13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,544 holding rows worth $270,832,139,000.
- Accession
- 0000769993-13-000515
- Filer
- CIK 886982
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 10,366 entries on the cover page, a total value of $270,832,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,832,139,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 47,888 | $1,813,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 41,300 | $1,813,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 50,000 | $1,812,000 | thousands by filing date | call |
| ADVENT SOFTWARE INC | 007974108 | COM | 57,056 | $1,811,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 37,500 | $1,811,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 50,800 | $1,807,000 | thousands by filing date | call |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 91,547 | $1,807,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 46,500 | $1,807,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 275,476 | $1,807,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 91,100 | $1,805,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 30,794 | $1,802,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 29,011 | $1,799,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 54,108 | $1,798,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 572,602 | $1,798,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 65,900 | $1,792,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 36,700 | $1,790,000 | thousands by filing date | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 214,141 | $1,790,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 22,336 | $1,789,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 92,618 | $1,788,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 24,029 | $1,787,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 20,100 | $1,786,000 | thousands by filing date | call |
| VCA ANTECH INC | 918194101 | COM | 65,000 | $1,785,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 189,800 | $1,784,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 18,500 | $1,783,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 57,100 | $1,777,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 54,400 | $1,776,000 | thousands by filing date | put |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 42,305 | $1,776,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 135,014 | $1,775,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 69,752 | $1,775,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 21,100 | $1,774,000 | thousands by filing date | call |
| INTERMUNE INC | 45884X103 | COM | 115,248 | $1,773,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 39,300 | $1,772,000 | thousands by filing date | put |
| TAUBMAN CTRS INC | 876664707 | PFD SER K | 79,241 | $1,772,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 120,824 | $1,772,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 19,100 | $1,767,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 310,000 | $1,767,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 56,500 | $1,758,000 | thousands by filing date | put |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 143,578 | $1,757,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 30,816 | $1,755,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 136,179 | $1,755,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 49,555 | $1,754,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 86,179 | $1,752,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 130,700 | $1,750,000 | thousands by filing date | put |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 97,514 | $1,746,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 32,848 | $1,742,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 1,426,000 | $1,742,000 | thousands by filing date | principal |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 82,784 | $1,739,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 28,200 | $1,734,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 57,000 | $1,732,000 | thousands by filing date | put |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 150,912 | $1,732,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 15,000 | $1,731,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 231,604 | $1,730,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 46,400 | $1,730,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 28,100 | $1,728,000 | thousands by filing date | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 16,648 | $1,727,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 245,182 | $1,726,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 138,671 | $1,725,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 44,430 | $1,723,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 123,157 | $1,722,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 278,977 | $1,721,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 56,500 | $1,720,000 | thousands by filing date | put |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 28,824 | $1,718,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 75,900 | $1,718,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 247,600 | $1,718,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 25,500 | $1,713,000 | thousands by filing date | call |
| U S GEOTHERMAL INC | 90338S102 | COM | 3,848,928 | $1,713,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 50,000 | $1,710,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 50,000 | $1,710,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 17,400 | $1,708,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 208,300 | $1,702,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 56,700 | $1,702,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 99,136 | $1,702,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 47,727 | $1,702,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 81,600 | $1,702,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 292,200 | $1,701,000 | thousands by filing date | call |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 65,710 | $1,698,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 98,800 | $1,697,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 84,100 | $1,697,000 | thousands by filing date | call |
| CAREFUSION CORP | 14170T101 | COM | 46,000 | $1,697,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 118,938 | $1,696,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 58,648 | $1,694,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 69,731 | $1,689,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 199,986 | $1,688,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 61,918 | $1,687,000 | thousands by filing date | call |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 93,232 | $1,685,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 40,000 | $1,685,000 | thousands by filing date | put |
