13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,544 holding rows worth $270,832,139,000.
- Accession
- 0000769993-13-000515
- Filer
- CIK 886982
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 10,366 entries on the cover page, a total value of $270,832,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,832,139,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROUNDY'S INC | 779268101 | COM | 38,241 | $329,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,394 | $328,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 8,800 | $328,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 20,584 | $328,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 53,801 | $328,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 53,400 | $328,000 | thousands by filing date | call |
| EQUINIX INC | 29444UAH9 | CNV | 145,000 | $326,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 55,194 | $325,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 19,318 | $325,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 165,970 | $325,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 16,914 | $324,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 4,686 | $323,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 5,000 | $323,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A102 | COM | 24,216 | $323,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 10,617 | $321,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 36,339 | $321,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 10,934 | $321,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 55,519 | $321,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 17,072 | $321,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 11,600 | $319,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 8,090 | $319,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 7,800 | $319,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 120,781 | $319,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 35,782 | $319,000 | thousands by filing date | |
| GLOBAL TELECOM & TECHNOLOGY IN | 378979108 | COM | 59,704 | $319,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 64,328 | $318,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 98,094 | $318,000 | thousands by filing date | |
| YRC Worldwide Inc | 984249AB8 | Note 10.000% 3/3 | 338,492 | $318,000 | thousands by filing date | principal |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 225,000 | $317,000 | thousands by filing date | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 16,752 | $316,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 59,086 | $316,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 50,313 | $315,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 13,400 | $314,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 22,126 | $313,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 7,600 | $313,000 | thousands by filing date | call |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 16,200 | $313,000 | thousands by filing date | put |
| CONTROL4 CORP | 21240D107 | COM | 18,085 | $313,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 44,543 | $312,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 274,000 | $312,000 | thousands by filing date | principal |
| TRIMAS CORP | 896215209 | COM NEW | 8,335 | $311,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 29,000 | $311,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 41,400 | $310,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 96,700 | $310,000 | thousands by filing date | call |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 18,183 | $310,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 153,019 | $309,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 18,485 | $309,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 35,203 | $309,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 127,000 | $309,000 | thousands by filing date | principal |
| MERCER INTL INC | 588056101 | COM | 43,277 | $307,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 25,200 | $307,000 | thousands by filing date | put |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 76,366 | $307,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,400 | $306,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 18,893 | $306,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 17,707 | $306,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 18,888 | $306,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 18,100 | $306,000 | thousands by filing date | put |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 226,404 | $306,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 18,932 | $305,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A113 | WTS | 9,376 | $305,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 22,634 | $304,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 27,065 | $304,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 13,516 | $304,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 40,332 | $303,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 15,075 | $303,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 32,915 | $302,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 8,500 | $302,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 6,500 | $302,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 69,586 | $300,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 3,520 | $299,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 21,344 | $299,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 40,194 | $299,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 15,690 | $298,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 26,366 | $297,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 59,152 | $296,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 16,627 | $294,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 68,600 | $293,000 | thousands by filing date | put |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 3,659 | $292,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 35,423 | $292,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 5,300 | $292,000 | thousands by filing date | put |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 7,515 | $292,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 91,077 | $292,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 10,951 | $291,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 61,687 | $291,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 28,123 | $290,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 109,000 | $290,000 | thousands by filing date | principal |
| POZEN INC | 73941U102 | COMMON STOCK | 50,686 | $290,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 10,672 | $290,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 9,900 | $289,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 10,928 | $288,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 113,900 | $288,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 5,800 | $287,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,000 | $287,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 17,157 | $287,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 6,000 | $285,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,868 | $285,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 54,373 | $285,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 57,025 | $285,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,900 | $284,000 | thousands by filing date | put |
| DICE HOLDINGS INC | 253017107 | COM | 33,394 | $284,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 17,526 | $284,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 9,300 | $283,000 | thousands by filing date | put |
| ING U S INC | 45685E106 | COM | 9,700 | $283,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 27,503 | $283,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 36,947 | $283,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,864 | $282,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 162,894 | $282,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 17,266 | $281,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 14,200 | $280,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 18,710 | $280,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 12,900 | $280,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 6,404 | $280,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 17,983 | $280,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 33,900 | $279,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 108,751 | $279,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 14,326 | $278,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 6,047 | $278,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,591 | $277,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 9,900 | $277,000 | thousands by filing date | call |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 11,998 | $277,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 31,903 | $277,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 27,417 | $276,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 19,303 | $276,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 254,000 | $276,000 | thousands by filing date | principal |
