13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,544 holding rows worth $270,832,139,000.
- Accession
- 0000769993-13-000515
- Filer
- CIK 886982
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 10,366 entries on the cover page, a total value of $270,832,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,832,139,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 103,200 | $4,671,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 36,000 | $4,669,000 | thousands by filing date | call |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 61,495 | $4,669,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 304,600 | $4,663,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 27,900 | $4,661,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 86,403 | $4,646,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 82,201 | $4,634,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 67,200 | $4,633,000 | thousands by filing date | put |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 181,000 | $4,632,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 75,300 | $4,631,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 42,109 | $4,630,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 566,200 | $4,626,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 915,200 | $4,622,000 | thousands by filing date | put |
| VANGUARD STAR FDS | 921909768 | COM | 91,997 | $4,614,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 58,500 | $4,612,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 120,700 | $4,605,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 50,000 | $4,599,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 109,525 | $4,598,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 964,840 | $4,593,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 135,454 | $4,593,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 288,062 | $4,592,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 75,751 | $4,588,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 408,800 | $4,583,000 | thousands by filing date | put |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 749,245 | $4,571,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 2,482,163 | $4,567,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 62,657 | $4,559,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 399,800 | $4,558,000 | thousands by filing date | put |
| XEROX CORP | 984121103 | COM | 442,500 | $4,553,000 | thousands by filing date | put |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 162,476 | $4,548,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 103,100 | $4,543,000 | thousands by filing date | call |
| SOLERA HOLDINGS INC | 83421A104 | COM | 85,910 | $4,543,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 131,024 | $4,532,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 333,095 | $4,530,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 67,000 | $4,529,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 243,300 | $4,525,000 | thousands by filing date | call |
| ITT CORP | 450911201 | COM | 125,834 | $4,524,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 216,866 | $4,519,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 161,886 | $4,519,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 744,069 | $4,517,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 406,140 | $4,504,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 61,700 | $4,500,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 711,300 | $4,495,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 155,800 | $4,492,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 196,502 | $4,492,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 40,100 | $4,488,000 | thousands by filing date | call |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 5,000,000 | $4,481,000 | thousands by filing date | principal |
| ZYNGA INC. | 98986T108 | CL A | 1,218,437 | $4,473,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 168,357 | $4,463,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 247,897 | $4,462,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 70,600 | $4,461,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 183,750 | $4,456,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 473,773 | $4,453,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 121,791 | $4,443,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 190,553 | $4,440,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 426,900 | $4,440,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 237,900 | $4,439,000 | thousands by filing date | put |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 100,300 | $4,436,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 41,485 | $4,425,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 157,901 | $4,421,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 145,008 | $4,419,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 84,700 | $4,417,000 | thousands by filing date | call |
| CATHAY GEN BANCORP | 149150104 | COM | 188,913 | $4,415,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 186,132 | $4,408,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 235,563 | $4,407,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 50,922 | $4,406,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 248,891 | $4,403,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 82,085 | $4,403,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 168,300 | $4,403,000 | thousands by filing date | put |
| Vanguard Materials ETF | 92204A801 | SHS | 46,233 | $4,400,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 100,000 | $4,396,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 100,000 | $4,396,000 | thousands by filing date | call |
| BLYTH INC | 09643P207 | COM NEW | 317,632 | $4,393,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 426,928 | $4,392,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 223,788 | $4,390,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 212,032 | $4,384,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 52,951 | $4,381,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 159,900 | $4,376,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 60,200 | $4,371,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 298,200 | $4,369,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 94,778 | $4,365,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 102,018 | $4,360,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 915,600 | $4,358,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 140,000 | $4,357,000 | thousands by filing date | put |
| STEELCASE INC-CLASS A | 858155203 | CL A | 262,149 | $4,357,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 72,234 | $4,357,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 341,946 | $4,356,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 118,115 | $4,355,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 165,825 | $4,355,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 77,504 | $4,349,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 71,300 | $4,347,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 142,255 | $4,344,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 156,682 | $4,340,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 216,400 | $4,339,000 | thousands by filing date | put |
