13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 7,668 holding rows worth $347,250,759,405.
- Accession
- 0000072971-23-000114
- Filer
- CIK 72971
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 19,151 entries on the cover page, a total value of $347,250,759,405 stated on the cover page (in dollars after the unit check, H1), rows summing to $347,250,759,405 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRANE NXT CO | 224441105 | COM | 99,261 | $11,266,211 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 105,800 | $11,253,946 | dollars as filed | put |
| MDU RES GROUP INC | 552690109 | COM | 368,985 | $11,246,687 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 265,875 | $11,243,893 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y102 | CORE PLUS INCM | 492,593 | $11,226,197 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 378,116 | $11,165,793 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 85,500 | $11,141,505 | dollars as filed | call |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 192,196 | $11,135,894 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 117,570 | $11,103,368 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 207,166 | $11,097,902 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 199,699 | $11,083,354 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 116,758 | $11,078,670 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 489,264 | $11,062,275 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 75,364 | $11,059,668 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 164,376 | $11,037,939 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 136,655 | $11,010,386 | dollars as filed | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 138,225 | $10,998,590 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 180,175 | $10,990,734 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 109,812 | $10,988,906 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 744,511 | $10,981,557 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 77,055 | $10,974,197 | dollars as filed | |
| AVIENT CORPORATION | 05368V106 | COM | 266,095 | $10,952,504 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 7,711,270 | $10,950,003 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 81,348 | $10,929,918 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 112,400 | $10,929,776 | dollars as filed | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 117,400 | $10,920,548 | dollars as filed | call |
| PROGYNY INC COM | 74340E103 | Stock | 339,985 | $10,920,338 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 209,559 | $10,865,699 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 459,108 | $10,844,132 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 974,831 | $10,840,133 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 288,057 | $10,750,331 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 128,527 | $10,714,090 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 243,953 | $10,707,101 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 46,000 | $10,697,300 | dollars as filed | put |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 15,104,000 | $10,696,804 | dollars as filed | principal |
| DRIL-QUIP INC | 262037104 | COM | 371,155 | $10,648,437 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 75,000 | $10,641,750 | dollars as filed | call |
| BLOCK INC CL A | 852234103 | Stock | 155,000 | $10,640,750 | dollars as filed | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 460,317 | $10,628,719 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 467,284 | $10,616,714 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 55,500 | $10,607,160 | dollars as filed | put |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,006,824 | $10,591,801 | dollars as filed | |
| Granite Construction Inc | 387328AB3 | CV | 7,824,000 | $10,579,456 | dollars as filed | principal |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 650,302 | $10,563,570 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 685,721 | $10,539,544 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 207,405 | $10,507,140 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 124,450 | $10,504,863 | dollars as filed | |
| NUVASIVE INC | 670704AL9 | BOND | 10,609,000 | $10,502,910 | dollars as filed | principal |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 411,904 | $10,499,433 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 382,893 | $10,495,133 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 200,332 | $10,433,339 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 11,850,000 | $10,416,743 | dollars as filed | principal |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 123,962 | $10,412,895 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 164,400 | $10,391,724 | dollars as filed | put |
| COMFORT SYS USA INC COM | 199908104 | Stock | 71,166 | $10,387,407 | dollars as filed | |
| CONMED CORP COM | 207410101 | Stock | 100,000 | $10,386,000 | dollars as filed | put |
| LAKELAND FINL CORP | 511656100 | COM | 165,794 | $10,385,418 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 302,738 | $10,377,898 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,605,877 | $10,373,972 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 90,893 | $10,364,642 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 259,889 | $10,364,412 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 278,902 | $10,341,711 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 350,000 | $10,335,500 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 226,767 | $10,324,713 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 350,731 | $10,322,027 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 125,023 | $10,308,735 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 444,315 | $10,290,362 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 572,559 | $10,283,172 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 13,757,000 | $10,282,944 | dollars as filed | principal |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 82,900 | $10,282,088 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 210,150 | $10,257,450 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 137,100 | $10,242,741 | dollars as filed | call |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 135,100 | $10,231,123 | dollars as filed | call |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 11,289,000 | $10,229,076 | dollars as filed | principal |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 256,108 | $10,208,522 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 11,366,000 | $10,203,258 | dollars as filed | principal |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,178,010 | $10,178,020 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 104,168 | $10,173,096 | dollars as filed | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 96,347 | $10,149,230 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 4,371,712 | $10,142,372 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 133,500 | $10,137,990 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 53,980 | $10,128,828 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 27,731 | $10,121,545 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 14,413 | $10,118,442 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 189,484 | $10,108,990 | dollars as filed | |
