13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,981 holding rows worth $97,094,873,000.
- Accession
- 0000312069-17-000076
- Filer
- CIK 312069
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 10,631 entries on the cover page, a total value of $97,094,873,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,094,873,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 600 | $38,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 1,600 | $38,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 200 | $38,000 | thousands by filing date | call |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 372 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 800 | $38,000 | thousands by filing date | call |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 445 | $38,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 400 | $38,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 4,286 | $38,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,000 | $37,000 | thousands by filing date | call |
| BEACON FINANCIAL CORP. | 084680107 | COM | 951 | $37,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 4,958 | $37,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,600 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 500 | $37,000 | thousands by filing date | call |
| SEMGROUP CORP | 81663A105 | CL A | 1,300 | $37,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,218 | $37,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,415 | $37,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 8,984 | $37,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,125 | $37,000 | thousands by filing date | call |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 3,363 | $37,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,900 | $36,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,401 | $36,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 989 | $36,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,600 | $36,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 608 | $36,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,500 | $36,000 | thousands by filing date | put |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 2,226 | $36,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 599 | $36,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 9,761 | $36,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,400 | $36,000 | thousands by filing date | put |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 2,996 | $36,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 3,699 | $36,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 454 | $35,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,476 | $35,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,000 | $35,000 | thousands by filing date | put |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 309 | $35,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 2,217 | $35,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 1,475 | $35,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 700 | $35,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 789 | $35,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 1,885 | $35,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 300 | $34,000 | thousands by filing date | call |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 549 | $34,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 1,739 | $34,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,000 | $34,000 | thousands by filing date | put |
| NOVA LTD COM | M7516K103 | Stock | 1,198 | $34,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 1,551 | $34,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 6,300 | $34,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 600 | $34,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 560 | $34,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 702 | $34,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,400 | $34,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,132 | $34,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,057 | $34,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 3,400 | $34,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 10,399 | $34,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,300 | $34,000 | thousands by filing date | put |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,466 | $34,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,426 | $34,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 700 | $33,000 | thousands by filing date | put |
| WORKIVA INC COM CL A | 98139A105 | Stock | 1,551 | $33,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 309 | $33,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,443 | $33,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 2,700 | $33,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 2,400 | $33,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,000 | $33,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,500 | $33,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 1,241 | $33,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 5,764 | $33,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 10,300 | $33,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,568 | $33,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 7,400 | $33,000 | thousands by filing date | call |
| INSTRUCTURE INC | 45781U103 | COM | 989 | $33,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 360 | $32,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 200 | $32,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,000 | $32,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 500 | $32,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 400 | $32,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,298 | $32,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,100 | $32,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 301 | $32,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,932 | $32,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 22,173 | $32,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 5,400 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 2,900 | $32,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 400 | $31,000 | thousands by filing date | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 200 | $31,000 | thousands by filing date | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 900 | $31,000 | thousands by filing date | call |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 500 | $31,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 1,892 | $31,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 400 | $31,000 | thousands by filing date | call |
| TRIMAS CORP | 896215209 | COM NEW | 1,134 | $31,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 724 | $31,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 2,101 | $31,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 511 | $31,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 817 | $31,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,700 | $31,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,677 | $31,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 2,745 | $31,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,000 | $31,000 | thousands by filing date | put |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 400 | $31,000 | thousands by filing date | put |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 2,000 | $31,000 | thousands by filing date | put |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,000 | $31,000 | thousands by filing date | call |
| Cenveo Inc (NV) | 15670S402 | CS | 9,063 | $31,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,100 | $30,000 | thousands by filing date | call |
| FABRINET SHS | G3323L100 | Stock | 800 | $30,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,700 | $30,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 500 | $30,000 | thousands by filing date | put |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 753 | $30,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 2,739 | $30,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 818 | $30,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 282 | $30,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 400 | $30,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,568 | $30,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 3,300 | $30,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 363 | $30,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 780 | $30,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 2,100 | $30,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 6,500 | $30,000 | thousands by filing date | put |
| EMX RTY CORP | 26873J107 | COM | 36,000 | $30,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,000 | $30,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 13,385 | $30,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 564 | $30,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 5,300 | $30,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 198 | $29,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 500 | $29,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 10,901 | $29,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 4,829 | $29,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 923 | $29,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,500 | $29,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,515 | $29,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,300 | $29,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 12,560 | $29,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 2,491 | $29,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 7,400 | $29,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 600 | $29,000 | thousands by filing date | call |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,800 | $29,000 | thousands by filing date | call |
| AV HOMES INC | 00234P102 | COM | 1,702 | $29,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 2,000 | $29,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 300 | $28,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 300 | $28,000 | thousands by filing date | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 900 | $28,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 500 | $28,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 500 | $28,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 700 | $28,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 1,379 | $28,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,200 | $28,000 | thousands by filing date | call |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 400 | $28,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 3,100 | $28,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 752 | $28,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 255 | $28,000 | thousands by filing date | call |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 570 | $28,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 1,111 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,000 | $28,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 500 | $28,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,200 | $28,000 | thousands by filing date | call |
