13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,981 holding rows worth $97,094,873,000.
- Accession
- 0000312069-17-000076
- Filer
- CIK 312069
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 10,631 entries on the cover page, a total value of $97,094,873,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,094,873,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OUTFRONT MEDIA INC | 69007J106 | COM | 500 | $13,000 | thousands by filing date | put |
| RMR GROUP INC | 74967R106 | CL A | 270 | $13,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,433 | $13,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 187 | $13,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 396 | $13,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 900 | $13,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 1,079 | $13,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,500 | $13,000 | thousands by filing date | call |
| CULP INC | 230215105 | CMN | 406 | $13,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 516 | $13,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 749 | $13,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,400 | $13,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 808 | $13,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 382 | $13,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 1,000 | $13,000 | thousands by filing date | put |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 200 | $13,000 | thousands by filing date | call |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 437 | $13,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,200 | $13,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 8,444 | $13,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 2,800 | $13,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 4,636 | $13,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 300 | $13,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 2,000 | $13,000 | thousands by filing date | call |
| BANK MUTUAL CORP | 063750103 | COM | 1,311 | $13,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 352 | $13,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 1,388 | $13,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 5,954 | $13,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 113,610 | $13,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 807 | $13,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 1,257 | $13,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 653 | $13,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 830 | $13,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 3,100 | $13,000 | thousands by filing date | put |
| CLIFTON BANCORP INC | 186873105 | COM | 746 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 1,400 | $13,000 | thousands by filing date | put |
| GRANITE CONSTR INC COM | 387328107 | Stock | 200 | $12,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 100 | $12,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 100 | $12,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 100 | $12,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 100 | $12,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 200 | $12,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 632 | $12,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 348 | $12,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 200 | $12,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 366 | $12,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 576 | $12,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 100 | $12,000 | thousands by filing date | put |
| BLACKLINE, INC. | 09239B109 | COM | 364 | $12,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 100 | $12,000 | thousands by filing date | put |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 528 | $12,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 500 | $12,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 400 | $12,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 463 | $12,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,380 | $12,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 204 | $12,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 211 | $12,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 660 | $12,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 237 | $12,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,000 | $12,000 | thousands by filing date | put |
| First Foundation Inc | 32026V104 | Common Stock | 676 | $12,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 600 | $12,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,200 | $12,000 | thousands by filing date | put |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 380 | $12,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,587 | $12,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 4,417 | $12,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,600 | $12,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 1,685 | $12,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 20,000 | $12,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 639 | $12,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,000 | $12,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,378 | $12,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 937 | $12,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 462 | $12,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 397 | $12,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 29,068 | $12,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 347 | $12,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 962 | $12,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 100 | $11,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 100 | $11,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 300 | $11,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 400 | $11,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 300 | $11,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 561 | $11,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 100 | $11,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 100 | $11,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 349 | $11,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,683 | $11,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 500 | $11,000 | thousands by filing date | call |
| COMMUNITY USD0.01 | 20369C106 | COM | 400 | $11,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,200 | $11,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 1,158 | $11,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 360 | $11,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 468 | $11,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 650 | $11,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 652 | $11,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 800 | $11,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 800 | $11,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,600 | $11,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,237 | $11,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 1,537 | $11,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,181 | $11,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 2,436 | $11,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 200 | $11,000 | thousands by filing date | put |
| GP STRATEGIES CORP | 36225V104 | COM | 360 | $11,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 309 | $11,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,400 | $11,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 2,640 | $11,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 500 | $10,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,006 | $10,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $10,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 1,177 | $10,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 352 | $10,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 544 | $10,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,000 | $10,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254101 | CL A | 624 | $10,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 392 | $10,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 375 | $10,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 500 | $10,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 278 | $10,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 387 | $10,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 376 | $10,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 488 | $10,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 522 | $10,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 647 | $10,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 298 | $10,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 515 | $10,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,203 | $10,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 276 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 100 | $10,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,000 | $10,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 500 | $10,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 800 | $10,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,195 | $10,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 361 | $10,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 2,395 | $10,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 949 | $10,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,006 | $10,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,283 | $10,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 208 | $10,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 2,775 | $10,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 726 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,000 | $10,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 504 | $10,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 6,125 | $10,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 417 | $10,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,499 | $10,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 845 | $10,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 10,964 | $10,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,649 | $10,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 348 | $10,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 315 | $10,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 400 | $10,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 2,385 | $10,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 9,000 | $10,000 | thousands by filing date | principal |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 10,000 | $10,000 | thousands by filing date | principal |
| Vanguard Communication Services ETF | 92204A884 | SHS | 101 | $9,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 198 | $9,000 | thousands by filing date | put |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 230 | $9,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 100 | $9,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 306 | $9,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 200 | $9,000 | thousands by filing date | put |
