13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,981 holding rows worth $97,094,873,000.
- Accession
- 0000312069-17-000076
- Filer
- CIK 312069
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 10,631 entries on the cover page, a total value of $97,094,873,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,094,873,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,489 | $89,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 1,653 | $89,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,200 | $89,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 1,400 | $89,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 8,800 | $89,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 6,515 | $89,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 2,560 | $89,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 3,100 | $89,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 80,000 | $89,000 | thousands by filing date | principal |
| SKYWEST INC COM | 830879102 | Stock | 2,000 | $88,000 | thousands by filing date | put |
| YUM CHINA HLDGS INC | 98850P109 | COM | 2,200 | $88,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 1,732 | $88,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 4,572 | $88,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 18,234 | $88,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 2,000 | $88,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 5,300 | $88,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 14,710 | $88,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 3,419 | $87,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 6,220 | $87,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 1,700 | $87,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,200 | $87,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 2,898 | $87,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 7,100 | $87,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 5,000 | $86,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 9,719 | $86,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 6,182 | $86,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 29,666 | $86,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,100 | $86,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 4,745 | $86,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 64,000 | $86,000 | thousands by filing date | principal |
| NEWMARKET CORP COM | 651587107 | Stock | 200 | $85,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,814 | $85,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 5,400 | $85,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,477 | $85,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,945 | $85,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 1,500 | $85,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 10,100 | $85,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 5,000 | $85,000 | thousands by filing date | put |
| TCP CAP CORP | 87238Q103 | COM | 5,142 | $85,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 3,400 | $85,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,977 | $84,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,187 | $84,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,536 | $84,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 4,351 | $84,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,600 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 3,145 | $84,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,000 | $83,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 2,435 | $83,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 2,176 | $83,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 3,690 | $83,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 2,184 | $83,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 900 | $83,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 1,863 | $83,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 2,500 | $83,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 1,811 | $83,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 3,735 | $83,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 6,894 | $83,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,300 | $82,000 | thousands by filing date | call |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 1,300 | $82,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 3,437 | $82,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,200 | $82,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 1,500 | $82,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,495 | $82,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 3,360 | $82,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 2,143 | $82,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 45,000 | $82,000 | thousands by filing date | principal |
| SYNOPSYS INC COM | 871607107 | Stock | 1,000 | $81,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,000 | $81,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,500 | $81,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,200 | $81,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 500 | $81,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 5,616 | $81,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 6,396 | $81,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 22,430 | $81,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 7,100 | $80,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,526 | $80,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 1,352 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 705 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 645 | $80,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,000 | $80,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 2,600 | $80,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 800 | $80,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 5,100 | $80,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 13,966 | $80,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 10,500 | $80,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 19,100 | $80,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 985 | $80,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,800 | $79,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 2,533 | $79,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,069 | $79,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 2,330 | $79,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 7,157 | $79,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 8,841 | $79,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 7,157 | $79,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,441 | $78,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,800 | $78,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 14,895 | $78,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,000 | $78,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 3,600 | $78,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,100 | $78,000 | thousands by filing date | put |
| DRIL-QUIP INC | 262037104 | COM | 1,774 | $78,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,222 | $78,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 86,000 | $78,000 | thousands by filing date | principal |
| iShares U.S. Financials ETF | 464287788 | SHS | 683 | $77,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 4,347 | $77,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,539 | $77,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2,200 | $77,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 7,320 | $77,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 6,300 | $77,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,100 | $76,000 | thousands by filing date | put |
| ENERSYS COM | 29275Y102 | Stock | 1,100 | $76,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,000 | $76,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 13,400 | $76,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 3,400 | $76,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 6,600 | $76,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 6,197 | $76,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 36,600 | $76,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 3,575 | $76,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 3,800 | $76,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 5,300 | $76,000 | thousands by filing date | put |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 3,100 | $76,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 9,400 | $76,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 35,000 | $76,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 4,006 | $76,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 1,194 | $76,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 3,147 | $76,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,249 | $75,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,528 | $75,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 3,495 | $75,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 1,377 | $75,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,000 | $75,000 | thousands by filing date | call |
