13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,336 holding rows worth $144,314,950,000.
- Accession
- 0000312069-18-000061
- Filer
- CIK 312069
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 12,128 entries on the cover page, a total value of $144,314,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,314,950,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 25,700 | $1,140,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 30,900 | $1,140,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 29,500 | $1,136,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 174,887 | $1,136,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 287,700 | $1,134,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 20,100 | $1,132,000 | thousands by filing date | put |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 26,875 | $1,130,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 36,355 | $1,129,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 67,092 | $1,128,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 54,100 | $1,127,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 49,100 | $1,127,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 44,700 | $1,126,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 22,445 | $1,125,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 12,024 | $1,124,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 65,333 | $1,124,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 31,132 | $1,122,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 20,447 | $1,120,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 15,800 | $1,117,000 | thousands by filing date | put |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 19,056 | $1,115,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 54,351 | $1,110,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 26,800 | $1,109,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 11,386 | $1,108,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 23,090 | $1,108,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 10,463 | $1,108,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 45,202 | $1,103,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 55,059 | $1,101,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 40,300 | $1,099,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 29,000 | $1,098,000 | thousands by filing date | call |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 14,838 | $1,097,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 48,341 | $1,097,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 17,167 | $1,096,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 76,527 | $1,093,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 34,900 | $1,090,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 10,826 | $1,090,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 59,009 | $1,089,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 36,521 | $1,088,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 34,916 | $1,087,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 98,689 | $1,087,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 128,700 | $1,086,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 72,683 | $1,085,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 7,100 | $1,085,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 413,069 | $1,085,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 23,015 | $1,079,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 311,600 | $1,078,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 52,302 | $1,078,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 37,671 | $1,076,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 43,477 | $1,072,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 65,877 | $1,071,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 28,800 | $1,070,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 6,100 | $1,070,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 18,937 | $1,070,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 5,400 | $1,067,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 13,078 | $1,066,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 5,800 | $1,065,000 | thousands by filing date | put |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 14,351 | $1,065,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 20,370 | $1,065,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 11,800 | $1,064,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 91,693 | $1,063,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 55,350 | $1,062,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 62,387 | $1,062,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 13,900 | $1,059,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 21,538 | $1,059,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 19,355 | $1,059,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 95,527 | $1,058,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 14,400 | $1,055,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 10,536 | $1,055,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 29,865 | $1,055,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 35,470 | $1,054,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 14,843 | $1,054,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 75,041 | $1,052,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 77,600 | $1,052,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 54,660 | $1,052,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 41,700 | $1,050,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 19,734 | $1,047,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 61,974 | $1,047,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 56,109 | $1,046,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 19,171 | $1,044,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 163,158 | $1,044,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 15,400 | $1,043,000 | thousands by filing date | put |
| MYOKARDIA INC | 62857M105 | COM | 15,963 | $1,041,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 29,033 | $1,036,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 27,800 | $1,033,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 52,312 | $1,033,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 53,667 | $1,032,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 57,863 | $1,032,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 26,087 | $1,031,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 35,800 | $1,029,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 31,486 | $1,029,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 9,800 | $1,028,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 15,300 | $1,028,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 54,600 | $1,028,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 21,270 | $1,028,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 100,400 | $1,027,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 25,600 | $1,027,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 36,200 | $1,026,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 35,703 | $1,026,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 6,500 | $1,022,000 | thousands by filing date | call |
| M/I HOMES INC | 55305B101 | COM | 42,669 | $1,021,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 29,400 | $1,020,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 27,000 | $1,017,000 | thousands by filing date | call |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 26,222 | $1,016,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 18,700 | $1,015,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 293,488 | $1,015,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 66,012 | $1,013,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 11,800 | $1,012,000 | thousands by filing date | put |
| WSFS FINL CORP | 929328102 | COM | 21,464 | $1,011,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 1,000,000 | $1,011,000 | thousands by filing date | principal |
| INTERXION HOLDING N.V | N47279109 | SHS | 15,006 | $1,010,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 40,001 | $1,010,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 38,042 | $1,009,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 39,761 | $1,008,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 18,494 | $1,008,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 34,962 | $1,006,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 57,464 | $1,006,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 10,900 | $1,005,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 23,200 | $1,005,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 64,800 | $1,004,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 69,100 | $1,001,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 111,665 | $999,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 92,400 | $998,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 53,500 | $997,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 2,300 | $996,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 68,700 | $996,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 5,600 | $995,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 28,030 | $990,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,200 | $989,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 27,428 | $989,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 56,227 | $988,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 24,100 | $987,000 | thousands by filing date | call |
