13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,981 holding rows worth $97,094,873,000.
- Accession
- 0000312069-17-000076
- Filer
- CIK 312069
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 10,631 entries on the cover page, a total value of $97,094,873,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,094,873,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GODADDY INC CL A | 380237107 | Stock | 4,200 | $183,000 | thousands by filing date | put |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 5,913 | $183,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,532 | $182,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,400 | $182,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 1,800 | $182,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 8,400 | $182,000 | thousands by filing date | put |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 8,960 | $182,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 5,737 | $182,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 5,000 | $181,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 3,229 | $181,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 22,991 | $181,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 29,356 | $180,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,000 | $180,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 3,389 | $180,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 8,000 | $180,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 4,682 | $180,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 13,400 | $179,000 | thousands by filing date | call |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,800 | $179,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 5,774 | $179,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,200 | $179,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 3,300 | $178,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 7,698 | $178,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,967 | $178,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,300 | $177,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 2,600 | $177,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 6,053 | $177,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 4,900 | $177,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 4,409 | $177,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 9,000 | $176,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,650 | $176,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 13,266 | $176,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 3,546 | $176,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 58,019 | $175,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 5,283 | $175,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 8,588 | $175,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 3,007 | $175,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 20,611 | $175,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 3,200 | $175,000 | thousands by filing date | put |
| VANGUARD STAR FDS | 921909768 | COM | 3,177 | $174,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 3,500 | $174,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 9,300 | $174,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,400 | $174,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 2,956 | $174,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 19,773 | $174,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 4,059 | $174,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 17,936 | $174,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 3,585 | $173,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,160 | $173,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,000 | $173,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 1,600 | $172,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 10,265 | $172,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 6,928 | $172,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 9,100 | $172,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 119,000 | $172,000 | thousands by filing date | principal |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 30,248 | $172,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 17,600 | $171,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 3,504 | $171,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 8,416 | $171,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 62,504 | $171,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 9,744 | $170,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,900 | $170,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 2,000 | $169,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 6,400 | $169,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 5,800 | $169,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 10,014 | $169,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 10,000 | $169,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,600 | $169,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 2,500 | $168,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 26,159 | $168,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 12,704 | $168,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 14,191 | $168,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 14,404 | $168,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 5,252 | $168,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 38,034 | $168,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,738 | $167,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 6,995 | $167,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 6,009 | $167,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 27,700 | $167,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,100 | $166,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 31,700 | $166,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 7,403 | $166,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 6,880 | $166,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,100 | $165,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 1,798 | $165,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 6,506 | $165,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 2,500 | $165,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 43,800 | $165,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 1,330 | $165,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 17,400 | $165,000 | thousands by filing date | put |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 5,051 | $164,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 10,400 | $164,000 | thousands by filing date | put |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 156,000 | $164,000 | thousands by filing date | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 24,838 | $163,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 4,083 | $163,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 20,291 | $163,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 6,625 | $163,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 30,257 | $163,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 34,642 | $163,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 4,500 | $163,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 2,100 | $162,000 | thousands by filing date | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 2,599 | $162,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 7,268 | $162,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,700 | $161,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 4,818 | $161,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 27,381 | $161,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 3,691 | $160,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 10,400 | $160,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 6,400 | $159,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 28,202 | $158,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,620 | $158,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 55,976 | $158,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 5,563 | $157,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 5,858 | $157,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 7,000 | $157,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 2,932 | $157,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 155,000 | $157,000 | thousands by filing date | principal |
| HORIZON PHARMA PLC | G4617B105 | SHS | 12,400 | $157,000 | thousands by filing date | call |
