13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 7,668 holding rows worth $347,250,759,405.
- Accession
- 0000072971-23-000114
- Filer
- CIK 72971
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 19,151 entries on the cover page, a total value of $347,250,759,405 stated on the cover page (in dollars after the unit check, H1), rows summing to $347,250,759,405 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 394,533 | $5,823,310 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 201,829 | $5,802,605 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 114,000 | $5,799,819 | dollars as filed | put |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 114,954 | $5,797,174 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 105,700 | $5,794,474 | dollars as filed | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 160,673 | $5,792,294 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 34,339 | $5,781,415 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 6,543,000 | $5,779,759 | dollars as filed | principal |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 6,652,000 | $5,767,816 | dollars as filed | principal |
| HAYNES INTL INC | 420877201 | COM NEW | 115,107 | $5,765,729 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 230,250 | $5,742,438 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 59,672 | $5,740,521 | dollars as filed | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 44,068 | $5,721,867 | dollars as filed | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 249,317 | $5,704,373 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 155,740 | $5,700,111 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 481,300 | $5,698,595 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 111,146 | $5,697,344 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 92,248 | $5,695,449 | dollars as filed | |
| AAR CORP | 000361105 | COM | 104,159 | $5,681,874 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 508,711 | $5,677,214 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 4,622,000 | $5,666,202 | dollars as filed | principal |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 425,776 | $5,662,828 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 78,251 | $5,649,015 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 6,364,000 | $5,641,368 | dollars as filed | principal |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 558,207 | $5,632,320 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 244,217 | $5,631,645 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 177,947 | $5,628,463 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 129,600 | $5,619,458 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 59,493 | $5,609,052 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 36,140 | $5,606,524 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 464,497 | $5,597,197 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 512,265 | $5,593,952 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 648,541 | $5,590,431 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 263,043 | $5,581,780 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 476,883 | $5,579,534 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 54,233 | $5,568,186 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 3,706,000 | $5,561,261 | dollars as filed | principal |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 196,724 | $5,559,449 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 195,117 | $5,558,883 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 370,965 | $5,557,070 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 73,292 | $5,555,533 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 571,461 | $5,554,608 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 485,094 | $5,544,630 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 242,276 | $5,539,660 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 211,179 | $5,530,843 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 118,248 | $5,521,019 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 79,344 | $5,513,642 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 128,711 | $5,498,571 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 177,938 | $5,485,858 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 301,553 | $5,485,255 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 144,328 | $5,484,473 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 603,004 | $5,481,307 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 154,700 | $5,453,196 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 8,527,000 | $5,452,079 | dollars as filed | principal |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 537,887 | $5,448,798 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 4,626,000 | $5,448,688 | dollars as filed | principal |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 107,880 | $5,431,786 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 143,200 | $5,428,712 | dollars as filed | put |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 229,846 | $5,419,788 | dollars as filed | |
| GENTHERM INC | 37253A103 | COM | 89,489 | $5,406,925 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 56,490 | $5,397,186 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 224,343 | $5,393,206 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 104,078 | $5,381,893 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 140,000 | $5,374,600 | dollars as filed | call |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 226,164 | $5,362,352 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 385,032 | $5,351,945 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 158,154 | $5,331,385 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 173,498 | $5,321,188 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 865,996 | $5,317,214 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 5,509,000 | $5,295,031 | dollars as filed | principal |
| TEGNA INC COM | 87901J105 | Stock | 313,121 | $5,294,880 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 32,478 | $5,286,670 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 433,220 | $5,282,007 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 658,472 | $5,267,783 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 99,594 | $5,267,572 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 684,316 | $5,255,552 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 113,839 | $5,253,893 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 198,414 | $5,252,026 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 388,876 | $5,249,840 | dollars as filed | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 36,079 | $5,249,272 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 53,908 | $5,249,144 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 293,327 | $5,241,765 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 229,625 | $5,235,450 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 519,371 | $5,235,268 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 76,200 | $5,231,130 | dollars as filed | put |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 668,914 | $5,224,227 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 115,203 | $5,216,405 | dollars as filed | |
| CROWN HLDGS INC COM | 228368106 | Stock | 62,896 | $5,202,144 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 217,811 | $5,199,149 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 103,119 | $5,194,897 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 937,630 | $5,185,095 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 76,374 | $5,183,513 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 121,589 | $5,163,885 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 188,470 | $5,160,328 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 71,260 | $5,143,547 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 811,085 | $5,134,169 | dollars as filed | |
