13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,544 holding rows worth $270,832,139,000.
- Accession
- 0000769993-13-000515
- Filer
- CIK 886982
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 10,366 entries on the cover page, a total value of $270,832,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,832,139,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 86,238 | $1,120,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 37,432 | $1,118,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 39,004 | $1,118,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 46,046 | $1,116,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 46,974 | $1,114,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 23,800 | $1,113,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 22,300 | $1,113,000 | thousands by filing date | call |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 18,311 | $1,112,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 62,614 | $1,111,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 47,200 | $1,109,000 | thousands by filing date | call |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 67,890 | $1,109,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 43,800 | $1,108,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 30,676 | $1,107,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 64,542 | $1,105,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 15,300 | $1,103,000 | thousands by filing date | put |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 33,791 | $1,102,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 43,677 | $1,100,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 83,163 | $1,098,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 62,000 | $1,096,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 44,314 | $1,095,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 128,654 | $1,095,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 61,631 | $1,095,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 66,560 | $1,094,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 27,400 | $1,093,000 | thousands by filing date | call |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 55,200 | $1,091,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 12,900 | $1,089,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 25,400 | $1,088,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 55,913 | $1,081,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 29,071 | $1,078,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 152,864 | $1,078,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 10,623 | $1,077,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 109,910 | $1,077,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 57,121 | $1,076,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 34,691 | $1,075,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 23,612 | $1,075,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 76,328 | $1,074,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 29,100 | $1,074,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 136,636 | $1,073,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 13,200 | $1,072,000 | thousands by filing date | put |
| RIGNET INC | 766582100 | COM | 29,506 | $1,067,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 47,063 | $1,066,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 14,900 | $1,063,000 | thousands by filing date | put |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 548,017 | $1,058,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 129,638 | $1,057,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 76,819 | $1,057,000 | thousands by filing date | |
| TERADYNE INC | 880770AE2 | NOTE | 350,000 | $1,056,000 | thousands by filing date | principal |
| RTI BIOLOGICS INC | 74975N105 | COM | 281,470 | $1,053,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 17,500 | $1,049,000 | thousands by filing date | call |
| ATMI INC | 00207R101 | COM | 39,570 | $1,049,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 41,600 | $1,048,000 | thousands by filing date | put |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 33,604 | $1,047,000 | thousands by filing date | |
| ISHARES TR | 464289586 | CMN | 17,006 | $1,047,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 41,063 | $1,045,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 95,596 | $1,043,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 10,400 | $1,040,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 16,600 | $1,039,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 52,500 | $1,035,000 | thousands by filing date | put |
| FORMFACTOR INC COM | 346375108 | Stock | 150,748 | $1,034,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 11,300 | $1,029,000 | thousands by filing date | call |
| ARKANSAS BEST CORP | 040790107 | COM | 40,062 | $1,029,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 43,205 | $1,027,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 64,300 | $1,027,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 36,941 | $1,027,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 116,603 | $1,024,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 20,073 | $1,024,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 194,100 | $1,023,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 30,600 | $1,022,000 | thousands by filing date | call |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 40,104 | $1,020,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 56,721 | $1,018,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 19,000 | $1,017,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 12,300 | $1,015,000 | thousands by filing date | call |
| DIAMOND FOODS INC | 252603105 | COM | 43,100 | $1,015,000 | thousands by filing date | put |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 50,840 | $1,015,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 58,763 | $1,014,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 61,100 | $1,012,000 | thousands by filing date | call |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 25,145 | $1,012,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 151,201 | $1,004,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 378,568 | $1,004,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 56,647 | $1,003,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 13,102 | $1,002,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 128,213 | $1,001,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 39,845 | $998,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 50,982 | $998,000 | thousands by filing date | |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 148,559 | $998,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 52,470 | $993,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 114,454 | $993,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 21,692 | $993,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 20,097 | $993,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 64,877 | $993,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 110,957 | $993,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 47,195 | $992,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 27,200 | $992,000 | thousands by filing date | put |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 30,771 | $992,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 79,557 | $989,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 55,000 | $989,000 | thousands by filing date | call |
| LSI CORPORATION | 502161102 | COM | 126,300 | $988,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 45,000 | $987,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 27,309 | $987,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 23,497 | $987,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 15,500 | $983,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 32,700 | $982,000 | thousands by filing date | put |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 27,346 | $980,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 7,845 | $980,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 64,400 | $973,000 | thousands by filing date | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 74,650 | $973,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 29,739 | $972,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 288,475 | $972,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 892,000 | $971,000 | thousands by filing date | principal |
| PIKE ELEC CORP | 721283109 | COM | 85,744 | $971,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 1,540,000 | $970,000 | thousands by filing date | principal |
| SYMMETRICOM INC | 871543104 | COM | 201,234 | $970,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 53,936 | $968,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 102,396 | $966,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 169,416 | $966,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 40,974 | $966,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 65,890 | $964,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 10,781 | $964,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 79,494 | $963,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 43,439 | $962,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 33,081 | $961,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 106,824 | $960,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 50,364 | $957,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 9,675 | $956,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 26,200 | $956,000 | thousands by filing date | call |