| FORMFACTOR INC COM | 346375108 | Stock | 316,701 | $10,086,954 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 352,400 | $10,078,640 | dollars as filed | put |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 82,949 | $10,078,340 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 168,844 | $10,071,583 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 542,718 | $10,056,029 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 207,664 | $10,046,807 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1,608,601 | $10,037,676 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 75,306 | $10,035,398 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 264,987 | $10,005,922 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 26,854 | $10,005,264 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 370,714 | $9,998,181 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 205,089 | $9,983,781 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 376,819 | $9,981,956 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 128,492 | $9,979,973 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 604,785 | $9,972,906 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 92,204 | $9,963,636 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 359,269 | $9,951,772 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 140,667 | $9,947,972 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 756,857 | $9,922,407 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 139,782 | $9,907,748 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 997,278 | $9,902,977 | dollars as filed | |
| JBT MAREL CORPORATION | 477839104 | COM | 90,493 | $9,890,079 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 120,000 | $9,878,400 | dollars as filed | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 92,644 | $9,871,219 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 175,262 | $9,869,036 | dollars as filed | |
| INTERPARFUMS INC COM | 458334109 | Stock | 69,336 | $9,862,438 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 151,443 | $9,858,972 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 53,000 | $9,858,530 | dollars as filed | call |
| iShares MSCI Frontier 100 | 464286145 | cs | 384,931 | $9,850,389 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 318,474 | $9,834,480 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 84,287 | $9,833,784 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 241,904 | $9,814,097 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 42,800 | $9,794,352 | dollars as filed | put |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 80,689 | $9,779,927 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,573,957 | $9,758,539 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 664,571 | $9,755,911 | dollars as filed | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 250,979 | $9,755,597 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 936,782 | $9,751,907 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 46,000 | $9,749,240 | dollars as filed | put |
| NISOURCE INC | 65473P121 | CONV | 93,218 | $9,737,553 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 92,797 | $9,698,356 | dollars as filed | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 194,781 | $9,696,232 | dollars as filed | |
| WSFS FINL CORP | 929328102 | COM | 257,493 | $9,684,322 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 126,328 | $9,632,563 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 1,438,634 | $9,595,691 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 78,200 | $9,590,448 | dollars as filed | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,456,007 | $9,580,531 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 943,205 | $9,573,542 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 11,162,000 | $9,563,155 | dollars as filed | principal |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 524,519 | $9,561,995 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 489,669 | $9,553,455 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 117,030 | $9,542,724 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 357,472 | $9,533,793 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 400,533 | $9,528,703 | dollars as filed | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 115,025 | $9,508,009 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 71,901 | $9,492,510 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 250,000 | $9,485,000 | dollars as filed | put |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 176,193 | $9,466,852 | dollars as filed | |
| COGNEX CORP | 192422103 | COM | 190,918 | $9,460,036 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 86,372 | $9,447,406 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 277,736 | $9,440,264 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 539,957 | $9,422,258 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 92,551 | $9,400,441 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 8,639,000 | $9,399,060 | dollars as filed | principal |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 233,590 | $9,392,694 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 70,254 | $9,379,069 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 396,818 | $9,372,854 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 206,595 | $9,344,292 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 598,016 | $9,317,090 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 172,427 | $9,312,787 | dollars as filed | |
| CHAMPION HOMES INC | 830830105 | COM | 123,641 | $9,301,557 | dollars as filed | |
| KLA CORP | 482480100 | COM | 23,300 | $9,300,661 | dollars as filed | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 210,595 | $9,240,915 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 91,214 | $9,232,758 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 96,482 | $9,197,652 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 381,307 | $9,174,265 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,182,379 | $9,151,614 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 396,504 | $9,139,425 | dollars as filed | |