| MCEWEN MNG INC | 58039P107 | COM | 115,000 | $276,000 | thousands by filing date | put |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 222,621 | $276,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 7,300 | $275,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 6,240 | $275,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 19,916 | $275,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 133,790 | $275,000 | thousands by filing date | |
| STEINWAY MUSICAL INSTRUMENTS | 858495104 | COM | 6,878 | $275,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 16,738 | $274,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 60,458 | $274,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 24,400 | $274,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 9,000 | $274,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 15,328 | $273,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,100 | $272,000 | thousands by filing date | call |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 20,592 | $272,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 43,296 | $272,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 10,469 | $271,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 32,625 | $270,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 119,782 | $270,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 115,900 | $269,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 23,714 | $269,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 18,236 | $269,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 21,099 | $269,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 19,985 | $269,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 13,115 | $269,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 15,341 | $268,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 59,071 | $268,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 10,834 | $267,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 16,557 | $266,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 4,700 | $266,000 | thousands by filing date | call |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 10,782 | $266,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 30,337 | $266,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M662 | GUGG ENH CRE BN | 5,371 | $266,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,247 | $265,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,178 | $265,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,400 | $265,000 | thousands by filing date | call |
| COMPUTER TASK GROUP INC | 205477102 | COM | 16,394 | $265,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 9,665 | $265,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 11,700 | $263,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 24,377 | $263,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 6,342 | $263,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 13,154 | $262,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 50,194 | $262,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 9,706 | $261,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 5,500 | $261,000 | thousands by filing date | call |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 17,941 | $261,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 6,146 | $261,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 23,900 | $261,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 31,200 | $261,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 28,245 | $260,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 18,219 | $259,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 31,526 | $258,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 14,412 | $258,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 25,699 | $258,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 72,785 | $258,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 48,733 | $258,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 57,019 | $258,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 12,607 | $258,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 16,443 | $257,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 45,671 | $257,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 11,400 | $256,000 | thousands by filing date | put |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 16,247 | $255,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 13,700 | $255,000 | thousands by filing date | put |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 10,644 | $254,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 20,208 | $254,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 9,483 | $254,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 127,830 | $253,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 11,800 | $253,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 21,475 | $252,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 97,242 | $252,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 12,254 | $252,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 33,920 | $252,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 273,000 | $252,000 | thousands by filing date | principal |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 41,487 | $251,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 6,100 | $250,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,212 | $250,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 180,107 | $250,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 15,874 | $250,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 11,938 | $250,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 4,102 | $250,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 8,400 | $249,000 | thousands by filing date | put |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 56,995 | $249,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 7,200 | $249,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 9,000 | $248,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 14,700 | $248,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 13,847 | $248,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 61,342 | $247,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 10,799 | $247,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,600 | $246,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 3,300 | $246,000 | thousands by filing date | put |
| INCONTACT INC | 45336E109 | COM | 29,793 | $246,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 5,700 | $246,000 | thousands by filing date | put |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 82,335 | $246,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 18,942 | $246,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 69,100 | $244,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 17,513 | $244,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 8,100 | $243,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 3,950 | $243,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 8,005 | $242,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 8,000 | $241,000 | thousands by filing date | put |
| DEVRY INC DEL | 251893103 | COM | 7,900 | $241,000 | thousands by filing date | call |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 61,300 | $241,000 | thousands by filing date | put |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 222,000 | $240,000 | thousands by filing date | principal |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,995 | $239,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 19,947 | $239,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,700 | $239,000 | thousands by filing date | put |
| JAMES RIVER COAL CO | 470355207 | COM | 120,339 | $238,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,300 | $237,000 | thousands by filing date | call |
| FX ENERGY INC | 302695101 | COM | 69,083 | $237,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 58,554 | $237,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 11,661 | $237,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 107,300 | $236,000 | thousands by filing date | put |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,354 | $235,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 106,900 | $235,000 | thousands by filing date | call |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 18,042 | $235,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 7,892 | $234,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 61,202 | $234,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 100,110 | $234,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 5,192 | $234,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 5,700 | $233,000 | thousands by filing date | put |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 6,284 | $232,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 68,900 | $232,000 | thousands by filing date | call |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 5,252 | $232,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,200 | $231,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2,100 | $231,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 9,878 | $231,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 10,200 | $231,000 | thousands by filing date | call |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 25,587 | $231,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,757 | $230,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,000 | $230,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 4,904 | $230,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 13,900 | $230,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 29,525 | $230,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 13,622 | $230,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 58,500 | $230,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 33,400 | $229,000 | thousands by filing date | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,300 | $229,000 | thousands by filing date | call |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 63,786 | $229,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 166,000 | $229,000 | thousands by filing date | principal |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 24,016 | $228,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,164 | $228,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 2,600 | $228,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 5,500 | $228,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 6,000 | $227,000 | thousands by filing date | call |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 99,284 | $227,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 24,799 | $227,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 5,099 | $226,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 10,400 | $226,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 96,851 | $226,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 36,800 | $226,000 | thousands by filing date | put |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 222,000 | $226,000 | thousands by filing date | principal |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 22,455 | $225,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 21,940 | $225,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,473 | $225,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 881,000 | $225,000 | thousands by filing date | principal |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 14,345 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,565 | $224,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 35,616 | $224,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 42,915 | $224,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 217,000 | $224,000 | thousands by filing date | principal |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 99,163 | $223,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 6,400 | $223,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 12,547 | $223,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 4,300 | $223,000 | thousands by filing date | call |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 5,174 | $223,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 8,003 | $223,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 29,098 | $223,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 43,198 | $222,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 23,635 | $221,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 23,500 | $221,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,823 | $220,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 9,581 | $220,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 5,552 | $220,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,628 | $220,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 3,800 | $220,000 | thousands by filing date | put |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 33,418 | $220,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 76,596 | $220,000 | thousands by filing date | |
| PROSHARES TR II | 74347W106 | ULT DJ UBS COMM | 11,266 | $220,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 9,155 | $219,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,500 | $219,000 | thousands by filing date | call |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 8,496 | $219,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 6,100 | $219,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 24,902 | $219,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 21,100 | $219,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 13,000 | $219,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 17,499 | $219,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,190 | $218,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,200 | $218,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 54,566 | $218,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 113,926 | $218,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 123,558 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 2,880 | $216,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 10,999 | $216,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 23,600 | $216,000 | thousands by filing date | call |
| EXA CORP | 300614500 | COM | 13,931 | $216,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 40,996 | $216,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 26,501 | $215,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 20,403 | $215,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 48,500 | $215,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,600 | $214,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 7,200 | $214,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 43,597 | $214,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 11,334 | $214,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 8,400 | $213,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 25,900 | $213,000 | thousands by filing date | call |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,507 | $213,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 12,775 | $213,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 20,963 | $213,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 5,592 | $212,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 4,216 | $212,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 27,932 | $212,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 11,790 | $212,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 7,419 | $211,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 6,600 | $211,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 24,348 | $211,000 | thousands by filing date | put |
| Brigus Gold Corp | 109490102 | COM | 349,821 | $210,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 22,573 | $209,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 62,494 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 9,737 | $209,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 5,700 | $208,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 13,770 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,179 | $208,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 13,800 | $208,000 | thousands by filing date | call |
| SARATOGA RES INC | 803521103 | COM | 87,548 | $208,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 27,600 | $207,000 | thousands by filing date | put |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 23,000 | $206,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 22,693 | $206,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 70,250 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 8,193 | $206,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 13,459 | $206,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 16,514 | $204,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,896 | $204,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 41,732 | $204,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,500 | $203,000 | thousands by filing date | put |
| MCGRAW HILL FINL INC | 580645109 | COM | 3,100 | $203,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 6,821 | $203,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 25,500 | $203,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 55,500 | $203,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 5,650 | $203,000 | thousands by filing date | put |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 15,400 | $203,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 5,600 | $202,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 8,507 | $202,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 34,937 | $202,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 10,200 | $202,000 | thousands by filing date | put |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 73,828 | $202,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 2,200 | $201,000 | thousands by filing date | put |
| CMS ENERGY CORP COM | 125896100 | Stock | 7,600 | $200,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 12,387 | $200,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 6,700 | $200,000 | thousands by filing date | put |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 19,103 | $200,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 10,000 | $200,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 46,248 | $199,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 85,962 | $199,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 10,980 | $199,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 16,534 | $198,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 62,479 | $197,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 31,202 | $197,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 4,452 | $196,000 | thousands by filing date | put |
