13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 7,564 holding rows worth $341,304,414,499.
- Accession
- 0000072971-23-000186
- Filer
- CIK 72971
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 19,057 entries on the cover page, a total value of $341,304,414,499 stated on the cover page (in dollars after the unit check, H1), rows summing to $341,304,414,499 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 133,101 | $770,657 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 85,526 | $770,588 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 91,590 | $770,272 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 32,015 | $769,312 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 22,481 | $768,847 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 27,318 | $768,753 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 54,005 | $768,484 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 32,761 | $766,917 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 68,348 | $766,865 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 6,900 | $766,314 | dollars as filed | put |
| SPROTT FOCUS TR INC | 85208J109 | COM | 101,763 | $766,278 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 37,793 | $764,930 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 22,040 | $763,890 | dollars as filed | |
| MORPHIC HLDG INC | 61775R105 | COM | 33,311 | $763,155 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 89,863 | $762,042 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 9,695 | $761,648 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 25,502 | $761,475 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,602 | $756,412 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 78,629 | $756,407 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 14,949 | $752,834 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 40,198 | $751,703 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 14,189 | $750,315 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 152,788 | $748,657 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 800,000 | $748,488 | dollars as filed | principal |
| MIMEDX GROUP INC | 602496101 | COM | 102,322 | $745,927 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 866,000 | $745,765 | dollars as filed | principal |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 18,557 | $745,620 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 12,164 | $743,708 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 25,711 | $738,689 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 21,222 | $736,430 | dollars as filed | |
| TRI POINTE HOMES INC | 87265H109 | COM | 26,909 | $735,975 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 26,388 | $735,961 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 86,695 | $734,308 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 48,032 | $732,975 | dollars as filed | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 26,287 | $732,102 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 111,681 | $731,511 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 22,076 | $731,142 | dollars as filed | |
| WAFD INC | 938824109 | COM | 28,405 | $727,724 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 90,278 | $725,831 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 67,802 | $724,124 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 69,694 | $722,025 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 15,997 | $720,346 | dollars as filed | |
| KBR INC | 48242WAB2 | BOND | 305,000 | $719,654 | dollars as filed | principal |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 36,051 | $718,499 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 199,874 | $715,550 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,300 | $715,008 | dollars as filed | call |
| PERFICIENT INC | 71375U101 | COM | 12,345 | $714,282 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 28,166 | $710,347 | dollars as filed | |
| ATS CORPORATION | 00217Y104 | COM | 16,573 | $707,809 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 10,400 | $707,512 | dollars as filed | put |
| Applied Materials,Inc. | 038222105 | COM | 5,100 | $706,095 | dollars as filed | put |
| SCHRODINGER INC COM | 80810D103 | Stock | 24,961 | $705,647 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 64,753 | $704,513 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 5,000 | $701,500 | dollars as filed | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 21,445 | $701,038 | dollars as filed | |
| OPENLANE INC | 48238T109 | COM | 46,917 | $700,000 | dollars as filed | |
| ORION S.A. | L72967109 | COM | 32,888 | $699,848 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 799,000 | $699,732 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 32,740 | $698,622 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 64,719 | $697,666 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 114,105 | $694,902 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 16,509 | $694,864 | dollars as filed | |
| VERITIV CORP | 923454102 | COM | 4,111 | $694,185 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 23,177 | $692,073 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 9,308 | $691,007 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 34,206 | $689,251 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 9,473 | $689,022 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 54,982 | $685,630 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 8,158 | $685,556 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 68,400 | $683,998 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 96,708 | $683,719 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 48,811 | $682,861 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 182,465 | $682,420 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 55,506 | $679,938 | dollars as filed | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 753,000 | $677,700 | dollars as filed | principal |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 68,937 | $674,893 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 31,439 | $673,745 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 104,271 | $672,548 | dollars as filed | |
| Linde plc | G54950103 | COM | 1,800 | $670,230 | dollars as filed | put |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 16,891 | $669,901 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 10,006 | $668,200 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 48,407 | $668,018 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 198,707 | $667,655 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 48,101 | $665,717 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 104,326 | $665,600 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 21,455 | $665,530 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 15,231 | $663,766 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 6,668 | $662,999 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 32,341 | $662,983 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 53,762 | $662,889 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 330,946 | $661,892 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 65,432 | $660,868 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 11,721 | $660,716 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 25,193 | $659,815 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,300 | $658,021 | dollars as filed | put |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 38,052 | $655,634 | dollars as filed | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 642,000 | $655,482 | dollars as filed | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 78,166 | $652,686 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,500 | $652,485 | dollars as filed | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 175,431 | $650,847 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 18,688 | $647,352 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 50,000 | $645,000 | dollars as filed | put |