| SNYDERS LANCE INC | 833551104 | COM | 150,362 | $4,335,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 74,109 | $4,330,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 1,486,551 | $4,326,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 155,400 | $4,322,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 354,102 | $4,320,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 552,641 | $4,316,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 182,538 | $4,314,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 81,912 | $4,309,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 200,620 | $4,301,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 122,600 | $4,297,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 470,397 | $4,295,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 106,600 | $4,294,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 91,801 | $4,294,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 73,070 | $4,286,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 47,362 | $4,284,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 41,570 | $4,280,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 81,900 | $4,279,000 | thousands by filing date | put |
| TRULIA INC | 897888103 | COM | 90,972 | $4,278,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 157,298 | $4,274,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 136,900 | $4,260,000 | thousands by filing date | call |
| POLYPORE INTL INC | 73179V103 | COM | 103,962 | $4,259,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 206,600 | $4,256,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 92,700 | $4,248,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,060,447 | $4,245,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 90,212 | $4,236,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 116,862 | $4,235,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 167,366 | $4,232,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 124,300 | $4,219,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 50,757 | $4,219,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 254,139 | $4,217,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 103,143 | $4,215,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 307,363 | $4,211,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 158,200 | $4,208,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 83,200 | $4,206,000 | thousands by filing date | call |
| Ashland | 044209104 | Common | 45,400 | $4,199,000 | thousands by filing date | call |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 258,699 | $4,196,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 116,474 | $4,195,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 32,900 | $4,181,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 60,300 | $4,180,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 111,700 | $4,174,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 167,600 | $4,173,000 | thousands by filing date | call |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 62,896 | $4,169,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 285,669 | $4,168,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 195,800 | $4,167,000 | thousands by filing date | put |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 78,870 | $4,163,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 64,800 | $4,159,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 782,900 | $4,158,000 | thousands by filing date | put |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 75,477 | $4,153,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 126,900 | $4,142,000 | thousands by filing date | call |
| Chubb Corporation | 171232101 | Equity | 46,400 | $4,142,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 79,700 | $4,139,000 | thousands by filing date | put |
| VCA ANTECH INC | 918194101 | COM | 150,700 | $4,138,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 4,000,000 | $4,130,000 | thousands by filing date | principal |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 114,398 | $4,126,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 149,934 | $4,123,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 122,300 | $4,109,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 88,460 | $4,108,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 84,757 | $4,106,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 149,527 | $4,106,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 120,909 | $4,102,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 20,600 | $4,100,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R105 | COM | 137,478 | $4,097,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 152,800 | $4,095,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 88,600 | $4,088,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 132,355 | $4,087,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 155,761 | $4,085,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 162,247 | $4,072,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 154,648 | $4,072,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 469,418 | $4,056,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 157,797 | $4,049,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 771,778 | $4,036,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 84,910 | $4,035,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 89,200 | $4,035,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 139,982 | $4,035,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 131,260 | $4,035,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 157,600 | $4,027,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 135,250 | $4,020,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 71,511 | $4,010,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 64,300 | $4,010,000 | thousands by filing date | call |
| FOSTER WHEELER AG | H27178104 | COM | 152,100 | $4,006,000 | thousands by filing date | call |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 283,259 | $4,000,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 254,228 | $3,996,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 108,800 | $3,995,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 277,300 | $3,990,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 221,000 | $3,989,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 437,770 | $3,988,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 352,173 | $3,986,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 42,600 | $3,986,000 | thousands by filing date | call |
| DEMANDWARE INC | 24802Y105 | COM | 85,980 | $3,983,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 203,568 | $3,982,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 48,400 | $3,976,000 | thousands by filing date | call |
| PROSHARES TR | 74347X310 | CMN | 95,842 | $3,969,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 264,706 | $3,965,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 151,478 | $3,963,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 133,400 | $3,958,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 895,400 | $3,958,000 | thousands by filing date | call |