| CULP INC | 230215105 | CMN | 10,495 | $196,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 26,221 | $196,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 125,000 | $196,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 27,877 | $195,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 10,789 | $194,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,063 | $194,000 | thousands by filing date | call |
| MAGNETEK INC | 559424403 | COMMON STOCK | 10,958 | $194,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 13,500 | $194,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 34,767 | $194,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 14,928 | $194,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 11,133 | $194,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 245,914 | $194,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 15,425 | $193,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,800 | $193,000 | thousands by filing date | call |
| CAPLEASE INC | 140288101 | COM | 22,767 | $193,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 20,287 | $193,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 35,019 | $192,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 15,787 | $191,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 16,983 | $191,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 4,400 | $191,000 | thousands by filing date | put |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 45,100 | $191,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 12,797 | $191,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 33,053 | $191,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 34,049 | $191,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 19,024 | $190,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 6,400 | $190,000 | thousands by filing date | put |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,103 | $190,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 8,300 | $188,000 | thousands by filing date | put |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 31,909 | $188,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 4,800 | $188,000 | thousands by filing date | put |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 110,742 | $188,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 55,506 | $186,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 4,000 | $186,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 31,800 | $186,000 | thousands by filing date | call |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 14,659 | $186,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 79,807 | $185,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,600 | $185,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 18,703 | $185,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 30,335 | $185,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAF0 | NOTE 2.500%12/1 | 130,000 | $185,000 | thousands by filing date | principal |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 7,000 | $184,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,100 | $184,000 | thousands by filing date | call |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 10,636 | $184,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 17,917 | $184,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 11,497 | $183,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 5,300 | $183,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 29,000 | $183,000 | thousands by filing date | put |
| URS CORP NEW | 903236107 | COM | 3,400 | $183,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 9,400 | $183,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 16,549 | $183,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14,095 | $182,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 14,951 | $182,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 19,868 | $182,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 128,887 | $182,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 12,672 | $181,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 22,960 | $181,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 20,853 | $181,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 11,050 | $181,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 27,090 | $181,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 3,200 | $179,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 12,314 | $179,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 80,297 | $179,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 12,100 | $179,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 26,515 | $178,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 11,476 | $178,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 13,044 | $178,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,900 | $178,000 | thousands by filing date | put |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 15,164 | $177,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 31,388 | $177,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 104,300 | $177,000 | thousands by filing date | call |
| WAUSAU PAPER CORP | 943315101 | COM | 13,558 | $176,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,000 | $174,000 | thousands by filing date | put |
| BIODEL INC | 09064M204 | COM | 55,100 | $174,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,600 | $173,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 40,300 | $173,000 | thousands by filing date | put |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,043 | $173,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 198,305 | $173,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 12,884 | $172,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 130,681 | $172,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 16,263 | $172,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 3,300 | $171,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 3,500 | $171,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 10,800 | $170,000 | thousands by filing date | call |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 18,500 | $170,000 | thousands by filing date | put |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 152,000 | $170,000 | thousands by filing date | principal |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 5,700 | $169,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 72,302 | $168,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 18,609 | $168,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 42,638 | $168,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 14,900 | $167,000 | thousands by filing date | call |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 68,015 | $167,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 13,822 | $167,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 7,200 | $166,000 | thousands by filing date | put |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,005 | $165,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 48,496 | $165,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 47,549 | $165,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 6,600 | $164,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,500 | $164,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,676 | $164,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 22,032 | $164,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 27,610 | $163,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 21,000 | $163,000 | thousands by filing date | put |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 23,420 | $163,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 12,098 | $162,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 2,900 | $161,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 25,943 | $161,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 20,500 | $161,000 | thousands by filing date | put |
| BSB BANCORP INC MD | 05573H108 | COM | 11,489 | $161,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 21,500 | $161,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 25,200 | $160,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 11,734 | $159,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 10,595 | $159,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,800 | $158,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 7,400 | $158,000 | thousands by filing date | put |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 149,000 | $157,000 | thousands by filing date | principal |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 11,045 | $157,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 5,000 | $156,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 15,721 | $156,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 34,690 | $156,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 30,356 | $155,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-13-000515 | this filing | 2013-11-14 | acceptance time not in the bulk data set |