13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,981 holding rows worth $97,094,873,000.
- Accession
- 0000312069-17-000076
- Filer
- CIK 312069
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 10,631 entries on the cover page, a total value of $97,094,873,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,094,873,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATLASSIAN CORP | G06242104 | CL A | 16,001 | $563,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 32,993 | $563,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,700 | $562,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 12,705 | $562,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,226 | $561,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 18,883 | $561,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 13,905 | $561,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 285,300 | $559,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,700 | $559,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 52,700 | $559,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 6,344 | $558,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 71,402 | $558,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 22,500 | $558,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X101 | COM | 24,760 | $557,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 9,906 | $556,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 44,300 | $555,000 | thousands by filing date | put |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 35,900 | $555,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 60,800 | $554,000 | thousands by filing date | put |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 5,119 | $553,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 60,500 | $552,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 121,600 | $552,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 7,612 | $551,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 9,100 | $551,000 | thousands by filing date | put |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 5,344 | $551,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 160,098 | $551,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 30,000 | $551,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 8,500 | $550,000 | thousands by filing date | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 9,424 | $549,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 31,100 | $549,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 16,200 | $549,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 121,000 | $549,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 13,556 | $548,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 8,384 | $548,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 29,183 | $548,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 66,000 | $547,000 | thousands by filing date | call |
| ISHARES TR | 464288125 | 3YRTB ETF | 6,522 | $547,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 18,809 | $546,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 57,500 | $546,000 | thousands by filing date | call |
| ATRICURE INC | 04963C209 | COM | 24,348 | $545,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 7,100 | $544,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 32,200 | $544,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 14,200 | $543,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 17,782 | $543,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 13,200 | $543,000 | thousands by filing date | put |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 21,300 | $543,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 51,632 | $542,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 14,564 | $541,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 18,539 | $541,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 31,975 | $541,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 7,900 | $540,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 8,900 | $540,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 27,900 | $539,000 | thousands by filing date | call |
| WARRIOR MET COAL INC | 93627C101 | COM | 22,893 | $539,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 21,600 | $539,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 145,100 | $538,000 | thousands by filing date | put |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 8,765 | $538,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 72,900 | $537,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 37,200 | $537,000 | thousands by filing date | call |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 11,038 | $535,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,796 | $535,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 581,000 | $535,000 | thousands by filing date | principal |
| CINTAS CORP COM | 172908105 | Stock | 3,700 | $534,000 | thousands by filing date | put |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 6,350 | $534,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 7,200 | $534,000 | thousands by filing date | call |
| MGE ENERGY INC | 55277P104 | COM | 8,249 | $532,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 27,920 | $532,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 10,988 | $531,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,100 | $531,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 19,000 | $531,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 4,116 | $531,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 6,300 | $528,000 | thousands by filing date | call |
| Chubb Limited | H1467J104 | COM | 3,700 | $527,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 31,315 | $527,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 7,800 | $527,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 4,100 | $525,000 | thousands by filing date | put |
| HMS HLDGS CORP | 40425J101 | COM | 26,437 | $525,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,800 | $524,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 76,978 | $524,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 518,000 | $523,000 | thousands by filing date | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 30,646 | $522,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 14,539 | $522,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 45,217 | $522,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 40,787 | $522,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 5,700 | $521,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 34,655 | $520,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 6,718 | $519,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 120,500 | $519,000 | thousands by filing date | put |
| PREMIER INC | 74051N102 | CL A | 15,933 | $519,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 29,571 | $519,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 19,400 | $519,000 | thousands by filing date | call |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 6,725 | $518,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 42,347 | $517,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 15,577 | $517,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 57,434 | $517,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 119,400 | $515,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 62,500 | $515,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 8,200 | $514,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 19,400 | $514,000 | thousands by filing date | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 7,806 | $514,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 34,100 | $512,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 7,599 | $511,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 23,130 | $511,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 4,300 | $511,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 20,817 | $511,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 12,824 | $510,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 50,100 | $510,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 118,400 | $509,000 | thousands by filing date | put |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 10,039 | $508,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 9,100 | $508,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 5,221 | $508,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 3,700 | $508,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 16,000 | $508,000 | thousands by filing date | put |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 17,754 | $507,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8,200 | $507,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 4,800 | $507,000 | thousands by filing date | call |