| CERENCE INC | 156727AB5 | NOTE 3.000% 6/0 | 8,882,000 | $9,121,015 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 9,809,000 | $9,119,722 | dollars as filed | principal |
| WINGSTOP INC COM | 974155103 | Stock | 49,522 | $9,091,379 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 63,535 | $9,082,964 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 612,247 | $9,079,632 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 498,101 | $9,060,457 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 324,946 | $9,046,517 | dollars as filed | |
| BADGER METER INC COM | 056525108 | Stock | 73,867 | $8,998,699 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 563,530 | $8,993,939 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 757,404 | $8,990,400 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 792,417 | $8,986,009 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 63,781 | $8,974,957 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 29,000 | $8,954,330 | dollars as filed | call |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 264,464 | $8,930,964 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 6,613,000 | $8,927,550 | dollars as filed | principal |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 522,952 | $8,916,332 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 498,343 | $8,895,437 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 477,305 | $8,892,222 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 484,476 | $8,890,142 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 6,379,000 | $8,884,926 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 8,651,000 | $8,870,562 | dollars as filed | principal |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 311,262 | $8,858,562 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 549,074 | $8,851,085 | dollars as filed | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 144,302 | $8,828,404 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 630,996 | $8,827,646 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 439,952 | $8,768,252 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 378,327 | $8,750,715 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 91,268 | $8,741,722 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 502,018 | $8,735,126 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 71,200 | $8,731,968 | dollars as filed | call |
| COHERENT CORP | 19247G206 | CONV | 49,818 | $8,717,652 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 371,156 | $8,699,920 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 263,721 | $8,697,528 | dollars as filed | |
| OAK STR HEALTH INC | 67181A107 | COM | 224,567 | $8,686,261 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 22,500 | $8,670,825 | dollars as filed | put |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 603,658 | $8,638,357 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 117,818 | $8,626,634 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 10,131,000 | $8,622,291 | dollars as filed | principal |
| NVIDIA Corp | 67066G104 | COM | 31,000 | $8,610,870 | dollars as filed | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 64,589 | $8,602,694 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 234,992 | $8,600,729 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 52,063 | $8,593,142 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 191,991 | $8,589,677 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 100,400 | $8,580,184 | dollars as filed | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 317,864 | $8,563,281 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 49,925 | $8,539,187 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 236,150 | $8,515,597 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 357,451 | $8,503,617 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 121,141 | $8,487,167 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 118,249 | $8,479,686 | dollars as filed | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 52,382 | $8,476,979 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 202,021 | $8,476,812 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 434,342 | $8,469,696 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 118,180 | $8,421,566 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 225,003 | $8,417,397 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 95,945 | $8,403,893 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 320,600 | $8,390,114 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 103,933 | $8,363,509 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 28,599 | $8,360,206 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,067,669 | $8,338,505 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 739,805 | $8,293,224 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 210,056 | $8,251,011 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 212,939 | $8,242,883 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 100,000 | $8,232,000 | dollars as filed | call |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 630,569 | $8,228,932 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 831,097 | $8,211,237 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 329,202 | $8,207,019 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,204,608 | $8,203,386 | dollars as filed | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 8,234,000 | $8,200,323 | dollars as filed | principal |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 756,133 | $8,196,491 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 228,843 | $8,190,325 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,347,631 | $8,180,122 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 291,512 | $8,159,435 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 538,760 | $8,156,840 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 645,703 | $8,155,229 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 9,695,000 | $8,140,504 | dollars as filed | principal |
| CME Group Inc. Class A | 12572Q105 | COM | 42,500 | $8,139,600 | dollars as filed | call |
| Tesla Motors, Inc | 88160R101 | COM | 39,200 | $8,132,432 | dollars as filed | call |
