13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 8,168 holding rows worth $400,612,340,000.
- Accession
- 0000072971-22-000091
- Filer
- CIK 72971
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 21,196 entries on the cover page, a total value of $400,612,340,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $400,612,353,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SVB FINANCIAL GROUP CMN STK | 78486Q901 | Cmn | 200 | $136,000 | thousands by filing date | call |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 2,528 | $135,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 22,013 | $135,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 25,163 | $134,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 137,391 | $134,000 | thousands by filing date | |
| SOMALOGIC INC | 83444K105 | COM | 11,540 | $134,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 63,773 | $134,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 8,775 | $133,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 5,229 | $132,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 9,431 | $132,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039900 | CALL | 1,100 | $132,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 39,544 | $132,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 8,642 | $132,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 2,870 | $131,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 90,000 | $131,000 | thousands by filing date | principal |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 6,352 | $131,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 26,429 | $130,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 9,438 | $130,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 19,605 | $129,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 3,278 | $129,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 9,915 | $129,000 | thousands by filing date | |
| BX 280121C00160000 | 09260d907 | CALL | 1,000 | $129,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J906 | COM | 1,000 | $129,000 | thousands by filing date | call |
| DUPONT DE NEMOURS INC | 26614N902 | CALL | 1,600 | $129,000 | thousands by filing date | call |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 2,701 | $129,000 | thousands by filing date | |
| SPRINKLR INC | 85208T107 | CL A | 7,960 | $127,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 2,550 | $127,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 21,149 | $127,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 1,402 | $127,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 19,196 | $126,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 1,865 | $126,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,705 | $126,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F907 | CALL | 200 | $126,000 | thousands by filing date | call |
| GULF IS FABRICATION INC | 402307102 | COM | 31,399 | $126,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 11,414 | $125,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,701 | $125,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 111,048 | $125,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 19,251 | $125,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 11,238 | $125,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 19,704 | $124,000 | thousands by filing date | |
| ULTA BEAUTY INC | 90384S903 | CALL | 300 | $124,000 | thousands by filing date | call |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 29,648 | $124,000 | thousands by filing date | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 7,354 | $123,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 31,347 | $123,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 9,197 | $123,000 | thousands by filing date | |
| SONENDO INC | 835431107 | Common Stocks | 21,465 | $123,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 6,404 | $122,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 9,001 | $122,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 2,330 | $121,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 15,854 | $121,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 38,557 | $121,000 | thousands by filing date | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 6,106 | $121,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 28,136 | $120,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 65,271 | $119,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 2,401 | $119,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 10,897 | $119,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 4,495 | $119,000 | thousands by filing date | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 11,100 | $119,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 17,566 | $119,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 18,000 | $119,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 49,874 | $119,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 35,131 | $118,000 | thousands by filing date | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 5,776 | $118,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 14,383 | $118,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 11,509 | $118,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 24,674 | $118,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 54,038 | $118,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 6,182 | $117,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021909 | CALL | 300 | $117,000 | thousands by filing date | call |
| AMERICAN TOWER CORP | 03027X900 | COM | 400 | $117,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 5,029 | $117,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 33,759 | $117,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 50,171 | $117,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A110 | *W EXP 99/99/999 | 45,600 | $117,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,836 | $116,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 18,944 | $116,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,500 | $116,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 4,881 | $115,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 15,725 | $115,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 3,920 | $115,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 31,015 | $115,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 28,213 | $115,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 5,798 | $114,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,487 | $114,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 6,037 | $114,000 | thousands by filing date | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 4,432 | $113,000 | thousands by filing date | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 7,229 | $113,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 208,749 | $113,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 37,762 | $112,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A900 | ST STR SP BIOT | 1,000 | $112,000 | thousands by filing date | call |
| OKTA INC | 679295955 | CL A | 500 | $112,000 | thousands by filing date | put |
| HUNTINGTON INGALLS INDS INC | 446413906 | CALL | 600 | $112,000 | thousands by filing date | call |
