13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 7,564 holding rows worth $341,304,414,499.
- Accession
- 0000072971-23-000186
- Filer
- CIK 72971
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 19,057 entries on the cover page, a total value of $341,304,414,499 stated on the cover page (in dollars after the unit check, H1), rows summing to $341,304,414,499 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 37,999 | $1,531,170 | dollars as filed | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 20,808 | $1,528,946 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 4,000 | $1,528,720 | dollars as filed | put |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 170,252 | $1,527,164 | dollars as filed | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 73,400 | $1,526,723 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 278,672 | $1,521,552 | dollars as filed | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 62,701 | $1,521,139 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 129,455 | $1,519,806 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 162,395 | $1,518,393 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 104,899 | $1,517,886 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 39,901 | $1,517,035 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 259,693 | $1,516,609 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 18,158 | $1,511,076 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 59,916 | $1,510,482 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 327,957 | $1,508,604 | dollars as filed | |
| Delek Logistics Partners LP | 24664T103 | Com | 35,942 | $1,508,490 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 12,214 | $1,504,027 | dollars as filed | |
| MUELLER INDS INC COM | 624756102 | Stock | 19,977 | $1,501,462 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 148,155 | $1,500,815 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 94,941 | $1,500,073 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 29,634 | $1,498,011 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 162,818 | $1,497,925 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 64,430 | $1,496,709 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 48,910 | $1,496,141 | dollars as filed | |
| PARK NATL CORP COM | 700658107 | Stock | 15,768 | $1,490,327 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 26,501 | $1,488,012 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 191,450 | $1,487,566 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 32,622 | $1,483,974 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 173,848 | $1,482,925 | dollars as filed | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 2,103,000 | $1,482,615 | dollars as filed | principal |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 91,344 | $1,480,694 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 93,700 | $1,480,458 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 199,104 | $1,473,370 | dollars as filed | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 9,123 | $1,472,843 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 36,752 | $1,468,610 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 133,921 | $1,461,075 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 112,564 | $1,459,965 | dollars as filed | |
| MEDIWOUND LTD | M68830112 | COMMON STOCK | 136,642 | $1,453,871 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 26,654 | $1,452,087 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 149,846 | $1,449,016 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 878,150 | $1,448,948 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 10,300 | $1,445,090 | dollars as filed | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 208,248 | $1,443,156 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 44,883 | $1,442,081 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 35,600 | $1,441,800 | dollars as filed | put |
| ARROW ELECTRS INC | 042735100 | COM | 11,501 | $1,440,386 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 123,023 | $1,438,139 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 47,755 | $1,434,564 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 60,261 | $1,430,940 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 160,080 | $1,429,520 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 23,772 | $1,428,909 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 99,392 | $1,427,274 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 161,021 | $1,426,647 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 10,851 | $1,426,581 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 260,510 | $1,424,987 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 15,200 | $1,423,176 | dollars as filed | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 66,376 | $1,421,765 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 71,366 | $1,420,184 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 35,000 | $1,417,500 | dollars as filed | call |
| VALLEY NATL BANCORP | 919794107 | COM | 165,199 | $1,414,105 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 32,325 | $1,413,264 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 172,637 | $1,412,179 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 102,655 | $1,411,501 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 17,424 | $1,411,344 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 41,656 | $1,410,901 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 96,747 | $1,410,571 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 134,703 | $1,410,341 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 38,116 | $1,408,795 | dollars as filed | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 1,400,000 | $1,407,896 | dollars as filed | principal |
| RAPID7 INC COM | 753422104 | Stock | 30,743 | $1,407,414 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 36,908 | $1,404,337 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 68,062 | $1,402,760 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 34,100 | $1,402,533 | dollars as filed | put |
| MARATHON OIL CORP | 565849106 | COM | 52,400 | $1,401,700 | dollars as filed | call |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 40,358 | $1,401,644 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 127,069 | $1,401,571 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 50,000 | $1,400,500 | dollars as filed | put |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 116,905 | $1,398,184 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 49,700 | $1,397,068 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 26,006 | $1,394,936 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 181,352 | $1,394,604 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 125,877 | $1,393,459 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 25,000 | $1,393,000 | dollars as filed | call |
| VECTOR GROUP LTD | 92240M108 | COM | 130,900 | $1,392,776 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 56,240 | $1,390,246 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 104,391 | $1,387,351 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 282,756 | $1,382,677 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 5,900 | $1,382,370 | dollars as filed | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 85,635 | $1,382,145 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 465,914 | $1,379,107 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 17,208 | $1,378,447 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 53,670 | $1,375,564 | dollars as filed | |
