13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 7,564 holding rows worth $341,304,414,499.
- Accession
- 0000072971-23-000186
- Filer
- CIK 72971
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 19,057 entries on the cover page, a total value of $341,304,414,499 stated on the cover page (in dollars after the unit check, H1), rows summing to $341,304,414,499 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 775,292 | $10,900,607 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 293,942 | $10,890,555 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 340,543 | $10,876,927 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 260,000 | $10,860,200 | dollars as filed | call |
| BXP INC COM | 101121101 | REIT | 182,493 | $10,854,684 | dollars as filed | |
| TKO GROUP HOLDINGS INC CL A | 87256C101 | Stock | 129,045 | $10,847,526 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 66,856 | $10,825,955 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 862,420 | $10,823,372 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 219,976 | $10,820,640 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 103,468 | $10,810,297 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 187,039 | $10,805,243 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,424,650 | $10,798,842 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 309,853 | $10,789,064 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 400,000 | $10,764,000 | dollars as filed | call |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 205,382 | $10,759,937 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 400,000 | $10,740,000 | dollars as filed | put |
| PARSONS CORP DEL COM | 70202L102 | Stock | 197,419 | $10,729,723 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 188,281 | $10,718,869 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 583,685 | $10,716,444 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 101,271 | $10,714,490 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 195,139 | $10,683,861 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 459,011 | $10,649,063 | dollars as filed | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 116,084 | $10,648,330 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,098,129 | $10,629,887 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 364,078 | $10,609,222 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 180,000 | $10,607,400 | dollars as filed | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 32,274 | $10,594,970 | dollars as filed | |
| FORMFACTOR INC COM | 346375108 | Stock | 303,134 | $10,591,514 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 11,430,000 | $10,576,065 | dollars as filed | principal |
| Salesforce.com, Inc | 79466L302 | COM | 52,100 | $10,564,838 | dollars as filed | put |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 432,129 | $10,548,269 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 84,528 | $10,538,127 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 1,011,114 | $10,535,809 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 126,846 | $10,533,241 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 484,215 | $10,531,693 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 592,929 | $10,518,562 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 101,855 | $10,508,441 | dollars as filed | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 115,168 | $10,504,431 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 405,735 | $10,488,254 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 557,329 | $10,472,212 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 140,489 | $10,470,600 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 188,700 | $10,467,208 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 698,844 | $10,440,735 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 219,275 | $10,435,315 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 351,672 | $10,412,994 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 159,231 | $10,408,905 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 1,212,792 | $10,405,758 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 400,408 | $10,378,565 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 801,104 | $10,366,287 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 114,441 | $10,333,990 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 257,544 | $10,324,921 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 106,111 | $10,318,589 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 80,827 | $10,307,102 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 49,285 | $10,298,633 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 700,965 | $10,283,152 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 166,441 | $10,257,800 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 171,716 | $10,256,619 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 415,026 | $10,228,193 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 310,661 | $10,220,765 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 256,699 | $10,193,499 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 671,449 | $10,179,162 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 69,713 | $10,158,905 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 529,747 | $10,134,066 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 50,732 | $10,094,981 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 255,264 | $10,067,634 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 975,644 | $10,058,886 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 137,091 | $10,040,572 | dollars as filed | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 247,739 | $10,028,480 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 152,185 | $10,027,448 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,579,167 | $9,996,124 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 186,261 | $9,985,408 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1,871,414 | $9,974,630 | dollars as filed | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 241,855 | $9,971,663 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 218,448 | $9,950,273 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 595,175 | $9,933,474 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 96,230 | $9,915,459 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 67,900 | $9,903,894 | dollars as filed | call |
| CAMECO CORP COM | 13321L108 | Stock | 249,435 | $9,887,599 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 414,960 | $9,863,579 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 577,059 | $9,827,327 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 709,384 | $9,824,963 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 180,635 | $9,813,876 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 413,864 | $9,800,310 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 196,720 | $9,775,041 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 562,173 | $9,708,724 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 332,424 | $9,683,517 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 955,787 | $9,672,568 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 711,711 | $9,672,159 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 159,454 | $9,658,098 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 139,015 | $9,657,348 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 143,203 | $9,623,263 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 306,535 | $9,622,143 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 369,004 | $9,590,424 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 349,714 | $9,575,183 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 321,009 | $9,543,585 | dollars as filed | |