| SIENTRA INC | 82621J105 | COM | 10,132 | $156,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 7,321 | $156,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 4,964 | $155,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 6,650 | $155,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 10,250 | $155,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 29,000 | $155,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 44,222 | $155,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 4,322 | $154,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,600 | $154,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,800 | $154,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,400 | $153,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 6,077 | $153,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 62,300 | $153,000 | thousands by filing date | put |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 293,980 | $153,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,094 | $152,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,800 | $152,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 5,100 | $152,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 43,300 | $152,000 | thousands by filing date | call |
| ACTUANT CORP | 00508X203 | CL A NEW | 5,991 | $152,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 4,032 | $151,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 4,003 | $151,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 29,912 | $150,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 4,215 | $150,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 15,743 | $150,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 13,363 | $149,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 5,308 | $149,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 2,731 | $149,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,200 | $149,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 1,953 | $149,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 1,936 | $149,000 | thousands by filing date | put |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 10,177 | $149,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,200 | $148,000 | thousands by filing date | call |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,376 | $148,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 14,523 | $148,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 7,900 | $148,000 | thousands by filing date | put |
| China Yuchai Intl Ltd | G21082105 | COM | 6,622 | $148,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 33,609 | $148,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 12,400 | $147,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 6,429 | $147,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 71,601 | $147,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 57,428 | $147,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 4,799 | $147,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,599 | $146,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 12,500 | $146,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,400 | $146,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 7,385 | $146,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 9,940 | $146,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 7,700 | $145,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 19,700 | $145,000 | thousands by filing date | put |
| NANTKWEST INC | 63016Q102 | COM | 26,502 | $145,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 9,411 | $145,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,300 | $144,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,100 | $144,000 | thousands by filing date | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,101 | $144,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,676 | $144,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,900 | $143,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 6,709 | $143,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 5,600 | $143,000 | thousands by filing date | call |
| Accelerate Diagnostics | 00430H102 | COM | 6,354 | $143,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,400 | $142,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 2,332 | $142,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 6,662 | $142,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 3,142 | $141,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 7,798 | $141,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 9,562 | $141,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 900 | $140,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 7,600 | $140,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 6,500 | $140,000 | thousands by filing date | call |
| ISHARES TR | 464287564 | SELECT US REIT | 1,390 | $140,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 6,200 | $140,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 25,000 | $140,000 | thousands by filing date | put |
| TPI Composites Inc | 87266J104 | Common Stock | 6,239 | $140,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 6,500 | $140,000 | thousands by filing date | put |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 98,000 | $140,000 | thousands by filing date | principal |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 10,576 | $140,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,000 | $139,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 7,489 | $139,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 14,667 | $139,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 9,820 | $139,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 6,100 | $138,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 7,200 | $138,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 8,599 | $138,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 8,899 | $138,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 3,924 | $138,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 4,900 | $138,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 10,163 | $138,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 5,878 | $138,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 28,768 | $138,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 7,200 | $138,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,926 | $137,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 2,600 | $137,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 4,693 | $137,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 6,600 | $137,000 | thousands by filing date | put |
| QUOTIENT LTD | G73268107 | SHS | 27,721 | $137,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 2,954 | $136,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 4,208 | $136,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 2,761 | $136,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,100 | $135,000 | thousands by filing date | call |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 4,150 | $135,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 6,500 | $135,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,330 | $135,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,200 | $135,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 4,030 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 4,400 | $135,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,174 | $134,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 14,600 | $134,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 300 | $134,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 21,028 | $134,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 34,400 | $134,000 | thousands by filing date | put |
| HESKA CORP | 42805E306 | COM | 1,530 | $134,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 9,652 | $133,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,308 | $133,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 5,595 | $133,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,100 | $133,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,415 | $133,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 3,319 | $133,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 6,688 | $133,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,200 | $132,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 6,100 | $132,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 14,414 | $132,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,620 | $132,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 5,000 | $132,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 4,440 | $132,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 3,316 | $131,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 7,000 | $131,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 6,500 | $131,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 49,891 | $131,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 13,300 | $131,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 21,500 | $131,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 2,500 | $130,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 2,962 | $130,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 40,700 | $130,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 11,400 | $130,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 39,984 | $130,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 24,700 | $129,000 | thousands by filing date | put |