| OCEANEERING INTL INC | 675232102 | COM | 291,064 | $5,131,462 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 171,568 | $5,123,055 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 2,534,000 | $5,116,755 | dollars as filed | principal |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 70,934 | $5,115,051 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 206,407 | $5,100,317 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 503,776 | $5,093,185 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 148,075 | $5,084,913 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 52,533 | $5,084,748 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 591,733 | $5,082,995 | dollars as filed | |
| MATERION CORP | 576690101 | COM | 43,794 | $5,080,183 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 179,724 | $5,061,045 | dollars as filed | |
| PLEXUS CORP COM | 729132100 | Stock | 51,829 | $5,056,955 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 315,962 | $5,055,408 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 5,230,000 | $5,051,187 | dollars as filed | principal |
| ESAB CORPORATION | 29605J106 | COM | 85,450 | $5,047,530 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 125,974 | $5,039,000 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 189,187 | $5,022,924 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 158,784 | $5,022,354 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 37,500 | $5,010,750 | dollars as filed | call |
| VALLEY NATL BANCORP | 919794107 | COM | 541,887 | $5,007,043 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 196,000 | $4,998,010 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 60,554 | $4,986,622 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 173,541 | $4,980,628 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 242,232 | $4,977,879 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 198,240 | $4,975,824 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 116,919 | $4,963,458 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 16,120 | $4,960,091 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 234,517 | $4,955,360 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 65,546 | $4,929,767 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 37,431 | $4,924,073 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 323,207 | $4,919,217 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 112,701 | $4,914,891 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 105,047 | $4,901,154 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 56,474 | $4,900,277 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 555,934 | $4,897,784 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 151,164 | $4,893,186 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 55,039 | $4,892,506 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 38,656 | $4,889,328 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 195,502 | $4,881,694 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 49,200 | $4,881,132 | dollars as filed | call |
| GAP INC COM | 364760108 | Stock | 485,862 | $4,878,063 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 579,019 | $4,875,340 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 69,407 | $4,867,887 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 641,909 | $4,859,255 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 107,093 | $4,854,538 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 120,454 | $4,851,922 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 116,963 | $4,848,116 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 302,209 | $4,841,393 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 92,500 | $4,835,438 | dollars as filed | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 140,991 | $4,834,615 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 96,769 | $4,824,954 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 179,937 | $4,822,329 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 197,869 | $4,820,100 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 54,471 | $4,817,469 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 160,851 | $4,814,288 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 212,838 | $4,810,157 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,167,315 | $4,809,344 | dollars as filed | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 238,463 | $4,805,029 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 123,764 | $4,798,353 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 690,094 | $4,775,460 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 195,487 | $4,769,900 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 23,494 | $4,766,639 | dollars as filed | |
| RH | 74967X103 | COM | 19,550 | $4,761,402 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 3,901,000 | $4,753,875 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 4,851,000 | $4,741,998 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 75,506 | $4,739,399 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 292,477 | $4,723,511 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 173,200 | $4,723,185 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 157,098 | $4,706,702 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 393,553 | $4,695,098 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 449,826 | $4,691,689 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 315,020 | $4,678,063 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 73,589 | $4,677,317 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 136,316 | $4,674,276 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 247,077 | $4,669,768 | dollars as filed | |
| FB FINL CORP | 30257X104 | COM | 150,027 | $4,662,861 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 122,757 | $4,661,113 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 247,533 | $4,646,200 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 64,920 | $4,643,131 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 127,161 | $4,641,402 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 4,620,000 | $4,634,968 | dollars as filed | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 4,223,000 | $4,627,057 | dollars as filed | principal |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 553,374 | $4,626,207 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 131,072 | $4,618,997 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 297,471 | $4,616,770 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 324,961 | $4,614,460 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 311,352 | $4,614,244 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 19,708 | $4,613,247 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 185,983 | $4,593,784 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 638,734 | $4,592,500 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 794,086 | $4,589,817 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 97,901 | $4,589,623 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 304,344 | $4,586,467 | dollars as filed | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 78,863 | $4,578,785 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 72,112 | $4,561,138 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 143,657 | $4,559,682 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 5,080,000 | $4,553,509 | dollars as filed | principal |
| NRC HEALTH | 637372202 | COMMON STOCK | 104,576 | $4,550,128 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 114,885 | $4,547,148 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 260,594 | $4,540,619 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 98,548 | $4,530,260 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 158,300 | $4,527,380 | dollars as filed | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,148,022 | $4,523,208 | dollars as filed | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 201,175 | $4,522,414 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 32,800 | $4,520,824 | dollars as filed | call |