| ARUBA NETWORKS INC | 043176106 | COM | 237,739 | $3,956,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 91,865 | $3,946,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 123,205 | $3,946,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 259,938 | $3,943,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 127,404 | $3,941,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 137,413 | $3,940,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 40,806 | $3,940,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 147,682 | $3,939,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 60,676 | $3,938,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 216,309 | $3,937,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 208,128 | $3,936,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 147,400 | $3,934,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 224,264 | $3,927,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 197,806 | $3,925,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 375,017 | $3,917,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 225,753 | $3,917,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 386,900 | $3,904,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 30,700 | $3,902,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 819,900 | $3,895,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 111,111 | $3,894,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 348,327 | $3,891,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 127,969 | $3,886,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 84,200 | $3,885,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 77,100 | $3,876,000 | thousands by filing date | put |
| US ECOLOGY INC COM | 91732J102 | COM | 128,268 | $3,865,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 61,127 | $3,859,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 64,188 | $3,857,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 89,504 | $3,856,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 164,000 | $3,854,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 120,971 | $3,846,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 480,478 | $3,839,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 30,200 | $3,838,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 38,200 | $3,835,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 118,261 | $3,835,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 54,037 | $3,823,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 102,881 | $3,818,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 53,500 | $3,815,000 | thousands by filing date | call |
| ZILLOW INC | 98954A107 | COMMON STOCK | 45,200 | $3,811,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 202,627 | $3,809,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 75,000 | $3,806,000 | thousands by filing date | put |
| CYBERONICS | 23251P102 | COMMON STOCK | 75,000 | $3,806,000 | thousands by filing date | call |
| CAPITALSOURCE INC | 14055X102 | COM | 319,873 | $3,801,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 304,669 | $3,799,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 48,489 | $3,796,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 72,000 | $3,792,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 260,300 | $3,790,000 | thousands by filing date | put |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 76,119 | $3,786,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 51,138 | $3,786,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 196,992 | $3,782,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 87,200 | $3,780,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 899,695 | $3,779,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 400,979 | $3,777,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 310,863 | $3,771,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 142,749 | $3,769,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 183,200 | $3,768,000 | thousands by filing date | put |
| KNIGHT TRANSN INC | 499064103 | COM | 228,083 | $3,768,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 109,186 | $3,767,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 207,100 | $3,767,000 | thousands by filing date | put |
| FAMILY DLR STORES INC | 307000109 | COM | 52,300 | $3,767,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 343,226 | $3,758,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 163,900 | $3,758,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 135,003 | $3,754,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 198,695 | $3,747,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 100,450 | $3,746,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 102,400 | $3,746,000 | thousands by filing date | put |
| INVESTORS BANCORP INC | 46146P102 | COM | 170,924 | $3,744,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 327,900 | $3,738,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 207,600 | $3,737,000 | thousands by filing date | call |
| NEWMARKET CORP COM | 651587107 | Stock | 12,977 | $3,736,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 194,793 | $3,735,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 89,000 | $3,727,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 124,900 | $3,725,000 | thousands by filing date | call |
| SOLAZYME INC | 83415T101 | COM | 345,305 | $3,724,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,169,342 | $3,707,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 154,035 | $3,701,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 80,700 | $3,698,000 | thousands by filing date | call |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 24,749 | $3,697,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 63,623 | $3,693,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 30,800 | $3,693,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 93,900 | $3,691,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 65,338 | $3,691,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 520,461 | $3,690,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 83,937 | $3,688,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 183,290 | $3,688,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 50,227 | $3,685,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 69,800 | $3,683,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 478,585 | $3,676,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 186,800 | $3,676,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223206 | CL A | 77,057 | $3,675,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 73,300 | $3,667,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 173,400 | $3,666,000 | thousands by filing date | put |
| CYBERONICS | 23251P102 | COMMON STOCK | 72,050 | $3,656,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 162,883 | $3,655,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 57,500 | $3,654,000 | thousands by filing date | put |
| ACTUATE CORP | 00508B102 | COM | 496,932 | $3,653,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 169,700 | $3,652,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 390,400 | $3,648,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 48,000 | $3,644,000 | thousands by filing date | put |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 63,290 | $3,642,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 150,357 | $3,642,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 146,349 | $3,641,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 293,251 | $3,633,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 131,488 | $3,624,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 58,000 | $3,624,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 231,340 | $3,620,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 446,378 | $3,620,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 300,000 | $3,618,000 | thousands by filing date | call |
