13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,544 holding rows worth $270,832,139,000.
- Accession
- 0000769993-13-000515
- Filer
- CIK 886982
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 10,366 entries on the cover page, a total value of $270,832,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,832,139,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 162,226 | $615,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 4,700 | $614,000 | thousands by filing date | put |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 18,984 | $611,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 37,779 | $610,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 47,284 | $608,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 66,700 | $606,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 17,400 | $606,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 22,000 | $605,000 | thousands by filing date | put |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 31,300 | $605,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 52,100 | $604,000 | thousands by filing date | call |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 34,597 | $604,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 23,400 | $603,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 81,100 | $603,000 | thousands by filing date | call |
| GP STRATEGIES CORP | 36225V104 | COM | 22,993 | $603,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 60,317 | $601,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 225,000 | $601,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 225,000 | $601,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 84,262 | $600,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 27,166 | $600,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 45,859 | $600,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 12,000 | $599,000 | thousands by filing date | put |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 511,000 | $599,000 | thousands by filing date | principal |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 49,367 | $598,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 232,729 | $598,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 59,715 | $597,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 29,375 | $596,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 5,600 | $595,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 50,921 | $595,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 37,257 | $595,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 34,967 | $594,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 11,857 | $594,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 29,600 | $593,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 33,824 | $593,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 14,416 | $592,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 19,204 | $592,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 44,632 | $590,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 60,615 | $590,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 53,304 | $588,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 96,400 | $588,000 | thousands by filing date | call |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 17,339 | $587,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 15,300 | $586,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,589 | $586,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 15,699 | $585,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 27,276 | $585,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 113,105 | $584,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 34,300 | $584,000 | thousands by filing date | put |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 7,800 | $584,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 9,300 | $583,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 43,338 | $583,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 10,000 | $581,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 45,463 | $581,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 29,054 | $581,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 12,441 | $579,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 74,237 | $579,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 48,700 | $578,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 58,892 | $578,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 28,164 | $577,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 251,000 | $576,000 | thousands by filing date | principal |
| QAD INC-A | 74727D306 | CL A | 42,205 | $576,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 54,751 | $576,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 7,933 | $575,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 40,812 | $575,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 26,826 | $574,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 16,766 | $574,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 151,520 | $574,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 13,663 | $572,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 23,363 | $572,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 26,737 | $572,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 552,000 | $572,000 | thousands by filing date | principal |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 35,384 | $568,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 17,639 | $567,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 30,076 | $567,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 51,822 | $567,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 46,677 | $566,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 63,109 | $565,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 13,400 | $565,000 | thousands by filing date | put |
| HOSPIRA INC | 441060100 | COM | 14,400 | $565,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 9,700 | $564,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 7,600 | $564,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 318,812 | $564,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 21,831 | $563,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 40,232 | $562,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 14,525 | $562,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 406,860 | $561,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 140,709 | $561,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 44,605 | $558,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 105,000 | $558,000 | thousands by filing date | call |
| SYMMETRY MEDICAL INC | 871546206 | COM | 68,289 | $557,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 4,438 | $556,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 27,219 | $555,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 10,000 | $555,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 54,361 | $554,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 29,248 | $554,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 6,700 | $553,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 7,400 | $552,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 45,500 | $552,000 | thousands by filing date | call |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,571 | $551,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 86,760 | $551,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 546,000 | $549,000 | thousands by filing date | principal |
| DYNAMIC MATLS CORP | 267888105 | COM | 23,688 | $549,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 48,766 | $548,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 12,025 | $548,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 9,000 | $547,000 | thousands by filing date | call |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 325,533 | $547,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 188,076 | $547,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 539,000 | $546,000 | thousands by filing date | principal |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 44,889 | $545,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 10,802 | $545,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 90,208 | $543,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 57,353 | $542,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 283,335 | $541,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 10,500 | $538,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 19,048 | $538,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 62,657 | $536,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 77,303 | $534,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 40,843 | $533,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 56,868 | $533,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 44,416 | $533,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 99,687 | $533,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 17,532 | $530,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 9,732 | $530,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 23,400 | $530,000 | thousands by filing date | put |