| INTRALINKS HLDGS INC | 46118H104 | COM | 108,682 | $956,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 26,400 | $956,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 50,000 | $953,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 903,000 | $953,000 | thousands by filing date | principal |
| DENDREON CORP | 24823Q107 | COM | 325,346 | $953,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 179,276 | $952,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 35,546 | $952,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 171,443 | $946,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 115,163 | $945,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 41,082 | $945,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 286,509 | $945,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 45,908 | $945,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 75,912 | $944,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 22,078 | $943,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 8,100 | $942,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 126,800 | $942,000 | thousands by filing date | put |
| VANGUARD MALVERN FDS | 922020805 | SHS | 19,030 | $941,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 33,581 | $941,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 24,800 | $941,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 17,800 | $940,000 | thousands by filing date | call |
| DENDREON CORP | 24823Q107 | COM | 320,900 | $940,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 49,864 | $939,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 75,822 | $939,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 127,396 | $938,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 62,532 | $935,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 77,376 | $935,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 27,859 | $934,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 52,067 | $934,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 32,000 | $934,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 13,500 | $933,000 | thousands by filing date | put |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 23,200 | $933,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 109,036 | $931,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 20,669 | $930,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 13,900 | $927,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 43,300 | $926,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 16,971 | $926,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 9,448 | $926,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 25,500 | $924,000 | thousands by filing date | put |
| Vistaprint NV Cimpress | N93540107 | CMPR | 16,300 | $923,000 | thousands by filing date | put |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 48,500 | $922,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 13,800 | $921,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 31,879 | $921,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 13,300 | $919,000 | thousands by filing date | call |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 121,300 | $917,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 11,346 | $916,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 18,348 | $912,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 18,286 | $910,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 32,106 | $910,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 21,730 | $909,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 29,473 | $908,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 103,912 | $907,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 24,100 | $907,000 | thousands by filing date | put |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 51,700 | $907,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 48,479 | $907,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 19,497 | $907,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 68,608 | $906,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 35,100 | $904,000 | thousands by filing date | call |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 38,659 | $903,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 20,500 | $901,000 | thousands by filing date | call |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 36,939 | $901,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 24,100 | $900,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 74,500 | $899,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 34,200 | $899,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 132,383 | $898,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 30,000 | $896,000 | thousands by filing date | put |
| BIO REFERENCE LABS INC | 09057G602 | COM | 30,000 | $896,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 45,703 | $895,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 21,800 | $893,000 | thousands by filing date | call |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 85,100 | $892,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 19,484 | $892,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 18,900 | $891,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 56,761 | $890,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 8,000 | $889,000 | thousands by filing date | put |
| IMATION CORP | 45245A107 | COM | 216,818 | $889,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 45,414 | $886,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 52,200 | $885,000 | thousands by filing date | call |
| CDW CORP COM | 12514G108 | Stock | 38,731 | $884,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 80,404 | $883,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 80,600 | $880,000 | thousands by filing date | put |
| FOX CORP CLASS B | 90130A200 | COM | 26,300 | $878,000 | thousands by filing date | put |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 45,000 | $878,000 | thousands by filing date | call |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 40,591 | $878,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 61,000 | $877,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 22,325 | $876,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 18,494 | $871,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 28,162 | $869,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 105,290 | $868,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 19,900 | $867,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 50,360 | $867,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 10,500 | $864,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 103,400 | $864,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 31,119 | $864,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 24,400 | $864,000 | thousands by filing date | call |
| ANNIES INC | 03600T104 | COM | 17,593 | $864,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 50,000 | $861,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 50,000 | $861,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 229,165 | $860,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 321,428 | $858,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 78,000 | $857,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 50,431 | $856,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 47,600 | $856,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 150,000 | $855,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 64,300 | $854,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 36,900 | $853,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 141,594 | $851,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 121,628 | $851,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 42,677 | $849,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 18,294 | $846,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 66,112 | $844,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 649,471 | $844,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 49,893 | $842,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,400 | $841,000 | thousands by filing date | put |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 37,365 | $841,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 19,534 | $841,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 49,500 | $840,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 19,342 | $838,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 44,147 | $838,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 58,502 | $836,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 41,113 | $835,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 159,500 | $834,000 | thousands by filing date | put |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 195,309 | $832,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 36,164 | $831,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 28,267 | $830,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 19,300 | $829,000 | thousands by filing date | call |
