13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,544 holding rows worth $270,832,139,000.
- Accession
- 0000769993-13-000515
- Filer
- CIK 886982
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 10,366 entries on the cover page, a total value of $270,832,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,832,139,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOLYCORP INC DEL | 608753109 | COM | 456,000 | $2,991,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 108,234 | $2,987,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 44,945 | $2,986,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 154,216 | $2,980,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 122,934 | $2,976,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 369,057 | $2,971,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 34,800 | $2,968,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 62,261 | $2,965,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 372,037 | $2,965,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 137,000 | $2,963,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 44,710 | $2,959,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 99,600 | $2,955,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 166,026 | $2,947,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 39,737 | $2,946,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 196,350 | $2,944,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 153,112 | $2,944,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 759,400 | $2,943,000 | thousands by filing date | put |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 1,879,000 | $2,939,000 | thousands by filing date | principal |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 40,800 | $2,935,000 | thousands by filing date | call |
| DIGITAL RIV INC | 25388B104 | COM | 164,097 | $2,932,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 32,800 | $2,928,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 55,300 | $2,918,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 72,400 | $2,916,000 | thousands by filing date | put |
| GRANITE CONSTR INC COM | 387328107 | Stock | 95,066 | $2,909,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 93,078 | $2,902,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 110,160 | $2,902,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 24,200 | $2,901,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 282,027 | $2,901,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 218,270 | $2,896,000 | thousands by filing date | |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 167,591 | $2,896,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 39,847 | $2,893,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 412,034 | $2,889,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 222,833 | $2,888,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 815,800 | $2,888,000 | thousands by filing date | put |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 100,000 | $2,888,000 | thousands by filing date | put |
| FEI CO | 30241L109 | COM | 32,869 | $2,886,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 60,000 | $2,885,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 60,000 | $2,885,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 47,300 | $2,876,000 | thousands by filing date | put |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 35,061 | $2,875,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 915,200 | $2,874,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 338,281 | $2,869,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 148,578 | $2,868,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 82,862 | $2,867,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 232,220 | $2,866,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 29,700 | $2,863,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 50,000 | $2,855,000 | thousands by filing date | call |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 242,262 | $2,854,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 95,796 | $2,848,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 95,300 | $2,842,000 | thousands by filing date | put |
| MARCHEX INC | 56624R108 | CMN | 389,964 | $2,839,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 182,666 | $2,836,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 257,668 | $2,832,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 107,500 | $2,832,000 | thousands by filing date | put |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 56,408 | $2,830,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 105,091 | $2,829,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 81,800 | $2,829,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 139,014 | $2,825,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 24,300 | $2,825,000 | thousands by filing date | put |
| HERCULES CAPITAL INC | 427096508 | COM | 185,026 | $2,822,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 473,256 | $2,821,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 84,132 | $2,820,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 63,634 | $2,816,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,682,000 | $2,811,000 | thousands by filing date | principal |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 69,344 | $2,808,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 2,627,000 | $2,808,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 1,465,000 | $2,802,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 122,113 | $2,801,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 20,076 | $2,800,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 138,873 | $2,799,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 374,700 | $2,799,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 207,891 | $2,792,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 231,500 | $2,790,000 | thousands by filing date | call |
| CAPELLA EDUCATION CO | 139594105 | COM | 49,306 | $2,789,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 24,900 | $2,787,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 77,400 | $2,784,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 43,234 | $2,782,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 81,310 | $2,781,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 38,100 | $2,779,000 | thousands by filing date | put |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 33,916 | $2,775,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 60,871 | $2,773,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 314,053 | $2,773,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 195,239 | $2,770,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 13,722 | $2,769,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 47,102 | $2,766,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 142,144 | $2,762,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 112,507 | $2,760,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 61,000 | $2,760,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 88,424 | $2,758,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 96,962 | $2,758,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 76,476 | $2,755,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 73,065 | $2,755,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 2,873,000 | $2,754,000 | thousands by filing date | principal |
| RYLAND GROUP INC | 783764103 | COM | 67,900 | $2,753,000 | thousands by filing date | put |