| PENUMBRA INC COM | 70975L107 | Stock | 6,578 | $985,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,892 | $984,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 112,964 | $983,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 7,700 | $982,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 9,000 | $982,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 25,367 | $982,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 40,168 | $982,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 29,700 | $981,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 151,134 | $981,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 140,030 | $981,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 12,700 | $980,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 33,506 | $980,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 44,455 | $980,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 29,664 | $979,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 56,100 | $978,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 20,800 | $978,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,155,000 | $978,000 | thousands by filing date | principal |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 12,000 | $977,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 95,500 | $977,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 49,624 | $976,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 28,800 | $974,000 | thousands by filing date | call |
| MULTI-COLOR | 625383104 | COM | 15,658 | $974,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 8,587 | $973,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 21,175 | $972,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 21,825 | $969,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 17,000 | $969,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 13,566 | $968,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 9,800 | $968,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 211,800 | $968,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 13,700 | $967,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 583,377 | $967,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 27,500 | $966,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 18,808 | $963,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 25,000 | $963,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 16,400 | $962,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 12,476 | $961,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 23,500 | $961,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 51,017 | $961,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 27,994 | $961,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,900 | $960,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 36,200 | $957,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 23,400 | $957,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 7,400 | $954,000 | thousands by filing date | call |
| XPERI CORP | 98421B100 | COM | 64,178 | $954,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 42,951 | $953,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 20,061 | $953,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 13,500 | $952,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 64,384 | $952,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 14,400 | $949,000 | thousands by filing date | call |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 5,497 | $947,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 36,700 | $947,000 | thousands by filing date | call |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 35,343 | $946,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 20,000 | $946,000 | thousands by filing date | call |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 20,000 | $945,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 129,378 | $943,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 50,800 | $942,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 51,000 | $941,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 8,700 | $939,000 | thousands by filing date | call |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 910,000 | $937,000 | thousands by filing date | principal |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 17,275 | $935,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 19,100 | $935,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 10,700 | $933,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 43,357 | $933,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 17,100 | $930,000 | thousands by filing date | call |
| AXOGEN INC | 05463X106 | COM | 25,240 | $930,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 9,700 | $928,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 22,021 | $928,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 85,900 | $928,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 82,005 | $927,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 14,700 | $926,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 48,372 | $925,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 27,866 | $922,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 18,700 | $920,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603B107 | COM | 4,000 | $920,000 | thousands by filing date | call |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 82,600 | $920,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 920,000 | $920,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 13,200 | $917,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 35,593 | $917,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 264,642 | $916,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4,700 | $915,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 122,662 | $914,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 41,557 | $914,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 51,300 | $913,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 4,000 | $910,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 710,673 | $909,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 195,158 | $909,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 45,400 | $908,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 31,620 | $908,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 59,982 | $907,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 17,800 | $907,000 | thousands by filing date | call |
| RETAIL VALUE INC | 76133Q102 | COM | 27,749 | $906,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,500 | $905,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 31,800 | $905,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 106,473 | $904,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 33,363 | $900,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 14,283 | $900,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 146,685 | $898,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 25,004 | $897,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 15,100 | $895,000 | thousands by filing date | call |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 33,334 | $894,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 28,600 | $893,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 90,608 | $892,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 28,500 | $890,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 20,600 | $889,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 15,300 | $889,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 16,600 | $889,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 32,800 | $888,000 | thousands by filing date | call |
| ICF INTL INC | 44925C103 | COM | 11,761 | $888,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 42,605 | $888,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 43,949 | $888,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 49,192 | $887,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 20,700 | $886,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 39,280 | $885,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 30,419 | $885,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 5,050 | $884,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 59,200 | $884,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 116,125 | $883,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 27,565 | $883,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 40,073 | $881,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 35,396 | $881,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 259,160 | $881,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 19,825 | $880,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 19,861 | $880,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 17,100 | $879,000 | thousands by filing date | call |
