13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 7,668 holding rows worth $347,250,759,405.
- Accession
- 0000072971-23-000114
- Filer
- CIK 72971
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 19,151 entries on the cover page, a total value of $347,250,759,405 stated on the cover page (in dollars after the unit check, H1), rows summing to $347,250,759,405 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 71,878 | $832,347 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 54,185 | $827,946 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 5,700 | $825,588 | dollars as filed | call |
| R1 RCM INC | 77634L105 | COM | 54,965 | $824,475 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 39,743 | $823,097 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 8,531 | $821,279 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 9,471 | $821,041 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 103,265 | $820,971 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 29,394 | $819,507 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,700 | $819,203 | dollars as filed | call |
| BARINGS CORPORATE INVS | 06759X107 | COM | 57,840 | $818,446 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 17,554 | $817,665 | dollars as filed | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 20,354 | $815,178 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 88,183 | $813,934 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 53,424 | $813,648 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 65,655 | $813,475 | dollars as filed | |
| OXFORD INDS INC | 691497309 | COM | 7,684 | $811,427 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 11,803 | $811,271 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 13,411 | $810,320 | dollars as filed | |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 2,000,000 | $810,000 | dollars as filed | principal |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 42,827 | $809,871 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 1,028,000 | $809,745 | dollars as filed | principal |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 19,924 | $808,914 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 155,779 | $808,494 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 169,686 | $807,705 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 24,416 | $807,455 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 11,942 | $806,954 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 137,586 | $806,255 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 42,724 | $806,202 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 74,435 | $806,138 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 40,393 | $805,455 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 48,058 | $804,852 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 18,126 | $804,477 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 136,310 | $804,234 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 46,757 | $804,221 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 12,996 | $799,546 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 46,560 | $799,444 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 40,227 | $796,093 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 11,893 | $794,475 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 41,100 | $791,175 | dollars as filed | call |
| NBT BANCORP INC COM | 628778102 | Stock | 23,468 | $791,108 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 6,200 | $790,996 | dollars as filed | call |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 10,380 | $788,776 | dollars as filed | |
| MIDDLESEX WTR CO | 596680108 | COM | 10,057 | $785,710 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 95,309 | $784,395 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8,000 | $784,080 | dollars as filed | call |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 13,442 | $783,314 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 30,000 | $783,000 | dollars as filed | put |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 44,333 | $782,921 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 105,219 | $782,829 | dollars as filed | |
| COHU INC | 192576106 | COM | 20,388 | $782,702 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 33,964 | $781,172 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 14,271 | $780,079 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 38,189 | $778,294 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 5,448 | $776,830 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 60,942 | $776,402 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 49,575 | $776,348 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 111,338 | $774,920 | dollars as filed | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 6,400 | $774,656 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 44,559 | $774,444 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 12,113 | $774,327 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 12,901 | $769,841 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 57,558 | $769,551 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 15,667 | $769,482 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 115,308 | $769,105 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 84,867 | $767,197 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 137,402 | $766,707 | dollars as filed | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 790,000 | $766,300 | dollars as filed | principal |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 49,708 | $765,508 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 43,881 | $763,976 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,403 | $763,712 | dollars as filed | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 26,062 | $763,359 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 56,623 | $763,286 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 148,894 | $759,364 | dollars as filed | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 30,977 | $759,267 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 52,615 | $758,708 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 26,832 | $757,746 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 61,059 | $756,532 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 82,569 | $754,690 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 105,403 | $753,641 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 398,737 | $749,625 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 48,390 | $747,626 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 35,124 | $744,644 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 50,855 | $741,996 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 3,799 | $740,078 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 223,504 | $739,799 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 68,937 | $739,708 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 12,639 | $737,016 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 14,653 | $736,753 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 7,000 | $736,680 | dollars as filed | put |
| UPSTARTHLDGSINC | 91680M107 | STOK | 46,338 | $736,311 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 23,702 | $735,237 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 66,257 | $732,804 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 25,044 | $731,285 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 50,087 | $730,769 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 83,529 | $730,051 | dollars as filed | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 14,899 | $729,454 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 7,500 | $729,375 | dollars as filed | call |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 864,000 | $728,006 | dollars as filed | principal |
