13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 7,564 holding rows worth $341,304,414,499.
- Accession
- 0000072971-23-000186
- Filer
- CIK 72971
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 19,057 entries on the cover page, a total value of $341,304,414,499 stated on the cover page (in dollars after the unit check, H1), rows summing to $341,304,414,499 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CERENCE INC | 156727AB5 | NOTE 3.000% 6/0 | 6,123,000 | $5,847,465 | dollars as filed | principal |
| ARES CAPITAL CORP | 04010L103 | COM | 300,000 | $5,841,000 | dollars as filed | put |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 427,124 | $5,813,144 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 78,532 | $5,808,227 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 19,200 | $5,801,472 | dollars as filed | put |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 212,655 | $5,793,870 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 6,067,000 | $5,763,650 | dollars as filed | principal |
| ALCOA CORP COM | 013872106 | Stock | 198,056 | $5,755,533 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 70,463 | $5,735,683 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 6,815,000 | $5,718,331 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 123,285 | $5,700,704 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 83,450 | $5,697,993 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 130,942 | $5,697,274 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 115,792 | $5,694,650 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 325,718 | $5,680,540 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 72,907 | $5,680,469 | dollars as filed | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 40,010 | $5,648,669 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 65,000 | $5,638,100 | dollars as filed | call |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 340,955 | $5,625,750 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 102,604 | $5,620,679 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 287,539 | $5,604,135 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 84,449 | $5,601,551 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 34,807 | $5,600,447 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 163,760 | $5,594,038 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 201,151 | $5,589,976 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 500,810 | $5,589,031 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 81,978 | $5,570,808 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 5,190,000 | $5,557,971 | dollars as filed | principal |
| Dimensional International Value ETF | 25434V807 | SHS | 170,154 | $5,550,424 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 74,854 | $5,546,680 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 184,269 | $5,539,123 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 585,995 | $5,531,798 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 120,000 | $5,518,800 | dollars as filed | put |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 70,044 | $5,514,564 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 77,654 | $5,481,617 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 4,506,000 | $5,457,622 | dollars as filed | principal |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 208,163 | $5,453,868 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 177,435 | $5,447,251 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 169,416 | $5,428,078 | dollars as filed | |
| WPP PLC NEW ADR | 92937A102 | ADR | 121,371 | $5,410,746 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 100,000 | $5,408,000 | dollars as filed | put |
| FB FINL CORP | 30257X104 | COM | 190,153 | $5,392,731 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 541,528 | $5,382,797 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 220,144 | $5,360,504 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 472,034 | $5,352,868 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 214,366 | $5,347,273 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,255,178 | $5,347,059 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 541,581 | $5,339,989 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 384,560 | $5,337,695 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 50,603 | $5,337,630 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 131,372 | $5,337,627 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 86,699 | $5,333,720 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 111,233 | $5,332,513 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 175,542 | $5,322,437 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 112,554 | $5,310,328 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 139,526 | $5,309,551 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 200,000 | $5,306,000 | dollars as filed | call |
| GAP INC COM | 364760108 | Stock | 498,755 | $5,301,760 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 350,457 | $5,291,907 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 248,923 | $5,287,113 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 553,012 | $5,286,794 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 7,010,000 | $5,284,629 | dollars as filed | principal |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 362,953 | $5,284,600 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 20,644 | $5,278,447 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 187,646 | $5,263,458 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 73,482 | $5,257,671 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 55,039 | $5,252,324 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 303,971 | $5,249,584 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 212,900 | $5,235,211 | dollars as filed | put |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 215,717 | $5,222,498 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 161,104 | $5,221,414 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 5,446,000 | $5,203,654 | dollars as filed | principal |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 217,777 | $5,196,150 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 602,777 | $5,195,945 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 510,308 | $5,189,834 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 70,477 | $5,185,728 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 37,000 | $5,181,850 | dollars as filed | put |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 90,778 | $5,179,773 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 55,718 | $5,177,864 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 357,093 | $5,174,279 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 795,256 | $5,169,167 | dollars as filed | |
