13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 7,564 holding rows worth $341,304,414,499.
- Accession
- 0000072971-23-000186
- Filer
- CIK 72971
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 19,057 entries on the cover page, a total value of $341,304,414,499 stated on the cover page (in dollars after the unit check, H1), rows summing to $341,304,414,499 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 118,100 | $2,922,975 | dollars as filed | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 47,284 | $2,919,822 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 79,833 | $2,911,511 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 228,802 | $2,908,069 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 150,172 | $2,907,321 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 81,188 | $2,906,525 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 151,571 | $2,905,607 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 189,102 | $2,900,830 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 2,484,000 | $2,891,873 | dollars as filed | principal |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 169,753 | $2,889,951 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 126,053 | $2,885,367 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 80,878 | $2,884,882 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 104,660 | $2,878,154 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 2,993,000 | $2,874,597 | dollars as filed | principal |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 34,338 | $2,871,343 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 113,596 | $2,868,292 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 3,156,000 | $2,867,194 | dollars as filed | principal |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 283,461 | $2,860,114 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 89,778 | $2,856,180 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 47,600 | $2,854,562 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 164,878 | $2,849,096 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 102,114 | $2,846,930 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 26,900 | $2,846,020 | dollars as filed | call |
| OTTER TAIL CORP | 689648103 | COM | 37,484 | $2,845,807 | dollars as filed | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 139,356 | $2,840,075 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 13,522,000 | $2,839,620 | dollars as filed | principal |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 191,825 | $2,837,097 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 83,920 | $2,834,820 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 627,057 | $2,834,294 | dollars as filed | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 129,011 | $2,833,081 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 110,715 | $2,828,769 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 103,875 | $2,828,509 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 67,923 | $2,824,907 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 28,806 | $2,815,766 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 132,811 | $2,815,582 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 135,926 | $2,804,157 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 104,337 | $2,803,536 | dollars as filed | |
| ICF INTL INC | 44925C103 | COM | 23,201 | $2,802,869 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 167,628 | $2,801,058 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 86,170 | $2,792,966 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 53,529 | $2,788,300 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 1,412,000 | $2,787,754 | dollars as filed | principal |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 385,248 | $2,785,342 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 234,796 | $2,782,334 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 220,679 | $2,771,731 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 30,932 | $2,770,844 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 125,507 | $2,763,664 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 122,436 | $2,762,157 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 26,800 | $2,759,060 | dollars as filed | put |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 241,382 | $2,758,994 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 119,922 | $2,757,007 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 215,000 | $2,754,150 | dollars as filed | call |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 3,270,000 | $2,748,370 | dollars as filed | principal |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 36,591 | $2,747,225 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 20,000 | $2,744,200 | dollars as filed | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 13,953 | $2,740,480 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 16,574 | $2,735,222 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 77,406 | $2,733,963 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 80,291 | $2,733,096 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 164,225 | $2,732,703 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 188,544 | $2,732,009 | dollars as filed | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 139,602 | $2,732,007 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 62,132 | $2,730,682 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 56,458 | $2,724,095 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 250,000 | $2,715,000 | dollars as filed | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 588,849 | $2,714,593 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 88,377 | $2,712,548 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 547,999 | $2,707,116 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 100,000 | $2,704,000 | dollars as filed | call |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 2,636,000 | $2,698,842 | dollars as filed | principal |
| KORN FERRY COM NEW | 500643200 | Stock | 56,734 | $2,691,460 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 92,247 | $2,687,176 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 54,931 | $2,682,297 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 50,634 | $2,679,550 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 30,550 | $2,678,600 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 28,000 | $2,677,360 | dollars as filed | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 734,321 | $2,672,929 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 232,965 | $2,665,109 | dollars as filed | |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 2,685,000 | $2,664,809 | dollars as filed | principal |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 52,918 | $2,657,523 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 494,761 | $2,656,867 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 57,508 | $2,654,569 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 116,097 | $2,652,821 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 77,625 | $2,651,682 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 66,936 | $2,651,017 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 225,101 | $2,644,937 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 52,258 | $2,643,755 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 41,098 | $2,641,887 | dollars as filed | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 120,504 | $2,641,461 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 36,361 | $2,641,272 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 120,441 | $2,641,065 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 10,148 | $2,635,740 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 120,031 | $2,622,685 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 119,001 | $2,621,595 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 204,539 | $2,611,950 