| ABAXIS INC | 002567105 | COM | 40,000 | $1,685,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 187,100 | $1,684,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 323,478 | $1,682,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 100,953 | $1,681,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 144,116 | $1,680,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 78,151 | $1,678,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 79,334 | $1,678,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 73,043 | $1,678,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 56,276 | $1,677,000 | thousands by filing date | put |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 35,800 | $1,677,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 89,300 | $1,676,000 | thousands by filing date | put |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,951 | $1,675,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 78,289 | $1,674,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 31,155 | $1,666,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 93,800 | $1,665,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 51,974 | $1,665,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 122,218 | $1,663,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 11,400 | $1,658,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 114,323 | $1,658,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 38,763 | $1,657,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 93,991 | $1,656,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 49,600 | $1,655,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 40,480 | $1,652,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 36,168 | $1,652,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 16,500 | $1,650,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 35,332 | $1,649,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 162,000 | $1,648,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 81,300 | $1,647,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 204,117 | $1,647,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 47,632 | $1,645,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 107,202 | $1,641,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 35,452 | $1,640,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 141,444 | $1,639,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 97,250 | $1,634,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 214,382 | $1,631,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 65,424 | $1,629,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 100,740 | $1,629,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 83,770 | $1,620,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 50,000 | $1,619,000 | thousands by filing date | put |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 50,000 | $1,619,000 | thousands by filing date | call |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 1,586,000 | $1,616,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 26,521 | $1,616,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 125,322 | $1,613,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 76,167 | $1,611,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 100,489 | $1,611,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 35,546 | $1,609,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 49,122 | $1,607,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 20,808 | $1,605,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 294,437 | $1,605,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 166,143 | $1,603,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 24,414 | $1,601,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 19,185 | $1,600,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 42,300 | $1,599,000 | thousands by filing date | put |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 34,859 | $1,599,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 52,895 | $1,596,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 76,190 | $1,595,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 25,635 | $1,593,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 59,546 | $1,585,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 80,526 | $1,584,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 138,036 | $1,583,000 | thousands by filing date | |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 1,396,000 | $1,580,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 56,322 | $1,576,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 67,167 | $1,576,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,417,000 | $1,576,000 | thousands by filing date | principal |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 29,400 | $1,575,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 22,300 | $1,575,000 | thousands by filing date | put |
| ORTHOFIX INTL N V | N6748L102 | COM | 75,782 | $1,574,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 17,700 | $1,572,000 | thousands by filing date | put |
| ROSETTA RESOURCES INC | 777779307 | COM | 28,800 | $1,569,000 | thousands by filing date | call |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 39,446 | $1,566,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 221,795 | $1,566,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 26,900 | $1,565,000 | thousands by filing date | put |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 94,623 | $1,564,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 22,946 | $1,560,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 227,067 | $1,558,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 24,489 | $1,555,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 31,600 | $1,553,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 18,300 | $1,549,000 | thousands by filing date | put |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 123,849 | $1,549,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 64,440 | $1,547,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 126,833 | $1,546,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 16,700 | $1,545,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 65,500 | $1,545,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 79,000 | $1,545,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 324,700 | $1,542,000 | thousands by filing date | call |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 71,797 | $1,541,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 47,167 | $1,541,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 50,000 | $1,540,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 84,700 | $1,539,000 | thousands by filing date | put |
| TRAVELZOO INC | 89421Q106 | COM | 58,051 | $1,539,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 100,000 | $1,538,000 | thousands by filing date | put |
| INTERMUNE INC | 45884X103 | COM | 100,000 | $1,538,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 26,930 | $1,534,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 55,013 | $1,533,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,523,000 | $1,531,000 | thousands by filing date | principal |
| EVERCORE INC CLASS A | 29977A105 | Stock | 31,036 | $1,528,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 77,746 | $1,525,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 32,998 | $1,518,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 108,200 | $1,518,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 81,084 | $1,517,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 85,800 | $1,516,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 34,500 | $1,516,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 15,300 | $1,516,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 40,721 | $1,515,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 40,600 | $1,514,000 | thousands by filing date | put |
| ARTHROCARE CORP | 043136100 | COM | 42,378 | $1,508,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 155,751 | $1,505,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 37,375 | $1,504,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 40,466 | $1,503,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 14,000 | $1,497,000 | thousands by filing date | put |