| Raytheon Technologies Corporation | 75513E101 | COM | 7,400 | $724,682 | dollars as filed | call |
| NOVA LTD | 66980MAB2 | BOND | 498,000 | $724,540 | dollars as filed | principal |
| AMERESCO INC | 02361E108 | CL A | 14,689 | $722,993 | dollars as filed | |
| LIBERTY | 531229888 | COMMON STOCK | 21,398 | $720,915 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 19,499 | $719,903 | dollars as filed | |
| VICOR CORP | 925815102 | COM | 15,313 | $718,793 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 70,175 | $716,495 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 815,000 | $716,304 | dollars as filed | principal |
| PROSHARES TR | 74347B169 | CMN | 22,582 | $715,404 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 38,947 | $714,677 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 107,580 | $714,332 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 40,781 | $713,668 | dollars as filed | |
| ALAMO GROUP INC | 011311107 | COM | 3,872 | $713,251 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 71,350 | $706,366 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 40,835 | $706,038 | dollars as filed | |
| TRINET GROUP INC COM | 896288107 | Stock | 8,751 | $705,418 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 17,684 | $704,000 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 9,241 | $703,978 | dollars as filed | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 12,875 | $702,989 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 42,443 | $701,589 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 116,710 | $701,427 | dollars as filed | |
| NUVASIVE INC | 670704105 | COM | 16,965 | $700,851 | dollars as filed | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 32,295 | $699,509 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 12,825 | $699,268 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 23,525 | $698,692 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 625,000 | $694,294 | dollars as filed | principal |
| PROASSURANCE CORP | 74267C106 | COM | 37,559 | $694,099 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 20,918 | $693,036 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 23,332 | $692,735 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 15,831 | $691,815 | dollars as filed | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 37,184 | $691,269 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 62,635 | $688,985 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 5,660 | $687,773 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 747,000 | $687,113 | dollars as filed | principal |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 38,883 | $687,075 | dollars as filed | |
| SITIME CORP COM | 82982T106 | Stock | 4,817 | $685,122 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 17,283 | $682,160 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 24,590 | $681,636 | dollars as filed | |
| BGC PARTNERS INC | 05541T101 | CL A | 130,317 | $681,560 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 26,855 | $678,637 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 55,315 | $675,405 | dollars as filed | |
| Linde plc | G54950103 | COM | 1,900 | $675,336 | dollars as filed | call |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 73,781 | $675,103 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 95,446 | $672,895 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 67,753 | $672,110 | dollars as filed | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 489,469 | $671,307 | dollars as filed | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 7,751 | $670,522 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 87,132 | $670,049 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 13,348 | $668,735 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 67,857 | $668,401 | dollars as filed | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 12,877 | $667,930 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 23,996 | $667,814 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 43,323 | $665,875 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 120,646 | $663,556 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 28,061 | $663,460 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,600 | $662,888 | dollars as filed | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 165,970 | $662,222 | dollars as filed | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 642,000 | $661,844 | dollars as filed | principal |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 172,401 | $661,170 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 41,132 | $657,708 | dollars as filed | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 25,505 | $657,519 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 10,919 | $657,051 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 26,878 | $656,375 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 18,379 | $655,580 | dollars as filed | |
| AGILYSYS INC | 00847J105 | COM | 7,931 | $654,411 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 37,393 | $654,007 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 64,134 | $652,247 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 132,027 | $652,213 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 167,641 | $652,123 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 58,103 | $651,341 | dollars as filed | |
| CAE INC COM | 124765108 | Stock | 28,835 | $651,161 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 129,519 | $650,187 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 29,079 | $649,334 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 68,881 | $648,179 | dollars as filed | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 15,108 | $646,946 | dollars as filed | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 10,481 | $646,258 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 187,025 | $645,236 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 46,160 | $644,403 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 11,411 | $644,151 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 21,950 | $644,013 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 26,806 | $643,347 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 17,261 | $641,937 | dollars as filed | |
| OPENLANE INC | 48238T109 | COM | 46,920 | $641,875 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 17,091 | $640,914 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 13,928 | $640,713 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 131,733 | $640,222 | dollars as filed | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 766,928 | $640,155 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 27,441 | $636,086 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 24,586 | $635,604 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 63,790 | $634,717 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 30,000 | $633,900 | dollars as filed | call |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 16,816 | $631,906 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 245,823 | $631,765 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 30,771 | $629,884 | dollars as filed | |
| CARVER BANCORP ORD | 146875604 | COM | 157,835 | $629,763 | dollars as filed | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 6,916 | $628,802 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 136,601 | $624,267 | dollars as filed | |