| DORMAN PRODS INC | 258278100 | COM | 7,055 | $506,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 190,700 | $506,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 43,883 | $504,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 17,771 | $504,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9,513 | $502,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 58,660 | $502,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 6,501 | $502,000 | thousands by filing date | call |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 14,650 | $501,000 | thousands by filing date | put |
| ACHAOGEN INC | 004449104 | COM | 31,402 | $501,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,537 | $500,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 6,600 | $500,000 | thousands by filing date | put |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 18,625 | $499,000 | thousands by filing date | call |
| iShares Global Tech ETF | 464287291 | SHS | 3,500 | $498,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 13,800 | $497,000 | thousands by filing date | call |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 27,386 | $497,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 21,417 | $497,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 10,027 | $496,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 13,038 | $496,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 13,200 | $496,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 26,126 | $496,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,400 | $495,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 25,600 | $495,000 | thousands by filing date | put |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 22,877 | $495,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 17,040 | $495,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 12,237 | $494,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 74,097 | $494,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 25,700 | $493,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 35,663 | $493,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,200 | $492,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 13,400 | $492,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 41,694 | $492,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 41,203 | $491,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 4,744 | $491,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 31,641 | $489,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 5,554 | $488,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 8,900 | $488,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 520,000 | $488,000 | thousands by filing date | principal |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 52,200 | $487,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 21,300 | $487,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 25,800 | $486,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 66,600 | $486,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,600 | $486,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 9,882 | $485,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 19,600 | $485,000 | thousands by filing date | put |
| KITE PHARMA INC | 49803L109 | COM | 2,700 | $485,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 388,000 | $485,000 | thousands by filing date | principal |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 13,400 | $484,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 14,581 | $483,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,089 | $482,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 38,724 | $482,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 23,700 | $481,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 16,800 | $480,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,800 | $480,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 65,956 | $480,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 10,700 | $480,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 14,375 | $479,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 33,895 | $479,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 16,894 | $478,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 6,600 | $478,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 7,897 | $478,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 67,400 | $478,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 14,406 | $477,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 23,000 | $477,000 | thousands by filing date | call |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 13,922 | $477,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 868,000 | $476,000 | thousands by filing date | principal |
| QUALITY SYS INC | 747582104 | COM | 30,266 | $476,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 17,283 | $475,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 25,000 | $475,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 408,000 | $475,000 | thousands by filing date | principal |
| MIDDLEBYCORP | 596278101 | STOK | 3,700 | $474,000 | thousands by filing date | call |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 7,700 | $474,000 | thousands by filing date | call |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 13,850 | $474,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 8,534 | $474,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 18,200 | $473,000 | thousands by filing date | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,100 | $472,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,800 | $472,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 38,371 | $471,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 75,741 | $470,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 21,700 | $470,000 | thousands by filing date | put |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 4,675 | $469,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 41,800 | $469,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 26,400 | $468,000 | thousands by filing date | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 6,994 | $467,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 4,100 | $466,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 18,553 | $466,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 28,791 | $465,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 5,529 | $464,000 | thousands by filing date | put |
| ISHARES TR | 464287192 | US TRSPRTION | 2,600 | $464,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 5,988 | $462,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 11,530 | $462,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 5,200 | $460,000 | thousands by filing date | put |
| ISHARES TR | 464287457 | COM | 5,437 | $459,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 784 | $459,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 17,228 | $459,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 43,800 | $458,000 | thousands by filing date | call |
| VGT | 92204A702 | SHS | 3,000 | $456,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,800 | $455,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 14,241 | $455,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 34,704 | $455,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,043 | $454,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 3,557 | $454,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 14,675 | $454,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 11,990 | $453,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 6,900 | $451,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 23,368 | $451,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 5,394 | $450,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 32,475 | $449,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 4,414 | $449,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 15,827 | $449,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 5,758 | $448,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 5,872 | $448,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 93,000 | $448,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 116,200 | $447,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 15,587 | $447,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 34,700 | $446,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,143 | $446,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 5,000 | $446,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 5,500 | $445,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 7,216 | $445,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 11,900 | $444,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,300 | $444,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 60,155 | $444,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,856 | $443,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 8,000 | $443,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 31,669 | $443,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 20,925 | $442,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 5,000 | $442,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 17,500 | $442,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 136,338 | $442,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 25,912 | $441,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 9,472 | $440,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 35,785 | $440,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 12,400 | $439,000 | thousands by filing date | put |