| MAXIMUS INC | 577933104 | COM | 18,419 | $1,375,545 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 416,549 | $1,374,611 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 63,567 | $1,372,411 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 69,197 | $1,372,154 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 7,190 | $1,371,347 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 353,902 | $1,369,603 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 118,038 | $1,366,881 | dollars as filed | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 58,698 | $1,363,555 | dollars as filed | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 28,830 | $1,363,355 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 51,989 | $1,362,104 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 192,190 | $1,360,705 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 5,000 | $1,357,600 | dollars as filed | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 225,808 | $1,354,148 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 62,158 | $1,352,553 | dollars as filed | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 49,652 | $1,351,567 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 216,210 | $1,351,313 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 40,152 | $1,348,298 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 465,556 | $1,345,455 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 108,230 | $1,345,296 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 49,814 | $1,343,483 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 31,948 | $1,342,777 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 72,409 | $1,342,463 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 222,776 | $1,341,112 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 22,478 | $1,336,323 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 237,656 | $1,333,251 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 153,370 | $1,328,184 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 419,571 | $1,325,844 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 30,180 | $1,325,191 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 163,200 | $1,325,187 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 18,922 | $1,322,481 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 20,826 | $1,322,424 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 166,996 | $1,320,937 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 137,959 | $1,320,258 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 18,951 | $1,317,889 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 20,000 | $1,317,600 | dollars as filed | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 9,054 | $1,315,526 | dollars as filed | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 36,659 | $1,315,325 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 1,502,000 | $1,314,250 | dollars as filed | principal |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 557,525 | $1,299,033 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 28,223 | $1,297,976 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 56,574 | $1,297,237 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 28,456 | $1,297,040 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 47,023 | $1,296,425 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 58,229 | $1,295,592 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 5,000 | $1,292,650 | dollars as filed | call |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 82,266 | $1,290,744 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 84,790 | $1,290,503 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 21,732 | $1,285,714 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 201,127 | $1,283,190 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 32,199 | $1,279,577 | dollars as filed | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 52,547 | $1,279,516 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 29,607 | $1,279,330 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 76,564 | $1,277,087 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 105,963 | $1,274,729 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 77,041 | $1,271,173 | dollars as filed | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 44,108 | $1,265,889 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 104,412 | $1,264,429 | dollars as filed | |
| TPG INC COM CL A | 872657101 | Stock | 41,940 | $1,263,232 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 18,500 | $1,262,070 | dollars as filed | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 12,294 | $1,260,117 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 80,436 | $1,258,827 | dollars as filed | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 66,094 | $1,258,423 | dollars as filed | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 4,840,000 | $1,258,400 | dollars as filed | principal |
| VIASAT INC | 92552V100 | COM | 68,162 | $1,258,270 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 6,800 | $1,256,232 | dollars as filed | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 18,526 | $1,252,543 | dollars as filed | |
| RADNET INC | 750491102 | COM | 44,385 | $1,251,214 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 15,328 | $1,250,458 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 8,018 | $1,248,703 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 12,283 | $1,248,588 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 72,964 | $1,248,410 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 75,316 | $1,247,991 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 50,839 | $1,244,043 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 34,611 | $1,243,919 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 27,771 | $1,243,863 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 79,105 | $1,242,739 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 16,913 | $1,240,031 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 42,819 | $1,239,600 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 1,314,000 | $1,239,102 | dollars as filed | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 1,275,000 | $1,238,063 | dollars as filed | principal |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 130,317 | $1,238,018 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 143,721 | $1,237,442 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 53,396 | $1,234,508 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 201,415 | $1,232,660 | dollars as filed | |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 2,125,000 | $1,232,500 | dollars as filed | principal |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 153,459 | $1,232,278 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 53,709 | $1,231,280 | dollars as filed | |
| RADIAN GROUP INC COM | 750236101 | Stock | 48,991 | $1,230,167 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 50,000 | $1,229,500 | dollars as filed | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 58,930 | $1,227,526 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 162,234 | $1,223,245 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 59,650 | $1,222,230 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 1,336,000 | $1,222,066 | dollars as filed | principal |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 53,346 | $1,221,624 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 42,302 | $1,220,413 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 68,692 | $1,219,970 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 19,682 | $1,216,706 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 500,000 | $1,215,000 | dollars as filed | principal |