| LUMOS NETWORKS CORP | 550283105 | COM | 4,227 | $75,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 6,900 | $75,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 1,347 | $74,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 729 | $74,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,902 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1,000 | $74,000 | thousands by filing date | put |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 4,698 | $74,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,550 | $73,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,454 | $73,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 700 | $73,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,100 | $73,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 1,285 | $73,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,700 | $73,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,603 | $73,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,943 | $73,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 4,156 | $73,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 10,623 | $73,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 3,514 | $73,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 6,215 | $73,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,500 | $72,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 2,500 | $72,000 | thousands by filing date | put |
| RIGNET INC | 766582100 | COM | 4,206 | $72,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 14,803 | $72,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,000 | $71,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 3,600 | $71,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 600 | $71,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 29,917 | $71,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 2,100 | $71,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 6,000 | $71,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2,500 | $71,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 700 | $71,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 700 | $71,000 | thousands by filing date | call |
| SUMMER INFANT INC | 865646103 | COMM STK | 37,645 | $71,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 1,600 | $70,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 8,379 | $70,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 70,000 | $70,000 | thousands by filing date | principal |
| RBC BEARINGS INC COM | 75524B104 | Stock | 555 | $69,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,354 | $69,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,900 | $69,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 26,400 | $69,000 | thousands by filing date | call |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,800 | $69,000 | thousands by filing date | put |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,286 | $69,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 4,300 | $69,000 | thousands by filing date | put |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 700 | $68,000 | thousands by filing date | call |
| MESABI TR | 590672101 | CTF BEN INT | 2,966 | $68,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 6,400 | $68,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 1,500 | $68,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 29,200 | $68,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 10,500 | $68,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 40,000 | $68,000 | thousands by filing date | principal |
| NEOGEN CORP | 640491106 | COM | 862 | $67,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 500 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 900 | $67,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 4,225 | $67,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 19,381 | $67,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,200 | $67,000 | thousands by filing date | put |
| FOGO DE CHAO INC | 344177100 | COM | 5,420 | $67,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,059 | $66,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,638 | $66,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,500 | $66,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,000 | $66,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 1,000 | $66,000 | thousands by filing date | put |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 5,500 | $66,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 3,802 | $66,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 2,314 | $66,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,665 | $66,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,000 | $65,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,000 | $65,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,200 | $65,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 4,900 | $65,000 | thousands by filing date | call |
| RENASANT CORP | 75970E107 | COM | 1,512 | $65,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 4,600 | $65,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,579 | $65,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,950 | $65,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 16,200 | $65,000 | thousands by filing date | put |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 742 | $64,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,900 | $64,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 6,900 | $64,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 12,664 | $64,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,000 | $64,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W395 | FUND | 900 | $64,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 738 | $63,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 2,300 | $63,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,600 | $63,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 2,000 | $63,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,008 | $63,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,200 | $63,000 | thousands by filing date | put |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 3,500 | $63,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 2,750 | $63,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 1,300 | $63,000 | thousands by filing date | put |
| XO GROUP INC | 983772104 | COM | 3,225 | $63,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,937 | $62,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 1,000 | $62,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 500 | $62,000 | thousands by filing date | call |
| AUDIOCODES LTD | M15342104 | ORD | 8,736 | $62,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,950 | $62,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 50,400 | $62,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 3,000 | $62,000 | thousands by filing date | put |
| GOLD STD VENTURES CORP | 380738104 | COM | 38,050 | $62,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 13,767 | $62,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 8,400 | $62,000 | thousands by filing date | put |
| MERCURY SYS INC COM | 589378108 | Stock | 1,187 | $61,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 800 | $61,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,000 | $61,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,000 | $61,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,900 | $61,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 3,300 | $61,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 400 | $61,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 67,800 | $61,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 300 | $61,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 821 | $61,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,934 | $61,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,539 | $61,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 15,000 | $61,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 500 | $60,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 7,977 | $60,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 3,833 | $60,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 4,300 | $60,000 | thousands by filing date | call |