| NUVEEN GA DIVID | 67072B107 | COM | 61,237 | $622,788 | dollars as filed | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 10,199 | $619,997 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 65,932 | $619,109 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 24,778 | $617,978 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 39,535 | $617,537 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 152,672 | $616,795 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 34,562 | $616,595 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 109,258 | $615,122 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 38,411 | $614,593 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 87,725 | $614,076 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 14,307 | $610,909 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 14,531 | $609,733 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 10,758 | $608,983 | dollars as filed | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 515,000 | $608,133 | dollars as filed | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 467,000 | $607,212 | dollars as filed | principal |
| RENASANT CORP | 75970E107 | COM | 19,801 | $605,530 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 38,156 | $605,158 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 53,275 | $603,606 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 20,076 | $602,910 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 89,858 | $602,817 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 13,481 | $602,636 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 8,447 | $601,741 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 5,666 | $599,387 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 65,103 | $598,302 | dollars as filed | |
| KELLY SVCS INC | 488152208 | CL A | 35,812 | $594,138 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 30,892 | $592,526 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 50,537 | $592,294 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 9,394 | $591,958 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 88,628 | $591,148 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 55,100 | $590,681 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 11,714 | $588,674 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 19,833 | $588,472 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 145,105 | $587,676 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 21,022 | $585,672 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 26,373 | $585,232 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 85,476 | $584,656 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 61,778 | $583,802 | dollars as filed | |
| MORPHIC HLDG INC | 61775R105 | COM | 15,484 | $582,818 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 15,662 | $582,023 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 6,517 | $580,600 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 118,710 | $580,495 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 426,064 | $579,447 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 23,235 | $578,807 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 44,586 | $577,555 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 16,081 | $577,338 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 73,043 | $576,313 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 26,266 | $576,018 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 20,085 | $575,636 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 32,325 | $575,385 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 35,444 | $575,262 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 27,567 | $574,784 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 4,500 | $574,110 | dollars as filed | put |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 42,489 | $572,331 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 2,000 | $571,620 | dollars as filed | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 42,139 | $568,455 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 8,674 | $567,337 | dollars as filed | |
| CENTERSPACE COM | 15202L107 | REIT | 10,356 | $565,782 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 13,952 | $564,219 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 4,300 | $563,687 | dollars as filed | call |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 575,000 | $563,081 | dollars as filed | principal |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 44,975 | $560,846 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 61,693 | $560,793 | dollars as filed | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 14,337 | $560,146 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 9,264 | $559,962 | dollars as filed | |
| SUI GROUP HOLDINGS LIMITED | 59982U200 | COM NEW | 257,998 | $559,856 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 44,588 | $559,140 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 51,770 | $558,598 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 144,670 | $558,430 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 8,400 | $558,264 | dollars as filed | put |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 46,505 | $557,595 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 15,268 | $557,252 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 10,169 | $555,431 | dollars as filed | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 15,502 | $552,026 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,335 | $551,919 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 11,747 | $551,055 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 20,383 | $550,141 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 18,708 | $549,453 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 19,819 | $549,206 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 102,582 | $548,816 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 11,305 | $548,632 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 42,150 | $548,372 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 25,789 | $548,291 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 34,847 | $546,764 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 550,500 | $546,371 | dollars as filed | principal |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 16,655 | $545,456 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 22,382 | $545,450 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 37,751 | $545,124 | dollars as filed | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 571,000 | $544,626 | dollars as filed | principal |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,375 | $543,410 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 54,986 | $543,268 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 34,811 | $543,051 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 32,035 | $542,993 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 14,101 | $542,889 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 67,598 | $542,144 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 26,054 | $541,272 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 17,285 | $539,811 | dollars as filed | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 32,653 | $539,102 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 17,641 | $536,816 | dollars as filed | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 16,021 | $536,238 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 45,580 | $536,021 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 4,516 | $533,807 | dollars as filed | |
| OSI SYSTEMS INC | 671044105 | COM | 5,212 | $533,501 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 61,096 | $533,368 | dollars as filed | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 15,615 | $533,252 | dollars as filed | |