| iShares Global 100 ETF | 464287572 | SHS | 7,350 | $529,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 8,400 | $529,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 6,700 | $528,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 33,612 | $526,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 27,753 | $525,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 254,819 | $525,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 10,700 | $524,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 133,044 | $524,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 28,933 | $521,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 45,099 | $520,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 34,147 | $517,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 43,600 | $517,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 12,974 | $516,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 37,525 | $514,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 34,104 | $514,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 8,880 | $512,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 24,856 | $511,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 38,998 | $511,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 192,911 | $507,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 67,800 | $506,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 17,218 | $504,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 83,293 | $503,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 67,023 | $503,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 48,656 | $503,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 35,454 | $502,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 83,736 | $502,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 23,160 | $502,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 183,372 | $499,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 20,944 | $499,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 11,449 | $498,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 12,000 | $498,000 | thousands by filing date | put |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 54,853 | $497,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,900 | $495,000 | thousands by filing date | put |
| PC TEL INC | 69325Q105 | COM | 55,997 | $495,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 338,122 | $494,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 19,719 | $492,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 88,261 | $492,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 101,926 | $492,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 47,000 | $491,000 | thousands by filing date | put |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 20,917 | $491,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 110,291 | $490,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 22,912 | $490,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 20,000 | $490,000 | thousands by filing date | put |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 30,174 | $490,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 12,500 | $490,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 22,260 | $489,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 47,300 | $489,000 | thousands by filing date | put |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 15,302 | $487,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 11,600 | $487,000 | thousands by filing date | call |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 53,302 | $486,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 41,349 | $486,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 33,328 | $486,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 47,180 | $485,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 24,278 | $485,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 5,500 | $484,000 | thousands by filing date | call |
| FABRINET SHS | G3323L100 | Stock | 28,683 | $483,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 6,071 | $481,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 19,664 | $481,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 16,000 | $480,000 | thousands by filing date | call |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 36,614 | $480,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 113,581 | $480,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 23,936 | $480,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 75,847 | $479,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 46,400 | $479,000 | thousands by filing date | call |
| XL GROUP PLC | G98290102 | SHS | 15,500 | $478,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 16,800 | $478,000 | thousands by filing date | put |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 80,459 | $478,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 32,762 | $477,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,400 | $477,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 47,600 | $476,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 6,400 | $476,000 | thousands by filing date | call |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 35,900 | $474,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 157,100 | $474,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 28,572 | $473,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 71,422 | $472,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 14,300 | $471,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 12,900 | $470,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 35,300 | $469,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 58,300 | $469,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 7,000 | $468,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 5,588 | $468,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 37,216 | $467,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 24,106 | $466,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 9,210 | $466,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 67,553 | $465,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 155,000 | $465,000 | thousands by filing date | put |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 16,931 | $463,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 95,600 | $462,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 49,537 | $461,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 11,930 | $461,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 10,000 | $460,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 34,837 | $460,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 364,396 | $460,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 13,900 | $458,000 | thousands by filing date | call |
| ETFS Gold Trust | 26922Y105 | ETF | 3,500 | $458,000 | thousands by filing date | call |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 30,684 | $458,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 6,200 | $457,000 | thousands by filing date | put |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 8,175 | $457,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 24,882 | $457,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 16,488 | $457,000 | thousands by filing date | |
| PROSHARES TR | 74348A798 | CMN | 12,069 | $456,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 6,700 | $455,000 | thousands by filing date | call |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 13,665 | $454,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 19,200 | $453,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 9,100 | $451,000 | thousands by filing date | put |
| EMULEX CORP | 292475209 | COM NEW | 58,100 | $451,000 | thousands by filing date | call |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 11,800 | $451,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 9,800 | $450,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 10,909 | $449,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 7,000 | $448,000 | thousands by filing date | put |
| CHINA FD INC | 169373107 | COM | 20,628 | $448,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 12,200 | $447,000 | thousands by filing date | put |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 91,655 | $447,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 56,670 | $447,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 28,800 | $444,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 26,983 | $441,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 17,138 | $440,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 209,540 | $440,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 39,900 | $439,000 | thousands by filing date | put |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 146,243 | $439,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 5,922 | $438,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 74,000 | $438,000 | thousands by filing date | call |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 48,820 | $438,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 257,600 | $438,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 15,900 | $437,000 | thousands by filing date | put |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 14,200 | $437,000 | thousands by filing date | call |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 11,357 | $437,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 4,579 | $437,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 77,400 | $437,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 5,900 | $436,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 12,970 | $436,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 32,053 | $436,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 131,200 | $436,000 | thousands by filing date | put |