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 133,204 | $2,610,805 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 62,830 | $2,610,577 | dollars as filed | |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 3,938,000 | $2,608,925 | dollars as filed | principal |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 312,206 | $2,603,802 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 52,298 | $2,597,121 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 51,493 | $2,594,718 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 2,296,103 | $2,594,596 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 45,300 | $2,588,442 | dollars as filed | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 93,097 | $2,588,082 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 83,376 | $2,585,476 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 115,594 | $2,581,228 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,572,000 | $2,577,993 | dollars as filed | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 570,000 | $2,576,400 | dollars as filed | call |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 213,768 | $2,573,767 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 67,014 | $2,572,667 | dollars as filed | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 135,789 | $2,565,054 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 141,185 | $2,562,521 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 121,993 | $2,556,978 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 75,265 | $2,556,069 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 127,826 | $2,540,542 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 24,992 | $2,537,688 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 42,042 | $2,532,207 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 30,939 | $2,527,088 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 17,300 | $2,526,492 | dollars as filed | call |
| NextEra Energy,Inc. | 65339F101 | COM | 44,100 | $2,526,489 | dollars as filed | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 28,190 | $2,521,280 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 24,628 | $2,517,727 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 146,727 | $2,510,498 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 44,792 | $2,507,001 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 17,078 | $2,502,948 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 171,710 | $2,496,670 | dollars as filed | |
| MODEL N INC | 607525AB8 | NOTE 2.625% 6/0 | 2,450,000 | $2,494,394 | dollars as filed | principal |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 15,237 | $2,493,492 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 19,591 | $2,492,511 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 6,600 | $2,492,160 | dollars as filed | put |
| 89BIO INC | 282559103 | COM | 161,171 | $2,488,481 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 84,430 | $2,487,304 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 52,562 | $2,486,677 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 44,034 | $2,471,187 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 27,325 | $2,468,868 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 50,220 | $2,465,726 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 70,650 | $2,464,987 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 512,989 | $2,462,346 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 15,029 | $2,447,992 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 119,790 | $2,444,934 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 54,876 | $2,444,767 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 60,331 | $2,443,387 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 2,964,000 | $2,442,543 | dollars as filed | principal |
| BLACKBAUD INC COM | 09227Q100 | Stock | 34,686 | $2,439,126 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 70,557 | $2,435,623 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 316,209 | $2,434,813 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 2,832,000 | $2,431,980 | dollars as filed | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 4,300 | $2,429,328 | dollars as filed | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 533,169 | $2,425,919 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 413,710 | $2,424,338 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 44,753 | $2,422,015 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 131,948 | $2,415,965 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 19,002 | $2,410,996 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 47,244 | $2,410,886 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 78,664 | $2,409,479 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 43,294 | $2,407,157 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 60,179 | $2,401,124 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 270,658 | $2,400,743 | dollars as filed | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 1,700,000 | $2,396,830 | dollars as filed | principal |
| Amgen Inc. | 031162100 | COM | 8,900 | $2,391,964 | dollars as filed | put |
| ISHARES TR | 46436E296 | IBONDS DEC 2032 | 108,584 | $2,387,762 | dollars as filed | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 24,139 | $2,384,933 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 61,756 | $2,383,197 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 239,816 | $2,381,370 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 130,456 | $2,380,822 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 92,426 | $2,375,336 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 239,876 | $2,372,378 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 51,442 | $2,371,486 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 47,132 | $2,370,293 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 111,617 | $2,368,525 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 27,796 | $2,367,939 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 41,768 | $2,363,230 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 98,120 | $2,359,786 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 31,227 | $2,357,679 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 35,246 | $2,354,783 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 341,315 | $2,348,249 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 2,508,000 | $2,347,413 | dollars as filed | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 78,140 | $2,346,560 | dollars as filed | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 15,146 | $2,341,748 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 111,753 | $2,340,096 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 29,775 | $2,338,921 | dollars as filed | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 47,689 | $2,337,714 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 134,178 | $2,337,388 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 51,322 | $2,336,675 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 16,300 | $2,334,486 | dollars as filed | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 454,830 | $2,333,275 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 70,822 | $2,330,753 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 162,294 | $2,328,912 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 162,854 | $2,328,814 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 14,518 | $2,322,893 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 89,281 | $2,322,199 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 19,993 | $2,319,188 | dollars as filed | |
| SUNRUN INC | 86771WAB1 | NOTE 2/0 | 3,150,000 | $2,311,313 | dollars as filed | principal |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 45,606 | $2,306,751 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 223,181 | $2,303,225 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 19,000 | $2,303,180 | dollars as filed | call |
