13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 7,668 holding rows worth $347,250,759,405.
- Accession
- 0000072971-23-000114
- Filer
- CIK 72971
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 19,151 entries on the cover page, a total value of $347,250,759,405 stated on the cover page (in dollars after the unit check, H1), rows summing to $347,250,759,405 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 0 | $10 | dollars as filed | Amount filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 0 | $10 | dollars as filed | Amount filed as zero, left out of ratios. |
| MV OIL TR | 553859109 | TR UNITS | 0 | $10 | dollars as filed | Amount filed as zero, left out of ratios. |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 0 | $10 | dollars as filed | Amount filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q379 | O SHARES INTL D | 0 | $10 | dollars as filed | Amount filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061839 | TRINITY | 0 | $10 | dollars as filed | Amount filed as zero, left out of ratios. |
| PARTS ID INC | 702141102 | COM | 42 | $10 | dollars as filed | |
| PHOENIX MTR INC | 71910P203 | COM NEW | 16 | $10 | dollars as filed | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 1 | $10 | dollars as filed | |
| ACLARION INC COM NEW | 655187102 | Stock | 16 | $10 | dollars as filed | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 56 | $10 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| CONNEXA SPORTS TECHNOLOGIES IN COM NEW | 831445200 | Stock | 61 | $9 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 100 | $9 | dollars as filed | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 31 | $9 | dollars as filed | |
| ACTELIS NETWORKS INC | 00503R102 | COM | 28 | $9 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392604 | COM | 4 | $8 | dollars as filed | |
| AIX INC | 30712A103 | SPONSORED ADS | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 46 | $8 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| RESHAPE LIFESCIENCES INC COM | 76090R200 | Common Stock | 3 | $8 | dollars as filed | |
| JAGUAR HEALTH INC | 47010C706 | COMMON | 12 | $8 | dollars as filed | |
| ALLARITY THERAPEUTICS INC | 016744203 | COM NEW | 5 | $8 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| CONTRAFECT CORP COM NEW | 212326409 | COM | 4 | $7 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| XINYUAN REAL ESTATE CO LTD | 98417P204 | SPON ADR | 1 | $7 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| MOBIQUITY TECHNOLOGIES INC | 60743F508 | COM | 40 | $7 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A347 | AAM S&P DEV MK | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| TIVIC HEALTH SYSTEMS INC | 888705100 | CMN | 46 | $7 | dollars as filed | |
| SENESTECH INC | 81720R406 | COM | 5 | $7 | dollars as filed | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| RAND CAP CORP COM NEW | 752185207 | CEF | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 30 | $6 | dollars as filed | |
| LEGG MASON ETF INVT | 524682200 | CMN | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y763 | SPECTRUM PREFERR | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347B185 | FUND | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 1 | $5 | dollars as filed | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37960A677 | MSCI SUPR EM ETF | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| BAUDAX BIO INC COM PAR $0 01 | 07160F404 | COM NEW | 3 | $5 | dollars as filed | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37960A685 | MSCI CHINA RE | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| China Yuchai Intl Ltd | G21082105 | COM | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347G648 | FUND | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| REVELATION BIOSCIENCES INC | 76135L309 | COM NEW | 3 | $4 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 27 | $3 | dollars as filed | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| GROM SOCIAL ENTRPRISES INC | 39878L407 | COM | 5 | $3 | dollars as filed | |
| UBS AG LONDON BRH | 90274E257 | ETRACS NYSE | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| FERROGLOBE PLC | G33856108 | SHS | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| CXAPP INC | 23248B109 | CMN | 1 | $2 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L639 | EMRG MKT QT LW | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| DAXOR CORP | 239467103 | COM | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 2 | $2 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| STEALTHGAS INC | Y81669106 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347B391 | CMN | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347B565 | CMN | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| AGF INVTS TR | 00110G606 | GLOBAL INFRASTR | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| VERSUS SYSTEMS INC | 92535P881 | COM | 1 | $1 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALITHYA GROUP INC | 01643b106 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000114 | this filing | 2023-05-12 | acceptance time not in the bulk data set |