| THIRD PT REINS LTD | G8827U100 | COM | 1,780 | $28,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 800 | $27,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 4,030 | $27,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,200 | $27,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 276 | $27,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 200 | $27,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 6,000 | $27,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 706 | $27,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,402 | $27,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,659 | $27,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 621 | $27,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,798 | $27,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 14,424 | $27,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,000 | $27,000 | thousands by filing date | put |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 805 | $27,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,742 | $27,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 770 | $27,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 8,400 | $27,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,458 | $27,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 311 | $27,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 1,604 | $27,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 275 | $27,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,158 | $26,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 500 | $26,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 14,331 | $26,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 572 | $26,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,500 | $26,000 | thousands by filing date | put |
| FERROGLOBE PLC | G33856108 | SHS | 2,000 | $26,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,401 | $26,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 1,238 | $26,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,254 | $26,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 544 | $26,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 872 | $26,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,626 | $26,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,900 | $26,000 | thousands by filing date | put |
| OM ASSET MGMT PLC | G67506108 | SHS | 1,749 | $26,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 1,160 | $26,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 1,300 | $26,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 602 | $25,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 300 | $25,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 200 | $25,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 3,236 | $25,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,117 | $25,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 622 | $25,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 646 | $25,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 900 | $25,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 200 | $25,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 508 | $25,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 7,738 | $25,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 652 | $25,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 4,600 | $25,000 | thousands by filing date | call |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 700 | $25,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 708 | $25,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 10,944 | $25,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 299 | $24,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,272 | $24,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 300 | $24,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 200 | $24,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 500 | $24,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 300 | $24,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,500 | $24,000 | thousands by filing date | call |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 390 | $24,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 110 | $24,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 900 | $24,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 200 | $24,000 | thousands by filing date | call |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 666 | $24,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 3,400 | $24,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3,586 | $24,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,000 | $24,000 | thousands by filing date | call |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 250 | $24,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 5,500 | $24,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 1,223 | $24,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 1,167 | $24,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 800 | $23,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 724 | $23,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,200 | $23,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,093 | $23,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 940 | $23,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 681 | $23,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 600 | $23,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 626 | $23,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 499 | $23,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 800 | $23,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 6,166 | $23,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 3,400 | $23,000 | thousands by filing date | call |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 547 | $23,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 4,900 | $23,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 7,500 | $23,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 1,246 | $23,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 5,826 | $23,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,800 | $23,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,600 | $23,000 | thousands by filing date | call |
| FERRARI N V | N3167Y103 | COM | 200 | $22,000 | thousands by filing date | call |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,244 | $22,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 402 | $22,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,410 | $22,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 692 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 150 | $22,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 500 | $22,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 4,662 | $22,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 983 | $22,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 520 | $22,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 253 | $22,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 400 | $22,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 2,100 | $22,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 463 | $22,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,143 | $22,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,800 | $22,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,200 | $22,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 4,900 | $22,000 | thousands by filing date | put |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 500 | $22,000 | thousands by filing date | put |
| iShares Global REIT ETF | 46434V647 | SHS | 822 | $21,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 900 | $21,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 200 | $21,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 625 | $21,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 715 | $21,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 330 | $21,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,800 | $21,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 5,100 | $21,000 | thousands by filing date | call |
| CSW INDUSTRIALS INC | 126402106 | COM | 467 | $21,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 500 | $21,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 800 | $21,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 382 | $21,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 746 | $21,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,008 | $21,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 800 | $21,000 | thousands by filing date | put |
| Surmodics Inc | 868873100 | Common Stock | 680 | $21,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 398 | $21,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 761 | $21,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 1,794 | $21,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,000 | $21,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 390 | $21,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 20,900 | $21,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 1,900 | $21,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,173 | $21,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 624 | $20,000 | thousands by filing date | put |
| APPFOLIO INC | 03783C100 | COM CL A | 403 | $20,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 500 | $20,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 551 | $20,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 300 | $20,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 300 | $20,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 2,995 | $20,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 495 | $20,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,029 | $20,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 257 | $20,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,681 | $20,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 300 | $20,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,482 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 500 | $20,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,198 | $20,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 347 | $20,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 800 | $20,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 900 | $20,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 1,006 | $20,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 500 | $20,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 1,007 | $20,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 6,000 | $20,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 560 | $20,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 466 | $20,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 500 | $19,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 700 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 200 | $19,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 445 | $19,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 200 | $19,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 1,200 | $19,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 603 | $19,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 646 | $19,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,340 | $19,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,500 | $19,000 | thousands by filing date | call |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 646 | $19,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 3,617 | $19,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,639 | $19,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 19,000 | $19,000 | thousands by filing date | principal |