| HUNTINGTON INGALLS INDS INC | 446413956 | PUT | 600 | $112,000 | thousands by filing date | put |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 6,170 | $112,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 18,570 | $112,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 16,735 | $112,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 10,063 | $111,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 4,271 | $111,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 16,201 | $111,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 9,459 | $110,000 | thousands by filing date | |
| ZYNGA INC | 98986TAD0 | NOTE 12/1 | 120,000 | $110,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 80,000 | $109,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 4,179 | $108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 3,565 | $108,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 100,000 | $108,000 | thousands by filing date | principal |
| PCM FD INC | 69323T101 | COM | 10,096 | $108,000 | thousands by filing date | |
| MASTERCARD INCORPORATED | 57636Q954 | PUT | 300 | $108,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 43,246 | $108,000 | thousands by filing date | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 4,289 | $107,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 9,472 | $107,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 5,296 | $107,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 3,967 | $107,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537901 | COM | 1,200 | $107,000 | thousands by filing date | call |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 78,160 | $107,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 23,899 | $106,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,488 | $106,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,478 | $106,000 | thousands by filing date | |
| TJX COS INC NEW | 872540909 | CALL | 1,400 | $106,000 | thousands by filing date | call |
| CASA SYS INC | 14713L102 | COM | 18,619 | $106,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 48,808 | $106,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 12,423 | $105,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 65,652 | $105,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 30,981 | $105,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 37,355 | $105,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 16,454 | $105,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 28,339 | $105,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 9,200 | $105,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 22,691 | $104,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 51,076 | $104,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 7,590 | $104,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 22,291 | $104,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 100,000 | $104,000 | thousands by filing date | principal |
| LIVEONE INC | 53814X102 | COM | 81,291 | $104,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 8,123 | $103,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 93,591 | $103,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 1,511 | $103,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 7,674 | $103,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 67,158 | $103,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 7,992 | $103,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 16,168 | $103,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1,647 | $102,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 6,641 | $102,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 787 | $102,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS PL | G7997R903 | CALL | 900 | $102,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 35,498 | $102,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 28,000 | $102,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 51,000 | $102,000 | thousands by filing date | principal |
| AKOUOS INC | 00973J101 | COM | 11,980 | $102,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 1,320 | $101,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 906 | $101,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 3,886 | $101,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 11,361 | $101,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 41,662 | $101,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 8,563 | $101,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 21,332 | $101,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 3,751 | $100,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 2,422 | $100,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 3,458 | $100,000 | thousands by filing date | |
| AIRBNB INC | 009066901 | CALL | 600 | $100,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC | 21036P908 | CL A | 400 | $100,000 | thousands by filing date | call |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 1,620 | $99,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 10,621 | $99,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,839 | $99,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 7,051 | $99,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 38,557 | $99,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 13,087 | $99,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 3,736 | $99,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 14,237 | $99,000 | thousands by filing date | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 3,871 | $98,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 2,644 | $98,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 6,368 | $98,000 | thousands by filing date | |
| BROWN & BROWN INC | 115236901 | COM | 1,400 | $98,000 | thousands by filing date | call |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 7,605 | $98,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 10,000 | $98,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,754 | $97,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 6,341 | $97,000 | thousands by filing date | |
| ASANA INC | 04342Y954 | CL A | 1,300 | $97,000 | thousands by filing date | put |
| PARAGON 28 INC | 69913P105 | COM | 5,498 | $97,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 4,260 | $97,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 2,530 | $96,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 657 | $96,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 10,573 | $96,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 1,433 | $96,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 6,931 | $96,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,513 | $96,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,697 | $96,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 10,392 | $96,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 68,000 | $96,000 | thousands by filing date | principal |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 118,090 | $95,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 2,765 | $95,000 | thousands by filing date | |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915908 | Cmn | 24,300 | $95,000 | thousands by filing date | call |
| GARRETT MOTION INC | 366505105 | COM | 11,760 | $94,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 11,944 | $94,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 3,189 | $94,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 40,092 | $94,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W901 | JAPN HEDGE EQT | 1,500 | $94,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW | 030420903 | CALL | 500 | $94,000 | thousands by filing date | call |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 130,804 | $94,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 7,738 | $93,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 4,011 | $93,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513905 | CALL | 1,100 | $93,000 | thousands by filing date | call |