| CATO CORP NEW | 149205106 | CL A | 98,351 | $2,752,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 376,314 | $2,751,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 81,800 | $2,750,000 | thousands by filing date | call |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 360,246 | $2,749,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 47,589 | $2,749,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 67,600 | $2,747,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 312,957 | $2,747,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 233,659 | $2,746,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 212,865 | $2,746,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 101,933 | $2,743,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 82,000 | $2,742,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 66,000 | $2,739,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 192,599 | $2,735,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 125,044 | $2,734,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 53,700 | $2,733,000 | thousands by filing date | put |
| SPDW | 78463X889 | COM | 97,483 | $2,730,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 89,300 | $2,728,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 43,000 | $2,726,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 2,042,000 | $2,722,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 169,300 | $2,719,000 | thousands by filing date | put |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 198,281 | $2,714,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 163,100 | $2,714,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 44,400 | $2,713,000 | thousands by filing date | call |
| TEXAS | 882610108 | COMMON STOCK | 32,101 | $2,713,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 25,431 | $2,713,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 196,815 | $2,707,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 80,489 | $2,705,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 80,000 | $2,703,000 | thousands by filing date | call |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 135,085 | $2,702,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 42,600 | $2,701,000 | thousands by filing date | put |
| BARD C R INC | 067383109 | COM | 23,400 | $2,696,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 102,600 | $2,686,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 787,400 | $2,685,000 | thousands by filing date | put |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 31,342 | $2,683,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 27,300 | $2,681,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 71,900 | $2,681,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 143,400 | $2,679,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 42,900 | $2,677,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 1,115,003 | $2,676,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 77,834 | $2,673,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 95,546 | $2,672,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 122,400 | $2,667,000 | thousands by filing date | put |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 2,100,000 | $2,666,000 | thousands by filing date | principal |
| AVIVA PLC | 05382A104 | ADR | 207,065 | $2,659,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 105,500 | $2,658,000 | thousands by filing date | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 26,000 | $2,655,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 448,344 | $2,654,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 83,106 | $2,654,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 79,100 | $2,651,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 394,600 | $2,648,000 | thousands by filing date | put |
| CELSION CORPORATION | 15117N305 | COM NEW | 2,300,000 | $2,645,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 105,573 | $2,641,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 69,200 | $2,641,000 | thousands by filing date | put |
| COMPUTER SCIENCES CORP | 205363104 | COM | 51,000 | $2,639,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 66,250 | $2,637,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 88,300 | $2,636,000 | thousands by filing date | put |
| MOVE INC | 62458M207 | COM NEW | 155,299 | $2,634,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 196,200 | $2,627,000 | thousands by filing date | call |
| Schwab US TIPS ETF | 808524870 | SHS | 48,544 | $2,624,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 198,477 | $2,624,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 163,293 | $2,621,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 154,879 | $2,618,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 96,108 | $2,618,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 65,200 | $2,617,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 187,000 | $2,616,000 | thousands by filing date | put |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 48,669 | $2,615,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 495,316 | $2,610,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 48,265 | $2,609,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 59,592 | $2,609,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 969,000 | $2,608,000 | thousands by filing date | principal |
| PPG INDS INC COM | 693506107 | Stock | 15,600 | $2,606,000 | thousands by filing date | call |
| CANTEL MEDICAL CORP | 138098108 | COM | 81,667 | $2,601,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 34,077 | $2,599,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 27,500 | $2,599,000 | thousands by filing date | call |
| CAMBREX CORP | 132011107 | COM | 196,905 | $2,599,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 68,400 | $2,598,000 | thousands by filing date | put |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 20,560 | $2,597,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 91,198 | $2,596,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 66,073 | $2,592,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 34,706 | $2,591,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 35,500 | $2,576,000 | thousands by filing date | call |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 236,444 | $2,575,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 65,652 | $2,569,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 25,922 | $2,569,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 118,435 | $2,566,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 311,800 | $2,566,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 165,613 | $2,562,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 254,768 | $2,561,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 63,364 | $2,558,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 611,295 | $2,555,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 80,000 | $2,552,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 211,300 | $2,550,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 154,100 | $2,546,000 | thousands by filing date | put |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 198,900 | $2,546,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 80,115 | $2,544,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 146,600 | $2,535,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 89,208 | $2,534,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 60,472 | $2,532,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 56,455 | $2,530,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 137,513 | $2,523,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 109,696 | $2,521,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 80,041 | $2,516,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 82,319 | $2,512,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 43,300 | $2,511,000 | thousands by filing date | call |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 113,713 | $2,511,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 133,549 | $2,507,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 373,300 | $2,505,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 65,778 | $2,504,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 224,900 | $2,503,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 357,511 | $2,503,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 65,542 | $2,502,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 910 | $2,501,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 405,621 | $2,495,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 2,000,000 | $2,494,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,262,000 | $2,493,000 | thousands by filing date | principal |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 22,944 | $2,488,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 194,500 | $2,484,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 154,700 | $2,484,000 | thousands by filing date | call |