| GLOBANT S A | L44385109 | COM | 26,115 | $5,166,754 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 2,542,485 | $5,161,244 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 102,169 | $5,155,453 | dollars as filed | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 79,488 | $5,150,028 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 32,307 | $5,137,210 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 145,773 | $5,135,570 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 53,598 | $5,133,624 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 351,030 | $5,123,282 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 104,662 | $5,123,217 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 498,555 | $5,115,166 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 439,962 | $5,107,958 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 299,570 | $5,092,690 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 319,929 | $5,070,873 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 85,245 | $5,070,403 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 43,803 | $5,067,511 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 177,243 | $5,062,079 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 97,275 | $5,057,289 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 115,407 | $5,054,827 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 55,518 | $5,053,852 | dollars as filed | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 65,447 | $5,050,526 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 163,150 | $5,042,402 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 149,810 | $5,039,614 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 279,301 | $5,033,000 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 706,871 | $5,032,921 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 366,809 | $5,032,623 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 605,466 | $5,025,362 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 86,531 | $5,024,836 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 385,252 | $5,012,125 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 77,923 | $5,010,470 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 108,685 | $4,996,265 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 5,084,500 | $4,989,166 | dollars as filed | principal |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 210,800 | $4,983,312 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 819,087 | $4,963,663 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 72,000 | $4,954,320 | dollars as filed | put |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 173,626 | $4,948,341 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 219,284 | $4,940,469 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 42,476 | $4,931,044 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 88,642 | $4,925,823 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 196,546 | $4,921,512 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 166,017 | $4,919,068 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 100,611 | $4,918,149 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 109,988 | $4,917,563 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 112,349 | $4,917,552 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 717,617 | $4,915,677 | dollars as filed | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 167,282 | $4,914,763 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 161,873 | $4,912,853 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 39,583 | $4,909,809 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 178,900 | $4,898,282 | dollars as filed | put |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 77,960 | $4,877,179 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 104,728 | $4,871,948 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 75,000 | $4,866,000 | dollars as filed | put |
| BIOGEN INC COM | 09062X103 | Stock | 18,900 | $4,857,489 | dollars as filed | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 29,009 | $4,846,264 | dollars as filed | |
| INVESCO BULLETSHARES 2032 MUNICIPAL BOND ETF | 46139W833 | ETF | 202,347 | $4,846,211 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 86,625 | $4,844,950 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 232,194 | $4,843,588 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 4,105,000 | $4,830,764 | dollars as filed | principal |
| CTS CORP | 126501105 | COM | 115,535 | $4,822,421 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 4,874,000 | $4,800,159 | dollars as filed | principal |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 308,412 | $4,780,391 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 31,526 | $4,773,036 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 67,902 | $4,768,102 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 167,507 | $4,762,228 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 218,324 | $4,750,737 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 98,141 | $4,732,359 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 69,565 | $4,720,655 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 71,639 | $4,718,861 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 145,745 | $4,714,851 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 109,291 | $4,709,313 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 359,194 | $4,709,032 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 171,900 | $4,704,903 | dollars as filed | call |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 120,826 | $4,701,354 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 554,986 | $4,700,731 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 84,846 | $4,697,923 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 109,366 | $4,685,263 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 291,659 | $4,678,220 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 122,002 | $4,675,150 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 8,700 | $4,673,031 | dollars as filed | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 502,075 | $4,664,276 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 62,773 | $4,660,861 | dollars as filed | |
| PLEXUS CORP COM | 729132100 | Stock | 49,973 | $4,646,489 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 47,159 | $4,645,771 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 171,997 | $4,633,593 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 102,913 | $4,633,125 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 47,241 | $4,632,876 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 361,324 | $4,632,171 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 161,307 | $4,611,788 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 469,443 | $4,605,230 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 492,176 | $4,596,930 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 445,452 | $4,592,611 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 372,134 | $4,584,690 | dollars as filed | |
| GENTHERM INC | 37253A103 | COM | 84,393 | $4,579,165 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 141,819 | $4,573,651 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 178,111 | $4,568,538 | dollars as filed | |
| CSG SYSTEMS | 126349109 | COM | 89,024 | $4,550,907 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 75,119 | $4,550,729 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 295,208 | $4,540,303 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 342,103 | $4,536,293 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 552,514 | $4,536,132 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V118 | GBL LISTED PVT | 87,767 | $4,534,927 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 530,251 | $4,533,643 | dollars as filed | |
| OXFORD INDS INC | 691497309 | COM | 47,159 | $4,533,349 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 527,878 | $4,529,187 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 35,987 | $4,524,613 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 47,962 | $4,520,898 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 38,755 | $4,517,283 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 193,869 | $4,515,205 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 1,623,662 | $4,513,780 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 49,546 | $4,512,977 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 92,594 | $4,502,851 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 309,770 | $4,492,210 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 34,000 | $4,482,900 | dollars as filed | call |