| ZYMEWORKS INC | 98985Y108 | COM | 191,630 | $1,214,933 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 15,544 | $1,213,520 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 32,554 | $1,212,633 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 166,994 | $1,212,378 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 99,229 | $1,209,598 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 1,403,000 | $1,205,023 | dollars as filed | principal |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 48,503 | $1,198,019 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 60,994 | $1,197,923 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 62,476 | $1,197,037 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 23,969 | $1,195,595 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 12,130 | $1,194,684 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 53,298 | $1,194,407 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 66,460 | $1,192,958 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 57,284 | $1,189,796 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 34,776 | $1,189,332 | dollars as filed | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 43,234 | $1,187,638 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 119,471 | $1,185,155 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 15,776 | $1,182,746 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 101,858 | $1,182,572 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 95,801 | $1,180,270 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 39,651 | $1,174,860 | dollars as filed | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 36,841 | $1,174,859 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 175,200 | $1,172,088 | dollars as filed | call |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 40,584 | $1,171,652 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 231,929 | $1,164,288 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 285,335 | $1,164,167 | dollars as filed | |
| FISERV INC | 337738108 | COM | 10,300 | $1,163,488 | dollars as filed | put |
| CHEFS WHSE INC | 163086AB7 | BOND | 1,264,000 | $1,162,880 | dollars as filed | principal |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 130,563 | $1,162,017 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 22,000 | $1,161,600 | dollars as filed | put |
| AT&T Inc | 00206R102 | COM | 77,300 | $1,161,046 | dollars as filed | put |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 149,351 | $1,158,962 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 172,921 | $1,158,575 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 32,392 | $1,157,350 | dollars as filed | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 26,093 | $1,155,688 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 62,133 | $1,155,058 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 181,896 | $1,155,037 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 48,499 | $1,154,761 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 35,975 | $1,153,706 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 206,227 | $1,152,807 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 41,829 | $1,151,134 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 35,491 | $1,148,856 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 43,968 | $1,147,451 | dollars as filed | |
| CAE INC COM | 124765108 | Stock | 48,905 | $1,143,896 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 16,336 | $1,141,212 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,900 | $1,139,931 | dollars as filed | put |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 50,656 | $1,139,753 | dollars as filed | |
| BUCKLE INC COM | 118440106 | Stock | 34,130 | $1,139,610 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 164,575 | $1,138,861 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 29,130 | $1,138,109 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 34,647 | $1,136,768 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 30,555 | $1,136,341 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 39,810 | $1,136,175 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 140,592 | $1,131,763 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 33,724 | $1,131,104 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 18,292 | $1,130,630 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 35,080 | $1,128,895 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 18,118 | $1,128,778 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 65,000 | $1,127,750 | dollars as filed | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 70,000 | $1,124,900 | dollars as filed | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 18,818 | $1,121,923 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 29,419 | $1,118,496 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 139,772 | $1,118,176 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 83,247 | $1,118,016 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 402,016 | $1,117,604 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 233,855 | $1,115,489 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 88,374 | $1,113,512 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 72,429 | $1,111,061 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 63,377 | $1,106,559 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 45,954 | $1,105,185 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 26,604 | $1,104,332 | dollars as filed | |
| GMS INC | 36251C103 | COM | 17,257 | $1,103,930 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 107,483 | $1,103,854 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 13,330 | $1,103,762 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 1,251,000 | $1,102,506 | dollars as filed | principal |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 2,000,000 | $1,095,000 | dollars as filed | principal |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 116,468 | $1,091,305 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 84,183 | $1,086,803 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 49,772 | $1,086,522 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 11,546 | $1,084,475 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 24,953 | $1,083,210 | dollars as filed | |
| VICOR CORP | 925815102 | COM | 18,392 | $1,083,107 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 10,771 | $1,082,593 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 112,210 | $1,081,709 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 64,788 | $1,081,315 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 20,164 | $1,080,815 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 88,789 | $1,078,787 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 41,385 | $1,076,432 | dollars as filed | |
| DENBURY INC | 24790A101 | COM | 10,974 | $1,075,562 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 124,844 | $1,074,906 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 53,104 | $1,073,232 | dollars as filed | |
| VARONIS SYS INC | 922280AB8 | BOND | 904,000 | $1,066,720 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 20,952 | $1,064,988 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 232,321 | $1,064,034 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 32,148 | $1,062,492 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 11,974 | $1,062,341 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 30,485 | $1,058,744 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 34,234 | $1,058,171 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 335,319 | $1,052,902 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 162,728 | $1,052,849 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 56,329 | $1,052,226 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 239,631 | $1,049,583 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 117,586 | $1,048,866 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 95,000 | $1,044,050 | dollars as filed | put |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 48,112 | $1,043,551 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 46,314 | $1,038,359 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 18,519 | $1,037,249 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 21,500 | $1,036,730 | dollars as filed | put |