| TENABLE HLDGS INC | 88025T102 | COM | 51,364 | $2,301,107 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 79,207 | $2,300,951 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 2,664,000 | $2,299,032 | dollars as filed | principal |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 42,299 | $2,295,577 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 343,272 | $2,293,057 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 109,756 | $2,290,612 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 70,300 | $2,278,423 | dollars as filed | put |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 191,750 | $2,276,076 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 78,704 | $2,272,972 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 91,368 | $2,269,131 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 891,872 | $2,265,355 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 155,565 | $2,258,811 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 569,578 | $2,255,527 | dollars as filed | |
| ACCOLADE INC | 00437EAB8 | NOTE 0.500% 4/0 | 2,700,000 | $2,252,826 | dollars as filed | principal |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 106,707 | $2,246,545 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 2,129,000 | $2,244,392 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 1,963,000 | $2,242,728 | dollars as filed | principal |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 149,287 | $2,242,292 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 44,483 | $2,240,614 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 1,436,024 | $2,240,198 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 9,238 | $2,235,629 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 29,826 | $2,234,564 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 120,613 | $2,233,753 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 2,185,000 | $2,230,972 | dollars as filed | principal |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 19,072 | $2,229,142 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 38,631 | $2,228,236 | dollars as filed | |
| NOVANTA INC | 67000B104 | COM | 15,482 | $2,220,738 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 126,281 | $2,220,019 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 574,844 | $2,218,899 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 43,787 | $2,217,811 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 240,999 | $2,212,373 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 88,331 | $2,210,906 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 30,672 | $2,205,313 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 248,608 | $2,205,154 | dollars as filed | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 57,349 | $2,201,624 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 13,240 | $2,196,119 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 186,078 | $2,192,008 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 224,599 | $2,189,838 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 92,240 | $2,189,778 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 34,161 | $2,186,954 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 49,419 | $2,186,792 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 50,514 | $2,186,699 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 82,923 | $2,186,679 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 80,182 | $2,183,356 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 41,567 | $2,181,852 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 51,286 | $2,181,678 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 89,893 | $2,180,806 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 36,226 | $2,180,456 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 87,168 | $2,180,069 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 2,637,000 | $2,175,314 | dollars as filed | principal |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 22,785 | $2,174,004 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 60,973 | $2,173,689 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 141,301 | $2,173,488 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 75,000 | $2,172,000 | dollars as filed | call |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 109,460 | $2,170,584 | dollars as filed | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 50,856 | $2,166,959 | dollars as filed | |
| MYR GROUP INC | 55405W104 | COM | 16,074 | $2,166,131 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 1,500,000 | $2,165,625 | dollars as filed | principal |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 151,390 | $2,164,875 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 2,985,000 | $2,161,916 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 114,393 | $2,154,014 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 146,708 | $2,150,740 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 38,751 | $2,148,749 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 173,246 | $2,148,253 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 67,933 | $2,147,365 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 34,775 | $2,145,929 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 295,931 | $2,145,500 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 72,213 | $2,140,385 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 159,620 | $2,138,905 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 277,354 | $2,130,079 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 34,267 | $2,126,249 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 41,068 | $2,126,088 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 99,844 | $2,123,684 | dollars as filed | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 194,978 | $2,121,517 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 63,459 | $2,121,434 | dollars as filed | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 75,942 | $2,118,022 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 120,454 | $2,110,354 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 212,706 | $2,110,039 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 350,284 | $2,108,709 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 124,264 | $2,107,517 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 2,043,000 | $2,106,578 | dollars as filed | principal |
| CBIZ INC | 124805102 | COM | 40,523 | $2,103,144 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 161,673 | $2,098,515 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 421,864 | $2,096,664 | dollars as filed | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 84,418 | $2,088,697 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 166,836 | $2,085,450 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 2,246,000 | $2,085,141 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 28,798 | $2,083,986 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 41,478 | $2,082,616 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 267,203 | $2,078,840 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 62,500 | $2,073,125 | dollars as filed | put |
| Starbucks Corporation | 855244109 | COM | 22,700 | $2,071,829 | dollars as filed | put |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 1,790,000 | $2,067,880 | dollars as filed | principal |
| UnitedHealth Group Inc | 91324P102 | COM | 4,100 | $2,067,179 | dollars as filed | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 150,000 | $2,058,000 | dollars as filed | call |