| UNDER ARMOUR INC | 904311107 | CL A | 475,481 | $4,512,322 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 12,561 | $4,497,128 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 304,034 | $4,496,674 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 150,000 | $4,491,000 | dollars as filed | put |
| CSX Corporation | 126408103 | COM | 150,000 | $4,491,000 | dollars as filed | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 142,378 | $4,490,611 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 287,947 | $4,471,818 | dollars as filed | |
| STEM INC | 85859N102 | COM | 788,644 | $4,471,612 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 142,800 | $4,471,085 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 49,260 | $4,466,969 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 253,065 | $4,466,612 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 210,916 | $4,456,677 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 281,336 | $4,456,374 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,034,560 | $4,448,611 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 18,400 | $4,448,200 | dollars as filed | put |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 158,096 | $4,445,660 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 5,403,000 | $4,443,644 | dollars as filed | principal |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 445,182 | $4,442,930 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 102,486 | $4,429,452 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 25,261 | $4,427,802 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 92,981 | $4,417,527 | dollars as filed | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 4,458,000 | $4,407,892 | dollars as filed | principal |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 2,515,999 | $4,402,998 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 19,420 | $4,397,129 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 74,844 | $4,391,154 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 109,946 | $4,384,660 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 26,000 | $4,377,360 | dollars as filed | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 38,403 | $4,374,179 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 4,332,000 | $4,367,392 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 5,026,000 | $4,365,785 | dollars as filed | principal |
| KBHOME | 48666K109 | COM | 108,401 | $4,355,571 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 198,926 | $4,352,501 | dollars as filed | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 90,678 | $4,349,824 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 100,943 | $4,339,549 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 716,326 | $4,333,775 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 399,786 | $4,333,691 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 51,877 | $4,315,198 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 356,022 | $4,314,989 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 490,348 | $4,310,167 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 5,252,000 | $4,304,697 | dollars as filed | principal |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 115,262 | $4,286,626 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 84,600 | $4,281,606 | dollars as filed | call |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 241,140 | $4,280,236 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 317,959 | $4,273,377 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 45,605 | $4,270,955 | dollars as filed | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 95,522 | $4,270,789 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 100,168 | $4,263,217 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 92,820 | $4,259,523 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 345,078 | $4,254,818 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 96,837 | $4,250,195 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 64,533 | $4,247,588 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 80,256 | $4,244,777 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 139,188 | $4,241,075 | dollars as filed | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 61,030 | $4,229,409 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 160,615 | $4,229,002 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 165,579 | $4,223,921 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 229,920 | $4,221,332 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 167,533 | $4,216,821 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 80,418 | $4,214,752 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 187,805 | $4,212,487 | dollars as filed | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 4,092,000 | $4,209,849 | dollars as filed | principal |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 71,166 | $4,203,776 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 345,702 | $4,203,750 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 116,670 | $4,200,137 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 100,865 | $4,197,004 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 75,515 | $4,187,325 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 267,099 | $4,169,427 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 206,651 | $4,164,018 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 155,388 | $4,159,748 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 723,770 | $4,154,443 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 469,353 | $4,153,783 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 15,275 | $4,150,256 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 127,924 | $4,144,784 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 278,378 | $4,139,491 | dollars as filed | |
| TRITON INTL LTD | G9078F107 | CL A | 65,311 | $4,129,020 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 5,630,000 | $4,127,691 | dollars as filed | principal |
| GREENBRIER COS INC | 393657101 | COM | 128,250 | $4,125,805 | dollars as filed | |
| FISERV INC | 337738108 | COM | 36,500 | $4,125,595 | dollars as filed | put |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 5,181,000 | $4,111,538 | dollars as filed | principal |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 52,186 | $4,104,905 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 66,268 | $4,087,410 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 410,954 | $4,084,896 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 308,146 | $4,082,948 | dollars as filed | |
| ACCOLADE INC | 00437EAB8 | NOTE 0.500% 4/0 | 5,200,000 | $4,082,000 | dollars as filed | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 63,775 | $4,079,063 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,465 | $4,075,980 | dollars as filed | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 279,495 | $4,075,037 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 33,749 | $4,066,852 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 146,436 | $4,051,905 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 80,248 | $4,044,539 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 257,953 | $4,034,398 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 114,931 | $4,028,357 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 81,135 | $4,027,471 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 4,044,000 | $4,023,780 | dollars as filed | principal |