| ENTEGRIS INC COM | 29362U104 | Stock | 147,025 | $1,494,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 70,797 | $1,493,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 398,100 | $1,493,000 | thousands by filing date | call |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 48,800 | $1,486,000 | thousands by filing date | call |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 64,437 | $1,482,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 23,500 | $1,481,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 100,771 | $1,481,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 60,000 | $1,481,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 28,200 | $1,480,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 28,800 | $1,475,000 | thousands by filing date | put |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 60,713 | $1,475,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 56,500 | $1,474,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235T107 | COM | 56,500 | $1,474,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 114,429 | $1,473,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 154,747 | $1,473,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 35,746 | $1,470,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 38,300 | $1,469,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 53,729 | $1,467,000 | thousands by filing date | |
| ISHARES TR | 464289552 | HLTH CR IDX FD | 19,555 | $1,467,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 65,000 | $1,466,000 | thousands by filing date | call |
| DENNYS CORP | 24869P104 | COM | 239,988 | $1,466,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 21,000 | $1,465,000 | thousands by filing date | put |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 1,150,000 | $1,464,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 74,200 | $1,463,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 14,400 | $1,460,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 19,570 | $1,459,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 26,700 | $1,459,000 | thousands by filing date | call |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 1,171,000 | $1,459,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 39,100 | $1,455,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 101,862 | $1,455,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 12,855 | $1,452,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 50,800 | $1,452,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 85,040 | $1,447,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 368,102 | $1,447,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 27,900 | $1,444,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 7,900 | $1,443,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 46,404 | $1,442,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 40,898 | $1,442,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 12,945 | $1,440,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 9,900 | $1,440,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 38,200 | $1,438,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 83,210 | $1,438,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 143,941 | $1,438,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 193,243 | $1,436,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 89,375 | $1,435,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 44,414 | $1,433,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 7,100 | $1,433,000 | thousands by filing date | call |
| HARBINGER GROUP INC | 41146A106 | COM | 137,759 | $1,428,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 61,900 | $1,427,000 | thousands by filing date | call |
| NEENAH PAPER INC | 640079109 | COM | 36,292 | $1,427,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 98,065 | $1,425,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 92,411 | $1,425,000 | thousands by filing date | |
| PROSHARES TR | 74348A848 | CMN | 40,224 | $1,425,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 176,800 | $1,423,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 17,500 | $1,422,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 98,319 | $1,421,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 111,100 | $1,419,000 | thousands by filing date | put |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 186,865 | $1,418,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 22,421 | $1,414,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 45,400 | $1,413,000 | thousands by filing date | call |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $1,412,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 224,842 | $1,410,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 89,925 | $1,409,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 21,933 | $1,408,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 29,478 | $1,408,000 | thousands by filing date | |
| HF2 FINL MGMT INC | 40421A104 | CL A | 139,171 | $1,408,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 18,930 | $1,407,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 17,582 | $1,406,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 31,015 | $1,404,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 59,600 | $1,404,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 38,500 | $1,403,000 | thousands by filing date | put |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 67,148 | $1,403,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 48,912 | $1,402,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 165,831 | $1,402,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 48,925 | $1,401,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 101,700 | $1,398,000 | thousands by filing date | put |
| Cynosure, Inc. | 232577205 | COM | 61,285 | $1,398,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 1,085,000 | $1,396,000 | thousands by filing date | principal |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 99,632 | $1,396,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 260,850 | $1,396,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 51,300 | $1,395,000 | thousands by filing date | call |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 14,300 | $1,395,000 | thousands by filing date | put |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 44,788 | $1,394,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 29,463 | $1,393,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 71,200 | $1,393,000 | thousands by filing date | put |
| Check Point Software Technologies Ltd | 162825103 | COM | 83,345 | $1,392,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 1,345,000 | $1,391,000 | thousands by filing date | principal |
| O-I GLASS, INC. | 690768403 | COM | 46,300 | $1,390,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 15,125 | $1,387,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 81,500 | $1,386,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 59,900 | $1,385,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 12,000 | $1,385,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 36,590 | $1,384,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 187,400 | $1,383,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 83,000 | $1,383,000 | thousands by filing date | put |
| BLYTH INC | 09643P207 | COM NEW | 100,000 | $1,383,000 | thousands by filing date | put |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 89,651 | $1,382,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 1,330,000 | $1,375,000 | thousands by filing date | principal |