| GLOBUS MED INC CL A | 379577208 | Stock | 143,573 | $8,131,985 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 691,453 | $8,131,496 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 87,400 | $8,129,948 | dollars as filed | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 718,957 | $8,095,464 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 72,591 | $8,089,652 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 148,234 | $8,074,341 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,520,587 | $8,074,324 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 378,849 | $8,054,347 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 77,200 | $8,028,800 | dollars as filed | put |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 514,112 | $8,025,301 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,484,046 | $8,013,855 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 321,395 | $8,001,551 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 97,380 | $7,990,030 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 158,851 | $7,985,482 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 115,907 | $7,972,118 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 569,214 | $7,963,304 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 63,294 | $7,937,067 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 110,955 | $7,928,857 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 850,900 | $7,921,879 | dollars as filed | put |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 210,647 | $7,909,822 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 327,309 | $7,888,158 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 161,735 | $7,871,675 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 450,000 | $7,870,500 | dollars as filed | put |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 179,639 | $7,866,406 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 163,787 | $7,860,138 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 120,660 | $7,841,255 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 114,753 | $7,841,127 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 192,576 | $7,835,940 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 78,444 | $7,828,724 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 351,935 | $7,823,515 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 476,473 | $7,814,175 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 364,006 | $7,782,461 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 59,401 | $7,779,904 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 647,734 | $7,753,393 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 129,076 | $7,748,476 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 9,244,000 | $7,735,009 | dollars as filed | principal |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 124,628 | $7,720,717 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 185,366 | $7,713,098 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 215,303 | $7,710,045 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 153,148 | $7,701,882 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 309,787 | $7,698,237 | dollars as filed | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 297,730 | $7,696,329 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 50,100 | $7,694,358 | dollars as filed | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 129,342 | $7,685,521 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 91,695 | $7,675,874 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 691,813 | $7,672,213 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 77,153 | $7,666,779 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 222,706 | $7,665,555 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,558,832 | $7,653,869 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 134,131 | $7,649,491 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 469,576 | $7,640,013 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 780,335 | $7,623,880 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 49,214 | $7,605,583 | dollars as filed | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 89,741 | $7,595,751 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 229,945 | $7,576,703 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 183,878 | $7,550,080 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 939,809 | $7,546,667 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 437,259 | $7,538,376 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 386,135 | $7,529,647 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 604,111 | $7,515,154 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 86,366 | $7,513,125 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 91,998 | $7,505,288 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 143,734 | $7,503,015 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 280,458 | $7,502,264 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 249,942 | $7,488,292 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 72,758 | $7,473,080 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 60,000 | $7,464,000 | dollars as filed | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 455,705 | $7,459,895 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 6,176,000 | $7,452,023 | dollars as filed | principal |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 716,368 | $7,450,239 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 355,813 | $7,447,969 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 384,193 | $7,418,790 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 341,374 | $7,414,672 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 58,505 | $7,397,415 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 633,109 | $7,394,719 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 306,339 | $7,373,592 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 32,201 | $7,371,970 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 401,747 | $7,349,881 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 562,553 | $7,341,326 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 297,682 | $7,305,116 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 207,670 | $7,274,681 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 35,272 | $7,265,001 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,134,105 | $7,246,934 | dollars as filed | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 206,453 | $7,232,100 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 39,789 | $7,227,274 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 348,561 | $7,225,680 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 298,598 | $7,217,127 | dollars as filed | |