| NEW SR INVT GROUP INC | 648691103 | COM | 2,068 | $19,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 5,655 | $19,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 13,098 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 1,000 | $19,000 | thousands by filing date | put |
| IJH | 464287507 | COM | 100 | $18,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,422 | $18,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 197 | $18,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 799 | $18,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 797 | $18,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,900 | $18,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 1,500 | $18,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 773 | $18,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 707 | $18,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 4,500 | $18,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 600 | $18,000 | thousands by filing date | put |
| ATKORE INC | 047649108 | COMMON STOCK | 893 | $18,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 546 | $18,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,381 | $18,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 2,935 | $18,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,953 | $18,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,683 | $18,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 25,000 | $18,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,329 | $18,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 25,000 | $18,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 2,017 | $18,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 100 | $17,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 500 | $17,000 | thousands by filing date | call |
| MORNINGSTAR INC COM | 617700109 | Stock | 200 | $17,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,900 | $17,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 1,639 | $17,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 774 | $17,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 418 | $17,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 565 | $17,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 883 | $17,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,000 | $17,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 400 | $17,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 261 | $17,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,145 | $17,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 319 | $17,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 399 | $17,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 600 | $17,000 | thousands by filing date | put |
| APPIAN CORP | 03782L101 | CL A | 608 | $17,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 576 | $17,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 740 | $17,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 833 | $17,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 2,000 | $17,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 6,140 | $17,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 557 | $17,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 521 | $17,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $17,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,000 | $17,000 | thousands by filing date | call |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 413 | $17,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 15,369 | $17,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,000 | $17,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 230 | $17,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,772 | $17,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 775 | $17,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 627 | $17,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 525 | $17,000 | thousands by filing date | put |
| CONTROL4 CORP | 21240D107 | COM | 565 | $17,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 1,064 | $17,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 183 | $16,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 200 | $16,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 600 | $16,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 589 | $16,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 4,100 | $16,000 | thousands by filing date | put |
| ADVANSIX INC | 00773T101 | COM | 412 | $16,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 1,002 | $16,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 792 | $16,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 411 | $16,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 200 | $16,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 691 | $16,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 657 | $16,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 478 | $16,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 300 | $16,000 | thousands by filing date | call |
| AMERICAS CAR-MART INC | 03062T105 | COM | 376 | $16,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 76 | $16,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,900 | $16,000 | thousands by filing date | call |
| FIRST LONG IS CORP | 320734106 | COM | 541 | $16,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 393 | $16,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 819 | $16,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 734 | $16,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,277 | $16,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 4,885 | $16,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 2,309 | $16,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 500 | $16,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 4,445 | $16,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,481 | $16,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 3,300 | $16,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 1,083 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 792 | $16,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 1,606 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 100 | $15,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 300 | $15,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,000 | $15,000 | thousands by filing date | call |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 352 | $15,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 655 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 600 | $15,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 700 | $15,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,000 | $15,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 600 | $15,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 842 | $15,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 2,084 | $15,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 985 | $15,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 556 | $15,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 609 | $15,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 401 | $15,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 624 | $15,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 800 | $15,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,087 | $15,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 200 | $15,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 4,100 | $15,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 597 | $15,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 11,400 | $15,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,100 | $15,000 | thousands by filing date | put |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 418 | $15,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 767 | $15,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 450 | $15,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 8,258 | $15,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 4,400 | $15,000 | thousands by filing date | put |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 186 | $15,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 3,051 | $15,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 436 | $15,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 569 | $15,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 4,122 | $15,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 15,110 | $15,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 1,000 | $15,000 | thousands by filing date | put |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 506 | $14,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 100 | $14,000 | thousands by filing date | put |
| MOODYS CORP COM | 615369105 | Stock | 100 | $14,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 130 | $14,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,102 | $14,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 200 | $14,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 489 | $14,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 300 | $14,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 520 | $14,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,000 | $14,000 | thousands by filing date | put |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 560 | $14,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $14,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 3,400 | $14,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 5,600 | $14,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 390 | $14,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 574 | $14,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 252 | $14,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 682 | $14,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 500 | $14,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,700 | $14,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 5,326 | $14,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 1,339 | $14,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,500 | $14,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366205 | COM NEW | 796 | $14,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 1,307 | $14,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 591 | $14,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 494 | $14,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 14,000 | $14,000 | thousands by filing date | principal |
| Allegiance Bancshares | 01748H107 | COM | 366 | $14,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,065 | $14,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 3,839 | $14,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 915 | $14,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $13,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 2,401 | $13,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 800 | $13,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 5,500 | $13,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 800 | $13,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 409 | $13,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 4,322 | $13,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 1,025 | $13,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 370 | $13,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $13,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 5,000 | $13,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 1,765 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000076 | this filing | 2017-11-14 | acceptance time not in the bulk data set |