13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 7,668 holding rows worth $347,250,759,405.
- Accession
- 0000072971-23-000114
- Filer
- CIK 72971
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 19,151 entries on the cover page, a total value of $347,250,759,405 stated on the cover page (in dollars after the unit check, H1), rows summing to $347,250,759,405 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 46,773 | $3,064,569 | dollars as filed | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 3,316,000 | $3,062,624 | dollars as filed | principal |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 41,964 | $3,061,343 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 377,350 | $3,048,988 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 3,137,000 | $3,047,156 | dollars as filed | principal |
| KOHLS CORP | 500255104 | COM | 129,415 | $3,046,447 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 27,704 | $3,044,160 | dollars as filed | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 111,175 | $3,039,546 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 63,791 | $3,031,361 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 1,990,279 | $3,025,225 | dollars as filed | |
| LIVEPERSON INC | 538146AB7 | BOND | 3,281,000 | $3,021,801 | dollars as filed | principal |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 53,517 | $3,018,936 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 223,954 | $3,012,192 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 52,369 | $3,008,154 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 179,501 | $3,006,642 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 33,453 | $3,001,741 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 277,620 | $3,001,081 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 3,340,000 | $2,996,315 | dollars as filed | principal |
| SHAKE SHACK INC | 819047101 | CL A | 53,961 | $2,994,296 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 45,500 | $2,989,805 | dollars as filed | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 35,491 | $2,988,723 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 638,050 | $2,987,226 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 3,325,000 | $2,984,155 | dollars as filed | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 366,798 | $2,982,070 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 47,103 | $2,972,221 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 51,125 | $2,968,357 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 152,431 | $2,966,323 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 269,152 | $2,966,062 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 2,956,000 | $2,965,933 | dollars as filed | principal |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 52,409 | $2,964,786 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 62,071 | $2,960,818 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 23,684 | $2,957,422 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 43,233 | $2,954,549 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 70,661 | $2,952,233 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 105,291 | $2,948,149 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 169,576 | $2,947,262 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 214,455 | $2,946,617 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 268,601 | $2,946,563 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 289,499 | $2,944,211 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 135,207 | $2,943,488 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 5,495,000 | $2,942,518 | dollars as filed | principal |
| HESKA CORP | 42805E306 | COM | 30,057 | $2,934,171 | dollars as filed | |
| MODEL N INC | 607525AB8 | NOTE 2.625% 6/0 | 2,450,000 | $2,933,704 | dollars as filed | principal |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,085,693 | $2,931,373 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 46,251 | $2,930,965 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 223,592 | $2,929,064 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 29,223 | $2,927,863 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 61,222 | $2,927,671 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 45,853 | $2,922,679 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 81,000 | $2,920,050 | dollars as filed | put |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 43,838 | $2,919,706 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 134,227 | $2,916,036 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 114,063 | $2,915,471 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 171,390 | $2,915,358 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 207,841 | $2,907,721 | dollars as filed | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 134,901 | $2,904,419 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 37,456 | $2,899,916 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 981,620 | $2,895,782 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 41,222 | $2,891,381 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 227,389 | $2,887,841 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 30,292 | $2,883,569 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 548,056 | $2,882,784 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 125,070 | $2,881,612 | dollars as filed | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 4,564,000 | $2,875,320 | dollars as filed | principal |
| WISDOMTREE TR | 97717X867 | CMN | 106,005 | $2,869,505 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 53,580 | $2,867,162 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 244,189 | $2,857,013 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 54,500 | $2,848,988 | dollars as filed | call |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 350,756 | $2,844,637 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 48,824 | $2,841,589 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 17,100 | $2,832,273 | dollars as filed | call |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 1,907,000 | $2,827,928 | dollars as filed | principal |