| BARD C R INC | 067383109 | COM | 31,400 | $3,617,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 84,474 | $3,615,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 322,914 | $3,614,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 57,700 | $3,613,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 205,200 | $3,609,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 121,537 | $3,601,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 72,643 | $3,599,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 97,168 | $3,587,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 47,000 | $3,584,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 377,895 | $3,583,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 108,576 | $3,583,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 140,769 | $3,581,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 45,700 | $3,578,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 88,800 | $3,578,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 73,800 | $3,577,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 76,684 | $3,577,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 143,600 | $3,576,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 1,137,794 | $3,573,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 58,500 | $3,571,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 116,900 | $3,568,000 | thousands by filing date | put |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 47,000 | $3,568,000 | thousands by filing date | put |
| Biglari Holdings | 08986r101 | COM | 8,627 | $3,560,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 108,209 | $3,558,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 59,749 | $3,546,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 46,700 | $3,542,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 128,044 | $3,542,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 63,859 | $3,535,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 56,700 | $3,534,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 375,600 | $3,531,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 625,933 | $3,531,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 39,000 | $3,528,000 | thousands by filing date | call |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 76,144 | $3,527,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 256,500 | $3,527,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 60,123 | $3,522,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 59,262 | $3,522,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 244,500 | $3,518,000 | thousands by filing date | put |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 62,637 | $3,511,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 88,429 | $3,511,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 124,326 | $3,510,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 39,292 | $3,509,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AF5 | NOTE 1.500%12/1 | 3,500,000 | $3,504,000 | thousands by filing date | principal |
| FORTINET INC COM | 34959E109 | Stock | 172,900 | $3,503,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 554,324 | $3,503,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 124,300 | $3,503,000 | thousands by filing date | call |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 89,819 | $3,492,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 188,029 | $3,479,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 68,263 | $3,477,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 81,398 | $3,471,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 97,195 | $3,470,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 76,600 | $3,467,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 45,700 | $3,465,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 55,600 | $3,465,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 48,000 | $3,453,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 118,300 | $3,452,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 977,823 | $3,452,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 778,896 | $3,451,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 95,125 | $3,450,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 101,255 | $3,448,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 202,900 | $3,447,000 | thousands by filing date | call |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 285,218 | $3,440,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 105,235 | $3,436,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 50,633 | $3,435,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 214,139 | $3,433,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 115,350 | $3,428,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 429,600 | $3,424,000 | thousands by filing date | put |
| SIERRA BANCORP | 82620P102 | COM | 217,574 | $3,422,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 77,638 | $3,420,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 98,700 | $3,413,000 | thousands by filing date | put |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 559,400 | $3,412,000 | thousands by filing date | put |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 401,400 | $3,408,000 | thousands by filing date | put |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 79,460 | $3,404,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 55,800 | $3,402,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 91,822 | $3,395,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 61,672 | $3,389,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 87,214 | $3,389,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 92,418 | $3,386,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 78,015 | $3,377,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 207,927 | $3,362,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 64,680 | $3,358,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 73,805 | $3,357,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 208,297 | $3,354,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 52,455 | $3,351,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 168,643 | $3,349,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 145,235 | $3,349,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 37,200 | $3,347,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 121,800 | $3,340,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 128,959 | $3,339,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 98,934 | $3,336,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 183,200 | $3,334,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 198,145 | $3,329,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 245,245 | $3,328,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 115,777 | $3,327,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 83,413 | $3,327,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 54,788 | $3,327,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 79,156 | $3,324,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 61,000 | $3,317,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 447,518 | $3,312,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 216,300 | $3,312,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W227 | COM | 107,550 | $3,303,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 243,544 | $3,302,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 240,091 | $3,294,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 3,265,000 | $3,294,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 5,500,000 | $3,290,000 | thousands by filing date | principal |
| LIFE TIME FITNESS INC | 53217R207 | COM | 63,873 | $3,288,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 40,800 | $3,271,000 | thousands by filing date | put |