| DORMAN PRODS INC | 258278100 | COM | 83,467 | $7,199,949 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 127,200 | $7,196,976 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 159,472 | $7,192,219 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 170,789 | $7,174,888 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 332,190 | $7,168,667 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 30,000 | $7,166,400 | dollars as filed | call |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 8,031,000 | $7,165,258 | dollars as filed | principal |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 247,543 | $7,163,907 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,693,067 | $7,163,560 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 57,467 | $7,158,664 | dollars as filed | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 66,438 | $7,139,451 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 140,723 | $7,127,624 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 115,511 | $7,124,764 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 268,154 | $7,119,504 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 306,348 | $7,116,477 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 254,043 | $7,113,224 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 53,127 | $7,098,852 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 457,243 | $7,064,412 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 376,481 | $7,062,785 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 299,143 | $7,062,778 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 145,965 | $7,061,817 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 617,239 | $7,018,010 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 607,058 | $7,017,595 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 55,000 | $7,017,450 | dollars as filed | put |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 390,328 | $7,010,298 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 878,791 | $7,003,969 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 794,060 | $6,995,676 | dollars as filed | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 118,541 | $6,982,087 | dollars as filed | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 138,950 | $6,975,331 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 7,373,000 | $6,973,236 | dollars as filed | principal |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 105,618 | $6,966,563 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 313,467 | $6,949,563 | dollars as filed | |
| F N B CORP | 302520101 | COM | 598,274 | $6,939,985 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 789,423 | $6,923,244 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 671,541 | $6,910,159 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 48,468 | $6,909,597 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 212,495 | $6,893,345 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 159,391 | $6,888,889 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 320,691 | $6,869,215 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 185,865 | $6,865,853 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 173,400 | $6,849,300 | dollars as filed | put |
| OLO INC | 68134L109 | COMMON STOCK | 839,043 | $6,846,599 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 75,799 | $6,840,177 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 1,590,940 | $6,825,135 | dollars as filed | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 85,251 | $6,820,148 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 164,620 | $6,812,024 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 461,396 | $6,805,600 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 117,605 | $6,803,451 | dollars as filed | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 120,816 | $6,800,799 | dollars as filed | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 290,785 | $6,800,640 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 517,939 | $6,795,367 | dollars as filed | |
| Intel Corp | 458140100 | COM | 207,900 | $6,792,093 | dollars as filed | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 260,102 | $6,788,685 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 136,423 | $6,785,688 | dollars as filed | |
| TECHTARGET INC | 87874R100 | COM | 187,620 | $6,776,864 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 1,043,963 | $6,775,320 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 610,056 | $6,747,228 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,833,278 | $6,746,467 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 294,202 | $6,740,182 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 407,880 | $6,738,181 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 615,146 | $6,735,852 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 467,885 | $6,709,478 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 144,935 | $6,698,911 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 168,728 | $6,696,818 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 109,980 | $6,696,742 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 358,276 | $6,696,183 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 502,263 | $6,695,168 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 185,324 | $6,686,498 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 551,640 | $6,685,887 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 6,614,500 | $6,673,568 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 6,091,000 | $6,657,280 | dollars as filed | principal |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 71,521 | $6,647,163 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 51,033 | $6,635,376 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 6,817,000 | $6,628,510 | dollars as filed | principal |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 568,126 | $6,612,997 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 130,694 | $6,611,855 | dollars as filed | |
| WPP PLC NEW ADR | 92937A102 | ADR | 110,707 | $6,589,285 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 127,400 | $6,584,032 | dollars as filed | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 119,270 | $6,579,006 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 7,836,000 | $6,570,878 | dollars as filed | principal |
| PEABODY ENGR CORP | 704551100 | COM | 256,478 | $6,565,845 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 98,802 | $6,565,459 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 51,610 | $6,559,674 | dollars as filed | |
| General Electric Company | 369604301 | COM | 68,600 | $6,558,160 | dollars as filed | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 179,269 | $6,554,133 | dollars as filed | |