| CELSION CORPORATION | 15117N305 | COM NEW | 2,157,800 | $2,481,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 315,084 | $2,477,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 339,697 | $2,476,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 109,040 | $2,473,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 105,956 | $2,472,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 2,283,000 | $2,467,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 253,092 | $2,465,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 54,215 | $2,465,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 122,314 | $2,460,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 374,500 | $2,457,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 50,600 | $2,453,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 24,825 | $2,452,000 | thousands by filing date | put |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 44,766 | $2,450,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 135,055 | $2,450,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 172,900 | $2,447,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 34,929 | $2,441,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 136,811 | $2,438,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 40,400 | $2,437,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 39,700 | $2,426,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 40,828 | $2,425,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 61,508 | $2,423,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 47,300 | $2,422,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 709,700 | $2,420,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 194,200 | $2,416,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 29,800 | $2,412,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 41,300 | $2,410,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 56,200 | $2,409,000 | thousands by filing date | put |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 80,927 | $2,407,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 164,392 | $2,406,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 386,871 | $2,406,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 61,000 | $2,395,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 137,400 | $2,395,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 117,657 | $2,393,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 98,999 | $2,393,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 394,300 | $2,393,000 | thousands by filing date | call |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 58,877 | $2,390,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 69,726 | $2,390,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 98,124 | $2,389,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 96,093 | $2,389,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 51,078 | $2,387,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 93,522 | $2,386,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 79,500 | $2,373,000 | thousands by filing date | call |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 199,138 | $2,369,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 200,000 | $2,368,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 200,000 | $2,368,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 254,300 | $2,365,000 | thousands by filing date | call |
| AIXTRON SE | 009606104 | SPONSORED ADR | 139,397 | $2,364,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 62,210 | $2,362,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 49,926 | $2,362,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 84,400 | $2,360,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 80,827 | $2,359,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 103,675 | $2,356,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 34,115 | $2,354,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 23,900 | $2,347,000 | thousands by filing date | put |
| MATERION CORP | 576690101 | COM | 73,165 | $2,346,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 53,873 | $2,340,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 96,913 | $2,336,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 129,600 | $2,333,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 408,747 | $2,330,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 97,013 | $2,329,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 427,369 | $2,329,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 43,918 | $2,327,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 171,000 | $2,326,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 42,500 | $2,323,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 37,245 | $2,323,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 32,000 | $2,322,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 739,500 | $2,322,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 87,700 | $2,321,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,954,000 | $2,318,000 | thousands by filing date | principal |
| LANDAUER INC | 51476K103 | COM | 45,213 | $2,317,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 88,950 | $2,313,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 219,100 | $2,312,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 114,687 | $2,309,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 279,400 | $2,308,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 44,200 | $2,306,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 135,300 | $2,306,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 78,900 | $2,305,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 52,200 | $2,300,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 64,400 | $2,296,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 31,515 | $2,292,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 277,100 | $2,289,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 459,995 | $2,286,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 93,543 | $2,281,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 51,800 | $2,274,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 51,061 | $2,272,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 157,366 | $2,271,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 42,053 | $2,267,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 54,100 | $2,266,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 128,436 | $2,264,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 89,500 | $2,263,000 | thousands by filing date | call |