| LEONARDO DRS INC COM | 52661A108 | Stock | 38,586 | $644,386 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 3,100 | $644,304 | dollars as filed | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 21,852 | $643,554 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 9,629 | $641,292 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 51,136 | $641,241 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 13,704 | $640,388 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 46,531 | $640,267 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 16,720 | $638,812 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 62,205 | $638,231 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 41,307 | $638,197 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 14,410 | $638,070 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 9,102 | $637,231 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 28,329 | $637,120 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 22,749 | $635,834 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 51,576 | $629,738 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,960 | $628,817 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 10,812 | $628,739 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 541,000 | $627,560 | dollars as filed | principal |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 15,772 | $626,148 | dollars as filed | |
| COHU INC | 192576106 | COM | 18,155 | $625,267 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 3,800 | $624,910 | dollars as filed | call |
| DISC MEDICINE INC COM | 254604101 | Stock | 13,290 | $624,364 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 51,209 | $623,214 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 20,163 | $622,643 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 46,095 | $619,522 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 28,704 | $618,287 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 42,612 | $616,600 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 33,797 | $615,105 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 134,790 | $614,643 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 1,028,000 | $614,230 | dollars as filed | principal |
| AXOSFINLINC | 05465C100 | STOK | 16,221 | $614,128 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 91,378 | $613,146 | dollars as filed | |
| COVISTA INC | 00737L103 | COM | 14,289 | $612,299 | dollars as filed | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 13,391 | $611,835 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 591,000 | $611,124 | dollars as filed | principal |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 14,078 | $610,119 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 107,012 | $609,969 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 10,878 | $609,415 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 114,955 | $609,263 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 21,034 | $606,611 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 13,090 | $605,866 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 619,000 | $605,320 | dollars as filed | principal |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 58,862 | $602,163 | dollars as filed | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 514,000 | $601,899 | dollars as filed | principal |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 4,000 | $600,720 | dollars as filed | call |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 57,473 | $600,595 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 722,000 | $599,260 | dollars as filed | principal |
| KENNAMETAL INC | 489170100 | COM | 24,082 | $599,163 | dollars as filed | |
| SITIME CORP COM | 82982T106 | Stock | 5,225 | $596,957 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 42,885 | $596,956 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 36,205 | $595,934 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 8,662 | $595,405 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 19,217 | $594,194 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 11,664 | $593,313 | dollars as filed | |
| United States Brent Oil Fund L | 91167Q100 | COM | 18,478 | $592,589 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 107,109 | $592,535 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 13,151 | $591,803 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 20,644 | $590,832 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 27,852 | $590,742 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 21,081 | $590,683 | dollars as filed | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 33,972 | $590,094 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 87,617 | $587,911 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 124,720 | $587,432 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 10,724 | $587,232 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 622,000 | $587,124 | dollars as filed | principal |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 25,198 | $579,554 | dollars as filed | |
| PGT INNOVATIONS INC | 69336V101 | COM | 20,776 | $576,536 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 56,675 | $576,385 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 59,890 | $575,541 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 33,935 | $575,536 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 85,557 | $574,944 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 17,142 | $574,850 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 30,336 | $574,564 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 25,224 | $573,852 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 53,499 | $573,513 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 5,713 | $572,649 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 31,069 | $570,735 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 84,352 | $567,690 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 10,402 | $567,673 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 73,186 | $567,194 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 27,881 | $566,826 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 16,275 | $563,617 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 54,311 | $563,198 | dollars as filed | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 400,000 | $563,004 | dollars as filed | principal |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 70,785 | $562,741 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 66,978 | $561,277 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 33,014 | $560,576 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 96,477 | $560,528 | dollars as filed | |
| XPEL INC | 98379L100 | COM | 7,267 | $560,358 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,107 | $559,746 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 7,662 | $559,595 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 26,474 | $559,140 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 18,318 | $558,999 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 32,737 | $558,501 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 191,949 | $556,652 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 57,872 | $556,148 | dollars as filed | |
