13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,981 holding rows worth $97,094,873,000.
- Accession
- 0000312069-17-000076
- Filer
- CIK 312069
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 10,631 entries on the cover page, a total value of $97,094,873,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,094,873,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 628 | $4,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 171 | $4,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 397 | $4,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 191 | $4,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 75 | $4,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 75 | $4,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 168 | $4,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 340 | $4,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 360 | $4,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 840 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 100 | $4,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 81 | $4,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 136 | $4,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 87 | $4,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 129 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 200 | $4,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 510 | $4,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 91 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 75 | $4,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 100 | $4,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 848 | $4,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 233 | $4,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 210 | $4,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,972 | $4,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,400 | $4,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,198 | $4,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 464 | $4,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 301 | $4,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 776 | $4,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 298 | $4,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 900 | $4,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 201 | $4,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 500 | $4,000 | thousands by filing date | put |
| TELETECH HOLDINGS INC | 879939106 | COM | 100 | $4,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 46 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 62 | $4,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 343 | $4,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 274 | $4,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 433 | $4,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 790 | $4,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 269 | $4,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 173 | $4,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 150 | $4,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 553 | $4,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 25,000 | $4,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 123 | $4,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 479 | $4,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 2,363 | $4,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 992 | $4,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 806 | $4,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 269 | $4,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 145 | $4,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 610 | $4,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 464 | $4,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 381 | $4,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 538 | $4,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 153 | $4,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 148 | $4,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,447 | $4,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 568 | $4,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 200 | $3,000 | thousands by filing date | call |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 276 | $3,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 300 | $3,000 | thousands by filing date | put |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 67 | $3,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 100 | $3,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 263 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 69 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 65 | $3,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 69 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 33 | $3,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 202 | $3,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 751 | $3,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 137 | $3,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 200 | $3,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 100 | $3,000 | thousands by filing date | call |
| OHIO VY BANC CORP | 677719106 | COM | 77 | $3,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 488 | $3,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 283 | $3,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 434 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 204 | $3,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 133 | $3,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 3,577 | $3,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 186 | $3,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 248 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 97 | $3,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,123 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 100 | $3,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 93 | $3,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 187 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 93 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 100 | $3,000 | thousands by filing date | put |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 100 | $3,000 | thousands by filing date | call |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 141 | $3,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 753 | $3,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 508 | $3,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 288 | $3,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 171 | $3,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 288 | $3,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $3,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 180 | $3,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 83 | $3,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 300 | $3,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 228 | $3,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 300 | $3,000 | thousands by filing date | put |
| POWERSHARES | 73935X286 | COMMON STOCK | 60 | $3,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 56 | $3,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 209 | $3,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 3,181 | $3,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 162 | $3,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 126 | $3,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 446 | $3,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 161 | $3,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 547 | $3,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 741 | $3,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 421 | $3,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 303 | $3,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 705 | $3,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 179 | $3,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 224 | $3,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 194 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 69 | $3,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 82 | $3,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 763 | $3,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 500 | $3,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 200 | $3,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 2,237 | $3,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 3,297 | $3,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 600 | $3,000 | thousands by filing date | call |
| Castle Brands Inc | 148435100 | COM | 2,052 | $3,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 113 | $3,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,311 | $3,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 573 | $3,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 397 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 79 | $3,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 99 | $3,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 166 | $3,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 444 | $3,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 357 | $3,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 65 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 500 | $3,000 | thousands by filing date | put |
| BG STAFFING INC | 05544A109 | COM | 162 | $3,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 331 | $3,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 482 | $3,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 450 | $3,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 187 | $3,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 287 | $3,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 992 | $3,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,000 | $3,000 | thousands by filing date | principal |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 795 | $3,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 292 | $3,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 426 | $3,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 12,758 | $3,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 49 | $2,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 13 | $2,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 230 | $2,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 4,754 | $2,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 51 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 100 | $2,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 100 | $2,000 | thousands by filing date | put |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 18 | $2,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 59 | $2,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 73 | $2,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 126 | $2,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 203 | $2,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 100 | $2,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 300 | $2,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 415 | $2,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 167 | $2,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 209 | $2,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 177 | $2,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 237 | $2,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 63 | $2,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 235 | $2,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 100 | $2,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 164 | $2,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 236 | $2,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 209 | $2,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 50 | $2,000 | thousands by filing date | call |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 300 | $2,000 | thousands by filing date | call |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 69 | $2,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 100 | $2,000 | thousands by filing date | call |