| TECHNIPFMC PLC | 30249U101 | COM | 24,800 | $1,374,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 72,000 | $1,372,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 15,700 | $1,372,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 17,341 | $1,371,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 32,953 | $1,368,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 33,757 | $1,366,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 24,556 | $1,364,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 67,355 | $1,360,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 36,979 | $1,359,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 41,676 | $1,357,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 42,636 | $1,356,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 73,875 | $1,354,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 35,594 | $1,353,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 29,466 | $1,353,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 77,959 | $1,351,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 109,383 | $1,349,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 113,397 | $1,349,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 23,300 | $1,348,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 113,088 | $1,348,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 229,956 | $1,348,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 184,941 | $1,346,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 27,517 | $1,346,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 81,000 | $1,344,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 60,791 | $1,343,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 256,700 | $1,343,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 74,261 | $1,342,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 37,700 | $1,341,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 120,500 | $1,341,000 | thousands by filing date | put |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 45,970 | $1,337,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 13,600 | $1,335,000 | thousands by filing date | put |
| FURMANITE CORPORATION | 361086101 | COM | 134,744 | $1,334,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 36,276 | $1,333,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 102,110 | $1,333,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 103,400 | $1,333,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 406,879 | $1,331,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 41,800 | $1,329,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 38,320 | $1,328,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 25,268 | $1,326,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 9,200 | $1,325,000 | thousands by filing date | put |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,256,000 | $1,324,000 | thousands by filing date | principal |
| CHICOS FAS INC | 168615102 | COM | 79,400 | $1,323,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 40,202 | $1,322,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 53,100 | $1,322,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 28,138 | $1,321,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 87,900 | $1,319,000 | thousands by filing date | put |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 104,513 | $1,316,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 148,800 | $1,311,000 | thousands by filing date | call |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 828,000 | $1,311,000 | thousands by filing date | principal |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 88,476 | $1,311,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 56,924 | $1,310,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 127,254 | $1,306,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 25,800 | $1,306,000 | thousands by filing date | put |
| GREATBATCH INC | 39153L106 | COM | 38,278 | $1,303,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 17,900 | $1,302,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 60,442 | $1,301,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 284,200 | $1,299,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 12,800 | $1,298,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 20,395 | $1,298,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 250,000 | $1,298,000 | thousands by filing date | put |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 250,000 | $1,298,000 | thousands by filing date | call |
| CONMED CORP COM | 207410101 | Stock | 38,167 | $1,296,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 60,600 | $1,296,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 24,800 | $1,294,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 43,194 | $1,293,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 1,165,000 | $1,290,000 | thousands by filing date | principal |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 34,449 | $1,287,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 21,620 | $1,286,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 106,322 | $1,284,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 172,641 | $1,284,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 150,099 | $1,284,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 39,600 | $1,284,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 54,400 | $1,283,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 47,596 | $1,281,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 33,400 | $1,281,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 26,566 | $1,276,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 78,477 | $1,276,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 43,565 | $1,276,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 60,607 | $1,273,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 183,500 | $1,273,000 | thousands by filing date | call |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 658,900 | $1,272,000 | thousands by filing date | put |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 4,911 | $1,271,000 | thousands by filing date | |
| STANDARD PARKING CORP | 853790103 | COM | 47,273 | $1,271,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 37,900 | $1,270,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 157,927 | $1,268,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 358,200 | $1,268,000 | thousands by filing date | call |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 28,016 | $1,266,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 96,200 | $1,266,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 96,200 | $1,266,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 37,740 | $1,265,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 52,300 | $1,265,000 | thousands by filing date | call |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 50,914 | $1,265,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 1,202,000 | $1,262,000 | thousands by filing date | principal |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 23,500 | $1,259,000 | thousands by filing date | put |