| OVINTIV INC | 69047Q102 | COM | 94,171 | $4,479,740 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 4,882,000 | $4,474,353 | dollars as filed | principal |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 981,994 | $4,468,072 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 114,158 | $4,465,861 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 100,562 | $4,461,970 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 305,331 | $4,457,830 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 267,782 | $4,447,861 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 77,736 | $4,433,815 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 310,558 | $4,428,554 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 102,217 | $4,422,914 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 201,762 | $4,420,603 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 26,901 | $4,386,193 | dollars as filed | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 105,775 | $4,378,054 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 39,205 | $4,372,533 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 95,873 | $4,353,584 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 42,429 | $4,344,710 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 110,869 | $4,342,757 | dollars as filed | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 69,191 | $4,337,568 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 114,800 | $4,332,552 | dollars as filed | call |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 5,079,000 | $4,328,679 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 97,929 | $4,325,542 | dollars as filed | |
| MATERION CORP | 576690101 | COM | 42,343 | $4,315,165 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 160,000 | $4,305,600 | dollars as filed | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 143,786 | $4,299,191 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 164,797 | $4,283,065 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 56,853 | $4,275,930 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,173,062 | $4,269,946 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 719,248 | $4,265,139 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 82,989 | $4,262,302 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 151,440 | $4,256,979 | dollars as filed | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 89,591 | $4,253,351 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 80,794 | $4,245,738 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 223,686 | $4,243,322 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 210,409 | $4,237,633 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 463,548 | $4,236,829 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 49,168 | $4,234,870 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 128,498 | $4,227,568 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 846,225 | $4,222,658 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 137,444 | $4,216,767 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 509,205 | $4,216,222 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 301,536 | $4,209,440 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 76,971 | $4,202,595 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 60,743 | $4,194,916 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 174,606 | $4,192,282 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 35,097 | $4,190,183 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 138,858 | $4,189,349 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 104,487 | $4,179,470 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 30,000 | $4,179,000 | dollars as filed | call |
| ATKORE INC | 047649108 | COMMON STOCK | 27,960 | $4,171,352 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 96,820 | $4,169,067 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 25,707 | $4,166,397 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 4,755,000 | $4,166,236 | dollars as filed | principal |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 200,365 | $4,163,584 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,608,744 | $4,150,559 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 295,832 | $4,147,566 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 394,643 | $4,135,861 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 170,510 | $4,128,047 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 92,241 | $4,114,862 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,477,000 | $4,113,311 | dollars as filed | principal |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 164,728 | $4,108,317 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 81,691 | $4,104,168 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 357,042 | $4,102,414 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 268,654 | $4,102,343 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 447,825 | $4,102,083 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 120,421 | $4,096,734 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 74,308 | $4,094,371 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 109,669 | $4,090,652 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 3,830,000 | $4,086,993 | dollars as filed | principal |
| INMODE LTD SHS | M5425M103 | Stock | 134,121 | $4,085,325 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 68,389 | $4,084,874 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 427,222 | $4,079,972 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 33,633 | $4,075,998 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 281,668 | $4,075,731 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 133,889 | $4,072,911 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 50,203 | $4,059,915 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 502,571 | $4,050,722 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 454,577 | $4,050,277 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 58,733 | $4,049,096 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 236,424 | $4,045,217 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 41,871 | $4,042,601 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10,354 | $4,033,323 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 158,989 | $4,031,962 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 69,418 | $4,015,831 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 238,115 | $4,014,619 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 124,238 | $4,005,448 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 166,082 | $4,002,568 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 82,658 | $4,002,293 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 249,295 | $4,001,185 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 179,700 | $3,987,548 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 65,998 | $3,986,959 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 92,223 | $3,983,118 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 39,983 | $3,976,696 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 102,779 | $3,959,073 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 465,714 | $3,958,567 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 155,638 | $3,954,770 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 245,418 | $3,943,872 | dollars as filed | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 39,264 | $3,938,898 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 423,368 | $3,928,858 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 439,923 | $3,919,710 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 22,146 | $3,919,405 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 103,328 | $3,908,898 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 165,824 | $3,893,559 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 97,706 | $3,884,761 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 4,151,000 | $3,883,427 | dollars as filed | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 312,008 | $3,878,260 | dollars as filed | |