| AVIENT CORPORATION | 05368V106 | COM | 270,112 | $9,540,335 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 175,498 | $9,538,313 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 596,067 | $9,519,205 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 229,092 | $9,518,772 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 811,324 | $9,508,713 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,005,673 | $9,483,491 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 180,000 | $9,469,800 | dollars as filed | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 733,714 | $9,464,902 | dollars as filed | |
| COGNEX CORP | 192422103 | COM | 222,756 | $9,453,739 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 280,846 | $9,450,469 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 976,576 | $9,423,961 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 186,046 | $9,393,442 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 390,386 | $9,371,216 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 77,900 | $9,359,685 | dollars as filed | call |
| WESBANCO INC | 950810101 | COM | 381,981 | $9,327,979 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 140,000 | $9,326,800 | dollars as filed | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 60,367 | $9,314,601 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 75,638 | $9,298,081 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 10,741,000 | $9,272,276 | dollars as filed | principal |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 435,442 | $9,257,497 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 442,796 | $9,250,008 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 203,238 | $9,224,928 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 203,899 | $9,212,138 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 568,225 | $9,202,401 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 272,077 | $9,196,218 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 50,988 | $9,171,211 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 4,290,338 | $9,138,421 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 150,826 | $9,127,998 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 816,661 | $9,122,104 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 94,904 | $9,120,245 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 606,892 | $9,097,308 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 327,929 | $9,093,458 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 85,514 | $9,092,676 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 9,348,000 | $9,083,639 | dollars as filed | principal |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 612,759 | $9,081,083 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 342,292 | $9,080,999 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 237,176 | $9,064,858 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 9,677,000 | $9,061,349 | dollars as filed | principal |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 53,221 | $9,047,489 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 307,094 | $9,028,549 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 52,608 | $9,027,469 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 14,651 | $9,019,386 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 406,161 | $9,012,726 | dollars as filed | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 118,047 | $9,006,987 | dollars as filed | |
| JBT MAREL CORPORATION | 477839104 | COM | 85,595 | $8,999,475 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 133,892 | $8,976,126 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 312,200 | $8,975,753 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 1,318,763 | $8,967,588 | dollars as filed | |
| VTI | 922908769 | COM | 42,100 | $8,942,461 | dollars as filed | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 677,946 | $8,935,328 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 111,494 | $8,917,309 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 379,617 | $8,913,407 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 118,350 | $8,902,269 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 266,264 | $8,874,555 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 385,801 | $8,869,565 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 703,122 | $8,859,347 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 470,361 | $8,847,483 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 131,055 | $8,827,874 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 536,626 | $8,811,397 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 218,411 | $8,804,147 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 7,275,000 | $8,789,073 | dollars as filed | principal |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 291,746 | $8,764,042 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 128,768 | $8,729,178 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 211,212 | $8,714,598 | dollars as filed | |
| WSFS FINL CORP | 929328102 | COM | 238,752 | $8,714,472 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 77,927 | $8,702,012 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 1,249,918 | $8,699,424 | dollars as filed | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 393,213 | $8,698,108 | dollars as filed | |
| AAR CORP | 000361105 | COM | 146,087 | $8,696,581 | dollars as filed | |
| J P MORGAN ETF LTD DURATION BD | 46654Q773 | ETF | 174,200 | $8,692,581 | dollars as filed | |
| PATRICK INDS INC | 703343103 | COM | 115,628 | $8,679,028 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 356,965 | $8,667,091 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 368,575 | $8,663,346 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 411,121 | $8,633,541 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 164,402 | $8,624,479 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 40,000 | $8,594,000 | dollars as filed | put |
| WORKDAY INC CL A | 98138H101 | Stock | 40,000 | $8,594,000 | dollars as filed | call |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 111,854 | $8,581,490 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 216,126 | $8,580,215 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 117,078 | $8,579,549 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 623,415 | $8,553,247 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 63,880 | $8,540,799 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 137,894 | $8,535,605 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 42,500 | $8,509,350 | dollars as filed | call |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 455,536 | $8,500,310 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 167,637 | $8,499,207 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 697,201 | $8,477,961 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 333,651 | $8,468,063 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 216,961 | $8,446,290 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 59,600 | $8,444,724 | dollars as filed | put |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 132,942 | $8,440,528 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 64,701 | $8,433,150 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 921,788 | $8,425,146 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 263,709 | $8,417,604 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 702,384 | $8,414,566 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 9,257,000 | $8,409,337 | dollars as filed | principal |