| PATRICK INDS INC | 703343103 | COM | 95,246 | $6,553,945 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 448,260 | $6,544,610 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 7,064,000 | $6,541,547 | dollars as filed | principal |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 246,907 | $6,540,573 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 282,706 | $6,536,172 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 8,310,000 | $6,532,823 | dollars as filed | principal |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 100,000 | $6,525,000 | dollars as filed | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 139,644 | $6,521,418 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 123,735 | $6,519,612 | dollars as filed | |
| BECTON DICKINSON & CO | 075887406 | CONV | 130,745 | $6,500,643 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 163,051 | $6,499,233 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 502,872 | $6,482,021 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 334,998 | $6,475,545 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 376,157 | $6,454,872 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 186,612 | $6,441,851 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 222,303 | $6,433,469 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 509,130 | $6,420,134 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 111,675 | $6,411,314 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 175,144 | $6,406,799 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 496,122 | $6,399,981 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 16,600 | $6,397,142 | dollars as filed | call |
| Oracle Corporation | 68389X105 | COM | 68,800 | $6,392,896 | dollars as filed | put |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 625,412 | $6,391,718 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 8,520,000 | $6,387,274 | dollars as filed | principal |
| TETRA TECH INC NEW | 88162G103 | COM | 43,460 | $6,384,766 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 467,735 | $6,384,588 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 259,461 | $6,364,578 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 163,384 | $6,352,384 | dollars as filed | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 139,703 | $6,346,115 | dollars as filed | |
| BIO-TECHNE CORP | 09073M104 | COM | 85,529 | $6,345,463 | dollars as filed | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 121,243 | $6,328,914 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 117,703 | $6,315,352 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 129,974 | $6,301,142 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 340,944 | $6,300,648 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 244,537 | $6,291,951 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 180,952 | $6,279,083 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 365,678 | $6,271,389 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 88,786 | $6,266,612 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 493,783 | $6,236,488 | dollars as filed | |
| CONMED CORP COM | 207410101 | Stock | 60,000 | $6,231,600 | dollars as filed | call |
| IMAX CORP | 45245E109 | COM | 324,750 | $6,228,705 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 145,814 | $6,226,286 | dollars as filed | |
| KKR & CO INC | 48251W401 | CONV | 98,031 | $6,220,067 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 157,749 | $6,218,487 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 6,834,000 | $6,207,595 | dollars as filed | principal |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 76,821 | $6,204,127 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 7,855,000 | $6,199,559 | dollars as filed | principal |
| CATALENT INC USD 0.01 | 148806102 | COM | 94,137 | $6,185,786 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 540,679 | $6,185,369 | dollars as filed | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 134,687 | $6,153,871 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 56,100 | $6,151,926 | dollars as filed | put |
| FIVE9 INC | 338307101 | COM | 84,556 | $6,112,601 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 7,826,000 | $6,109,993 | dollars as filed | principal |
| ONE GAS INC COM | 68235P108 | Stock | 77,053 | $6,105,004 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 121,334 | $6,103,935 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 338,435 | $6,098,600 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 415,999 | $6,098,339 | dollars as filed | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 171,186 | $6,097,660 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 68,591 | $6,094,449 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 131,508 | $6,090,590 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 163,400 | $6,089,918 | dollars as filed | |
| CTS CORP | 126501105 | COM | 122,815 | $6,074,456 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 115,417 | $6,061,735 | dollars as filed | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 256,193 | $6,061,526 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 7,533,000 | $6,051,937 | dollars as filed | principal |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 180,748 | $6,051,472 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 442,931 | $6,046,018 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 72,849 | $6,043,553 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 127,633 | $6,039,640 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 85,406 | $6,031,476 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 100,964 | $6,030,084 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 238,324 | $6,012,915 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 168,048 | $6,007,724 | dollars as filed | |
| AES CORP | 00130H204 | CONV | 66,993 | $5,996,544 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,324,235 | $5,985,548 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 278,126 | $5,971,374 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 660,546 | $5,971,345 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 150,665 | $5,960,345 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 40,022 | $5,922,455 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 387,262 | $5,913,493 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 7,255,000 | $5,902,958 | dollars as filed | principal |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 308,212 | $5,889,941 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 229,433 | $5,873,485 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 173,811 | $5,862,646 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 58,400 | $5,847,592 | dollars as filed | call |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 267,589 | $5,844,174 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 320,287 | $5,829,249 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000114 | this filing | 2023-05-12 | acceptance time not in the bulk data set |