| SYNERGY RES CORP | 87164P103 | COM | 84,901 | $828,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 53,374 | $827,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 108,496 | $827,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 46,500 | $825,000 | thousands by filing date | put |
| GASTAR EXPL LTD | 367299203 | COM NEW | 208,884 | $825,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 97,000 | $824,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 51,117 | $823,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 47,165 | $823,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 29,632 | $823,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 163,153 | $822,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 34,908 | $820,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 2,049,042 | $819,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 581,000 | $818,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 191,032 | $817,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 35,990 | $817,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 39,514 | $817,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 63,100 | $817,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 48,251 | $816,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 54,704 | $814,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 10,500 | $812,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 67,847 | $812,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 17,963 | $810,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 23,100 | $810,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 60,600 | $809,000 | thousands by filing date | put |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 13,310 | $809,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 43,374 | $808,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 45,205 | $807,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 127,381 | $806,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 57,380 | $803,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 30,100 | $802,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 8,900 | $799,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 26,423 | $799,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 53,815 | $799,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 17,700 | $798,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 24,840 | $796,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 454,306 | $795,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 24,681 | $794,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 80,000 | $792,000 | thousands by filing date | call |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 48,664 | $792,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 24,517 | $791,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 29,184 | $787,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 47,342 | $784,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 76,628 | $783,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 25,700 | $782,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 25,885 | $781,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 11,600 | $779,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 57,468 | $778,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 125,914 | $776,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 18,800 | $775,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 216,300 | $774,000 | thousands by filing date | call |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 20,940 | $774,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 24,069 | $770,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 59,809 | $770,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 24,200 | $768,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6,918 | $767,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 32,157 | $765,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 129,100 | $764,000 | thousands by filing date | put |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 451,000 | $762,000 | thousands by filing date | principal |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 121,985 | $761,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 18,338 | $759,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 23,900 | $759,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 27,400 | $757,000 | thousands by filing date | call |
| DIAMOND FOODS INC | 252603105 | COM | 32,164 | $757,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 43,700 | $756,000 | thousands by filing date | put |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 113,663 | $756,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 22,277 | $752,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 17,900 | $752,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 142,617 | $750,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 74,900 | $749,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 733,000 | $749,000 | thousands by filing date | principal |
| STERLING BANCORP N Y | 859158107 | COM | 54,516 | $749,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 28,001 | $747,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 39,262 | $746,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 47,500 | $745,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 39,036 | $744,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 80,656 | $744,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 14,370 | $743,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 162,200 | $741,000 | thousands by filing date | put |
| EXACTECH INC | 30064E109 | COM | 36,703 | $740,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 24,170 | $738,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 34,500 | $738,000 | thousands by filing date | put |
| VOCUS INC | 92858J108 | COM | 79,270 | $738,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 44,100 | $737,000 | thousands by filing date | put |
| Q | 74876Y101 | Stock | 16,421 | $737,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 8,892 | $737,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 17,400 | $736,000 | thousands by filing date | call |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 13,676 | $736,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 15,700 | $734,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 87,018 | $732,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 74,529 | $732,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 651,000 | $732,000 | thousands by filing date | principal |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 4,000 | $731,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 148,024 | $730,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 23,700 | $730,000 | thousands by filing date | put |
| Concur Technologies, Inc. | 206708109 | COM | 6,600 | $729,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 106,272 | $728,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 26,040 | $728,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 56,850 | $727,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 42,700 | $727,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 9,200 | $725,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 17,202 | $725,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 42,500 | $724,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 19,500 | $723,000 | thousands by filing date | call |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 456,000 | $723,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 13,200 | $722,000 | thousands by filing date | put |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 42,913 | $721,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 27,100 | $721,000 | thousands by filing date | call |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 23,266 | $721,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 425,000 | $721,000 | thousands by filing date | principal |