| ADIENT PLC | G0084W101 | ORD SHS | 55,937 | $2,052,878 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 50,515 | $2,043,837 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 86,986 | $2,043,301 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 414,344 | $2,042,717 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 1,730,000 | $2,038,926 | dollars as filed | principal |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 59,633 | $2,037,063 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 415,395 | $2,035,436 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 71,315 | $2,029,625 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 91,100 | $2,021,509 | dollars as filed | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 345,354 | $2,020,322 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 28,088 | $2,016,955 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 54,155 | $2,012,942 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 189,921 | $2,009,361 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 46,559 | $2,007,141 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 59,541 | $2,005,920 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 34,300 | $2,005,178 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 39,467 | $2,000,584 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 69,197 | $1,999,773 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 87,206 | $1,997,895 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 6,500 | $1,996,215 | dollars as filed | put |
| DAVITA INC COM | 23918K108 | Stock | 21,060 | $1,990,768 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 64,895 | $1,987,726 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 187,045 | $1,986,420 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 77,982 | $1,985,422 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 54,763 | $1,982,428 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 120,080 | $1,981,312 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 18,000 | $1,976,940 | dollars as filed | put |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 110,589 | $1,971,797 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 18,075 | $1,971,542 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 192,924 | $1,952,398 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 185,662 | $1,951,304 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 62,127 | $1,950,801 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 35,482 | $1,936,622 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 58,250 | $1,934,454 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 6,400 | $1,933,824 | dollars as filed | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 179,671 | $1,929,667 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 159,959 | $1,929,111 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 166,346 | $1,926,284 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 36,782 | $1,917,051 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 126,071 | $1,913,744 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 10,827 | $1,908,800 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 48,483 | $1,900,023 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 43,836 | $1,899,865 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 143,762 | $1,894,783 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 25,175 | $1,894,678 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 119,672 | $1,894,397 | dollars as filed | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 39,801 | $1,889,736 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 3,115,000 | $1,889,216 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 35,884 | $1,886,764 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 2,135,000 | $1,882,985 | dollars as filed | principal |
| HURON CONSULTING GROUP INC | 447462102 | COM | 18,065 | $1,881,650 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 95,351 | $1,881,268 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 20,600 | $1,880,162 | dollars as filed | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 195,138 | $1,879,179 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 18,793 | $1,876,633 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 244,884 | $1,873,363 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 44,287 | $1,869,340 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 179,895 | $1,865,509 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 64,100 | $1,865,310 | dollars as filed | call |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 243,858 | $1,863,070 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 196,607 | $1,857,941 | dollars as filed | |
| CARNIVAL CORP | 143658BT8 | BOND | 1,239,000 | $1,857,633 | dollars as filed | principal |
| BROWN FORMAN CORP | 115637100 | CL A | 31,957 | $1,856,701 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 158,955 | $1,851,831 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 85,510 | $1,850,445 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 12,100 | $1,848,517 | dollars as filed | call |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 80,815 | $1,848,267 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 60,897 | $1,848,225 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 7,693 | $1,847,933 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 20,703 | $1,845,063 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 40,172 | $1,841,523 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 165,146 | $1,841,376 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 17,400 | $1,840,920 | dollars as filed | put |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 30,182 | $1,837,271 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 34,581 | $1,833,831 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 25,669 | $1,830,969 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 53,883 | $1,830,401 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 51,300 | $1,828,845 | dollars as filed | call |
| VITA COCO CO INC | 92846Q107 | COM | 70,139 | $1,826,419 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 2,192,000 | $1,826,331 | dollars as filed | principal |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 111,286 | $1,825,085 | dollars as filed | |
| DANA INC | 235825205 | COM | 123,926 | $1,817,988 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 14,556 | $1,817,900 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 51,481 | $1,815,738 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 88,109 | $1,813,283 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 438,078 | $1,809,262 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 2,675,000 | $1,807,738 | dollars as filed | principal |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 219,395 | $1,805,618 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 48,634 | $1,798,982 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 164,202 | $1,798,012 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 41,006 | $1,796,081 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 80,599 | $1,793,329 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 139,433 | $1,793,109 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 25,525 | $1,784,743 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 3,500 | $1,784,650 | dollars as filed | call |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 1,801,000 | $1,783,332 | dollars as filed | principal |
| NV5 HOLDINGS, INC | 62945V109 | COM | 18,526 | $1,782,735 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 58,305 | $1,780,635 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 80,934 | $1,777,310 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 35,707 | $1,776,784 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 23,993 | $1,775,994 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 58,356 | $1,773,439 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 62,185 | $1,771,651 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 151,534 | $1,769,917 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 286,606 | $1,768,358 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 349,345 | $1,767,686 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 30,226 | $1,767,617 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 127,543 | $1,765,194 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 82,325 | $1,762,167 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 31,148 | $1,761,108 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 210,613 | $1,760,724 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 272,980 | $1,760,722 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 109,818 | $1,757,080 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 59,778 | $1,753,900 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7,293,430 | $1,750,423 | dollars as filed | principal |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 28,185 | $1,750,289 | dollars as filed | |