| AMC NETWORKS INC | 00164V103 | CL A | 160,713 | $2,825,360 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 52,026 | $2,820,354 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 15,279 | $2,819,628 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 26,871 | $2,814,299 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 361,039 | $2,812,494 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 32,203 | $2,811,485 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 26,083 | $2,810,777 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 18,610 | $2,808,727 | dollars as filed | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 86,018 | $2,805,919 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 2,390,000 | $2,801,821 | dollars as filed | principal |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 93,360 | $2,795,205 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 5,222 | $2,794,554 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 125,258 | $2,793,268 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 142,210 | $2,793,033 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 99,061 | $2,792,549 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 194,965 | $2,789,949 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 157,495 | $2,784,528 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 122,003 | $2,780,448 | dollars as filed | |
| Delta Apparel Inc | 247368103 | COM | 252,003 | $2,772,037 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 54,842 | $2,768,437 | dollars as filed | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,820,000 | $2,767,830 | dollars as filed | principal |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 257,412 | $2,767,188 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 86,518 | $2,765,115 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 83,027 | $2,763,161 | dollars as filed | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 4,581,000 | $2,762,572 | dollars as filed | principal |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 103,405 | $2,761,977 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 723,939 | $2,758,210 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 50,533 | $2,752,029 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 33,915 | $2,750,898 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 119,831 | $2,750,140 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 119,700 | $2,749,509 | dollars as filed | put |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 136,450 | $2,746,744 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 162,236 | $2,741,794 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 277,281 | $2,739,546 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 518,635 | $2,738,393 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 106,384 | $2,738,323 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 100,000 | $2,738,000 | dollars as filed | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 100,000 | $2,738,000 | dollars as filed | call |
| Vaneck Long Muni ETF | 92189F536 | ETF | 151,990 | $2,737,341 | dollars as filed | |
| OTTER TAIL CORP | 689648103 | COM | 37,844 | $2,735,025 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 411,023 | $2,733,306 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 35,108 | $2,730,792 | dollars as filed | |
| KFORCE INC COM | 493732101 | Stock | 43,136 | $2,727,974 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 2,865,000 | $2,726,477 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 3,207,000 | $2,718,959 | dollars as filed | principal |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 27,931 | $2,718,022 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 99,140 | $2,717,445 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 130,784 | $2,715,102 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 40,115 | $2,707,790 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 304,121 | $2,706,679 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 58,896 | $2,705,093 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 271,843 | $2,699,401 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 127,686 | $2,695,375 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 81,317 | $2,692,436 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 105,636 | $2,683,154 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 135,141 | $2,682,568 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 3,448,000 | $2,681,027 | dollars as filed | principal |
| AIR LEASE CORP | 00912X302 | CL A | 68,064 | $2,679,682 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 7,800 | $2,678,676 | dollars as filed | put |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 48,011 | $2,676,145 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 3,082,000 | $2,671,231 | dollars as filed | principal |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 29,348 | $2,667,184 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 58,291 | $2,657,525 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 213,706 | $2,656,374 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 171,549 | $2,655,585 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 214,923 | $2,650,003 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 186,726 | $2,647,782 | dollars as filed | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 165,434 | $2,646,954 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 56,306 | $2,646,426 | dollars as filed | |
| THE ODP CORP | 88337F105 | COM | 58,762 | $2,643,122 | dollars as filed | |
| CSW INDUSTRIALS INC | 126402106 | COM | 19,022 | $2,642,844 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 643,742 | $2,639,343 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 107,013 | $2,638,945 | dollars as filed | |
| PDC ENERGY INC | 69327R101 | COM | 40,880 | $2,623,678 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 496,570 | $2,621,893 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 77,951 | $2,616,815 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 594,478 | $2,615,712 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 38,696 | $2,613,387 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 77,168 | $2,611,386 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 2,614,000 | $2,609,635 | dollars as filed | principal |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 512,481 | $2,603,406 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 251,865 | $2,594,217 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 17,166 | $2,592,112 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 47,128 | $2,588,272 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 411,457 | $2,588,066 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 73,471 | $2,585,454 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 77,220 | $2,582,236 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 88,045 | $2,581,480 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 47,628 | $2,579,057 | dollars as filed | |