| FRESHPET INC COM | 358039105 | Stock | 568 | $9,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 300 | $9,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 716 | $9,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,139 | $9,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 861 | $9,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 600 | $9,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 600 | $9,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 454 | $9,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 255 | $9,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 164 | $9,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 926 | $9,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 100 | $9,000 | thousands by filing date | call |
| AVANGRID INC | 05351W103 | COM | 191 | $9,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $9,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 200 | $9,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 200 | $9,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 100 | $9,000 | thousands by filing date | call |
| OFG BANCORP | 67103X102 | COM | 1,003 | $9,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 350 | $9,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 670 | $9,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 538 | $9,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 700 | $9,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 581 | $9,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,341 | $9,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 223 | $9,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 300 | $9,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 700 | $9,000 | thousands by filing date | call |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 904 | $9,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 632 | $9,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 372 | $9,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 546 | $9,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 471 | $9,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 568 | $9,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 179 | $9,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 400 | $9,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 600 | $9,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 1,000 | $9,000 | thousands by filing date | put |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 249 | $9,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 756 | $9,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,300 | $9,000 | thousands by filing date | call |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 472 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 808 | $9,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,500 | $9,000 | thousands by filing date | call |
| DNB Financial Corporation | 233237106 | Common Stock | 264 | $9,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 285 | $9,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,491 | $9,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 2,423 | $9,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 524 | $9,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 484 | $9,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 15,000 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 300 | $9,000 | thousands by filing date | call |
| SUN BANCORP INC | 86663B201 | COM NEW | 402 | $9,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 3,800 | $8,000 | thousands by filing date | call |
| CARVANA CO CL A | 146869102 | Stock | 546 | $8,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 5,000 | $8,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 99 | $8,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,050 | $8,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 200 | $8,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 300 | $8,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,051 | $8,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 756 | $8,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,723 | $8,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,654 | $8,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 200 | $8,000 | thousands by filing date | put |
| YUM CHINA HLDGS INC | 98850P109 | COM | 200 | $8,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,400 | $8,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 700 | $8,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 259 | $8,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 220 | $8,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 159 | $8,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 1,188 | $8,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 232 | $8,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 200 | $8,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 384 | $8,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 585 | $8,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 625 | $8,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 250 | $8,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,557 | $8,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 711 | $8,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 24 | $8,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,752 | $8,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 219 | $8,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 7,000 | $8,000 | thousands by filing date | principal |
| INTEVAC INC | 461148108 | COM | 887 | $8,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,896 | $8,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 613 | $8,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 323 | $8,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 700 | $8,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,068 | $8,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 760 | $8,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,485 | $8,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 238 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 500 | $8,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 2,000 | $8,000 | thousands by filing date | principal |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 498 | $8,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 2,800 | $8,000 | thousands by filing date | call |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 362 | $8,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 551 | $8,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,868 | $8,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 146 | $8,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 341 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 700 | $8,000 | thousands by filing date | call |
| OMINTO INC | 68217C208 | COM NEW | 1,698 | $8,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 110 | $7,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 113 | $7,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 100 | $7,000 | thousands by filing date | put |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 100 | $7,000 | thousands by filing date | call |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 449 | $7,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 200 | $7,000 | thousands by filing date | call |
| BLUE BIRD CORP | 095306106 | COM | 370 | $7,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 294 | $7,000 | thousands by filing date | put |
| ADVANSIX INC | 00773T101 | COM | 164 | $7,000 | thousands by filing date | put |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 460 | $7,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 200 | $7,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 200 | $7,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 500 | $7,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 309 | $7,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 100 | $7,000 | thousands by filing date | put |
| WINMARK CORP | 974250102 | COM | 55 | $7,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 520 | $7,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 751 | $7,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 158 | $7,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 662 | $7,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,026 | $7,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 238 | $7,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 151 | $7,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 773 | $7,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 335 | $7,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 184 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 174 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 216 | $7,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 614 | $7,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 400 | $7,000 | thousands by filing date | put |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 249 | $7,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 271 | $7,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 499 | $7,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 700 | $7,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 624 | $7,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,071 | $7,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 413 | $7,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 436 | $7,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 550 | $7,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 168 | $7,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 2,403 | $7,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 500 | $7,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 2,300 | $7,000 | thousands by filing date | put |