| CACI INTL INC CL A | 127190304 | Stock | 26,759 | $8,400,488 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 93,310 | $8,397,900 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 173,829 | $8,369,879 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 288,977 | $8,368,775 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 146,218 | $8,362,229 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 303,681 | $8,360,340 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 76,944 | $8,359,213 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 8,722,000 | $8,358,729 | dollars as filed | principal |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 758,487 | $8,358,527 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 190,000 | $8,350,500 | dollars as filed | call |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 353,104 | $8,347,374 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 70,116 | $8,339,597 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 49,221 | $8,324,303 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 255,251 | $8,305,883 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 108,500 | $8,301,335 | dollars as filed | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 647,500 | $8,294,475 | dollars as filed | put |
| Walmart Inc. | 931142103 | COM | 51,800 | $8,284,374 | dollars as filed | call |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 9,144,000 | $8,280,441 | dollars as filed | principal |
| LAKELAND FINL CORP | 511656100 | COM | 174,360 | $8,275,138 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 56,864 | $8,273,713 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 201,400 | $8,273,485 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 638,374 | $8,273,334 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 482,520 | $8,260,740 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 140,000 | $8,250,200 | dollars as filed | put |
| CRANE COMPANY COMMON STOCK | 224408104 | Stock | 92,827 | $8,246,713 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 250,000 | $8,242,500 | dollars as filed | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 369,920 | $8,241,824 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 306,274 | $8,238,766 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 938,075 | $8,235,452 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 200,000 | $8,226,000 | dollars as filed | call |
| TRINET GROUP INC COM | 896288107 | Stock | 70,543 | $8,216,848 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 117,939 | $8,216,730 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 188,494 | $8,212,711 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 16,100 | $8,209,390 | dollars as filed | put |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 50,331 | $8,209,090 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 201,745 | $8,202,531 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 794,432 | $8,198,540 | dollars as filed | |
| KBHOME | 48666K109 | COM | 176,980 | $8,190,650 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 27,681 | $8,174,938 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 384,862 | $8,166,755 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 19,764 | $8,165,872 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 297,317 | $8,146,491 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 53,344 | $8,137,551 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 55,000 | $8,135,050 | dollars as filed | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 130,972 | $8,108,481 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 296,158 | $8,102,860 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 212,144 | $8,089,042 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 660,840 | $8,075,459 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 10,853,000 | $8,075,066 | dollars as filed | principal |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 121,259 | $8,057,688 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 182,300 | $8,055,817 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 85,655 | $8,029,256 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 177,834 | $8,009,674 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 299,882 | $8,000,850 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 40,000 | $7,996,800 | dollars as filed | put |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 79,779 | $7,985,773 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 660,262 | $7,962,760 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 92,695 | $7,954,130 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 115,943 | $7,937,423 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 286,296 | $7,927,529 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 7,768,500 | $7,907,634 | dollars as filed | principal |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 195,314 | $7,898,458 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 478,322 | $7,897,088 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 489,015 | $7,882,914 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 7,364,000 | $7,871,085 | dollars as filed | principal |
| TECHNIPFMC PLC COM | G87110105 | Stock | 386,010 | $7,851,449 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 332,543 | $7,844,681 | dollars as filed | |
| AUTOLIV INC | 052800109 | COM | 81,294 | $7,843,174 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 946,563 | $7,818,613 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 98,365 | $7,817,040 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 100,000 | $7,814,000 | dollars as filed | call |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 570,073 | $7,809,993 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 189,820 | $7,801,607 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 390,271 | $7,782,021 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 832,989 | $7,780,114 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 94,588 | $7,769,503 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,980,437 | $7,763,313 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 208,323 | $7,743,374 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 329,776 | $7,739,842 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 311,397 | $7,735,109 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,151,230 | $7,720,514 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 579,573 | $7,708,312 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 122,212 | $7,700,552 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 153,339 | $7,689,911 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 8,156,000 | $7,687,030 | dollars as filed | principal |
| CLEAN HARBORS INC COM | 184496107 | Stock | 45,767 | $7,659,565 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 141,338 | $7,659,115 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 375,405 | $7,647,001 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 46,557 | $7,624,640 | dollars as filed | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 145,755 | $7,623,011 | dollars as filed | |
| RB GLOBAL INC COM | 74935Q107 | Stock | 121,796 | $7,612,289 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 523,806 | $7,610,901 | dollars as filed | |
| TECHTARGET INC | 87874R100 | COM | 250,684 | $7,610,776 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 300,000 | $7,599,000 | dollars as filed | call |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 441,712 | $7,588,621 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 242,040 | $7,587,964 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 203,932 | $7,586,271 | dollars as filed | |
| General Electric Company | 369604301 | COM | 68,600 | $7,583,730 | dollars as filed | put |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 283,303 | $7,555,696 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 52,626 | $7,544,887 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 65,052 | $7,538,838 | dollars as filed | |
| WINGSTOP INC COM | 974155103 | Stock | 41,874 | $7,530,583 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 257,403 | $7,529,031 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 408,800 | $7,526,008 | dollars as filed | put |
| LIVENT CORP | 53814L108 | COM | 408,800 | $7,526,008 | dollars as filed | call |