| SABRE GLBL INC | 78573NAE2 | BOND | 2,848,000 | $2,576,244 | dollars as filed | principal |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 102,982 | $2,573,540 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 223,518 | $2,570,465 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 322,768 | $2,569,238 | dollars as filed | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 2,570,000 | $2,567,559 | dollars as filed | principal |
| BlackRock Muniy Michigan | 09254V105 | Fund | 229,168 | $2,564,401 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 92,937 | $2,562,775 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 129,800 | $2,557,974 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 164,467 | $2,557,479 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 51,798 | $2,557,325 | dollars as filed | |
| ICF INTL INC | 44925C103 | COM | 23,304 | $2,556,484 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 117,620 | $2,553,558 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 242,594 | $2,549,669 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 451,533 | $2,546,647 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 522,463 | $2,544,398 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 164,823 | $2,543,220 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 273,763 | $2,540,523 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 19,427 | $2,540,085 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 76,233 | $2,539,329 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 44,118 | $2,539,025 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 209,404 | $2,525,423 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 12,749 | $2,523,757 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 2,252,000 | $2,516,993 | dollars as filed | principal |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 268,293 | $2,516,593 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 136,959 | $2,513,210 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 78,778 | $2,502,776 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 121,670 | $2,499,644 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 71,912 | $2,493,924 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 20,000 | $2,488,000 | dollars as filed | put |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 141,113 | $2,487,832 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 74,029 | $2,485,920 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 84,235 | $2,475,675 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 18,356 | $2,470,744 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 221,221 | $2,466,618 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 2,544,000 | $2,458,776 | dollars as filed | principal |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 70,918 | $2,458,021 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 63,395 | $2,453,417 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 22,700 | $2,452,962 | dollars as filed | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 119,434 | $2,452,135 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 51,096 | $2,442,390 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 82,846 | $2,442,315 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 94,271 | $2,441,635 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 117,354 | $2,438,618 | dollars as filed | |
| BRADY CORP | 104674106 | CL A | 45,300 | $2,433,974 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 111,576 | $2,430,131 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 176,359 | $2,428,464 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 200,813 | $2,425,830 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 2,906,000 | $2,423,197 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 129,904 | $2,412,334 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 879,725 | $2,410,450 | dollars as filed | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 852,000 | $2,410,155 | dollars as filed | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 2,276,000 | $2,403,934 | dollars as filed | principal |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 34,492 | $2,403,769 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 2,313,000 | $2,398,118 | dollars as filed | principal |
| RAYONIER INC COM | 754907103 | REIT | 72,091 | $2,397,783 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 120,346 | $2,390,075 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 51,226 | $2,386,649 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 20,000 | $2,386,000 | dollars as filed | call |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 214,967 | $2,383,999 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 59,445 | $2,383,158 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 62,527 | $2,382,295 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 75,000 | $2,377,500 | dollars as filed | put |
| McDonalds Corporation | 580135101 | COM | 8,500 | $2,376,685 | dollars as filed | put |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 42,570 | $2,375,437 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 55,777 | $2,367,751 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 32,143 | $2,364,206 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 121,100 | $2,359,032 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 246,972 | $2,356,114 | dollars as filed | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 109,946 | $2,348,460 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 44,701 | $2,346,411 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 199,315 | $2,333,987 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 2,283,000 | $2,332,130 | dollars as filed | principal |
| INFINERA CORP | 45667GAC7 | BOND | 2,267,000 | $2,330,680 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 93,120 | $2,322,894 | dollars as filed | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 48,619 | $2,322,529 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 18,814 | $2,319,955 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 9,200 | $2,318,768 | dollars as filed | call |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 236,197 | $2,317,098 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 30,474 | $2,316,113 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 61,284 | $2,315,957 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,900 | $2,315,691 | dollars as filed | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 57,637 | $2,313,557 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 12,100 | $2,312,552 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 13,519 | $2,304,001 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 11,808 | $2,300,789 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 14,660 | $2,299,349 