| DENALI FD INC | 24823A102 | COM | 118,695 | $2,261,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 18,800 | $2,260,000 | thousands by filing date | call |
| FXCM INC | 302693106 | COM | 114,218 | $2,256,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 54,700 | $2,253,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 98,500 | $2,252,000 | thousands by filing date | put |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 137,817 | $2,242,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 78,945 | $2,234,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 38,400 | $2,227,000 | thousands by filing date | put |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 59,893 | $2,223,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 125,100 | $2,221,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 424,206 | $2,215,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 42,455 | $2,213,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 59,200 | $2,212,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 120,340 | $2,209,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 116,200 | $2,209,000 | thousands by filing date | call |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 226,099 | $2,205,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 101,724 | $2,204,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 32,752 | $2,204,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 95,296 | $2,202,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 155,468 | $2,202,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 30,959 | $2,201,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 95,714 | $2,199,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 62,563 | $2,196,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 33,702 | $2,195,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 36,824 | $2,193,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 67,699 | $2,192,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 216,524 | $2,185,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 352,801 | $2,185,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 39,512 | $2,179,000 | thousands by filing date | |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 2,004,000 | $2,178,000 | thousands by filing date | principal |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 59,300 | $2,177,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 122,022 | $2,176,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 52,800 | $2,175,000 | thousands by filing date | call |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 115,494 | $2,172,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 10,900 | $2,170,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 115,800 | $2,163,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 68,000 | $2,162,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 161,900 | $2,161,000 | thousands by filing date | call |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 37,913 | $2,157,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 102,000 | $2,157,000 | thousands by filing date | put |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 107,400 | $2,157,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 64,400 | $2,154,000 | thousands by filing date | put |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 168,428 | $2,153,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 21,249 | $2,152,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 47,015 | $2,150,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 53,502 | $2,147,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 67,888 | $2,143,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 169,421 | $2,142,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 161,977 | $2,137,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 13,300 | $2,135,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 35,300 | $2,133,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 181,115 | $2,132,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 83,533 | $2,130,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 125,677 | $2,128,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 58,495 | $2,124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 106,707 | $2,123,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 14,400 | $2,123,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 68,200 | $2,122,000 | thousands by filing date | call |
| QUIKSILVER INC | 74838C106 | COM | 301,836 | $2,122,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 116,500 | $2,120,000 | thousands by filing date | put |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 26,456,764 | $2,117,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 84,473 | $2,116,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 35,000 | $2,115,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,000,000 | $2,115,000 | thousands by filing date | principal |
| ISHARES TR | 464288422 | S&P DEV EX-US | 56,213 | $2,112,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 33,400 | $2,111,000 | thousands by filing date | put |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 138,671 | $2,106,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 141,298 | $2,103,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 20,000 | $2,101,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 126,500 | $2,099,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 128,229 | $2,099,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 76,113 | $2,096,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 55,800 | $2,095,000 | thousands by filing date | put |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 68,069 | $2,086,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 111,100 | $2,086,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 221,700 | $2,084,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 1,831,000 | $2,084,000 | thousands by filing date | principal |
| HILLENBRAND INC | 431571108 | COM | 76,039 | $2,081,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 66,871 | $2,079,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 30,667 | $2,077,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 136,867 | $2,074,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 64,669 | $2,071,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 128,675 | $2,067,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 152,000 | $2,067,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 48,245 | $2,066,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 42,442 | $2,066,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 80,800 | $2,064,000 | thousands by filing date | put |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 53,810 | $2,061,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 18,948 | $2,057,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 52,900 | $2,056,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 499,300 | $2,052,000 | thousands by filing date | put |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 51,168 | $2,052,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 140,500 | $2,050,000 | thousands by filing date | call |
| SAKS INC | 79377W108 | COM | 128,400 | $2,047,000 | thousands by filing date | call |
| ETFS Gold Trust | 26922Y105 | ETF | 15,603 | $2,040,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 93,425 | $2,036,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 96,154 | $2,034,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 33,091 | $2,033,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 193,500 | $2,028,000 | thousands by filing date | call |
| BMC Stock Holdings Inc | 86101X104 | COM | 154,360 | $2,028,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 19,300 | $2,027,000 | thousands by filing date | put |