| AIR LEASE CORP | 00912X302 | CL A | 190,551 | $7,509,631 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,018,213 | $7,504,227 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 82,984 | $7,495,989 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 7,610,000 | $7,492,046 | dollars as filed | principal |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 425,818 | $7,490,135 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 165,858 | $7,475,225 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 159,937 | $7,473,828 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 927,427 | $7,465,791 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 176,400 | $7,461,720 | dollars as filed | put |
| GENPACT LIMITED SHS | G3922B107 | Stock | 205,270 | $7,430,786 | dollars as filed | |
| INTERPARFUMS INC COM | 458334109 | Stock | 55,264 | $7,424,123 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 564,955 | $7,423,515 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 96,300 | $7,420,878 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 197,395 | $7,412,197 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 175,223 | $7,411,948 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 500,819 | $7,407,112 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 233,329 | $7,405,850 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 320,095 | $7,400,582 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 50,000 | $7,395,500 | dollars as filed | call |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 704,511 | $7,390,322 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 106,365 | $7,390,239 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 94,168 | $7,386,517 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 84,484 | $7,376,398 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 247,171 | $7,359,743 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 380,609 | $7,353,366 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 240,110 | $7,340,166 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 109,732 | $7,316,930 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 551,186 | $7,297,702 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 54,210 | $7,274,918 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 7,733,641 | $7,272,716 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 149,806 | $7,266,805 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 533,837 | $7,249,510 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 65,470 | $7,247,507 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 352,067 | $7,238,480 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 269,427 | $7,223,332 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 6,000,000 | $7,221,900 | dollars as filed | principal |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 572,606 | $7,220,565 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 185,821 | $7,202,422 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 683,231 | $7,201,261 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 138,948 | $7,194,663 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 102,744 | $7,185,868 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 362,312 | $7,184,647 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 323,956 | $7,178,869 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 49,500 | $7,178,490 | dollars as filed | put |
| Schwab US REIT ETF | 808524847 | SHS | 404,360 | $7,177,381 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 226,969 | $7,176,760 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 128,546 | $7,171,582 | dollars as filed | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 93,970 | $7,170,833 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 145,297 | $7,170,447 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 134,009 | $7,166,847 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 631,938 | $7,159,860 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 286,877 | $7,140,372 | dollars as filed | |
| CHAMPION HOMES INC | 830830105 | COM | 112,017 | $7,137,697 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 443,049 | $7,133,077 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 350,000 | $7,119,000 | dollars as filed | put |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 490,658 | $7,109,642 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 165,724 | $7,092,988 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 110,000 | $7,073,000 | dollars as filed | call |
| MP MATERIALS CORP | 553368101 | COM CL A | 369,258 | $7,052,828 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 135,604 | $7,022,924 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 7,553,000 | $7,015,151 | dollars as filed | principal |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 277,534 | $7,013,275 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 6,327 | $7,011,664 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 460,701 | $6,998,050 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 290,572 | $6,985,342 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 86,206 | $6,970,639 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 828,675 | $6,969,154 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 63,296 | $6,951,848 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 174,351 | $6,935,698 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,070,304 | $6,935,568 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 341,234 | $6,927,048 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 538,200 | $6,894,327 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,841,981 | $6,889,009 | dollars as filed | |
| RH | 74967X103 | COM | 26,054 | $6,887,636 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 300,269 | $6,885,164 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 53,137 | $6,881,811 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 914,976 | $6,880,621 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 710,434 | $6,877,005 | dollars as filed | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 115,381 | $6,858,246 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 30,000 | $6,853,800 | dollars as filed | call |
| IDEX CORP COM | 45167R104 | Stock | 32,909 | $6,845,792 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 18,385 | $6,833,122 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 714,458 | $6,823,077 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 25,373 | $6,818,112 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 95,524 | $6,788,916 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 395,165 | $6,781,031 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 447,773 | $6,779,292 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 275,590 | $6,773,986 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 126,505 | $6,771,808 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 64,407 | $6,767,197 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 254,397 | $6,764,418 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 159,988 | $6,745,102 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 134,906 | $6,742,564 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 751,986 | $6,737,801 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 189,321 | $6,730,367 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 8,458,000 | $6,721,488 | dollars as filed | principal |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 99,616 | $6,719,660 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,345,668 | $6,714,883 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 392,557 | $6,697,026 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 183,775 | $6,691,247 | dollars as filed | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 6,362,000 | $6,680,863 | dollars as filed | principal |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 300,347 | $6,676,691 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 40,061 | $6,674,964 | dollars