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 59,746 | $2,295,444 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 2,134,000 | $2,294,391 | dollars as filed | principal |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 47,320 | $2,293,626 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 113,064 | $2,289,547 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 71,004 | $2,288,459 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 46,395 | $2,288,333 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 207,587 | $2,287,621 | dollars as filed | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 111,879 | $2,287,366 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 976,832 | $2,285,787 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 185,884 | $2,282,656 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 424,212 | $2,278,019 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 26,270 | $2,262,209 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 44,817 | $2,261,915 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 197,480 | $2,261,157 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 74,428 | $2,259,634 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 27,300 | $2,259,116 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 130,785 | $2,258,660 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 72,089 | $2,258,582 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 271,346 | $2,257,602 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 76,731 | $2,255,900 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 163,224 | $2,255,755 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,027,000 | $2,255,117 | dollars as filed | principal |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 140,633 | $2,254,359 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 115,979 | $2,251,162 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 77,057 | $2,250,843 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 135,154 | $2,240,854 | dollars as filed | |
| CSG SYSTEMS | 126349109 | COM | 41,717 | $2,240,203 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 20,804 | $2,237,741 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 66,845 | $2,237,335 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 103,316 | $2,233,701 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 49,981 | $2,222,655 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 54,596 | $2,217,157 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 124,515 | $2,215,135 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 24,782 | $2,213,354 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 250,000 | $2,212,500 | dollars as filed | put |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 141,454 | $2,210,940 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 53,446 | $2,205,185 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 183,628 | $2,201,702 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 233,922 | $2,198,876 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 55,635 | $2,189,845 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 274,296 | $2,180,660 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 185,096 | $2,173,033 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 65,097 | $2,172,291 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 2,242,000 | $2,170,772 | dollars as filed | principal |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 304,255 | $2,169,346 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 2,097,000 | $2,165,844 | dollars as filed | principal |
| OLD NATL BANCORP IND | 680033107 | COM | 149,928 | $2,161,963 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 23,380 | $2,159,159 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 235,940 | $2,158,858 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 56,632 | $2,153,750 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 18,866 | $2,153,685 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 2,518,000 | $2,153,419 | dollars as filed | principal |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 15,138 | $2,151,582 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 51,235 | $2,149,821 | dollars as filed | |
| MUELLER INDS INC COM | 624756102 | Stock | 29,216 | $2,146,826 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 202,528 | $2,146,797 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 188,217 | $2,143,796 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 1,216,151 | $2,140,426 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 245,430 | $2,140,157 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 84,629 | $2,139,430 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 53,097 | $2,138,812 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 2,419,000 | $2,137,332 | dollars as filed | principal |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 227,415 | $2,135,427 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 23,905 | $2,131,400 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 76,075 | $2,127,063 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 98,279 | $2,122,828 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 733,625 | $2,112,840 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 2,183,000 | $2,102,251 | dollars as filed | principal |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 37,667 | $2,101,469 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 106,981 | $2,098,967 | dollars as filed | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 117,383 | $2,092,939 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 235,350 | $2,092,262 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 191,747 | $2,091,969 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 108,261 | $2,091,614 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 49,420 | $2,090,483 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 50,997 | $2,089,347 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 34,249 | $2,088,110 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 20,349 | $2,083,945 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 70,247 | $2,082,841 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 3,079,000 | $2,082,820 | dollars as filed | principal |