| ELLIS PERRY INTL INC | 288853104 | COM | 296 | $7,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,300 | $7,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 506 | $7,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,089 | $7,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 2,356 | $7,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 713 | $7,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 200 | $7,000 | thousands by filing date | call |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 743 | $7,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,350 | $7,000 | thousands by filing date | call |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 1,017 | $7,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,794 | $7,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 219 | $7,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 415 | $7,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 212 | $7,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 488 | $6,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,000 | $6,000 | thousands by filing date | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 118 | $6,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 713 | $6,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 97 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 100 | $6,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,500 | $6,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 613 | $6,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 484 | $6,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 163 | $6,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 946 | $6,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 526 | $6,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 288 | $6,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 722 | $6,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 586 | $6,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 200 | $6,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 100 | $6,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 1,931 | $6,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 848 | $6,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 136 | $6,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 158 | $6,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 209 | $6,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 152 | $6,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 158 | $6,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 199 | $6,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 500 | $6,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 140 | $6,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,427 | $6,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 142 | $6,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 681 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 181 | $6,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 327 | $6,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 185 | $6,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 217 | $6,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 339 | $6,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 397 | $6,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 249 | $6,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 600 | $6,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 1,008 | $6,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 701 | $6,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 217 | $6,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 2,867 | $6,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 92 | $6,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,579 | $6,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 210 | $6,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 204 | $6,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 100 | $6,000 | thousands by filing date | put |
| JERNIGAN CAP INC | 476405105 | COM | 307 | $6,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 2,200 | $6,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 960 | $6,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 187 | $6,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 252 | $6,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,301 | $6,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 900 | $6,000 | thousands by filing date | call |
| SHILOH INDUSTRIES INC | 824543102 | COM | 585 | $6,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 1,463 | $6,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 929 | $6,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 551 | $6,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 131 | $6,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,194 | $6,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 599 | $6,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 264 | $6,000 | thousands by filing date | call |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 1,552 | $6,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 301 | $6,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 955 | $6,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,483 | $6,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 454 | $6,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 567 | $6,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 2,212 | $6,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 900 | $6,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 100 | $5,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 186 | $5,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 3,846 | $5,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 200 | $5,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100 | $5,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 100 | $5,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 100 | $5,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 21 | $5,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 478 | $5,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 143 | $5,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 100 | $5,000 | thousands by filing date | put |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 27 | $5,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,790 | $5,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 200 | $5,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 867 | $5,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 65 | $5,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 71 | $5,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,241 | $5,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 356 | $5,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 291 | $5,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 356 | $5,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 67 | $5,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 373 | $5,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 310 | $5,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 230 | $5,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 26 | $5,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 188 | $5,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 209 | $5,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 472 | $5,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 297 | $5,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 390 | $5,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 100 | $5,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 581 | $5,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,500 | $5,000 | thousands by filing date | call |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 449 | $5,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 676 | $5,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 417 | $5,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 1,439 | $5,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 305 | $5,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 108 | $5,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 230 | $5,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 590 | $5,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 6,800 | $5,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 467 | $5,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 174 | $5,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 100 | $5,000 | thousands by filing date | put |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $5,000 | thousands by filing date | principal |
| ERA GROUP INC | 26885G109 | COM | 457 | $5,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 4,058 | $5,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 300 | $5,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 5,200 | $5,000 | thousands by filing date | put |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 420 | $5,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 509 | $5,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,367 | $5,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 68 | $5,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 413 | $5,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 219 | $5,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 359 | $5,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 142 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 400 | $5,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 254 | $5,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 388 | $5,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 781 | $5,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 584 | $5,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 238 | $5,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 249 | $5,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 461 | $5,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 2,254 | $5,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 515 | $5,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 436 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 39 | $4,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 216 | $4,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 100 | $4,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 148 | $4,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 97 | $4,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 200 | $4,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $4,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 423 | $4,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 664 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 93 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 74 | $4,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 100 | $4,000 | thousands by filing date | call |
| ORION S.A. | L72967109 | COM | 200 | $4,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 252 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 41 | $4,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 45 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 100 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464287861 | EUROPE ETF | 93 | $4,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 100 | $4,000 | thousands by filing date | call |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 100 | $4,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 532 | $4,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 100 | $4,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 200 | $4,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,044 | $4,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 300 | $4,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 150 | $4,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 312 | $4,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 402 | $4,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 205 | $4,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 140 | $4,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 586 | $4,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,800 | $4,000 | thousands by filing date | put |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 579 | $4,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 156 | $4,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 172 | $4,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 203 | $4,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 180 | $4,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 195 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000076 | this filing | 2017-11-14 | acceptance time not in the bulk data set |