| HORMEL FOODS CORP | 440452900 | COM | 1,900 | $93,000 | thousands by filing date | call |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 4,888 | $92,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,224 | $92,000 | thousands by filing date | |
| NETAPP INC | 64110D904 | CALL | 1,000 | $92,000 | thousands by filing date | call |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 8,186 | $92,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 51,658 | $92,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 3,496 | $92,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,834 | $92,000 | thousands by filing date | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 5,320 | $91,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,104 | $91,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 5,838 | $91,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 33,584 | $91,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 17,789 | $91,000 | thousands by filing date | |
| CHARGEPOINT HOLDINGS INC | 15961R955 | COM CL A | 4,800 | $91,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 2,322 | $90,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 7,683 | $90,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 12,810 | $90,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1,321 | $90,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 41,610 | $90,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 17,604 | $90,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,780 | $90,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 4,244 | $89,000 | thousands by filing date | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 100,000 | $89,000 | thousands by filing date | principal |
| SESEN BIO INC | 817763105 | COM | 108,681 | $89,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 18,460 | $88,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,996 | $88,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 23,067 | $88,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 11,880 | $88,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC | 573284906 | CALL | 200 | $88,000 | thousands by filing date | call |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 27,009 | $88,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 3,476 | $87,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 3,352 | $87,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 4,352 | $87,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 10,816 | $87,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 87,000 | $87,000 | thousands by filing date | principal |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 8,291 | $86,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 600 | $86,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 31,656 | $86,000 | thousands by filing date | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 6,774 | $86,000 | thousands by filing date | |
| BOXED INC | 103174116 | WARR | 72,500 | $86,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 24,790 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 757 | $85,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 14,865 | $84,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 2,211 | $84,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 900 | $84,000 | thousands by filing date | call |
| ISHARES GOLD TR | 464285904 | CALL | 2,400 | $84,000 | thousands by filing date | call |
| AGNT INC | 30212W900 | COM | 2,500 | $84,000 | thousands by filing date | call |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 8,366 | $84,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 84,000 | $84,000 | thousands by filing date | principal |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 1,600 | $83,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 16,666 | $83,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 4,571 | $83,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 6,008 | $83,000 | thousands by filing date | |
| FASTENAL CO | 311900904 | COM | 1,300 | $83,000 | thousands by filing date | call |
| VOR BIOPHARMA INC | 929033108 | COM | 7,169 | $83,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 21,000 | $82,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 6,392 | $82,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 24,914 | $82,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 1,400 | $82,000 | thousands by filing date | call |
| REE AUTOMOTIVE LTD WT EXP 072226 | M8287R111 | Stock | 79,265 | $82,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1,609 | $81,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 3,512 | $81,000 | thousands by filing date | |
| NEWMONT CORP | 651639906 | CALL | 1,300 | $81,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696905 | COM NEW | 600 | $81,000 | thousands by filing date | call |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 15,720 | $80,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 3,905 | $80,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 2,019 | $80,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC | 693475905 | CALL | 400 | $80,000 | thousands by filing date | call |
| NATIONAL GRID PLC | 636274909 | SPONSORED ADR NE | 1,100 | $80,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC | 285512959 | OPTION | 600 | $79,000 | thousands by filing date | put |
| IMMUNIC INC | 4525EP101 | COM | 8,274 | $79,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 34,865 | $79,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 220,705 | $79,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 3,948 | $79,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 13,933 | $79,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 3,965 | $78,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 7,022 | $77,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 589 | $77,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,707 | $77,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 3,097 | $77,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 25,434 | $77,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 14,998 | $77,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 145,879 | $77,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 50,852 | $77,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 889 | $76,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 2,845 | $76,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 3,921 | $76,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 12,204 | $76,000 | thousands by filing date | |
| ILLUMINA INC | 452327909 | CALL | 200 | $76,000 | thousands by filing date | call |