| PROPETRO HLDG CORP | 74347M108 | COM | 8,999 | $129,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 3,076 | $129,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 2,700 | $129,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 3,000 | $129,000 | thousands by filing date | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 6,104 | $129,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 300 | $128,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 5,914 | $128,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 3,181 | $128,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 698 | $128,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 70,000 | $128,000 | thousands by filing date | principal |
| COMSTOCK RES INC COM | 205768302 | Stock | 20,870 | $127,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,737 | $127,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5,754 | $127,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 8,100 | $127,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 5,200 | $127,000 | thousands by filing date | put |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 2,104 | $127,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 12,296 | $127,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,181 | $126,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 7,000 | $125,000 | thousands by filing date | call |
| LA QUINTA HLDGS INC | 50420D108 | COM | 7,147 | $125,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 50,754 | $125,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1,300 | $124,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 7,725 | $124,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 12,849 | $124,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,880 | $124,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 2,489 | $124,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 5,256 | $124,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 14,246 | $124,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 6,366 | $124,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 900 | $123,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 2,200 | $123,000 | thousands by filing date | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 2,401 | $123,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 353 | $123,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 50,000 | $123,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 1,367 | $122,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,908 | $122,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 10,254 | $122,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 4,155 | $122,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 2,884 | $122,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 17,988 | $122,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 3,928 | $122,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,000 | $121,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,500 | $121,000 | thousands by filing date | put |
| ACETO CORP | 004446100 | COM | 10,752 | $121,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,000 | $120,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 7,912 | $120,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 19,100 | $120,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 3,941 | $120,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 53,786 | $120,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 2,420 | $120,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 3,416 | $119,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 2,500 | $119,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 67,400 | $119,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5,400 | $119,000 | thousands by filing date | call |
| CENTERSTATE BK CORP | 15201P109 | COM | 4,419 | $119,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 7,026 | $119,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 7,744 | $118,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,300 | $118,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 7,100 | $118,000 | thousands by filing date | put |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 3,472 | $118,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 6,901 | $118,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 16,100 | $118,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 6,700 | $118,000 | thousands by filing date | put |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 4,719 | $118,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 7,982 | $118,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 86,000 | $118,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 3,850 | $118,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 2,800 | $117,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 5,000 | $117,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,743 | $117,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 9,600 | $117,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 8,136 | $117,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 21,100 | $117,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 53,567 | $116,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 2,697 | $116,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 46,080 | $116,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,100 | $116,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 20,100 | $116,000 | thousands by filing date | call |
| ATHENEX INC | 04685N103 | COM | 6,607 | $116,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,290 | $115,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 8,639 | $115,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 5,009 | $115,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,600 | $115,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 65,100 | $115,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 34,150 | $115,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,400 | $115,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 15,800 | $115,000 | thousands by filing date | put |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 8,500 | $115,000 | thousands by filing date | call |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 12,581 | $115,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,000 | $114,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,000 | $114,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 5,083 | $114,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,300 | $114,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 3,400 | $114,000 | thousands by filing date | call |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 4,084 | $114,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,781 | $113,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 700 | $113,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 6,012 | $113,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 2,335 | $113,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 5,400 | $113,000 | thousands by filing date | call |
| Engility Holdings Inc | 29286C107 | COM | 3,251 | $113,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 4,785 | $113,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 1,671 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,200 | $112,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 3,300 | $112,000 | thousands by filing date | put |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 4,447 | $112,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,700 | $112,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 19,100 | $111,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 10,270 | $111,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1,152 | $110,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,983 | $110,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 5,800 | $110,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,900 | $110,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 4,175 | $109,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 3,624 | $109,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,705 | $109,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 585 | $109,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,400 | $109,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 2,269 | $109,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 4,917 | $109,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 6,900 | $109,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 12,665 | $109,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 10,200 | $109,000 | thousands by filing date | call |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 5,451 | $108,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 788 | $108,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 10,443 | $108,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,600 | $108,000 | thousands by filing date | put |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 2,292 | $108,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 597 | $107,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 887 | $107,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 31,499 | $107,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 13,250 | $107,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 18,600 | $107,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 14,234 | $106,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,200 | $106,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 2,300 | $106,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 5,000 | $106,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 14,505 | $106,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 4,500 | $106,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,458 | $106,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 9,300 | $106,000 | thousands by filing date | call |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 106,000 | $106,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 3,600 | $105,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 1,800 | $105,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 3,078 | $105,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 16,899 | $105,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 2,772 | $105,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 8,430 | $105,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 245 | $104,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,500 | $104,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,500 | $104,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 8,500 | $104,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,600 | $104,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 13,200 | $104,000 | thousands by filing date | put |
| WESBANCO INC | 950810101 | COM | 2,524 | $104,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 2,746 | $104,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 4,200 | $104,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 5,764 | $104,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 24,300 | $104,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 4,100 | $104,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916503 | COM NEW | 13,661 | $104,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 5,000 | $103,000 | thousands by filing date | put |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 3,862 | $103,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,400 | $103,000 | thousands by filing date | call |
| FORTIVE CORP COM | 34959J108 | Stock | 1,450 | $103,000 | thousands by filing date | put |
| VALVOLINE INC COM | 92047W101 | Stock | 4,384 | $103,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 1,400 | $103,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 1,600 | $103,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 5,532 | $103,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 4,300 | $103,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 10,900 | $103,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 6,385 | $103,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 7,403 | $103,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 9,500 | $103,000 | thousands by filing date | call |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 2,911 | $103,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 21,500 | $103,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,100 | $102,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 4,025 | $102,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,890 | $102,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 6,637 | $102,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 7,809 | $102,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 3,000 | $101,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 2,100 | $101,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 2,057 | $101,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 12,402 | $101,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,500 | $100,000 | thousands by filing date | put |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,300 | $100,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 3,668 | $100,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 8,400 | $100,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 23,200 | $100,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,400 | $100,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 111,000 | $100,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,808 | $100,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 3,500 | $99,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 2,300 | $99,000 | thousands by filing date | call |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 2,534 | $99,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 400 | $99,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q808 | COM | 1,844 | $99,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 5,912 | $99,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 4,200 | $99,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 281,800 | $99,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 4,200 | $99,000 | thousands by filing date | put |
| ANALOGIC CORP | 032657207 | COM | 1,191 | $99,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,334 | $98,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 2,500 | $98,000 | thousands by filing date | put |
| K12 INC | 48273U102 | COM | 5,506 | $98,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 3,400 | $98,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,100 | $97,000 | thousands by filing date | put |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 17,500 | $97,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 600 | $97,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,000 | $97,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 3,581 | $97,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 17,661 | $97,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,000 | $96,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 23,154 | $96,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,300 | $96,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,600 | $96,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 2,600 | $96,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 9,400 | $96,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 15,324 | $96,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 18,390 | $96,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 2,074 | $95,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 16,700 | $95,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 10,500 | $95,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 4,070 | $94,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 13,300 | $94,000 | thousands by filing date | put |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 6,000 | $94,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 8,800 | $93,000 | thousands by filing date | put |
| NORTHEAST BANCORP | 663904209 | COM | 3,564 | $93,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 20,800 | $93,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 946 | $92,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 37,353 | $92,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 5,300 | $91,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 5,000 | $91,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 21,290 | $91,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 2,100 | $91,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 14,900 | $91,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 5,000 | $91,000 | thousands by filing date | call |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 6,235 | $91,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 16,700 | $91,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 2,145 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 4,121 | $90,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,100 | $90,000 | thousands by filing date | put |
| MINDBODY INC | 60255W105 | COM CL A | 3,507 | $90,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 4,261 | $90,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 20,337 | $90,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,500 | $89,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 3,000 | $89,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000076 | this filing | 2017-11-14 | acceptance time not in the bulk data set |