| HEALTHSTREAM INC | 42222N103 | COM | 28,346 | $879,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 10,630 | $878,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 74,299 | $877,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 168,893 | $876,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 69,700 | $875,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,700 | $874,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 18,203 | $873,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 23,200 | $873,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 20,707 | $872,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 25,443 | $870,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 6,600 | $870,000 | thousands by filing date | put |
| iShares S&P 500 Value ETF | 464287408 | SHS | 7,500 | $869,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 20,159 | $869,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 28,170 | $868,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 15,349 | $868,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 269,555 | $866,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 24,200 | $864,000 | thousands by filing date | put |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 944,000 | $864,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 14,872 | $863,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 38,254 | $863,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 21,859 | $861,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 35,819 | $860,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 205,900 | $859,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 47,710 | $859,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 40,339 | $859,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 54,660 | $859,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5,900 | $857,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 26,000 | $856,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 33,200 | $855,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 24,200 | $855,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 43,033 | $855,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 9,200 | $855,000 | thousands by filing date | call |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 36,725 | $854,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 892,000 | $854,000 | thousands by filing date | principal |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 18,910 | $853,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 79,800 | $852,000 | thousands by filing date | call |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 39,512 | $852,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,386 | $851,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 107,540 | $851,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 9,900 | $850,000 | thousands by filing date | put |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 32,173 | $850,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 53,294 | $850,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 20,800 | $848,000 | thousands by filing date | put |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 25,600 | $847,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 14,600 | $846,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 8,400 | $846,000 | thousands by filing date | put |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 32,500 | $846,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 19,100 | $843,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 131,200 | $840,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 95,045 | $839,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 38,667 | $838,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 79,244 | $838,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 18,620 | $837,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 25,321 | $837,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 21,200 | $836,000 | thousands by filing date | put |
| SPARTANNASH CO | 847215100 | COM | 41,641 | $836,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 154,027 | $834,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 135,200 | $833,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 46,143 | $833,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 66,354 | $832,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 130,299 | $832,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 59,773 | $828,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,373 | $827,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 56,826 | $827,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 16,100 | $826,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 15,600 | $824,000 | thousands by filing date | call |
| KINSALECAPGROUPINC | 49714P108 | STOK | 12,900 | $823,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 26,400 | $823,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 111,100 | $822,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 58,061 | $819,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 21,953 | $819,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 23,314 | $817,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 20,063 | $815,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 32,322 | $811,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 52,200 | $811,000 | thousands by filing date | call |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 65,339 | $811,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 50,926 | $810,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 17,674 | $809,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 52,266 | $809,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 7,400 | $808,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 504,511 | $808,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 469,993 | $808,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 37,270 | $807,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,200 | $807,000 | thousands by filing date | call |
| PLAYAGS INC | 72814N104 | COM | 27,352 | $807,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 24,301 | $807,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 17,963 | $806,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 15,915 | $805,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 45,200 | $805,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 8,700 | $804,000 | thousands by filing date | put |
| AGNC INVT CORP COM | 00123Q104 | REIT | 43,100 | $803,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 71,903 | $803,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 32,359 | $803,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 53,054 | $803,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 33,337 | $802,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 21,780 | $802,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 27,700 | $801,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 40,900 | $801,000 | thousands by filing date | call |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 21,218 | $801,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 8,100 | $799,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 20,200 | $797,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 18,200 | $797,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462102 | COM | 16,117 | $797,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 17,331 | $796,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 34,280 | $796,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 69,084 | $795,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 15,900 | $794,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 113,000 | $794,000 | thousands by filing date | put |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 37,660 | $790,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 28,400 | $790,000 | thousands by filing date | call |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 27,138 | $789,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 29,100 | $789,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 8,400 | $788,000 | thousands by filing date | put |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 19,896 | $788,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 7,800 | $787,000 | thousands by filing date | call |
| ATRICURE INC | 04963C209 | COM | 22,444 | $786,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 4,400 | $784,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 6,200 | $784,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 87,700 | $784,000 | thousands by filing date | call |