| Dimensional US Small Cap ETF | 25434V500 | COM | 39,521 | $2,082,757 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 223,211 | $2,082,565 | dollars as filed | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 80,358 | $2,081,050 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,011,000 | $2,077,946 | dollars as filed | principal |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 87,620 | $2,075,727 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 66,822 | $2,072,841 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 136,064 | $2,058,660 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 47,566 | $2,058,181 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 52,541 | $2,058,032 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 222,778 | $2,051,785 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 24,645 | $2,045,399 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 26,713 | $2,045,204 | dollars as filed | |
| IVERIC BIO INC | 46583P102 | COM | 83,694 | $2,036,276 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 192,614 | $2,035,936 | dollars as filed | |
| FISERV INC | 337738108 | COM | 18,000 | $2,034,540 | dollars as filed | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 45,158 | $2,031,687 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 52,064 | $2,030,520 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 178,110 | $2,030,457 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 132,223 | $2,029,624 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 14,959 | $2,027,244 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 49,303 | $2,021,931 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 165,369 | $2,019,157 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 15,400 | $2,018,786 | dollars as filed | put |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 184,116 | $2,017,920 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 27,781 | $2,016,901 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 118,055 | $2,011,660 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 1,617,856 | $2,006,141 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 47,115 | $2,001,006 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 836,836 | $2,000,039 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 132,977 | $1,999,974 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 404,953 | $1,996,419 | dollars as filed | |
| USD PARTNERS LP LP | 903318103 | STOK | 664,728 | $1,994,186 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 246,725 | $1,993,544 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 253,040 | $1,991,427 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 54,689 | $1,990,698 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 165,715 | $1,990,258 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 116,656 | $1,988,997 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 12,600 | $1,985,760 | dollars as filed | put |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 302,208 | $1,985,507 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 6,218 | $1,985,463 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 199,844 | $1,984,451 | dollars as filed | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 27,001 | $1,980,546 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 16,077 | $1,978,596 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 69,056 | $1,978,462 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 180,498 | $1,978,258 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 66,403 | $1,974,857 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 27,550 | $1,972,372 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 401,450 | $1,971,120 | dollars as filed | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 1,429,000 | $1,964,361 | dollars as filed | principal |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 18,300 | $1,963,955 | dollars as filed | |
| DANA INC | 235825205 | COM | 130,388 | $1,962,348 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 30,089 | $1,961,520 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 197,060 | $1,960,756 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,400 | $1,959,658 | dollars as filed | put |
| AUTOLIV INC | 052800109 | COM | 20,987 | $1,959,405 | dollars as filed | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 49,055 | $1,954,407 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 84,833 | $1,952,862 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 120,000 | $1,952,400 | dollars as filed | put |
| VELO3D INC | 92259N104 | COM | 859,799 | $1,951,743 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 67,089 | $1,950,952 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 68,037 | $1,945,859 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 51,906 | $1,945,437 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 22,186 | $1,940,550 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 33,066 | $1,940,084 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 12,923,000 | $1,938,450 | dollars as filed | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 3,900 | $1,937,793 | dollars as filed | call |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 111,529 | $1,937,271 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 10,567 | $1,935,409 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 39,906 | $1,933,047 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 25,950 | $1,924,192 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 72,082 | $1,920,294 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 33,157 | $1,918,494 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 519,729 | $1,917,802 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 53,569 | $1,917,799 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 104,089 | $1,916,290 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 10,000 | $1,913,100 | dollars as filed | put |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 2,122,000 | $1,912,453 | dollars as filed | principal |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 437,720 | $1,908,462 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 8,225 | $1,906,596 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 87,037 | $1,904,384 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 12,800 | $1,903,232 | dollars as filed | call |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 62,743 | $1,900,515 | dollars as filed | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 15,600 | $1,893,372 | dollars as filed | call |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 27,414 | $1,891,843 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 379,721 | $1,891,011 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 22,302 | $1,890,570 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,955,000 | $1,890,035 | dollars as filed | principal |