| OMNICELL COM COM | 68213N109 | Stock | 138,107 | $3,271,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 107,000 | $3,269,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 60,968 | $3,269,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 60,849 | $3,269,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 83,300 | $3,267,000 | thousands by filing date | put |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 118,600 | $3,266,000 | thousands by filing date | put |
| Pentair Inc | H6169Q108 | PNR | 50,253 | $3,263,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 531,846 | $3,260,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 113,563 | $3,254,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 50,100 | $3,253,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 131,400 | $3,252,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 61,305 | $3,247,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 39,700 | $3,244,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 54,031 | $3,238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 52,846 | $3,235,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 172,100 | $3,232,000 | thousands by filing date | call |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 3,000,000 | $3,231,000 | thousands by filing date | principal |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 208,671 | $3,226,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 241,164 | $3,220,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 30,100 | $3,219,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 95,788 | $3,217,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 168,796 | $3,217,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 57,935 | $3,217,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 81,800 | $3,216,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100,400 | $3,216,000 | thousands by filing date | put |
| DIGITALGLOBE INC | 25389M877 | COM | 101,624 | $3,213,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 69,063 | $3,211,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 73,900 | $3,204,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 68,701 | $3,204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 54,793 | $3,198,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 178,545 | $3,198,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 113,300 | $3,193,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 63,859 | $3,188,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 38,564 | $3,187,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 27,000 | $3,176,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 50,000 | $3,167,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 76,667 | $3,164,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 91,570 | $3,164,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 19,700 | $3,163,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 64,564 | $3,160,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 252,120 | $3,154,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 171,300 | $3,152,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 180,956 | $3,150,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 56,913 | $3,149,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 47,900 | $3,146,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 37,400 | $3,144,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 62,500 | $3,142,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 170,100 | $3,130,000 | thousands by filing date | put |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 134,305 | $3,128,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 64,500 | $3,122,000 | thousands by filing date | call |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 65,150 | $3,117,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 169,457 | $3,116,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 30,100 | $3,114,000 | thousands by filing date | put |
| UTI WORLDWIDE INC | G87210103 | ORD | 205,991 | $3,112,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 26,445 | $3,109,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 32,900 | $3,109,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 755,000 | $3,103,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 75,270 | $3,101,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 82,100 | $3,101,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 70,500 | $3,101,000 | thousands by filing date | call |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 43,000 | $3,099,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 425,600 | $3,098,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 24,541 | $3,091,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 208,576 | $3,091,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 33,400 | $3,089,000 | thousands by filing date | put |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 2,871,000 | $3,086,000 | thousands by filing date | principal |
| TJX Companies Inc | 872540109 | COM | 54,700 | $3,085,000 | thousands by filing date | call |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 82,902 | $3,082,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 209,457 | $3,075,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 66,800 | $3,069,000 | thousands by filing date | put |
| OPENTABLE INC | 68372A104 | COM | 43,857 | $3,069,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 168,638 | $3,064,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 37,964 | $3,061,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 62,411 | $3,060,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 234,868 | $3,053,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 24,800 | $3,051,000 | thousands by filing date | call |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 100,800 | $3,049,000 | thousands by filing date | put |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 1,803,011 | $3,046,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 57,600 | $3,042,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 53,900 | $3,042,000 | thousands by filing date | put |
| KAYDON CORP | 486587108 | COM | 85,661 | $3,042,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 162,000 | $3,041,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 168,100 | $3,038,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 90,300 | $3,034,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,198,397 | $3,032,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 72,200 | $3,031,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 795,256 | $3,030,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 2,889,000 | $3,029,000 | thousands by filing date | principal |
| CONSOL ENERGY INC | 20854P109 | COM | 89,800 | $3,022,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 64,200 | $3,021,000 | thousands by filing date | put |
| DEVRY INC DEL | 251893103 | COM | 98,720 | $3,017,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 153,092 | $3,014,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 547,052 | $3,014,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 109,414 | $3,013,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 105,409 | $3,013,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 74,600 | $3,006,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319104 | COM | 100,000 | $3,004,000 | thousands by filing date | put |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 311,779 | $3,002,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 99,836 | $2,994,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-13-000515 | this filing | 2013-11-14 | acceptance time not in the bulk data set |