| Akoustis Technologies Inc | 00973N102 | COM | 355 | $2,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 168 | $2,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 37 | $2,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 270 | $2,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,400 | $2,000 | thousands by filing date | put |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 37 | $2,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 502 | $2,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 1,603 | $2,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 100 | $2,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 522 | $2,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 227 | $2,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 700 | $2,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1,100 | $2,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 100 | $2,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 127 | $2,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 100 | $2,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 62 | $2,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 75 | $2,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 14 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 100 | $2,000 | thousands by filing date | put |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,912 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 100 | $2,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 169 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 37 | $2,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 82 | $2,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 1,224 | $2,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 335 | $2,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 136 | $2,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 274 | $2,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 457 | $2,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 118 | $2,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 159 | $2,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 1,391 | $2,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 1,475 | $2,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 677 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 100 | $2,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 83 | $2,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 200 | $2,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 102 | $2,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,175 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 78 | $2,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 286 | $2,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 1,265 | $2,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 2,000 | $2,000 | thousands by filing date | principal |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 369 | $2,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 108 | $2,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 81 | $1,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 200 | $1,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 83 | $1,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 22 | $1,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 411 | $1,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 82 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9 | $1,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 25 | $1,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 132 | $1,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 186 | $1,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 56 | $1,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 8 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 77 | $1,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 76 | $1,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 20 | $1,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 100 | $1,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 61 | $1,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 100 | $1,000 | thousands by filing date | put |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 42 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 33 | $1,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 75 | $1,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 94 | $1,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 118 | $1,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 92 | $1,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 15 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 32 | $1,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 224 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 56 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 172 | $1,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 61 | $1,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 133 | $1,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 85 | $1,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 300 | $1,000 | thousands by filing date | put |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 50 | $1,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 158 | $1,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 165 | $1,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 937 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 181 | $1,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 100 | $1,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,096 | $1,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 15 | $1,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 97 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 500 | $1,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 59 | $1,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 75 | $1,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 17 | $1,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 9 | $1,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 114 | $1,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 52 | $1,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 100 | $1,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 162 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 76 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 200 | $1,000 | thousands by filing date | put |
| OCONEE FED FINL CORP | 675607105 | COM | 30 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 245 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 454 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 97 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 126 | $1,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 38 | $1,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 94 | $1,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 35 | $1,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 863 | $1,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 86 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 65 | $1,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 146 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 1,467 | $1,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 221 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 29 | $1,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 206 | $1,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 663 | $1,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 50 | $1,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 120 | $1,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 130 | $1,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 63 | $1,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 224 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 99 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMTEK LTD ORD | M20791105 | Stock | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVARA INC | 805111101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAR TECHNOLOGY CORP | 698884103 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VUZIX CORP | 92921W300 | COM NEW | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA PRO TECH LTD | 020772109 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITONE INC | 92347M100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAM TAI PROPERTY INC | G63907102 | Com | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QUALITY CARE PPTYS INC | 747545101 | COM | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ParkerVision Inc | 701354300 | USD | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETLIST INC | 64118P109 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASANKO GOLD INC | 04341Y105 | COM | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BON-TON STORES INC | 09776J101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOCYTE INC | 29269A102 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE-HANKS INC | 416196103 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSECTIONS INC | 460981301 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONA GRILL INC | 50047H201 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WVS FINL CORP | 929358109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCORDIA INTL CORP | 20653P102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAL THERAPIES INC | 92847R104 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARA HLDGS INC | 56585W203 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,274 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCO RESOURCES INC | 269279501 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 52 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL INC | 70338T102 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINGER INC | 053734109 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX INC DEL | 40052B207 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIASMA INC | 16706W102 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120103 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CGG | 12531Q204 | SPON ADR NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAFGEN INC | 98885E103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc stock | 374396307 | Stock | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FANG HOLDING-ADR | 30711Y102 | ADR | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KEMPHARM INC COM NEW | 488445107 | Stock | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEX PHARMA INC | 33938A105 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSHING GOLD CORP | 715302204 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORM HLDGS CORP COM | 34634E102 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP COM PAR | 55939L301 | Stock | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENNOVA HEALTH INC COM NEW | 759757602 | Stock | 1,667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000076 | this filing | 2017-11-14 | acceptance time not in the bulk data set |