| BRADY CORP | 104674106 | CL A | 31,866 | $1,750,086 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 82,610 | $1,748,024 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 33,220 | $1,747,657 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 118,288 | $1,747,114 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 1,228,576 | $1,744,577 | dollars as filed | |
| A10 NETWORKS INC | 002121101 | COM | 115,986 | $1,743,262 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 22,200 | $1,739,592 | dollars as filed | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 20,000 | $1,738,000 | dollars as filed | put |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 97,862 | $1,737,048 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 87,110 | $1,735,231 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 62,644 | $1,733,986 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 381,901 | $1,733,826 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,000 | $1,717,720 | dollars as filed | put |
| APPFOLIO INC | 03783C100 | COM CL A | 9,398 | $1,716,356 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 135,986 | $1,716,146 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 444,966 | $1,708,669 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 74,901 | $1,703,993 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 74,452 | $1,701,237 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 207,629 | $1,698,406 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 212,019 | $1,694,031 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 17,899 | $1,688,061 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 237,885 | $1,686,604 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 173,759 | $1,683,722 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 21,947 | $1,679,160 | dollars as filed | |
| CVR PARTNERS LP | 126633205 | COM | 20,307 | $1,677,526 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 40,280 | $1,673,236 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 44,381 | $1,672,720 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 10,500 | $1,669,605 | dollars as filed | put |
| UNITI GROUP INC | 91325V108 | COM | 353,644 | $1,669,199 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 47,762 | $1,665,939 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 118,171 | $1,662,660 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 18,616 | $1,662,104 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 31,000 | $1,660,360 | dollars as filed | put |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 21,015 | $1,660,203 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 23,563 | $1,659,823 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 391,906 | $1,649,925 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 197,670 | $1,648,564 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 210,596 | $1,642,648 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 95,921 | $1,641,208 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 18,000 | $1,639,620 | dollars as filed | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 21,655 | $1,637,332 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 42,844 | $1,636,632 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 55,100 | $1,636,470 | dollars as filed | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 55,100 | $1,636,470 | dollars as filed | call |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 20,400 | $1,636,096 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 11,796 | $1,628,724 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 8,890 | $1,622,099 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 35,000 | $1,618,750 | dollars as filed | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 110,195 | $1,617,663 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,327,000 | $1,615,025 | dollars as filed | principal |
| PG&E CORP COM | 69331C108 | Stock | 100,000 | $1,613,000 | dollars as filed | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 23,400 | $1,611,792 | dollars as filed | call |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 20,551 | $1,610,153 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 428,098 | $1,609,648 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 51,194 | $1,609,057 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 33,387 | $1,604,576 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 50,785 | $1,604,299 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 16,116 | $1,603,414 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 473,489 | $1,600,393 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 53,005 | $1,598,631 | dollars as filed | |
| OSI SYSTEMS INC | 671044105 | COM | 13,533 | $1,597,436 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 38,656 | $1,594,572 | dollars as filed | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 104,881 | $1,594,197 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 165,395 | $1,592,748 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 19,036 | $1,588,517 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 30,044 | $1,586,317 | dollars as filed | |
| HUB GROUP INC | 443320106 | CL A | 20,140 | $1,581,796 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 78,060 | $1,581,496 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 31,549 | $1,579,640 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 1,622,000 | $1,578,725 | dollars as filed | principal |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 73,779 | $1,575,187 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 191,530 | $1,574,377 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 410,740 | $1,573,134 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 84,725 | $1,572,496 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 77,690 | $1,570,888 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 23,811 | $1,569,146 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 37,771 | $1,567,559 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 181,435 | $1,565,783 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 58,764 | $1,560,780 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 9,798 | $1,560,038 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 60,238 | $1,559,571 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 37,079 | $1,556,559 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 9,120 | $1,556,419 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 74,860 | $1,555,585 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 214,635 | $1,553,954 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 95,071 | $1,553,468 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 15,505 | $1,552,527 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 553,535 | $1,549,898 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 36,627 | $1,549,670 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 137,652 | $1,547,200 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 46,210 | $1,540,636 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 51,792 | $1,540,294 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 146,971 | $1,537,319 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000186 | this filing | 2023-11-13 | acceptance time not in the bulk data set |