| Vital Energy Inc | 516806205 | Common Stock | 10,031 | $555,918 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 11,332 | $555,495 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 113,386 | $553,327 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 109,725 | $552,467 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 56,351 | $551,674 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 37,229 | $548,753 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 24,009 | $548,126 | dollars as filed | |
| SKYWEST INC COM | 830879102 | Stock | 13,055 | $547,540 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 109,648 | $547,145 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 22,359 | $546,683 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 128,483 | $546,054 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 59,843 | $545,767 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 10,090 | $544,742 | dollars as filed | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 490,280 | $544,211 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 12,136 | $543,571 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 779,000 | $543,532 | dollars as filed | principal |
| TWO HBRS INVT CORP | 90187B804 | COM | 41,034 | $543,295 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 11,884 | $543,118 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 151,240 | $542,951 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 18,198 | $542,929 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 29,638 | $542,667 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 21,901 | $542,269 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 33,528 | $541,812 | dollars as filed | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 33,486 | $541,810 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 23,502 | $541,721 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 35,967 | $541,284 | dollars as filed | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 13,501 | $541,256 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 52,026 | $539,509 | dollars as filed | |
| DEL MONTE CORP ORD | G36738105 | Stock | 20,860 | $539,013 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,717 | $538,038 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 112,410 | $537,320 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 35,086 | $537,160 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 80,284 | $537,101 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 19,046 | $536,516 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 168,966 | $535,622 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 39,244 | $535,284 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 62,952 | $535,093 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 59,805 | $532,259 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 39,846 | $531,944 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 28,800 | $531,648 | dollars as filed | put |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 11,725 | $531,601 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 57,678 | $531,218 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 13,735 | $529,622 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 28,303 | $528,984 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,600 | $527,440 | dollars as filed | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 17,399 | $524,928 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 55,089 | $524,450 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 6,916 | $523,265 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 31,813 | $523,005 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 3,584 | $522,139 | dollars as filed | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 9,272 | $522,024 | dollars as filed | |
| BANNER CORP | 06652V208 | COM NEW | 12,280 | $520,446 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 120,981 | $520,218 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 41,318 | $520,193 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 12,690 | $520,178 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 28,345 | $520,138 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 160,919 | $518,158 | dollars as filed | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 9,663 | $517,357 | dollars as filed | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 32,943 | $517,198 | dollars as filed | |
| CENTERSPACE COM | 15202L107 | REIT | 8,575 | $516,728 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 50,115 | $516,186 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 52,898 | $515,756 | dollars as filed | |
| CAMTEK LTD ORD | M20791105 | Stock | 8,267 | $514,704 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 11,407 | $513,647 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 19,541 | $511,769 | dollars as filed | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 10,667 | $511,464 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 1,000 | $510,940 | dollars as filed | put |
| COLUMBIA RESEARCH ENHANCED REAL | 19761L110 | COM | 27,929 | $510,319 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 455,000 | $510,269 | dollars as filed | principal |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 42,821 | $509,142 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 55,611 | $508,280 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 33,446 | $507,711 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,500 | $507,570 | dollars as filed | call |
| AZEK CO INC | 05478C105 | CL A | 17,057 | $507,284 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 4,839 | $507,044 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 34,214 | $506,715 | dollars as filed | |
| MIDDLESEX WTR CO | 596680108 | COM | 7,648 | $506,687 | dollars as filed | |
| MEDALIST DIVERSIFIED REIT INC COM | 58403P303 | REIT | 95,865 | $506,110 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 17,797 | $505,601 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 35,968 | $504,985 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 36,273 | $504,195 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 15,000 | $504,152 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 11,621 | $502,606 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 61,022 | $502,207 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 85,101 | $502,096 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 42,151 | $500,753 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 52,694 | $499,539 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 13,985 | $498,566 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 11,161 | $498,228 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 62,919 | $497,694 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 12,835 | $494,647 | dollars as filed | |
| TORM PLC SHS CL A | G89479102 | Stock | 17,968 | $494,480 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 10,963 | $494,077 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 52,323 | $493,932 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 34,916 | $493,363 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 8,400 | $492,912 | dollars as filed | put |
| CENTRAL SECURITIES CORP | 155123102 | COM | 13,896 | $492,614 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 18,149 | $492,395 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 63,395 | $491,946 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 34,828 | $491,075 | dollars as filed | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 14,935 | $489,421 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,400 | $486,836 | dollars as filed | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 36,373 | $485,947 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 15,238 | $485,787 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 15,033 | $485,115 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 1,466 | $485,090 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 9,405 | $484,475 | dollars as filed | |