| VALUECLICK INC | 92046N102 | COM | 20,900 | $436,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 104,000 | $435,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 8,998 | $433,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 11,600 | $433,000 | thousands by filing date | put |
| EDUCATION RLTY TR INC | 28140H104 | COM | 47,577 | $433,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 107,642 | $433,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 363,144 | $432,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 86,084 | $432,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 15,234 | $431,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 21,500 | $431,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 43,410 | $431,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 15,849 | $431,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 46,707 | $429,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 11,000 | $429,000 | thousands by filing date | put |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 102,691 | $429,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 55,214 | $429,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 15,739 | $427,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 37,921 | $427,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 23,856 | $426,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 11,344 | $426,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 9,147 | $426,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 15,868 | $425,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 168,583 | $425,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 27,388 | $423,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 8,935 | $422,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 6,600 | $422,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 10,000 | $422,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 53,805 | $422,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 27,703 | $422,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 15,899 | $422,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 23,222 | $421,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 58,567 | $421,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 25,880 | $420,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 3,800 | $420,000 | thousands by filing date | call |
| CITY NATL CORP | 178566105 | COM | 6,300 | $420,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 20,409 | $419,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 70,532 | $419,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 106,400 | $419,000 | thousands by filing date | put |
| CTC MEDIA INC | 12642X106 | COM | 39,924 | $419,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 43,433 | $418,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 41,575 | $418,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 15,625 | $417,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 31,853 | $416,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 293,182 | $416,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 4,000 | $415,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 24,600 | $415,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 16,239 | $414,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 24,733 | $414,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 40,445 | $413,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 19,300 | $413,000 | thousands by filing date | call |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 5,500 | $412,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K108 | COM | 22,366 | $411,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 4,700 | $411,000 | thousands by filing date | call |
| AMPHENOL CORP NEW | 032095101 | COM | 5,300 | $410,000 | thousands by filing date | call |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 88,149 | $410,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 16,751 | $410,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 12,100 | $408,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 15,726 | $408,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 95,100 | $407,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 10,594 | $407,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 6,000 | $407,000 | thousands by filing date | put |
| RF MICRODEVICES INC | 749941100 | COM | 72,100 | $407,000 | thousands by filing date | call |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 38,882 | $407,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 14,500 | $406,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 32,070 | $406,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 68,245 | $406,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 23,800 | $406,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,804 | $405,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,744 | $404,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 28,000 | $403,000 | thousands by filing date | call |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 21,740 | $403,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 39,885 | $402,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 12,219 | $402,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 51,400 | $402,000 | thousands by filing date | put |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 33,345 | $402,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 15,000 | $400,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 100,000 | $400,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 12,569 | $399,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 19,200 | $399,000 | thousands by filing date | call |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 31,856 | $399,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 34,890 | $398,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 150,000 | $398,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 14,834 | $398,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 123,000 | $397,000 | thousands by filing date | call |
| SUFFOLK BANCORP | 864739107 | COM | 22,309 | $395,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 28,000 | $393,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 24,338 | $393,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 108,000 | $393,000 | thousands by filing date | principal |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 7,063 | $392,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 105,844 | $391,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 241,000 | $391,000 | thousands by filing date | principal |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 25,800 | $390,000 | thousands by filing date | put |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 14,590 | $390,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 50,843 | $389,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 54,955 | $389,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 31,900 | $389,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 34,068 | $388,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 36,530 | $387,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 10,000 | $387,000 | thousands by filing date | call |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 8,789 | $387,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 29,666 | $386,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 15,625 | $386,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 14,500 | $386,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 66,075 | $386,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 16,580 | $386,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 25,135 | $385,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,100 | $385,000 | thousands by filing date | call |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 19,600 | $385,000 | thousands by filing date | call |
| ISHARES TR | 464289594 | CMN | 7,325 | $385,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 57,565 | $384,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 53,122 | $384,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 56,399 | $384,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 28,712 | $384,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 138,000 | $384,000 | thousands by filing date | principal |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 19,900 | $384,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 36,791 | $383,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 29,706 | $383,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 28,499 | $383,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 10,600 | $382,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 57,775 | $382,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 21,713 | $382,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 262,000 | $382,000 | thousands by filing date | principal |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 74,520 | $382,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 159,430 | $381,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 28,457 | $381,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 17,855 | $379,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 34,600 | $379,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 13,393 | $379,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 21,730 | $379,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 6,445 | $378,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 47,000 | $377,000 | thousands by filing date | call |