| ENERPLUS CORP | 292766102 | COM | 279,270 | $4,019,941 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 62,688 | $4,019,593 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 12,224 | $4,018,030 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 142,950 | $4,015,479 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 39,549 | $4,012,470 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 65,308 | $4,004,041 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 381,637 | $4,003,379 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 119,508 | $4,001,146 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 381,683 | $3,996,221 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 153,546 | $3,995,267 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 19,987 | $3,973,015 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 99,765 | $3,971,191 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 63,876 | $3,955,841 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 76,404 | $3,940,939 | dollars as filed | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 88,230 | $3,934,185 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 364,238 | $3,933,771 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 124,584 | $3,930,651 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 170,660 | $3,927,760 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,390,382 | $3,920,878 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 61,629 | $3,919,078 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 62,713 | $3,916,436 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 423,540 | $3,913,510 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 4,357,000 | $3,905,005 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 27,712 | $3,904,442 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 89,444 | $3,903,788 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 187,236 | $3,898,263 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 172,591 | $3,897,122 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 94,793 | $3,896,944 | dollars as filed | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 66,155 | $3,893,246 | dollars as filed | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 66,239 | $3,888,905 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 16,041 | $3,886,250 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 35,400 | $3,881,964 | dollars as filed | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 25,000 | $3,879,000 | dollars as filed | put |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 160,638 | $3,850,493 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 29,899 | $3,842,127 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 79,261 | $3,836,272 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 109,618 | $3,832,286 | dollars as filed | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 38,397 | $3,821,710 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 3,734,000 | $3,819,919 | dollars as filed | principal |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 117,670 | $3,818,391 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 16,900 | $3,810,274 | dollars as filed | put |
| TANGER INC | 875465106 | COM | 194,052 | $3,809,245 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 41,705 | $3,806,058 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 101,966 | $3,791,096 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 50,150 | $3,788,889 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 142,551 | $3,780,453 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 39,677 | $3,776,061 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 268,394 | $3,768,265 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 355,856 | $3,761,411 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 50,786 | $3,750,111 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 250,580 | $3,736,158 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 242,435 | $3,735,925 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 10,800 | $3,731,184 | dollars as filed | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 310,900 | $3,724,586 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 172,158 | $3,722,060 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 26,404 | $3,709,305 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 77,531 | $3,709,083 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 17,647 | $3,705,870 | dollars as filed | |
| COPA HOLDINGS SA | 21720AAB8 | BOND | 1,998,000 | $3,705,251 | dollars as filed | principal |
| MAIN STR CAP CORP | 56035L104 | COM | 93,816 | $3,702,003 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 107,501 | $3,701,724 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 237,420 | $3,675,262 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 556,267 | $3,671,363 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 181,715 | $3,670,646 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 182,121 | $3,664,274 | dollars as filed | |
| NOVANTA INC | 67000B104 | COM | 22,991 | $3,657,639 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 22,400 | $3,654,784 | dollars as filed | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 82,464 | $3,647,412 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 10,000 | $3,641,900 | dollars as filed | put |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,539,000 | $3,638,337 | dollars as filed | principal |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 71,237 | $3,635,962 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 45,910 | $3,627,922 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 34,400 | $3,620,256 | dollars as filed | call |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 107,629 | $3,611,858 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 89,175 | $3,603,620 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 12,200 | $3,600,464 | dollars as filed | put |
| Stryker Corporation | 863667101 | COM | 12,600 | $3,596,922 | dollars as filed | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 316,547 | $3,589,663 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 77,446 | $3,589,622 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 143,921 | $3,587,964 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 234,798 | $3,587,720 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 234,133 | $3,586,926 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 307,003 | $3,581,195 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 97,584 | $3,573,536 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 145,910 | $3,573,352 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 81,728 | $3,573,154 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 71,619 | $3,573,102 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 31,400 | $3,567,040 | dollars as filed | put |
| Pfizer Inc. | 717081103 | COM | 87,400 | $3,565,920 | dollars as filed | put |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 339,286 | $3,562,504 | dollars as filed | |
| MERIT MED SYS INC COM | 589889104 | Stock | 48,101 | $3,557,069 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 31,330 | $3,552,837 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 240,500 | $3,547,375 | dollars as filed | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 605,085 | $3,539,750 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 2,456,000 | $3,539,268 | dollars as filed | principal |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 103,021 | $3,532,634 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 33,200 | $3,523,516 | dollars as filed | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 26,429 | $3,521,665 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 288,457 | $3,510,523 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 65,550 | $3,506,270 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 127,297 | $3,495,622 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 43,867 | $3,486,167 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 351,399 | $3,485,894 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 87,600 | $3,483,888 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 539,547 | $3,474,686 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 382,955 | $3,454,260 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 47,624 | $3,451,311 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 150,118 | $3,448,210 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 467,623 | $3,446,382 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 678,729 | $3,441,162 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 192,626 | $3,440,326 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 385,364 | $3,425,895 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 195,056 | $3,425,183 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 255,450 | $3,423,054 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 51,676 | $3,420,434 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 144,331 | $3,419,216 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 98,248 | $3,406,258 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 32,780 | $3,405,538 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 535,271 | $3,404,325 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 37,129 | $3,403,244 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 195,138 | $3,403,218 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 58,920 | $3,400,889 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 58,058 | $3,395,232 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 79,556 | $3,391,501 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 23,087 | $3,384,804 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 23,857 | $3,383,208 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,800 | $3,378,716 | dollars as filed | put |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 3,988,000 | $3,378,195 | dollars as filed | principal |
| ENDAVA PLC ADS | 29260V105 | ADR | 50,225 | $3,374,116 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 179,227 | $3,373,053 | dollars as filed | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 191,911 | $3,371,887 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 157,782 | $3,363,936 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 112,321 | $3,362,914 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 286,261 | $3,360,704 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 124,561 | $3,360,673 | dollars as filed | |
| PANDORA MEDIA INC | 698354AD9 | BOND | 3,455,000 | $3,359,988 | dollars as filed | principal |
| SILGAN HLDGS INC | 827048109 | COM | 62,586 | $3,359,020 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 178,189 | $3,351,738 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 33,100 | $3,351,706 | dollars as filed | put |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 36,428 | $3,349,276 | dollars as filed | |
| DANAHER CORPORATION | 235851409 | CONV | 2,619 | $3,337,523 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 102,865 | $3,332,847 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 4,228,000 | $3,329,381 | dollars as filed | principal |
| LANTHEUS HLDGS INC | 516544103 | COM | 40,118 | $3,312,142 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 57,517 | $3,308,045 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15,600 | $3,307,200 | dollars as filed | put |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 148,233 | $3,305,612 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 290,894 | $3,298,745 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 42,868 | $3,285,403 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 142,403 | $3,280,988 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 134,627 | $3,278,174 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 31,600 | $3,277,868 | dollars as filed | call |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 25,608 | $3,277,683 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 268,651 | $3,277,547 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 299,699 | $3,272,719 | dollars as filed | |
| KORN FERRY COM NEW | 500643200 | Stock | 63,216 | $3,270,795 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 41,809 | $3,269,463 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 26,600 | $3,267,278 | dollars as filed | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 101,686 | $3,263,125 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 267,290 | $3,260,955 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 50,890 | $3,260,113 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 68,165 | $3,248,096 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 20,707 | $3,247,583 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 118,333 | $3,242,345 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 100,000 | $3,235,000 | dollars as filed | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 79,097 | $3,227,948 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 163,634 | $3,223,590 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,137,500 | $3,222,934 | dollars as filed | principal |
| WARRIOR MET COAL INC | 93627C101 | COM | 87,654 | $3,217,825 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 87,705 | $3,194,221 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 28,734 | $3,193,854 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 37,567 | $3,193,591 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 90,807 | $3,176,443 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 117,667 | $3,169,957 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 80,203 | $3,167,228 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 2,544,000 | $3,166,568 | dollars as filed | principal |
| ASSURANT INC COM | 04621X108 | Stock | 26,371 | $3,166,459 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,700 | $3,166,353 | dollars as filed | put |
| WINMARK CORP | 974250102 | COM | 9,864 | $3,161,038 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 50,900 | $3,157,327 | dollars as filed | put |
| MATADOR RES CO COM | 576485205 | Stock | 66,100 | $3,149,665 | dollars as filed | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 164,964 | $3,147,515 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 104,296 | $3,141,406 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 72,333 | $3,140,732 | dollars as filed | |
| ACORDA THERAPEUTICS INC | 00484MAC0 | NOTE 6.000%12/0 | 5,018,000 | $3,140,465 | dollars as filed | principal |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 140,700 | $3,139,017 | dollars as filed | put |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 254,502 | $3,138,018 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 125,437 | $3,135,945 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 204,304 | $3,129,937 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 33,403 | $3,126,855 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 312,760 | $3,115,092 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 124,193 | $3,113,519 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 75,553 | $3,109,810 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 246,199 | $3,109,516 | dollars as filed | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 67,047 | $3,108,335 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 57,217 | $3,101,741 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 21,328 | $3,096,245 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 29,100 | $3,095,949 | dollars as filed | put |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 45,275 | $3,090,040 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 135,541 | $3,086,274 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 111,146 | $3,084,318 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 149,115 | $3,079,150 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 2,668,000 | $3,069,800 | dollars as filed | principal |
| WORLD KINECT CORPORATION | 981475106 | COM | 120,124 | $3,069,182 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 164,156 | $3,066,434 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000114 | this filing | 2023-05-12 | acceptance time not in the bulk data set |