| STONEX GROUP INC | 861896108 | COM | 4,996 | $484,212 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 19,492 | $483,792 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 68,954 | $482,677 | dollars as filed | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 5,624 | $481,527 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T401 | 2.75% CNV PFD C | 21,200 | $481,240 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 12,910 | $480,881 | dollars as filed | |
| ALAMO GROUP INC | 011311107 | COM | 2,781 | $480,643 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 12,049 | $478,707 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 30,765 | $478,402 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 37,521 | $477,267 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 17,615 | $476,661 | dollars as filed | |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 214,000 | $475,615 | dollars as filed | principal |
| NEW YORK MTG TR INC | 649604840 | COM | 55,936 | $474,896 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 406,000 | $474,188 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 5,883 | $473,793 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 106,777 | $473,019 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 31,043 | $472,475 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 7,411 | $472,087 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,900 | $471,390 | dollars as filed | put |
| PROASSURANCE CORP | 74267C106 | COM | 24,932 | $470,963 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 8,026 | $469,920 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 28,265 | $469,764 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 115,046 | $468,237 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,483 | $468,005 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 51,756 | $467,356 | dollars as filed | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 11,754 | $467,104 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 69,934 | $466,460 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 5,469 | $464,865 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 7,155 | $463,698 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 15,615 | $463,296 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 57,792 | $462,917 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 17,088 | $462,741 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 86,778 | $460,791 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 193,284 | $460,016 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 14,309 | $459,176 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 17,007 | $458,168 | dollars as filed | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 38,802 | $457,082 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 64,521 | $454,228 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 60,771 | $453,959 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 26,584 | $453,777 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 900 | $453,771 | dollars as filed | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 22,221 | $453,538 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 76,764 | $452,910 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 91,039 | $452,461 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 124,190 | $452,052 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 29,064 | $451,647 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 20,101 | $449,822 | dollars as filed | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 23,104 | $449,367 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 84,947 | $448,522 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,791 | $447,934 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 29,977 | $446,054 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 10,270 | $445,807 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 38,437 | $445,479 | dollars as filed | |
| AFFINITY BANCSHARES INC | 00832E103 | COM | 30,037 | $444,247 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 32,403 | $444,245 | dollars as filed | |
| SQUARESPACE INC | 85225A107 | CLASS A | 15,322 | $443,878 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 125,370 | $443,808 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 9,800 | $443,156 | dollars as filed | call |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 27,318 | $443,096 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 35,990 | $440,880 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 103,317 | $440,129 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,500 | $437,290 | dollars as filed | put |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 56,596 | $435,225 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 509,000 | $433,765 | dollars as filed | principal |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 145,864 | $433,216 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 17,915 | $433,005 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 25,798 | $432,640 | dollars as filed | |
| THE ODP CORP | 88337F105 | COM | 9,359 | $431,919 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 45,257 | $430,845 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 45,071 | $429,980 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 800 | $429,704 | dollars as filed | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 10,859 | $429,463 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 28,699 | $428,763 | dollars as filed | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 29,854 | $428,412 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 20,246 | $427,589 | dollars as filed | |
| UNION BANKSHARES INC | 905400107 | CMN | 19,900 | $427,240 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 73,416 | $425,811 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 10,100 | $423,998 | dollars as filed | call |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 4,659 | $423,549 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 27,686 | $423,321 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 7,610 | $422,205 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 28,083 | $422,084 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 7,113 | $418,573 | dollars as filed | |
| CALIFORNIA BANCORP | 84252A106 | COMMON STOCK | 29,739 | $416,644 | dollars as filed | |
| S & T BANCORP INC COM | 783859101 | Stock | 15,382 | $416,545 | dollars as filed | |
| BLACKROCK 2037 MUNICIPAL TAR | 09262G108 | COM | 18,300 | $416,325 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 22,984 | $416,126 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 24,399 | $415,379 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 6,177 | $414,910 | dollars as filed | |