| Abbott Laboratories | 002824100 | COM | 10,700 | $1,036,295 | dollars as filed | put |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 283,125 | $1,036,235 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 38,154 | $1,035,499 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 63,726 | $1,034,910 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 24,304 | $1,034,868 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 46,587 | $1,033,290 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 19,099 | $1,031,896 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 110,451 | $1,030,504 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 78,774 | $1,027,999 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 437,380 | $1,027,843 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 14,861 | $1,027,620 | dollars as filed | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 17,301 | $1,027,507 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 18,664 | $1,027,080 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 20,902 | $1,026,096 | dollars as filed | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 13,614 | $1,024,478 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 23,311 | $1,024,299 | dollars as filed | |
| GERON CORP | 374163103 | COM | 482,065 | $1,021,977 | dollars as filed | |
| NUVALENT INC COM | 670703107 | Stock | 22,213 | $1,021,132 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 224,025 | $1,019,312 | dollars as filed | |
| BANCORP INC DEL | 05969A105 | COM | 29,503 | $1,017,855 | dollars as filed | |
| Boeing Company | 097023105 | COM | 5,300 | $1,015,904 | dollars as filed | put |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 69,670 | $1,011,609 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 88,220 | $1,010,998 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 79,661 | $1,010,106 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 50,281 | $1,008,637 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 122,030 | $1,006,748 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 46,847 | $1,005,335 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 15,101 | $1,001,814 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 28,511 | $1,000,758 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 49,122 | $1,000,622 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 97,462 | $998,012 | dollars as filed | |
| KADANT INC | 48282T104 | COM | 4,419 | $996,786 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 71,814 | $993,899 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 51,940 | $992,048 | dollars as filed | |
| GIBRALTAR INDS INC | 374689107 | COM | 14,680 | $991,079 | dollars as filed | |
| PREMIER INC | 74051N102 | CL A | 46,040 | $989,866 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 80,754 | $989,239 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 17,192 | $988,010 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 74,723 | $987,838 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 3,357 | $986,122 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 38,238 | $984,632 | dollars as filed | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 9,403 | $982,019 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 11,008 | $979,346 | dollars as filed | |
| ZIFF DAVIS INC | 48123V102 | COM | 15,328 | $976,232 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 29,691 | $974,459 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 30,000 | $974,400 | dollars as filed | put |
| O-I GLASS INC | 67098H104 | COM | 58,180 | $973,356 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 138,902 | $972,311 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 119,153 | $972,288 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 165,909 | $972,229 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 379,554 | $971,659 | dollars as filed | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 35,891 | $968,340 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 14,612 | $967,606 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 24,169 | $966,969 | dollars as filed | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 23,729 | $965,761 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 24,037 | $965,326 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 22,588 | $964,727 | dollars as filed | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 42,780 | $963,808 | dollars as filed | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 10,329 | $962,868 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 1,036,000 | $961,253 | dollars as filed | principal |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 133,100 | $960,983 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 71,275 | $959,363 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 8,000 | $958,400 | dollars as filed | put |
| PHINIA INC | 71880K101 | COMMON STOCK | 35,751 | $957,755 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 23,245 | $956,332 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 30,219 | $954,920 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 20,269 | $954,314 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 47,493 | $952,704 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 77,611 | $952,287 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 94,170 | $952,059 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 18,621 | $951,126 | dollars as filed | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 43,745 | $951,034 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 32,154 | $949,835 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 48,939 | $948,680 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 90,000 | $948,600 | dollars as filed | call |
| NETSTREIT CORP | 64119V303 | COM | 60,845 | $947,960 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 20,000 | $945,400 | dollars as filed | put |
| ELASTIC N V ORD SHS | N14506104 | Stock | 11,603 | $942,628 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 150,326 | $941,038 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 23,422 | $940,586 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 21,689 | $938,038 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 52,507 | $934,629 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 75,371 | $934,605 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 9,935 | $930,272 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 204,786 | $925,633 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 846,000 | $924,729 | dollars as filed | principal |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,584 | $923,306 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 154,263 | $922,492 | dollars as filed | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 1,037,000 | $922,412 | dollars as filed | principal |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 32,771 | $919,542 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 30,000 | $918,900 | dollars as filed | put |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 154,473 | $916,105 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 13,983 | $913,370 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 177,848 | $912,361 | dollars as filed | |
| GREEN PLAINS INC | 393222104 | COM | 30,197 | $908,922 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 21,620 | $908,662 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 65,635 | $908,378 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 149,901 | $906,904 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 22,100 | $906,088 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 93,992 | $905,145 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 38,925 | $905,012 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 114,092 | $902,467 | dollars as filed | |