| WILSHIRE BANCORP INC | 97186T108 | COM | 88,132 | $720,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 81,579 | $719,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 16,871 | $719,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 9,555 | $718,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 62,308 | $717,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 126,270 | $717,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 8,200 | $716,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 39,895 | $716,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 337,636 | $716,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 17,702 | $714,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 32,459 | $712,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 6,400 | $712,000 | thousands by filing date | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 57,398 | $711,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 43,918 | $711,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 13,267 | $708,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 29,422 | $706,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 348,600 | $706,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 136,136 | $705,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 34,985 | $704,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 58,821 | $702,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 132,174 | $702,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 42,200 | $699,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 26,400 | $699,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 26,378 | $698,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,434 | $696,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 20,273 | $693,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 16,200 | $692,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 33,824 | $692,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 41,884 | $692,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 1,494,591 | $689,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 9,200 | $688,000 | thousands by filing date | call |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 49,232 | $688,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 15,900 | $687,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 31,899 | $687,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 31,300 | $687,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 634,656 | $686,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 28,700 | $686,000 | thousands by filing date | call |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 523,000 | $685,000 | thousands by filing date | principal |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 156,978 | $684,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 12,100 | $682,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 39,700 | $682,000 | thousands by filing date | put |
| SUPERTEX INC | 868532102 | COM | 26,902 | $682,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 27,263 | $682,000 | thousands by filing date | |
| OMNICARE | 68214L201 | PFD | 10,000 | $680,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 21,100 | $678,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 83,067 | $678,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 8,799 | $677,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 12,200 | $677,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 203,833 | $677,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 29,603 | $676,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 9,000 | $675,000 | thousands by filing date | put |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 128,343 | $675,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 6,580 | $673,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 20,955 | $673,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 15,900 | $672,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 16,421 | $672,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 27,603 | $671,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 14,634 | $671,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 110,516 | $671,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 30,000 | $670,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 10,113 | $669,000 | thousands by filing date | |
| ARDEN GROUP INC-A | 039762109 | CL A | 5,149 | $669,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 10,670 | $668,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 42,938 | $668,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 94,526 | $668,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 51,796 | $668,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 8,900 | $665,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 148,992 | $665,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 55,504 | $664,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 51,395 | $664,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 24,300 | $662,000 | thousands by filing date | call |
| ALEXANDERS INC COM | 014752109 | REIT | 2,312 | $662,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 36,685 | $661,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 12,000 | $660,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 7,691 | $660,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 24,015 | $659,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 115,572 | $658,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 117,314 | $656,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 29,900 | $656,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 21,324 | $655,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 23,800 | $655,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 16,700 | $655,000 | thousands by filing date | put |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 5,588 | $655,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 33,184 | $653,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 46,430 | $651,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 21,753 | $651,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 53,711 | $651,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 47,108 | $650,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 24,000 | $650,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 53,216 | $649,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 14,100 | $649,000 | thousands by filing date | put |
| COURIER CORP | 222660102 | COMMON STOCK | 41,020 | $649,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 8,800 | $648,000 | thousands by filing date | call |
| CEVA INC | 157210105 | COMMON STOCK | 37,584 | $648,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 42,410 | $648,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 50,000 | $647,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 10,900 | $647,000 | thousands by filing date | call |
| ISHARES TR | 464287754 | US INDUSTRIALS | 7,138 | $646,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 24,073 | $646,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 86,100 | $646,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 68,437 | $645,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 13,384 | $644,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 42,998 | $644,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 70,700 | $643,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 15,777 | $643,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 11,200 | $642,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 111,651 | $642,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 8,954 | $642,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 32,456 | $641,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 49,448 | $639,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 75,000 | $638,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 64,321 | $638,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 267,883 | $637,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 42,698 | $637,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 10,163 | $636,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 53,727 | $636,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 30,655 | $636,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 47,446 | $633,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 8,200 | $632,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 16,500 | $631,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 60,209 | $630,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 200,000 | $630,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 10,600 | $629,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 14,700 | $628,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 36,429 | $628,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 14,600 | $627,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 14,600 | $625,000 | thousands by filing date | put |
| CVENT INC | 23247G109 | COM | 17,769 | $625,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 67,158 | $624,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 93,500 | $623,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 26,156 | $623,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 22,600 | $622,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 8,300 | $622,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 46,084 | $622,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 26,637 | $622,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 8,240 | $622,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 96,670 | $620,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 6,800 | $619,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 16,700 | $619,000 | thousands by filing date | put |
| ONCOTHYREON INC | 682324108 | COM | 300,000 | $618,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 22,974 | $617,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 37,262 | $617,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 85,241 | $615,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-13-000515 | this filing | 2013-11-14 | acceptance time not in the bulk data set |