| Linde plc | G54950103 | COM | 10,400 | $3,872,440 | dollars as filed | call |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 479,999 | $3,859,198 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 281,142 | $3,854,461 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 242,843 | $3,853,914 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 245,934 | $3,853,790 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 565,590 | $3,851,671 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 156,124 | $3,846,902 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 4,728,000 | $3,844,999 | dollars as filed | principal |
| BIO-TECHNE CORP | 09073M104 | COM | 56,470 | $3,843,928 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 112,737 | $3,835,324 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 4,245,000 | $3,822,750 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 4,131,000 | $3,821,423 | dollars as filed | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,427 | $3,820,696 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 41,425 | $3,802,815 | dollars as filed | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 114,016 | $3,797,873 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 48,208 | $3,793,047 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 92,256 | $3,792,642 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 419,273 | $3,786,038 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 40,000 | $3,781,200 | dollars as filed | put |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 16,418 | $3,777,174 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 364,615 | $3,751,892 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 334,796 | $3,739,668 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 64,230 | $3,737,544 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 66,189 | $3,730,411 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 100,000 | $3,729,000 | dollars as filed | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 900,189 | $3,726,783 | dollars as filed | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 169,488 | $3,711,795 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 107,119 | $3,708,486 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 120,578 | $3,706,565 | dollars as filed | |
| KBHOME | 48666K109 | COM | 80,000 | $3,702,400 | dollars as filed | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 85,513 | $3,701,839 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 163,067 | $3,701,619 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 98,000 | $3,693,620 | dollars as filed | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 758,417 | $3,685,906 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 169,597 | $3,685,353 | dollars as filed | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 6,064,000 | $3,683,880 | dollars as filed | principal |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 70,445 | $3,656,096 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 821,236 | $3,654,500 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 262,155 | $3,654,441 | dollars as filed | |
| AES CORP | 00130H204 | CONV | 59,884 | $3,652,924 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 184,299 | $3,645,439 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 25,325 | $3,636,259 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 1,376,898 | $3,635,010 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 205,028 | $3,624,887 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 680,042 | $3,624,624 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 39,800 | $3,619,412 | dollars as filed | call |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 99,995 | $3,619,341 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 557,498 | $3,618,160 | dollars as filed | |
| TANGER INC | 875465106 | COM | 159,861 | $3,612,865 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 97,362 | $3,610,166 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 3,426,000 | $3,610,148 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,701,500 | $3,593,787 | dollars as filed | principal |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 424,614 | $3,562,509 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 58,357 | $3,549,865 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 133,901 | $3,547,039 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 80,000 | $3,540,800 | dollars as filed | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 59,255 | $3,539,311 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 454,218 | $3,538,353 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 89,205 | $3,536,967 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 40,013 | $3,530,335 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 106,157 | $3,527,603 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 153,670 | $3,525,183 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 99,280 | $3,518,486 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 26,181 | $3,517,400 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 275,127 | $3,510,621 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 601,778 | $3,508,365 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 43,210 | $3,508,221 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 259,849 | $3,507,969 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 578,828 | $3,507,697 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 649,616 | $3,499,917 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 154,804 | $3,498,571 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 110,503 | $3,490,780 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 64,900 | $3,489,024 | dollars as filed | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 94,240 | $3,486,893 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 128,873 | $3,486,015 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 5,465 | $3,477,323 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 30,542 | $3,476,593 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 302,242 | $3,472,763 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 167,745 | $3,472,316 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 317,912 | $3,462,186 | dollars as filed | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 4,581,000 | $3,458,655 | dollars as filed | principal |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 44,798 | $3,451,621 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 150,658 | $3,447,868 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 61,715 | $3,442,459 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 122,891 | $3,442,167 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 199,685 | $3,428,598 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 86,232 | $3,427,714 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAH7 | NOTE 2.625% 2/1 | 5,555,000 | $3,427,046 | dollars as filed | principal |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 104,648 | $3,425,120 | dollars as filed | |
| ACORDA THERAPEUTICS INC | 00484MAC0 | NOTE 6.000%12/0 | 5,018,000 | $3,424,785 | dollars as filed | principal |
| PARK AEROSPACE CORP | 70014A104 | COM | 220,155 | $3,419,005 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 57,721 | $3,399,510 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 31,144 | $3,399,420 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 567,239 | $3,392,090 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 865,022 | $3,382,235 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 63,076 | $3,378,351 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 449,290 | $3,374,171 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 13,000 | $3,370,510 | dollars as filed | put |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 119,044 | $3,370,144 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 120,294 | $3,362,211 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 170,123 | $3,359,929 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 235,422 | $3,355,941 | dollars as filed | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 3,316,000 | $3,353,935 | dollars as filed | principal |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 158,625 | $3,353,332 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 167,401 | $3,349,543 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 30,000 | $3,342,300 | dollars as filed | put |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 88,920 | $3,334,511 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 52,100 | $3,333,879 | dollars as filed | put |