| STRATUS PPTYS INC | 863167201 | COM NEW | 28,139 | $377,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 9,737 | $377,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 3,800 | $377,000 | thousands by filing date | put |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 40,012 | $377,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 9,200 | $376,000 | thousands by filing date | put |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 72,463 | $376,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 34,826 | $376,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 8,389 | $376,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 5,200 | $375,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 4,894 | $374,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 24,161 | $374,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 56,000 | $373,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 30,221 | $373,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 83,473 | $373,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 9,679 | $373,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 89,000 | $372,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 70,915 | $372,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 73,520 | $372,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 9,175 | $371,000 | thousands by filing date | put |
| LMI AEROSPACE INC | 502079106 | COM | 27,793 | $371,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,900 | $370,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 7,431 | $370,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 25,734 | $370,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 51,249 | $370,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 55,539 | $369,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 6,700 | $369,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 12,200 | $368,000 | thousands by filing date | call |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 83,815 | $367,000 | thousands by filing date | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 13,004 | $367,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 10,300 | $366,000 | thousands by filing date | call |
| ESSA BANCORP INC COM | 29667D104 | Stock | 35,077 | $366,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 20,358 | $366,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 9,800 | $365,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 5,435 | $364,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 22,400 | $364,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 32,233 | $363,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 75,200 | $363,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 86,564 | $362,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 31,205 | $362,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 7,014 | $361,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 12,700 | $361,000 | thousands by filing date | call |
| BEBE STORES INC | 075571109 | COM | 59,282 | $361,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 178,000 | $361,000 | thousands by filing date | principal |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 27,497 | $360,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 38,927 | $360,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 19,398 | $359,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 16,788 | $358,000 | thousands by filing date | |
| US AIRWAYS GROUP INC | 911905AC1 | CNV | 86,000 | $357,000 | thousands by filing date | principal |
| ARGAN INC | 04010E109 | COM | 16,186 | $356,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 11,841 | $356,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 11,100 | $356,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 49,959 | $356,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 10,200 | $356,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 13,351 | $355,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 14,950 | $355,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 4,200 | $355,000 | thousands by filing date | call |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 10,033 | $355,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 110,700 | $355,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 78,740 | $354,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 8,829 | $354,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 4,835 | $354,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 30,199 | $354,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 39,464 | $353,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 58,512 | $353,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 36,199 | $352,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 59,740 | $352,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 5,357 | $351,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,800 | $350,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 43,500 | $349,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 153,283 | $349,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 26,200 | $348,000 | thousands by filing date | call |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 11,300 | $348,000 | thousands by filing date | put |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 35,170 | $348,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,500 | $347,000 | thousands by filing date | put |
| RAND LOGISTICS INC | 752182105 | COM | 70,992 | $346,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 25,699 | $346,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,459 | $344,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 84,827 | $344,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 18,077 | $344,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 30,750 | $343,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 13,000 | $342,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 14,041 | $341,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 10,985 | $341,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 38,467 | $340,000 | thousands by filing date | |
| ENCORE ENERGY CORP F | 97717W174 | COM | 15,711 | $340,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 45,500 | $339,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 18,700 | $339,000 | thousands by filing date | call |
| DENTSPLY INTL INC | 249030107 | COM | 7,800 | $339,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 123,375 | $339,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 11,228 | $338,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 6,100 | $338,000 | thousands by filing date | call |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 355,890 | $338,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 20,215 | $337,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 6,000 | $336,000 | thousands by filing date | put |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 8,756 | $336,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 10,491 | $335,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 309,000 | $334,000 | thousands by filing date | principal |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 4,542 | $333,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 17,522 | $333,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 9,700 | $332,000 | thousands by filing date | call |
| PULASKI FINANCIAL CORP | 745548107 | COM | 32,156 | $332,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 7,200 | $331,000 | thousands by filing date | put |
| POOL CORP COM | 73278L105 | Stock | 5,900 | $331,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 16,471 | $331,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 128,751 | $331,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 96,071 | $331,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 185,082 | $331,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 25,700 | $331,000 | thousands by filing date | put |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 6,667 | $330,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 27,699 | $330,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 16,933 | $330,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 7,600 | $329,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 8,059 | $329,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 12,213 | $329,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-13-000515 | this filing | 2013-11-14 | acceptance time not in the bulk data set |