| INSTRUCTURE INC | 45781U103 | COM | 22,152 | $784,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 60,821 | $780,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 46,361 | $779,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 10,100 | $778,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 19,300 | $778,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 127,851 | $778,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 72,579 | $777,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 17,917 | $777,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 76,800 | $777,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978A104 | COM | 13,385 | $772,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 51,545 | $771,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 43,116 | $771,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 29,857 | $770,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 573,000 | $769,000 | thousands by filing date | principal |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,800 | $768,000 | thousands by filing date | put |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 14,026 | $768,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 6,500 | $767,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 377,000 | $767,000 | thousands by filing date | principal |
| BOINGO WIRELESS INC | 09739C102 | COM | 21,948 | $766,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,700 | $765,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 87,800 | $765,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 7,600 | $765,000 | thousands by filing date | call |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 10,868 | $764,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 6,335 | $761,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 31,764 | $759,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 20,538 | $758,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 50,859 | $757,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 18,871 | $756,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 28,543 | $756,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 4,800 | $755,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 26,200 | $755,000 | thousands by filing date | call |
| OPUS BK IRVINE CALIF | 684000102 | COM | 27,540 | $755,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 15,100 | $754,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 644,000 | $753,000 | thousands by filing date | principal |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 35,200 | $750,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 11,945 | $750,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 41,085 | $748,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 123,970 | $748,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 22,010 | $747,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 20,900 | $747,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 20,900 | $747,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 35,300 | $747,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 22,891 | $746,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 25,200 | $745,000 | thousands by filing date | call |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 762,000 | $745,000 | thousands by filing date | principal |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 22,908 | $743,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 48,400 | $743,000 | thousands by filing date | call |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,500 | $742,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,824 | $741,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 47,876 | $741,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 82,783 | $741,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 17,042 | $739,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 31,510 | $739,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 4,000 | $737,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,300 | $737,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 29,700 | $736,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 17,400 | $735,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 32,500 | $735,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 36,281 | $734,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 133,833 | $733,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 38,112 | $733,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 34,805 | $732,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 92,217 | $732,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 9,323 | $731,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 34,600 | $730,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 15,748 | $730,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 15,503 | $730,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 45,110 | $729,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 25,772 | $728,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 590,000 | $728,000 | thousands by filing date | principal |
| WHITESTONE REIT | 966084204 | COM | 52,305 | $726,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 6,500 | $726,000 | thousands by filing date | put |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 27,354 | $726,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 31,700 | $725,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 22,200 | $725,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 124,653 | $725,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,712 | $724,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 46,029 | $724,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 12,500 | $724,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 15,693 | $724,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 48,429 | $722,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 76,173 | $722,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 5,500 | $720,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 20,000 | $719,000 | thousands by filing date | put |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,600 | $718,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 7,200 | $718,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 23,700 | $718,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 48,233 | $718,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 31,478 | $718,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 17,500 | $717,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 169,880 | $717,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 5,600 | $716,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 721,000 | $716,000 | thousands by filing date | principal |
| AIRCASTLE LTD | G0129K104 | COM | 32,581 | $713,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 96,133 | $712,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 16,368 | $712,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 11,812 | $712,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 34,344 | $712,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 19,228 | $710,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 19,323 | $709,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 23,389 | $707,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 39,134 | $706,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 20,100 | $704,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 8,800 | $703,000 | thousands by filing date | call |
| TRIMAS CORP | 896215209 | COM NEW | 23,081 | $703,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 21,251 | $703,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 114,200 | $703,000 | thousands by filing date | put |
| TOPBUILD COR COM | 89055F103 | Stock | 12,364 | $702,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 9,100 | $701,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 29,307 | $701,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 658,000 | $700,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 11,150 | $698,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 15,581 | $698,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 24,109 | $696,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 700,000 | $696,000 | thousands by filing date | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 64,900 | $694,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 22,800 | $693,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 23,300 | $693,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 9,400 | $693,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 4,600 | $692,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 15,220 | $692,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 38,784 | $690,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 17,200 | $690,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 25,800 | $687,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 42,713 | $685,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 13,900 | $684,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 34,415 | $684,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 27,398 | $682,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000061 | this filing | 2018-11-14 | acceptance time not in the bulk data set |