| HAMILTON LANE INC | 407497106 | CL A | 2,228 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,272 | $60,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 4,189 | $60,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 1,484 | $60,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 1,007 | $60,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 670 | $60,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,900 | $60,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 5,851 | $60,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 3,621 | $60,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 4,767 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 3,225 | $60,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 700 | $59,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 2,205 | $59,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 26,400 | $59,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 2,100 | $59,000 | thousands by filing date | call |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 732 | $59,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,000 | $59,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 4,100 | $59,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 11,859 | $59,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 58,000 | $59,000 | thousands by filing date | principal |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 3,165 | $59,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 1,364 | $59,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 24,300 | $58,000 | thousands by filing date | call |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,000 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,341 | $58,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,127 | $58,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 3,832 | $58,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,114 | $58,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 260 | $58,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,787 | $58,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 529 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,200 | $57,000 | thousands by filing date | put |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,940 | $57,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,574 | $57,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,000 | $57,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 22,200 | $57,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 674 | $57,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 579 | $57,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 13,600 | $57,000 | thousands by filing date | put |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 2,471 | $57,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 976 | $57,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 13,642 | $57,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 2,312 | $57,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 4,400 | $57,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 13,592 | $57,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 400 | $56,000 | thousands by filing date | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 1,000 | $56,000 | thousands by filing date | call |
| FIRST HAWAIIAN INC | 32051X108 | COM | 1,863 | $56,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,279 | $56,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 5,400 | $56,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 4,000 | $56,000 | thousands by filing date | call |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,676 | $55,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 2,525 | $55,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 6,245 | $55,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 1,929 | $55,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,900 | $55,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 28,282 | $55,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 22,300 | $55,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 621 | $55,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,006 | $54,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2,006 | $54,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,000 | $54,000 | thousands by filing date | put |
| S & T BANCORP INC COM | 783859101 | Stock | 1,359 | $54,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,500 | $54,000 | thousands by filing date | put |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 1,442 | $54,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,880 | $54,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,948 | $54,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 4,699 | $54,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 2,485 | $54,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 52,000 | $54,000 | thousands by filing date | principal |
| VIDEOCON D2H LTD | 92657J101 | ADR | 6,100 | $54,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,900 | $53,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,100 | $53,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,221 | $53,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,700 | $53,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 817 | $53,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 9,100 | $53,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 53,392 | $53,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 2,978 | $53,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 3,016 | $53,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 23,800 | $52,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 1,100 | $52,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 8,520 | $52,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 30,700 | $52,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,756 | $52,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 22,000 | $52,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 7,879 | $52,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 6,100 | $52,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 900 | $52,000 | thousands by filing date | call |
| RADIAN GROUP INC | 750236AK7 | BOND | 32,000 | $52,000 | thousands by filing date | principal |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 349 | $51,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 894 | $51,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 1,140 | $51,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,553 | $51,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 1,093 | $51,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 3,657 | $51,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,496 | $51,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,800 | $51,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 849 | $50,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 8,700 | $50,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 674 | $50,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,300 | $50,000 | thousands by filing date | call |
| THOMSON REUTERS CORP | 884903105 | COM | 1,100 | $50,000 | thousands by filing date | put |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 679 | $50,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 11,580 | $50,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 1,799 | $50,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 574 | $49,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,000 | $49,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 1,300 | $49,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 2,800 | $49,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,600 | $49,000 | thousands by filing date | put |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 2,300 | $49,000 | thousands by filing date | call |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 900 | $49,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 5,827 | $49,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 3,100 | $48,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,807 | $48,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,200 | $48,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 1,991 | $48,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 9,499 | $48,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 660 | $48,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,044 | $48,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 1,000 | $48,000 | thousands by filing date | put |