| LILIUM N V | N52586109 | COM | 11,000 | $76,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 12,671 | $76,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 72,817 | $75,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 48,084 | $75,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 60,000 | $75,000 | thousands by filing date | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 14,760 | $74,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 2,839 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,043 | $74,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 1,311 | $74,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 7,899 | $74,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 6,945 | $74,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 48,000 | $74,000 | thousands by filing date | principal |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 31,365 | $74,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 18,558 | $74,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 3,629 | $73,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 6,438 | $73,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767956 | PUT | 2,000 | $73,000 | thousands by filing date | put |
| ZOETIS INC | 98978V903 | CALL | 300 | $73,000 | thousands by filing date | call |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 8,628 | $73,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K113 | *W EXP 10/21/202 | 89,500 | $73,000 | thousands by filing date | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 3,708 | $72,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 4,807 | $72,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 8,125 | $72,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 2,386 | $72,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 18,306 | $72,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 66,841 | $72,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 41,824 | $72,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 56,415 | $72,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 1,360 | $71,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 4,154 | $71,000 | thousands by filing date | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 4,462 | $71,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 10,073 | $71,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 8,755 | $70,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 2,995 | $70,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 6,745 | $70,000 | thousands by filing date | |
| AMPHENOL CORP | 032095901 | CALL | 800 | $70,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC | 773903909 | COM | 200 | $70,000 | thousands by filing date | call |
| ECOLAB INC | 278865900 | COM | 300 | $70,000 | thousands by filing date | call |
| DOLLAR TREE INC | 256746908 | COM | 500 | $70,000 | thousands by filing date | call |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 3,851 | $70,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 117,937 | $70,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 7,701 | $69,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 1,040 | $69,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 3,123 | $69,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 7,720 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74348A907 | S&P 500 DV ARIST | 700 | $69,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 39,361 | $69,000 | thousands by filing date | |
| LINDE PLC | G5494J903 | CALL | 200 | $69,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 104,660 | $69,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 18,635 | $69,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 2,740 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,468 | $68,000 | thousands by filing date | |
| XCEL ENERGY INC | 98389B900 | CALL | 1,000 | $68,000 | thousands by filing date | call |
| GALLAGHER ARTHUR J & CO | 363576959 | COM | 400 | $68,000 | thousands by filing date | put |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 7,979 | $68,000 | thousands by filing date | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 2,722 | $68,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 45,000 | $68,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 40,851 | $68,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 5,296 | $68,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,025 | $67,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1,156 | $67,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 6,424 | $67,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 117,312 | $67,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 7,249 | $67,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 17,184 | $66,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 775 | $66,000 | thousands by filing date | |
| CENCORA INC | 03073E905 | CALL | 500 | $66,000 | thousands by filing date | call |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 8,351 | $66,000 | thousands by filing date | |
| IDEXX LABS INC | 45168D904 | COM | 100 | $66,000 | thousands by filing date | call |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,499 | $66,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 12,158 | $66,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 122,354 | $66,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 120,798 | $66,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 682 | $65,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 6,500 | $65,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 12,394 | $64,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 3,740 | $64,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 2,459 | $64,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 5,079 | $64,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 4,033 | $64,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,661 | $64,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 7,704 | $64,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 20,202 | $63,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 9,038 | $63,000 | thousands by filing date | |
| ARTERIS INC | 04302A104 | COM | 2,989 | $63,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 7,105 | $63,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 2,733 | $63,000 | thousands by filing date | |
| QORVO INC | 74736K901 | COM | 400 | $63,000 | thousands by filing date | call |
| ATERIAN INC | 02156U101 | COM | 15,255 | $63,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 16,243 | $63,000 | thousands by filing date | |
| CARNIVAL CORP | 143658BE1 | NOTE 5.750% 4/0 | 29,000 | $63,000 | thousands by filing date | principal |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 752 | $62,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 1,338 | $62,000 | thousands by filing date | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 5,936 | $62,000 | thousands by filing date | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 4,350 | $62,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 29,553 | $62,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 5,037 | $62,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 15,735 | $62,000 | thousands by filing date | |
| LUMIRADX LTD | G5709L109 | SHS | 6,972 | $62,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 749 | $61,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 13,381 | $61,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158906 | COM | 200 | $61,000 | thousands by filing date | call |
| SPHERE 3D CORP NEW | 84841L308 | COM | 19,525 | $61,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 60,000 | $61,000 | thousands by filing date | principal |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 5,275 | $60,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 22,614 | $60,000 | thousands by filing date | |
| ALCOA CORP | 013872906 | CALL | 1,000 | $60,000 | thousands by filing date | call |
| VALERO ENERGY CORP | 91913Y900 | CALL | 800 | $60,000 | thousands by filing date | call |