| K2M GROUP HLDGS INC | 48273J107 | COM | 20,721 | $439,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 23,938 | $438,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 2,169 | $438,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 5,738 | $438,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 7,682 | $437,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 8,600 | $437,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 78,486 | $436,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 13,700 | $436,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 49,100 | $436,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 8,045 | $435,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 7,994 | $435,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 50,400 | $435,000 | thousands by filing date | call |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 14,360 | $434,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 50,700 | $434,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 19,129 | $433,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 6,940 | $433,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 30,900 | $432,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 13,952 | $431,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 5,100 | $430,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 6,858 | $430,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 15,100 | $430,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 31,900 | $430,000 | thousands by filing date | put |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 4,427 | $429,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 74,403 | $428,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 15,510 | $427,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 6,396 | $427,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 35,383 | $427,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 168,297 | $427,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 22,085 | $426,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 155,389 | $425,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 5,000 | $425,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 46,497 | $424,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 17,591 | $423,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 23,533 | $423,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 7,259 | $422,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 10,200 | $422,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 8,616 | $421,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 15,600 | $421,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 38,095 | $421,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 11,600 | $420,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 32,400 | $418,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 20,269 | $415,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 16,400 | $415,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 69,300 | $414,000 | thousands by filing date | call |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,300 | $413,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 30,276 | $413,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 28,925 | $413,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 10,115 | $413,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 30,667 | $413,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 12,000 | $412,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,557 | $412,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 30,441 | $412,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 15,800 | $412,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 14,408 | $412,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 7,300 | $411,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,800 | $411,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 36,893 | $410,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 9,700 | $410,000 | thousands by filing date | call |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 15,300 | $410,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 8,356 | $409,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 41,186 | $409,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 63,617 | $409,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 8,312 | $408,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,700 | $408,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 32,071 | $408,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,700 | $407,000 | thousands by filing date | call |
| REGENXBIO INC | 75901B107 | COM | 12,361 | $407,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 4,000 | $405,000 | thousands by filing date | call |
| SUPERVALU INC | 868536301 | COM NEW | 18,634 | $405,000 | thousands by filing date | call |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 5,900 | $404,000 | thousands by filing date | put |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 8,041 | $404,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 6,649 | $404,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 27,700 | $404,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 31,500 | $403,000 | thousands by filing date | put |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 5,100 | $403,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 15,686 | $402,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 16,800 | $402,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 26,168 | $402,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 17,900 | $402,000 | thousands by filing date | call |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 395,000 | $402,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 43,600 | $401,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 24,457 | $401,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 4,595 | $401,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 172,100 | $401,000 | thousands by filing date | put |
| Vale Sa | 91912E204 | COM | 42,879 | $401,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 413,000 | $401,000 | thousands by filing date | principal |
| FISERV INC | 337738108 | COM | 3,100 | $400,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 5,500 | $400,000 | thousands by filing date | put |
| SUN HYDRAULICS CORP | 866942105 | COM | 7,389 | $400,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 19,044 | $399,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 22,407 | $399,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 93,964 | $398,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 7,884 | $398,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 15,293 | $398,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 85,598 | $398,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 3,138 | $396,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 548 | $396,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 2,093 | $396,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 14,771 | $395,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 28,100 | $395,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 45,047 | $395,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 29,500 | $394,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 23,800 | $394,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 7,500 | $394,000 | thousands by filing date | put |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,370 | $394,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 22,140 | $394,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,122,871 | $392,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 32,600 | $392,000 | thousands by filing date | call |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 13,389 | $391,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 6,801 | $390,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 6,000 | $389,000 | thousands by filing date | put |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 15,332 | $388,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 16,005 | $388,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 11,700 | $388,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 29,535 | $387,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 3,200 | $385,000 | thousands by filing date | call |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 6,722 | $385,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 11,678 | $385,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 5,900 | $385,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 26,300 | $384,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 15,105 | $384,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 9,515 | $383,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 6,621 | $383,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 13,221 | $383,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 15,707 | $383,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 15,300 | $382,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 9,081 | $382,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 4,040 | $381,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 24,241 | $381,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 12,600 | $379,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 319,000 | $379,000 | thousands by filing date | principal |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,100 | $378,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 4,300 | $378,000 | thousands by filing date | call |
