2,326,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 478,927 | $2,323,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 2,582,000 | $2,322,000 | thousands by filing date | principal |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 326,916 | $2,321,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 71,000 | $2,317,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 218,778 | $2,317,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 202,188 | $2,313,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 9,300 | $2,309,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC | 492914106 | COM | 476,986 | $2,309,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 2,430,000 | $2,309,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 56,477 | $2,308,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 106,900 | $2,307,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462102 | COM | 37,697 | $2,298,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 179,522 | $2,297,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 52,583 | $2,293,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 269,794 | $2,293,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 57,800 | $2,289,000 | thousands by filing date | put |
| Alamos Gold, Inc. | 011527108 | COM | 287,371 | $2,287,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 125,290 | $2,287,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 54,800 | $2,286,000 | thousands by filing date | put |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 51,400 | $2,282,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 165,796 | $2,280,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 103,522 | $2,273,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 32,700 | $2,264,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 105,800 | $2,257,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 81,043 | $2,255,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 74,975 | $2,253,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 93,500 | $2,252,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 80,500 | $2,249,000 | thousands by filing date | call |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 147,200 | $2,248,000 | thousands by filing date | put |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 279,587 | $2,248,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 88,722 | $2,246,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 36,700 | $2,243,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 22,000 | $2,240,000 | thousands by filing date | put |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 49,934 | $2,235,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 52,550 | $2,235,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 49,700 | $2,232,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 76,800 | $2,230,000 | thousands by filing date | call |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 85,121 | $2,229,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 156,200 | $2,227,000 | thousands by filing date | put |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 108,389 | $2,226,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 47,895 | $2,226,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 85,500 | $2,220,000 | thousands by filing date | call |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 37,902 | $2,217,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 258,900 | $2,216,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 120,375 | $2,216,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 482,400 | $2,214,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 80,100 | $2,214,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 38,642 | $2,212,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 73,400 | $2,212,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 35,063 | $2,205,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 102,906 | $2,204,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 65,579 | $2,199,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 51,700 | $2,197,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 86,259 | $2,191,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 46,661 | $2,181,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 37,000 | $2,178,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 110,508 | $2,176,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 79,100 | $2,172,000 | thousands by filing date | call |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 103,955 | $2,172,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 165,442 | $2,171,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 157,800 | $2,170,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 100,000 | $2,170,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 106,600 | $2,167,000 | thousands by filing date | put |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 444,544 | $2,165,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 157,719 | $2,164,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 21,100 | $2,160,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 196,550 | $2,158,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 270,505 | $2,158,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 80,000 | $2,154,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 80,000 | $2,154,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 14,300 | $2,150,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 50,400 | $2,142,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 214,785 | $2,139,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 224,900 | $2,137,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 54,138 | $2,128,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 180,100 | $2,127,000 | thousands by filing date | put |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 81,100 | $2,127,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 41,300 | $2,125,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 18,400 | $2,123,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 232,281 | $2,123,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 252,784 | $2,121,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 62,106 | $2,120,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 47,300 | $2,120,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 283,504 | $2,118,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 94,345 | $2,117,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 45,000 | $2,115,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 57,501 | $2,115,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 47,710 | $2,114,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 109,645 | $2,111,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 139,486 | $2,110,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 64,096 | $2,109,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 190,016 | $2,109,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 70,604 | $2,108,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 2,112,000 | $2,108,000 | thousands by filing date | principal |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 13,000 | $2,106,000 | thousands by filing date | put |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 342,376 | $2,106,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 52,691 | $2,105,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 83,870 | $2,098,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 16,400 | $2,093,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 138,582 | $2,090,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 100,000 | $2,089,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 38,820 | $2,088,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 