| ALTERYX INC | 02156BAD5 | BOND | 2,016,000 | $1,888,629 | dollars as filed | principal |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 58,683 | $1,884,318 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 77,836 | $1,878,964 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 49,902 | $1,875,317 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 77,384 | $1,875,014 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 51,723 | $1,873,924 | dollars as filed | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 1,376,000 | $1,872,598 | dollars as filed | principal |
| NOVOCURE LTD | G6674U108 | ORD SHS | 31,101 | $1,870,443 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 84,113 | $1,869,862 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 78,891 | $1,869,730 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 24,548 | $1,868,912 | dollars as filed | |
| CBIZ INC | 124805102 | COM | 37,750 | $1,868,298 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 2,197,000 | $1,867,010 | dollars as filed | principal |
| EASTMAN KODAK CO | 277461406 | COM NEW | 452,369 | $1,854,713 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 67,885 | $1,854,618 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 29,316 | $1,850,143 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 23,900 | $1,842,212 | dollars as filed | put |
| CVR ENERGY, INC. | 12662P108 | COM | 56,169 | $1,841,235 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 81,238 | $1,837,610 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 693,064 | $1,836,624 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 77,014 | $1,836,014 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 47,100 | $1,831,719 | dollars as filed | put |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 1,700,000 | $1,826,582 | dollars as filed | principal |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 59,573 | $1,824,125 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 34,803 | $1,822,982 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 164,449 | $1,822,101 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 20,157 | $1,821,844 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 45,127 | $1,820,905 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 32,790 | $1,820,501 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 38,260 | $1,818,527 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 51,909 | $1,815,777 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 1,602,000 | $1,810,692 | dollars as filed | principal |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 69,025 | $1,810,558 | dollars as filed | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 112,680 | $1,808,908 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 19,084 | $1,808,039 | dollars as filed | |
| PARK NATL CORP COM | 700658107 | Stock | 15,237 | $1,806,794 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 15,836 | $1,805,779 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 38,971 | $1,802,846 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 76,341 | $1,800,898 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 2,348,000 | $1,800,705 | dollars as filed | principal |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 74,935 | $1,799,944 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 71,832 | $1,797,237 | dollars as filed | |
| CORE LABORATORIES N V | N22717107 | COM | 81,427 | $1,795,480 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 27,842 | $1,792,206 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 41,904 | $1,790,977 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 170,202 | $1,790,531 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 380,000 | $1,789,800 | dollars as filed | call |
| AT&T Inc | 00206R102 | COM | 92,700 | $1,784,475 | dollars as filed | put |
| NUTRIEN LTD COM | 67077M108 | Stock | 24,100 | $1,779,785 | dollars as filed | call |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 155,862 | $1,776,839 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 155,657 | $1,776,047 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 182,312 | $1,773,901 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 40,896 | $1,772,572 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 36,597 | $1,770,983 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 33,089 | $1,769,931 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 155,567 | $1,767,252 | dollars as filed | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 85,497 | $1,764,667 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 43,074 | $1,764,338 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 39,986 | $1,762,621 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 137,472 | $1,761,027 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 96,331 | $1,760,944 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 97,802 | $1,758,487 | dollars as filed | |
| COVISTA INC | 00737L103 | COM | 45,499 | $1,757,182 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 75,767 | $1,757,039 | dollars as filed | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 31,264 | $1,756,151 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 93,583 | $1,753,745 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 102,133 | $1,751,582 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 234,043 | $1,748,307 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 23,382 | $1,745,001 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 125,079 | $1,742,364 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 45,352 | $1,741,542 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 56,803 | $1,741,043 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 54,017 | $1,739,887 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 24,267 | $1,734,103 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 17,675 | $1,730,927 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 15,348 | $1,723,106 | dollars as filed | |
| CVR PARTNERS LP | 126633205 | COM | 19,310 | $1,721,885 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 136,246 | $1,719,435 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 161,679 | $1,713,801 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 9,235 | $1,711,601 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 33,877 | $1,709,095 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 22,558 | $1,708,317 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 110,000 | $1,708,300 | dollars as filed | put |
| Linde plc | G54950103 | COM | 4,800 | $1,706,112 | dollars as filed | put |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 61,788 | $1,705,966 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 33,129 | $1,705,183 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000114 | this filing | 2023-05-12 | acceptance time not in the bulk data set |