| PAYCOR HCM INC | 70435P102 | COM | 145,858 | $3,329,938 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 319,333 | $3,321,063 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 644,603 | $3,319,706 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 25,926 | $3,318,480 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 130,013 | $3,317,940 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 53,300 | $3,314,748 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 80,843 | $3,306,218 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 104,529 | $3,303,130 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 365,142 | $3,300,884 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 103,834 | $3,298,803 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 3,578,000 | $3,298,165 | dollars as filed | principal |
| TEGNA INC COM | 87901J105 | Stock | 226,256 | $3,296,555 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 206,629 | $3,291,593 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 31,333 | $3,287,116 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 114,207 | $3,286,880 | dollars as filed | |
| EPLUS INC | 294268107 | COM | 51,716 | $3,284,968 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 74,384 | $3,275,127 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 92,971 | $3,273,526 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 3,493,000 | $3,272,626 | dollars as filed | principal |
| AC IMMUNE SA | H00263105 | SHS | 1,146,086 | $3,266,345 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 138,790 | $3,262,954 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 251,148 | $3,252,362 | dollars as filed | |
| ADDUS HOMECARE CORP | 006739106 | COM | 38,106 | $3,246,224 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 39,690 | $3,241,864 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 152,300 | $3,239,421 | dollars as filed | call |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 3,765,000 | $3,235,528 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 156,456 | $3,233,952 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 130,261 | $3,223,960 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 23,623 | $3,222,396 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 265,474 | $3,212,238 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 46,886 | $3,202,710 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 180,031 | $3,197,337 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 31,543 | $3,196,572 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 312,432 | $3,186,801 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 20,400 | $3,179,748 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 172,846 | $3,178,638 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 168,827 | $3,168,883 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 69,087 | $3,160,755 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 95,592 | $3,160,303 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 27,913 | $3,154,364 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 3,336,000 | $3,152,687 | dollars as filed | principal |
| NBT BANCORP INC COM | 628778102 | Stock | 99,483 | $3,152,606 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 17,347 | $3,151,949 | dollars as filed | |
| STEM INC | 85859N102 | COM | 742,637 | $3,148,781 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 1,336,000 | $3,148,484 | dollars as filed | principal |
| SUNRUN INC | 86771W105 | COM | 250,000 | $3,140,000 | dollars as filed | call |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 3,800,000 | $3,113,074 | dollars as filed | principal |
| WISDOMTREE TR | 97717X867 | CMN | 118,371 | $3,108,419 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 290,572 | $3,100,403 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 37,227 | $3,100,206 | dollars as filed | |
| MERIT MED SYS INC COM | 589889104 | Stock | 44,915 | $3,100,034 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 54,018 | $3,097,913 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 285,205 | $3,097,331 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 8,259 | $3,081,548 | dollars as filed | |
| CSW INDUSTRIALS INC | 126402106 | COM | 17,575 | $3,079,878 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 60,408 | $3,079,599 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 29,730 | $3,073,230 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15,600 | $3,072,108 | dollars as filed | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 45,438 | $3,053,865 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 400,000 | $3,040,000 | dollars as filed | put |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 216,533 | $3,033,612 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 147,215 | $3,031,142 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 275,941 | $3,027,075 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 40,266 | $3,019,145 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 83,590 | $3,018,441 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 27,169 | $3,015,230 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 3,669,000 | $3,013,973 | dollars as filed | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 54,525 | $3,013,601 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 80,864 | $3,004,907 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 144,120 | $3,003,462 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 205,876 | $3,001,673 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 32,100 | $2,998,131 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 200,000 | $2,998,000 | dollars as filed | call |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 129,591 | $2,996,144 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 62,806 | $2,990,222 | dollars as filed | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 37,886 | $2,988,102 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 200,000 | $2,988,000 | dollars as filed | put |
| BRP INC COM SUN VTG | 05577W200 | Stock | 39,387 | $2,987,897 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 2,774,000 | $2,985,406 | dollars as filed | principal |
| LIVEPERSON INC | 538146AB7 | BOND | 3,281,000 | $2,975,867 | dollars as filed | principal |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 248,294 | $2,972,065 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 64,127 | $2,965,859 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 178,782 | $2,964,207 | dollars as filed | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 77,070 | $2,964,106 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 1,793,565 | $2,959,383 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 88,110 | $2,953,458 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 10,800 | $2,951,316 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 84,762 | $2,946,319 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 138,690 | $2,945,766 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 356,110 | $2,941,464 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 20,113 | $2,937,251 | dollars as filed | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 104,538 | $2,929,144 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 55,517 | $2,927,394 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 347,113 | $2,926,163 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000186 | this filing | 2023-11-13 | acceptance time not in the bulk data set |