27,000 | $2,087,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 64,847 | $2,083,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 89,593 | $2,080,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,000,000 | $2,078,000 | thousands by filing date | principal |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 55,700 | $2,075,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 628,300 | $2,073,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 28,100 | $2,068,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 165,600 | $2,067,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 36,745 | $2,067,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 173,216 | $2,067,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 149,437 | $2,067,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 131,700 | $2,064,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 31,885 | $2,061,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 32,345 | $2,053,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 35,000 | $2,048,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 405,097 | $2,046,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 12,300 | $2,040,000 | thousands by filing date | call |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 436,000 | $2,036,000 | thousands by filing date | principal |
| PALL CORP | 696429307 | COM | 24,300 | $2,034,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871106 | COM | 603,572 | $2,034,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 90,818 | $2,032,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 77,573 | $2,029,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 66,408 | $2,021,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 37,366 | $2,021,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 38,600 | $2,016,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 115,031 | $2,014,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 119,300 | $2,013,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 433,224 | $2,010,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 106,300 | $2,008,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 58,600 | $2,008,000 | thousands by filing date | put |
| ISHARES TR | 464287192 | US TRSPRTION | 13,300 | $2,007,000 | thousands by filing date | call |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 78,074 | $2,007,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 106,741 | $2,006,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 369,500 | $2,003,000 | thousands by filing date | put |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 119,000 | $1,997,000 | thousands by filing date | put |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 47,368 | $1,996,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 172,800 | $1,994,000 | thousands by filing date | put |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 2,000,000 | $1,994,000 | thousands by filing date | principal |
| HEICO CORP NEW COM | 422806109 | Stock | 42,554 | $1,987,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 978,105 | $1,986,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 1,409,000 | $1,986,000 | thousands by filing date | principal |
| DNOW INC | 67011P100 | COMMON STOCK | 65,175 | $1,982,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 111,817 | $1,978,000 | thousands by filing date | |
| PROSHARES TR | 74348A830 | CMN | 45,459 | $1,977,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 64,823 | $1,975,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 21,800 | $1,974,000 | thousands by filing date | put |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 148,712 | $1,971,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 294,944 | $1,970,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 37,881 | $1,969,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 119,614 | $1,969,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 82,701 | $1,963,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 116,900 | $1,962,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 66,700 | $1,960,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 33,961 | $1,960,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 147,024 | $1,958,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 54,284 | $1,955,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 44,000 | $1,952,000 | thousands by filing date | put |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 52,400 | $1,952,000 | thousands by filing date | call |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 198,000 | $1,950,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 101,184 | $1,948,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 62,780 | $1,947,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 38,400 | $1,947,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 77,234 | $1,946,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 28,627 | $1,945,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 126,395 | $1,945,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 83,927 | $1,943,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 97,145 | $1,941,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 16,000 | $1,939,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 83,098 | $1,938,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 90,616 | $1,935,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 23,970 | $1,928,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 119,900 | $1,923,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 39,500 | $1,923,000 | thousands by filing date | call |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 141,841 | $1,922,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 106,648 | $1,920,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 108,678 | $1,915,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 57,701 | $1,914,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 44,400 | $1,911,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 90,100 | $1,911,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 300,000 | $1,911,000 | thousands by filing date | put |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 94,463 | $1,909,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 28,900 | $1,905,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 81,900 | $1,905,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 138,500 | $1,904,000 | thousands by filing date | put |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 42,929 | $1,904,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 141,752 | $1,902,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 19,600 | $1,900,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 766,172 | $1,900,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 41,510 | $1,900,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 186,700 | $1,897,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 43,250 | $1,894,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 186,775 | $1,892,000 | thousands by filing date | call |
| HORIZON PHARMA PLC | G4617B105 | SHS | 154,047 | $1,892,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 28,500 | $1,891,000 | thousands by filing date | put |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 147,677 | $1,890,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 12,577 | $1,889,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 47,652 | $1,887,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 383,513 | $1,883,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 94,200 | $1,880,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 47,467 | $1,878,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000617 | this filing | 2014-11-14 | acceptance time not in the bulk data set |