| MGE ENERGY INC | 55277P104 | COM | 13,160 | $901,633 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 39,147 | $899,989 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 33,129 | $897,464 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 40,369 | $897,000 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 19,661 | $896,693 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 94,946 | $895,341 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 125,211 | $892,752 | dollars as filed | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 29,893 | $892,002 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 65,389 | $890,600 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 23,174 | $889,645 | dollars as filed | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 32,562 | $887,152 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 36,013 | $881,958 | dollars as filed | |
| SUI GROUP HOLDINGS LIMITED | 59982U200 | COM NEW | 287,994 | $878,382 | dollars as filed | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 21,880 | $877,405 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 35,876 | $875,732 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 8,735 | $874,044 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 95,528 | $872,171 | dollars as filed | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 28,381 | $870,729 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 9,400 | $870,252 | dollars as filed | put |
| PETIQ INC | 71639T106 | COMMON STOCK | 44,168 | $870,101 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 18,215 | $869,949 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 45,462 | $868,325 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 109,898 | $864,895 | dollars as filed | |
| CENTURY ALUM CO | 156431108 | COM | 120,212 | $864,323 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 16,684 | $860,252 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 95,678 | $860,139 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 20,672 | $859,748 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 282,438 | $858,610 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 95,830 | $856,719 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 62,961 | $856,270 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 70,682 | $855,959 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 24,413 | $851,835 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 82,838 | $849,912 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 21,369 | $847,712 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 11,259 | $847,240 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 63,785 | $845,790 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 136,835 | $844,271 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 93,709 | $843,381 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 132,118 | $842,913 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 39,703 | $842,106 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 27,047 | $840,627 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 53,517 | $838,076 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 9,100 | $837,473 | dollars as filed | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 42,471 | $837,095 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,900 | $836,361 | dollars as filed | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 14,199 | $836,321 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 28,556 | $835,264 | dollars as filed | |
| WERNER ENTERPRISES INC | 950755108 | COM | 21,437 | $834,970 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 69,139 | $833,816 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 56,027 | $833,683 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 295,463 | $833,206 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 67,626 | $831,793 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 397,827 | $831,458 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 67,510 | $831,053 | dollars as filed | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 20,552 | $830,907 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 45,341 | $830,193 | dollars as filed | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 24,719 | $828,848 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 26,492 | $828,021 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 23,697 | $827,268 | dollars as filed | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 790,000 | $827,130 | dollars as filed | principal |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 20,226 | $825,814 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 66,855 | $822,983 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 32,223 | $820,075 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 25,533 | $819,610 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 7,115 | $818,751 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 23,408 | $818,589 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 19,102 | $817,545 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 164,940 | $814,805 | dollars as filed | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 19,542 | $813,546 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 34,260 | $812,996 | dollars as filed | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 16,355 | $809,256 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 42,769 | $808,769 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 126,728 | $808,527 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 7,000 | $807,730 | dollars as filed | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 47,052 | $806,939 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 15,629 | $806,435 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 43,216 | $805,540 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 53,950 | $804,934 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 15,335 | $804,623 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 50,922 | $803,033 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 11,500 | $802,930 | dollars as filed | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 14,214 | $801,265 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 36,530 | $801,060 | dollars as filed | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 255,334 | $796,642 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 17,336 | $794,691 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 43,165 | $792,077 | dollars as filed | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 16,739 | $790,239 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 258,689 | $789,002 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 9,043 | $785,928 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 20,717 | $785,576 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 45,601 | $785,245 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,000 | $785,160 | dollars as filed | call |
| Raytheon Technologies Corporation | 75513E101 | COM | 10,900 | $784,473 | dollars as filed | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 132,402 | $783,819 | dollars as filed | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 20,229 | $780,060 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 105,221 | $779,688 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 45,557 | $779,481 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 50,093 | $776,442 | dollars as filed | |
| KELLY SVCS INC | 488152208 | CL A | 42,638 | $775,591 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 20,312 | $775,106 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000186 | this filing | 2023-11-13 | acceptance time not in the bulk data set |