| PGT INNOVATIONS INC | 69336V101 | COM | 21,231 | $533,135 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 20,246 | $533,077 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 10,721 | $532,168 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 6,150 | $531,828 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 7,402 | $531,621 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 56,225 | $531,330 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 8,848 | $531,322 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 41,219 | $530,085 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 33,572 | $529,902 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 14,908 | $529,858 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 43,034 | $529,321 | dollars as filed | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 34,035 | $529,244 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 52,550 | $527,609 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 7,935 | $527,202 | dollars as filed | |
| LINDSAY CORPORATION | 535555106 | COM | 3,486 | $526,941 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 11,347 | $526,002 | dollars as filed | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 37,590 | $524,391 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 30,816 | $523,881 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 8,870 | $521,911 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 7,711 | $521,605 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 24,709 | $521,127 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 63,618 | $520,395 | dollars as filed | |
| TITAN MACHY INC | 88830R101 | COM | 17,080 | $520,086 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 29,181 | $518,851 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 5,100 | $516,426 | dollars as filed | call |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 554,000 | $515,397 | dollars as filed | principal |
| United States Brent Oil Fund L | 91167Q100 | COM | 19,366 | $514,748 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 8,623 | $514,016 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 72,959 | $513,631 | dollars as filed | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,695 | $513,166 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 111,969 | $512,975 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,300 | $512,049 | dollars as filed | put |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 13,040 | $509,864 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 13,100 | $509,459 | dollars as filed | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 15,308 | $508,072 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 11,389 | $506,054 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 43,642 | $505,817 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 47,824 | $504,543 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 57,792 | $504,244 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 59,803 | $503,549 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 65,363 | $502,641 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 14,570 | $502,228 | dollars as filed | |
| HARBOR ETF TRUST | 41151J109 | ARES SYSTEMATIC | 11,354 | $501,846 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 109,989 | $501,551 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 8,538 | $501,227 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 13,929 | $500,918 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 3,807 | $500,468 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 16,590 | $500,188 | dollars as filed | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 23,331 | $499,989 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,500 | $499,925 | dollars as filed | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 15,039 | $498,693 | dollars as filed | |
| STONEX GROUP INC | 861896108 | COM | 4,810 | $498,032 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 6,472 | $497,918 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 13,527 | $497,679 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 30,984 | $497,603 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 4,089 | $497,166 | dollars as filed | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 62,529 | $497,106 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 41,418 | $497,016 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 99,909 | $495,552 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 23,445 | $495,394 | dollars as filed | |
| Vital Energy Inc | 516806205 | Common Stock | 10,849 | $494,063 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 14,730 | $493,455 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 10,543 | $493,404 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T401 | 2.75% CNV PFD C | 21,566 | $492,783 | dollars as filed | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 15,289 | $492,764 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 30,740 | $488,157 | dollars as filed | |
| Intel Corp | 458140100 | COM | 14,900 | $486,783 | dollars as filed | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 365,998 | $486,778 | dollars as filed | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 504,000 | $485,775 | dollars as filed | principal |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 106,717 | $484,501 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 3,951 | $483,765 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 33,512 | $482,908 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 27,988 | $481,114 | dollars as filed | |
| XPEL INC | 98379L100 | COM | 7,051 | $479,116 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 10,976 | $478,334 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 16,022 | $478,197 | dollars as filed | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 11,234 | $476,322 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 22,996 | $474,875 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 38,885 | $474,786 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 8,678 | $474,780 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 406,000 | $474,634 | dollars as filed | principal |
| CENTURY ALUM CO | 156431AQ1 | NOTE 2.750% 5/0 | 600,000 | $473,628 | dollars as filed | principal |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 36,491 | $473,290 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 10,082 | $472,750 | dollars as filed | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 8,667 | $472,138 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 5,681 | $470,955 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 5,039 | $470,209 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 6,392 | $469,161 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 164,493 | $468,806 | dollars as filed | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 31,954 | $467,810 | dollars as filed | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 17,167 | $466,685 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 38,653 | $466,550 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 70,368 | $466,544 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 26,741 | $466,098 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 29,185 | $465,794 | dollars as filed | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 29,185 | $465,793 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 9,900 | $465,300 | dollars as filed | call |