| SPARTAN STORES INC | 846822104 | COM | 91,851 | $2,027,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 333,700 | $2,026,000 | thousands by filing date | put |
| ROSETTA RESOURCES INC | 777779307 | COM | 37,200 | $2,026,000 | thousands by filing date | put |
| PROVIDENCE SVC CORP | 743815102 | COM | 70,395 | $2,020,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 116,888 | $2,019,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 60,000 | $2,017,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 73,000 | $2,016,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 31,642 | $2,014,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 100,477 | $2,014,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 65,440 | $2,012,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 119,200 | $2,007,000 | thousands by filing date | put |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 47,759 | $2,005,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 144,000 | $2,004,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 598,000 | $2,003,000 | thousands by filing date | put |
| HATTERAS FINL CORP | 41902R103 | COM | 106,900 | $2,000,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 105,600 | $1,999,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 109,900 | $1,997,000 | thousands by filing date | call |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 347,320 | $1,997,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 32,000 | $1,996,000 | thousands by filing date | call |
| GULF IS FABRICATION INC | 402307102 | COM | 81,368 | $1,994,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 62,200 | $1,992,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 26,391 | $1,991,000 | thousands by filing date | put |
| SAKS INC | 79377W108 | COM | 124,900 | $1,991,000 | thousands by filing date | put |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 82,653 | $1,986,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 27,700 | $1,981,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 44,500 | $1,980,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 52,000 | $1,975,000 | thousands by filing date | call |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 100,000 | $1,972,000 | thousands by filing date | call |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 1,530,000 | $1,971,000 | thousands by filing date | principal |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 209,853 | $1,965,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 199,684 | $1,965,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 61,750 | $1,964,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 31,300 | $1,960,000 | thousands by filing date | put |
| AMERISAFE INC | 03071H100 | COM | 55,178 | $1,960,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 41,800 | $1,957,000 | thousands by filing date | call |
| HATTERAS FINL CORP | 41902R103 | COM | 104,600 | $1,957,000 | thousands by filing date | put |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 22,500 | $1,953,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 56,498 | $1,949,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 67,279 | $1,949,000 | thousands by filing date | |
| PROSHARES TR | 74348A830 | CMN | 48,465 | $1,949,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 35,904 | $1,947,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 1,876,000 | $1,942,000 | thousands by filing date | principal |
| LEXMARK INTL NEW | 529771107 | CL A | 58,700 | $1,937,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 208,200 | $1,936,000 | thousands by filing date | put |
| MURPHY USA INC COM | 626755102 | Stock | 47,825 | $1,932,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 80,262 | $1,931,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 42,500 | $1,927,000 | thousands by filing date | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 66,295 | $1,921,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 76,943 | $1,921,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 224,225 | $1,917,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 68,073 | $1,915,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,848,000 | $1,913,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 173,234 | $1,912,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 32,800 | $1,908,000 | thousands by filing date | call |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 59,323 | $1,908,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 165,124 | $1,907,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 56,900 | $1,907,000 | thousands by filing date | call |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 58,756 | $1,907,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 34,378 | $1,905,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 86,915 | $1,903,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 63,300 | $1,902,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 429,468 | $1,898,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 106,998 | $1,894,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 137,589 | $1,893,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 65,359 | $1,893,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 91,800 | $1,892,000 | thousands by filing date | put |
| ARUBA NETWORKS INC | 043176106 | COM | 113,500 | $1,889,000 | thousands by filing date | call |
| TRI CONTL CORP | 895436103 | COM | 103,028 | $1,887,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 87,083 | $1,886,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 166,900 | $1,881,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 53,667 | $1,879,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 28,347 | $1,876,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 163,100 | $1,876,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 50,500 | $1,873,000 | thousands by filing date | put |
| PANTRY INC | 698657103 | COM | 168,330 | $1,865,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 44,233 | $1,863,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 39,899 | $1,861,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 97,866 | $1,860,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 68,200 | $1,858,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 118,400 | $1,857,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 105,680 | $1,854,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 409,841 | $1,840,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 44,259 | $1,838,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 87,976 | $1,837,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 70,700 | $1,836,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 63,895 | $1,833,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 107,900 | $1,833,000 | thousands by filing date | put |
| HEARTWARE INTL INC | 422368100 | COM | 25,000 | $1,830,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 48,000 | $1,823,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 567,920 | $1,822,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 246,493 | $1,819,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 27,200 | $1,818,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 85,000 | $1,817,000 | thousands by filing date | call |
| TELLABS INC | 879664100 | COM | 800,258 | $1,817,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 35,551 | $1,817,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 29,057 | $1,814,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 40,393 | $1,814,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-13-000515 | this filing | 2013-11-14 | acceptance time not in the bulk data set |