as filed | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 116,771 | $6,672,276 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 1,485,876 | $6,671,585 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,320,971 | $6,670,904 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 55,000 | $6,667,100 | dollars as filed | put |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 171,206 | $6,665,071 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 161,593 | $6,657,612 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 88,800 | $6,637,801 | dollars as filed | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 62,826 | $6,630,628 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 92,060 | $6,625,585 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 97,433 | $6,610,829 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 45,855 | $6,594,842 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 52,853 | $6,567,424 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 308,130 | $6,563,168 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 72,663 | $6,561,297 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 42,400 | $6,556,736 | dollars as filed | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 233,200 | $6,538,938 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 579,141 | $6,538,505 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 514,208 | $6,530,443 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 41,595 | $6,529,941 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 354,286 | $6,522,403 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 139,982 | $6,517,525 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 142,545 | $6,502,870 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 305,977 | $6,502,009 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 226,445 | $6,493,084 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 139,759 | $6,477,831 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 134,956 | $6,477,182 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 125,000 | $6,473,750 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 125,000 | $6,473,750 | dollars as filed | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20,000 | $6,471,400 | dollars as filed | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 148,447 | $6,466,351 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 278,557 | $6,459,742 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 219,189 | $6,450,730 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 180,665 | $6,435,287 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 175,679 | $6,435,114 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 70,474 | $6,421,577 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 37,748 | $6,382,810 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 128,670 | $6,374,295 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 294,554 | $6,371,182 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 626,215 | $6,356,081 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 284,122 | $6,347,280 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 100,613 | $6,335,579 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 66,264 | $6,326,187 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 470,244 | $6,320,082 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 139,736 | $6,318,851 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 181,165 | $6,309,977 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 615,696 | $6,298,568 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 320,690 | $6,279,123 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 5,910,000 | $6,260,168 | dollars as filed | principal |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 455,536 | $6,249,960 | dollars as filed | |
| ISHARES TR | 46436E148 | IBONDS DEC 2033 | 264,533 | $6,235,043 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 476,286 | $6,215,520 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 178,594 | $6,207,908 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 94,761 | $6,197,398 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 418,184 | $6,184,960 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 60,430 | $6,175,980 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 226,605 | $6,168,167 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 850,432 | $6,148,623 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 131,305 | $6,145,098 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 136,314 | $6,145,026 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 198,584 | $6,140,208 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 72,012 | $6,133,980 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 161,228 | $6,131,530 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 347,414 | $6,124,655 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 92,789 | $6,119,401 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 696,711 | $6,117,121 | dollars as filed | |
| DORMAN PRODS INC | 258278100 | COM | 80,690 | $6,113,074 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 195,771 | $6,096,309 | dollars as filed | |
| HOWARD HUGHES HOLDINGS INC COM | 44267T102 | Stock | 82,212 | $6,094,377 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 742,034 | $6,092,103 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 113,755 | $6,088,168 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 255,444 | $6,087,228 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 119,895 | $6,083,462 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 128,481 | $6,072,036 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 943,348 | $6,056,294 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 165,458 | $6,044,202 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 134,527 | $6,041,159 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 3,443,000 | $6,032,618 | dollars as filed | principal |
| QUANTA SVCS INC | 74762E102 | COM | 32,200 | $6,023,654 | dollars as filed | put |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 298,410 | $6,004,002 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 184,064 | $5,978,398 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 264,651 | $5,975,816 | dollars as filed | |
| F N B CORP | 302520101 | COM | 553,756 | $5,975,038 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 5,031,000 | $5,945,334 | dollars as filed | principal |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 81,255 | $5,935,657 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 148,019 | $5,935,088 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 29,878 | $5,928,958 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 137,648 | $5,928,508 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 131,183 | $5,928,172 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,087,068 | $5,924,525 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 155,707 | $5,923,094 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 442,621 | $5,917,848 | dollars as filed | |
| OCEANEERING INTL INC | 675232102 | COM | 230,027 | $5,916,291 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 59,036 | $5,912,982 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,313,126 | $5,909,072 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 608,398 | $5,901,459 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 339,974 | $5,898,529 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 629,463 | $5,898,069 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 589,187 | $5,885,967 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 210,877 | $5,866,599 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 497,089 | $5,855,710 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 195,507 | $5,847,614 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000186 | this filing | 2023-11-13 | acceptance time not in the bulk data set |