| EASTMAN CHEM CO | 277432900 | COM | 500 | $60,000 | thousands by filing date | call |
| AMERIPRISE FINL INC | 03076C906 | COM | 200 | $60,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115904 | COM | 700 | $60,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 103,204 | $60,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 286 | $59,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 2,547 | $59,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 301 | $59,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908904 | VALUE ETF | 400 | $59,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 7,964 | $59,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 4,192 | $59,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 33,952 | $59,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 20,354 | $59,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 20,429 | $58,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 1,076 | $58,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 3,706 | $58,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,248 | $58,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 15,430 | $58,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 1,317 | $58,000 | thousands by filing date | |
| INFORMATICA INC | 45674M101 | COM CL A | 1,559 | $58,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,427 | $58,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 33,200 | $58,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 4,401 | $58,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 3,075 | $58,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 2,355 | $58,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 3,632 | $58,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 10,000 | $58,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 6,478 | $57,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,452 | $57,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 8,532 | $57,000 | thousands by filing date | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 2,210 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 891 | $57,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 2,346 | $57,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 3,822 | $57,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 3,082 | $57,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 300 | $57,000 | thousands by filing date | call |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 600 | $57,000 | thousands by filing date | call |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 5,114 | $57,000 | thousands by filing date | |
| 0 | 31738L115 | 0 | 149,135 | $57,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 7,500 | $57,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 57,000 | $57,000 | thousands by filing date | principal |
| IVLU | 46435G409 | COM | 2,215 | $56,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,664 | $56,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 2,260 | $56,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 13,069 | $56,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,018 | $56,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 79,054 | $56,000 | thousands by filing date | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 4,852 | $56,000 | thousands by filing date | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 53,000 | $56,000 | thousands by filing date | principal |
| CF BANKSHARES INC | 12520L109 | COM | 2,677 | $55,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 3,268 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 698 | $55,000 | thousands by filing date | |
| SOUTHERN CO | 842587957 | COM | 800 | $55,000 | thousands by filing date | put |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 10,027 | $55,000 | thousands by filing date | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 1,200 | $54,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 1,375 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 1,712 | $54,000 | thousands by filing date | |
| RH | 74967X903 | CALL | 100 | $54,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 1,624 | $54,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 7,983 | $54,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 12,306 | $54,000 | thousands by filing date | |
| VACASA INC | 91854V107 | COM | 6,500 | $54,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 15,866 | $54,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 6,340 | $54,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,434 | $53,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,246 | $53,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 10,005 | $53,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 1,200 | $53,000 | thousands by filing date | call |
| Gilat Satellite Network | M51474118 | COM | 7,385 | $52,000 | thousands by filing date | |
| EATON CORP PLC | G29183903 | CALL | 300 | $52,000 | thousands by filing date | call |
| IRON MTN INC DEL | 46284V951 | PUT | 1,000 | $52,000 | thousands by filing date | put |
| WW GRAINGER INC | 384802904 | Call | 100 | $52,000 | thousands by filing date | call |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 4,470 | $52,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 570 | $52,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 5,641 | $52,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 1,000 | $52,000 | thousands by filing date | put |
| CARNEY TECHNOLOGY ACQU CORP | 143636116 | *W EXP 11/30/202 | 75,139 | $52,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 1,941 | $52,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908959 | TOTAL STK MKT | 200 | $51,000 | thousands by filing date | put |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 8,783 | $51,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,568 | $51,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L101 | COM CL A | 5,000 | $51,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 6,514 | $50,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 4,427 | $50,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 1,905 | $50,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 5,000 | $50,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 1,125 | $50,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 4,436 | $50,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 50,000 | $50,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 4,841 | $49,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 13,025 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 2,252 | $49,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 11,283 | $49,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 4,816 | $49,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 501 | $49,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 50,000 | $49,000 | thousands by filing date | principal |
| ONTRAK INC | 683373104 | COM | 7,726 | $49,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 6,251 | $49,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 8,162 | $49,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 14,449 | $49,000 | thousands by filing date | |
| WTS/BULL HORN HLDGS CORP EXP10/31/2025 | G1686P122 | COM | 152,454 | $49,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 2,049 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-22-000091 | this filing | 2022-02-14 | acceptance time not in the bulk data set |