| ACETO CORP | 004446100 | COM | 80,521 | $1,258,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 46,717 | $1,256,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 139,779 | $1,254,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 17,900 | $1,253,000 | thousands by filing date | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 46,300 | $1,251,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 124,906 | $1,249,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 22,199 | $1,248,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 111,422 | $1,246,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 39,300 | $1,246,000 | thousands by filing date | put |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 97,997 | $1,245,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 77,288 | $1,244,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 14,000 | $1,242,000 | thousands by filing date | put |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 16,049 | $1,241,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 776,000 | $1,240,000 | thousands by filing date | principal |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 40,927 | $1,239,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 52,102 | $1,239,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 89,756 | $1,239,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 12,000 | $1,238,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 174,271 | $1,237,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 32,815 | $1,236,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 178,198 | $1,236,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 192,633 | $1,235,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 50,000 | $1,232,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 36,559 | $1,230,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 343,222 | $1,229,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 112,298 | $1,228,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 11,047 | $1,228,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 120,600 | $1,227,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 21,200 | $1,226,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 76,095 | $1,225,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 18,500 | $1,224,000 | thousands by filing date | call |
| TEXAS INDUSTRIES INC | 882491103 | COM | 18,430 | $1,222,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 73,000 | $1,221,000 | thousands by filing date | call |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 60,820 | $1,221,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 9,600 | $1,220,000 | thousands by filing date | put |
| BIODEL INC | 09064M204 | COM | 386,353 | $1,217,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 30,208 | $1,216,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 46,557 | $1,213,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 46,059 | $1,211,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 161,255 | $1,211,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 17,300 | $1,211,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 32,719 | $1,209,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 148,693 | $1,206,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 104,261 | $1,205,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 164,485 | $1,201,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 53,400 | $1,199,000 | thousands by filing date | call |
| VOLCANO CORPORATION | 928645100 | COM | 50,000 | $1,198,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645100 | COM | 50,000 | $1,198,000 | thousands by filing date | call |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 17,020 | $1,197,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 11,800 | $1,196,000 | thousands by filing date | call |
| GFI GROUP INC | 361652209 | COM | 302,872 | $1,196,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 13,300 | $1,195,000 | thousands by filing date | put |
| HORSEHEAD HLDG CORP | 440694305 | COM | 95,630 | $1,192,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 14,579 | $1,190,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 11,500 | $1,187,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 151,172 | $1,187,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 31,464 | $1,184,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 59,254 | $1,183,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 93,833 | $1,182,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 58,754 | $1,179,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 12,600 | $1,179,000 | thousands by filing date | put |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 145,230 | $1,179,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 32,092 | $1,178,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 1,124,000 | $1,177,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 125,700 | $1,175,000 | thousands by filing date | call |
| PACER INTL INC TENN | 69373H106 | COM | 189,628 | $1,174,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 400,700 | $1,174,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 52,654 | $1,173,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 209,584 | $1,169,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 63,929 | $1,168,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 9,700 | $1,166,000 | thousands by filing date | put |
| RR DONNELLEY + SONS CO | 257867101 | COM | 73,900 | $1,166,000 | thousands by filing date | call |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 22,165 | $1,165,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 1,123,000 | $1,165,000 | thousands by filing date | principal |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 8,480 | $1,164,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 126,364 | $1,163,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 94,447 | $1,162,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 94,018 | $1,162,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 46,656 | $1,160,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 250,074 | $1,158,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 19,500 | $1,158,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 97,520 | $1,156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 41,264 | $1,155,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 28,900 | $1,153,000 | thousands by filing date | put |
| MAKO SURGICAL CORP | 560879108 | COM | 39,072 | $1,153,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 13,500 | $1,152,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 21,500 | $1,151,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 16,500 | $1,151,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 115,424 | $1,150,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 50,964 | $1,144,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 81,303 | $1,141,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 216,300 | $1,140,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 99,800 | $1,138,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 21,198 | $1,137,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 100,000 | $1,135,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 57,082 | $1,134,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 63,304 | $1,133,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 11,200 | $1,132,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 160,429 | $1,131,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 31,922 | $1,131,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 34,393 | $1,131,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 93,800 | $1,130,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 79,546 | $1,128,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 120,000 | $1,128,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 12,500 | $1,126,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 47,673 | $1,125,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 13,900 | $1,124,000 | thousands by filing date | call |
| BEACON FINANCIAL CORP. | 084680107 | COM | 44,776 | $1,124,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 48,641 | $1,124,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 286,062 | $1,124,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 65,444 | $1,123,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 11,500 | $1,122,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 157,128 | $1,120,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-13-000515 | this filing | 2013-11-14 | acceptance time not in the bulk data set |