| WEX INC | 96208T104 | COM | 3,361 | $378,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 86,594 | $378,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,800 | $377,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 16,895 | $377,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 9,760 | $376,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 23,851 | $376,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 4,405 | $374,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,900 | $373,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 5,100 | $373,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 676,281 | $372,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 92,392 | $370,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 5,724 | $369,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 18,359 | $369,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 8,800 | $369,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 29,114 | $369,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 11,753 | $368,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,800 | $367,000 | thousands by filing date | put |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 368,000 | $367,000 | thousands by filing date | principal |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 5,615 | $366,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,200 | $365,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 23,100 | $365,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 96,300 | $364,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 6,513 | $364,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 7,800 | $364,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 59,286 | $364,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 40,649 | $363,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 5,500 | $363,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 336,000 | $363,000 | thousands by filing date | principal |
| GLAUKOS CORP COM | 377322102 | Stock | 10,962 | $362,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,500 | $361,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 17,842 | $361,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 166,580 | $361,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,860 | $361,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 87,780 | $361,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 20,157 | $361,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 15,212 | $360,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 21,300 | $359,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 2,000 | $359,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 15,088 | $359,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,189 | $358,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 35,059 | $358,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 82,100 | $358,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 28,853 | $357,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,400 | $357,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 8,300 | $357,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 8,479 | $357,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,300 | $356,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 12,500 | $356,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 34,053 | $356,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 18,600 | $354,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 12,246 | $354,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,600 | $354,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 27,705 | $354,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 10,016 | $354,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 8,100 | $353,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 9,941 | $352,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 3,812 | $352,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 7,309 | $351,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 23,457 | $351,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 100,482 | $351,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 24,154 | $351,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 9,000 | $350,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 25,773 | $350,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 14,454 | $349,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 8,985 | $349,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,100 | $348,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 9,993 | $348,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 4,911 | $347,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 4,900 | $347,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 9,500 | $347,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,300 | $347,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 56,800 | $347,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C103 | COM | 8,795 | $347,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 24,100 | $346,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 15,234 | $344,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 21,857 | $343,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 43,800 | $343,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 9,592 | $341,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 21,700 | $341,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 15,443 | $340,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 15,632 | $340,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 11,700 | $339,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 18,900 | $338,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 3,800 | $338,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 2,300 | $337,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 18,200 | $337,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 26,541 | $337,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 16,534 | $337,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 11,600 | $336,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,900 | $336,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,500 | $334,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,800 | $334,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948106 | COM | 4,985 | $334,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 5,500 | $334,000 | thousands by filing date | put |
| BIOVERATIV INC | 09075E100 | COM | 5,850 | $334,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 7,100 | $332,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,900 | $332,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A105 | COM | 10,012 | $332,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 28,887 | $332,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 16,612 | $332,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 43,200 | $332,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 14,436 | $331,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 26,200 | $331,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 24,966 | $330,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 14,600 | $330,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 7,300 | $329,000 | thousands by filing date | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 5,800 | $329,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 21,284 | $329,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 78,018 | $329,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 280,000 | $329,000 | thousands by filing date | principal |
| QUAKER HOUGHTON | 747316107 | COM | 2,208 | $327,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 17,000 | $326,000 | thousands by filing date | put |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,800 | $326,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 14,754 | $325,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 17,600 | $325,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 6,400 | $325,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 57,821 | $325,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,250 | $325,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,810 | $324,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000076 | this filing | 2017-11-14 | acceptance time not in the bulk data set |