| AERSALE CORPORATION | 00810F106 | COM | 27,019 | $465,267 | dollars as filed | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 8,000 | $464,480 | dollars as filed | call |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 45,439 | $463,479 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 11,807 | $462,866 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 11,875 | $462,684 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 467,000 | $462,582 | dollars as filed | principal |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 11,829 | $462,375 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,500 | $462,280 | dollars as filed | put |
| UPWORK INC | 91688F104 | COM | 40,747 | $461,256 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 59,318 | $460,312 | dollars as filed | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 18,024 | $459,627 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 5,589 | $459,005 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 7,894 | $457,063 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 32,566 | $456,250 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 19,369 | $455,953 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 43,848 | $455,143 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 13,631 | $452,519 | dollars as filed | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 8,666 | $452,504 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 22,108 | $452,122 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 19,777 | $451,706 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 10,787 | $450,487 | dollars as filed | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 42,658 | $449,615 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 77,803 | $448,923 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 34,584 | $448,555 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 20,491 | $448,552 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 20,934 | $448,385 | dollars as filed | |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 7,136 | $447,427 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 11,692 | $447,381 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 13,076 | $445,369 | dollars as filed | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 5,908 | $444,813 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 37,259 | $444,131 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 10,637 | $443,365 | dollars as filed | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 12,141 | $442,782 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 30,798 | $442,266 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 13,658 | $441,029 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 10,276 | $440,738 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 10,592 | $440,523 | dollars as filed | |
| UNION BANKSHARES INC | 905400107 | CMN | 19,922 | $440,503 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 40,899 | $439,669 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 5,340 | $439,513 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 20,391 | $439,025 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 527,000 | $436,093 | dollars as filed | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 47,063 | $435,808 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 19,445 | $434,024 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 12,461 | $433,463 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 32,859 | $433,416 | dollars as filed | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 19,060 | $433,052 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 47,644 | $431,654 | dollars as filed | |
| ICU MED INC | 44930G107 | COM | 2,616 | $431,535 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 23,496 | $431,161 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 17,925 | $430,559 | dollars as filed | |
| PAGERDUTY INC | 69553PAB6 | BOND | 381,000 | $428,934 | dollars as filed | principal |
| HOPE BANCORP INC | 43940T109 | COM | 43,648 | $428,633 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 23,563 | $426,979 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 219,378 | $425,593 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 434,000 | $425,034 | dollars as filed | principal |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 186,275 | $424,707 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 58,305 | $424,465 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 19,674 | $423,778 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 29,414 | $422,979 | dollars as filed | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 7,781 | $422,821 | dollars as filed | |
| MONRO INC | 610236101 | COMMON STOCK | 8,537 | $422,024 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 42,360 | $421,908 | dollars as filed | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 43,804 | $421,396 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 40,250 | $420,620 | dollars as filed | |
| AMYRIS INC | 03236MAJ0 | BOND | 1,500,000 | $420,000 | dollars as filed | principal |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 35,789 | $419,807 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 57,485 | $419,641 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 37,211 | $419,368 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 19,605 | $418,959 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 111 | $418,471 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 26,114 | $417,824 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 4,896 | $417,704 | dollars as filed | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 21,656 | $416,888 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 347,328 | $416,794 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 16,625 | $416,639 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 22,924 | $416,317 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 44,949 | $416,228 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 32,340 | $415,573 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 23,346 | $415,568 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 17,541 | $415,196 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 46,232 | $415,172 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 19,665 | $414,548 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 2,500 | $414,075 | dollars as filed | put |
| HNI CORP COM | 404251100 | Stock | 14,863 | $413,812 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 4,502 | $413,739 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 27,629 | $411,399 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 87,207 | $410,749 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,446 | $408,979 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 5,500 | $408,705 | dollars as filed | put |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 20,619 | $408,263 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 15,848 | $406,818 | dollars as filed | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 29,608 | $406,517 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 19,509 | $405,238 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 6,901 | $404,692 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 32,684 | $403,975 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 78,547 | $403,732 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 14,206 | $403,330 | dollars as filed | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 9,720 | $403,315 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 124,034 | $403,113 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 84,961 | $401,867 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 13,197 | $400,292 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 97,275 | $399,800 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000114 | this filing | 2023-05-12 | acceptance time not in the bulk data set |