| CALATLANTIC GROUP INC | 128195104 | COM | 1,300 | $48,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 500 | $47,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 500 | $47,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 1,996 | $47,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 965 | $47,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,256 | $47,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 815 | $47,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,131 | $47,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 9,717 | $47,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,000 | $47,000 | thousands by filing date | put |
| EMCORE CORP | 290846203 | COM | 5,703 | $47,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,142 | $46,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 4,400 | $46,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 1,101 | $46,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 2,478 | $46,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 10 | $46,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 787 | $46,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,000 | $46,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 575 | $46,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,576 | $46,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2,574 | $46,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,028 | $46,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,665 | $46,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,073 | $46,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 400 | $45,000 | thousands by filing date | put |
| SNAP ON INC COM | 833034101 | Stock | 300 | $45,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 800 | $45,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 901 | $45,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,100 | $45,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 1,000 | $45,000 | thousands by filing date | put |
| NANOMETRICS | 630077105 | COM | 1,568 | $45,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 800 | $45,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 4,142 | $45,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 6,600 | $45,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 5,085 | $45,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,800 | $45,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 2,000 | $45,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 37,000 | $45,000 | thousands by filing date | principal |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 10,437 | $45,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 500 | $44,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 2,977 | $44,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,112 | $44,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 458 | $44,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,309 | $44,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 600 | $44,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,000 | $44,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 693 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 2,024 | $44,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 644 | $44,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 49,145 | $44,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 4,700 | $44,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 4,700 | $44,000 | thousands by filing date | put |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 6,211 | $44,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 8,068 | $44,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 850 | $43,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 1,479 | $43,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 2,356 | $43,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 9,508 | $43,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,500 | $43,000 | thousands by filing date | call |
| TERRENO RLTY CORP | 88146M101 | COM | 1,189 | $43,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $43,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,400 | $43,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 6,300 | $43,000 | thousands by filing date | put |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 3,100 | $43,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 4,065 | $43,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,900 | $43,000 | thousands by filing date | call |
| TCF FINL CORP | 872275102 | COM | 2,500 | $43,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 2,100 | $43,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 2,439 | $42,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 2,400 | $42,000 | thousands by filing date | call |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 255 | $42,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 2,507 | $42,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 2,584 | $42,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 397 | $42,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 10,000 | $42,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 2,596 | $42,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 635 | $42,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 2,200 | $42,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,700 | $42,000 | thousands by filing date | call |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,100 | $42,000 | thousands by filing date | put |
| MOBILE MINI INC | 60740F105 | COM | 1,226 | $42,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,362 | $42,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 16,480 | $42,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 776 | $42,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 950 | $41,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 1,000 | $41,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,951 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 400 | $41,000 | thousands by filing date | put |
| THOMSON REUTERS CORP | 884903105 | COM | 900 | $41,000 | thousands by filing date | call |
| INPHI CORP | 45772F107 | COM | 1,015 | $41,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 2,300 | $41,000 | thousands by filing date | put |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $41,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 1,000 | $41,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 3,191 | $41,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,800 | $41,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 5,833 | $41,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,561 | $41,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 16,456 | $41,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,484 | $41,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 40,000 | $41,000 | thousands by filing date | principal |
| OTTER TAIL CORP | 689648103 | COM | 912 | $40,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 500 | $40,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 893 | $40,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 900 | $40,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 2,090 | $40,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,100 | $40,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 900 | $40,000 | thousands by filing date | call |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 1,077 | $40,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,000 | $40,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 8,800 | $40,000 | thousands by filing date | call |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 3,300 | $40,000 | thousands by filing date | put |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 40,000 | $40,000 | thousands by filing date | principal |
| AES CORP COM | 00130H105 | Stock | 3,500 | $39,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 800 | $39,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 800 | $39,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,600 | $39,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 800 | $39,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 681 | $39,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 720 | $39,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 1,606 | $39,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,900 | $39,000 | thousands by filing date | put |
| Viewra, Inc | 92672L107 | COM | 6,814 | $39,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,594 | $39,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 438 | $39,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 3,900 | $38,000 | thousands by filing date | put |
| INTEGER HLDGS CORP | 45826H109 | COM | 737 | $38,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 1,453 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 399 | $38,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,129 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000076 | this filing | 2017-11-14 | acceptance time not in the bulk data set |