| CENTURY ALUM CO | 156431AQ1 | NOTE 2.750% 5/0 | 600,000 | $412,896 | dollars as filed | principal |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 33,291 | $412,142 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 5,468 | $411,890 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 18,173 | $411,800 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 41,639 | $411,396 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 4,604 | $411,218 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 14,241 | $410,146 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 5,825 | $409,556 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 50,184 | $409,500 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 25,548 | $409,020 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,700 | $408,986 | dollars as filed | put |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 32,095 | $408,569 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,268 | $407,537 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 7,138 | $407,486 | dollars as filed | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,013 | $406,532 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 12,504 | $406,498 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 99,321 | $406,222 | dollars as filed | |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 135,000 | $405,675 | dollars as filed | principal |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 35,333 | $405,271 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 46,002 | $403,896 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,891 | $403,743 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 37,551 | $403,674 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 97,834 | $403,073 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 113,509 | $402,957 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 34,618 | $402,258 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 37,103 | $399,600 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 30,999 | $399,266 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 10,522 | $398,770 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 9,845 | $396,457 | dollars as filed | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 25,968 | $396,012 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 14,581 | $395,716 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 401,000 | $393,782 | dollars as filed | principal |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 12,448 | $393,108 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 34,942 | $393,096 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 47,690 | $392,965 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 10,828 | $391,974 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 65,151 | $390,905 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 29,531 | $388,628 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 19,234 | $388,517 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 173,596 | $385,383 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 19,853 | $384,949 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 33,222 | $384,049 | dollars as filed | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 14,483 | $382,775 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 75,584 | $382,455 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,700 | $382,284 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 10,873 | $381,220 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 6,508 | $381,043 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 19,251 | $380,208 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,735 | $378,950 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 7,689 | $378,766 | dollars as filed | |
| USD PARTNERS LP LP | 903318103 | STOK | 631,166 | $378,700 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 41,890 | $378,691 | dollars as filed | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 6,725 | $378,466 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 57,512 | $377,279 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 29,080 | $377,168 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 31,745 | $376,805 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 11,159 | $376,608 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 32,978 | $374,630 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 28,277 | $374,384 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 5,709 | $374,311 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 51,757 | $373,171 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 19,392 | $372,714 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 14,641 | $371,576 | dollars as filed | |
| METALLUS INC | 887399103 | COMMON STOCK | 17,093 | $371,249 | dollars as filed | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 24,347 | $370,318 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 138,413 | $369,562 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 180,217 | $369,445 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 7,526 | $368,331 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 141,651 | $368,292 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 499,000 | $368,013 | dollars as filed | principal |
| Texas Instruments Incorporated | 882508104 | COM | 2,300 | $365,723 | dollars as filed | call |
| GEO GROUP INC NEW | 36162J106 | COM | 44,666 | $365,371 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 3,733 | $364,670 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 54,248 | $364,547 | dollars as filed | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 22,092 | $364,518 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 32,777 | $364,480 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 12,256 | $364,242 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 28,596 | $361,454 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 13,774 | $361,433 | dollars as filed | |
| 3D SYS CORP DEL | 88554DAD8 | NOTE 11/1 | 500,000 | $361,280 | dollars as filed | principal |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 6,421 | $360,923 | dollars as filed | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 26,047 | $360,624 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,800 | $359,712 | dollars as filed | put |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 8,666 | $359,569 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 190,957 | $359,000 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 38,985 | $358,661 | dollars as filed | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 40,913 | $358,399 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 19,408 | $357,107 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 29,880 | $356,768 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 12,574 | $356,599 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 26,566 | $356,516 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 22,024 | $355,688 | dollars as filed | |
| Intel Corp | 458140100 | COM | 10,000 | $355,500 | dollars as filed | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 700 | $354,319 | dollars as filed | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 25,032 | $353,953 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 5,658 | $353,908 | dollars as filed | |
| BURKE HERBERT FINL SVCS CORP | 12135Y108 | COM | 7,605 | $353,366 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 12,602 | $353,237 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 5,385 | $352,809 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 11,610 | $352,373 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 31,333 | $351,553 | dollars as filed | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 221,000 | $350,868 | dollars as filed | principal |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 6,490 | $350,662 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,000 | $350,300 | dollars as filed | call |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 302,000 | $349,903 | dollars as filed | principal |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 44,702 | $349,568 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000186 | this filing | 2023-11-13 | acceptance time not in the bulk data set |