13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 8,168 holding rows worth $400,612,340,000.
- Accession
- 0000072971-22-000091
- Filer
- CIK 72971
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 21,196 entries on the cover page, a total value of $400,612,340,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $400,612,353,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GROWGENERATION CORP | 39986L109 | COM | 47,933 | $626,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 14,401 | $626,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 84,649 | $626,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 46,286 | $626,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 23,833 | $625,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 10,192 | $622,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353T900 | CALL | 14,800 | $621,000 | thousands by filing date | call |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 42,517 | $620,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 36,626 | $620,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 200,052 | $620,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 20,294 | $619,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 3,779 | $618,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 14,624 | $618,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 11,835 | $617,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 22,607 | $617,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 18,434 | $616,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 62,995 | $616,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 8,544 | $615,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 74,742 | $615,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 72,980 | $614,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 165,353 | $613,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 23,288 | $613,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 48,639 | $613,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 37,947 | $612,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 574,000 | $610,000 | thousands by filing date | principal |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 30,537 | $609,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 25,329 | $609,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 20,956 | $607,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 12,888 | $606,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 10,529 | $604,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 38,006 | $604,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 55,910 | $603,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P902 | CALL | 1,200 | $603,000 | thousands by filing date | call |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 23,466 | $602,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 27,908 | $602,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 13,213 | $602,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 46,686 | $601,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 14,902 | $601,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 53,990 | $600,000 | thousands by filing date | |
| GAP INC | 364760958 | PUT | 34,000 | $600,000 | thousands by filing date | put |
| CANO HEALTH INC | 13781Y103 | COM | 67,331 | $600,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 60,430 | $598,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 60,622 | $597,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 15,934 | $591,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 66,036 | $590,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 41,166 | $590,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 564,000 | $588,000 | thousands by filing date | principal |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 57,487 | $587,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 57,122 | $586,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 37,617 | $583,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 10,483 | $583,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 9,012 | $583,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 11,468 | $583,000 | thousands by filing date | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 18,182 | $581,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 21,931 | $581,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 23,403 | $581,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 38,891 | $580,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 1,400 | $580,000 | thousands by filing date | call |
| ALPHABET INC | 02079K957 | PUT | 200 | $579,000 | thousands by filing date | put |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 343,000 | $578,000 | thousands by filing date | principal |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 34,996 | $576,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 480,090 | $576,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 57,657 | $575,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 15,742 | $575,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 170,300 | $574,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 90,420 | $574,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 34,938 | $573,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 23,464 | $573,000 | thousands by filing date | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 44,295 | $573,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 9,341 | $572,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 15,148 | $572,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 26,162 | $572,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 47,602 | $571,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG | 48138M905 | CALL | 50,000 | $570,000 | thousands by filing date | call |
| Ouster Inc | 68989M103 | COM | 109,743 | $570,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 27,270 | $569,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 227,638 | $569,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 16,606 | $569,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 1,000 | $568,000 | thousands by filing date | call |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 21,630 | $567,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 28,309 | $567,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,643 | $567,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H906 | CLASS B COM | 18,800 | $567,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 22,199 | $566,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 18,671 | $566,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 34,142 | $564,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 62,319 | $564,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 67,495 | $564,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 4,473 | $562,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 46,240 | $562,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 7,940 | $559,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 57,781 | $559,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 64,423 | $558,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 11,143 | $557,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 23,276 | $557,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 15,019 | $556,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 69,802 | $556,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,135 | $555,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 49,674 | $555,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 3,000 | $555,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 3,886 | $554,000 | thousands by filing date | |
| UNION PAC CORP | 907818908 | CALL | 2,200 | $554,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172105 | CL A | 13,439 | $553,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 21,902 | $552,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 78,101 | $552,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 10,682 | $552,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 557,500 | $551,000 | thousands by filing date | principal |
| APOLLO GLOBAL MGMT INC | 03768E905 | CALL | 7,600 | $550,000 | thousands by filing date | call |
| SOUNDTHINKING INC | 82536T107 | COM | 18,592 | $549,000 | thousands by filing date | |
| TYSON FOODS INC | 902494903 | CALL | 6,300 | $549,000 | thousands by filing date | call |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 59,618 | $548,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 26,081 | $547,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 41,195 | $547,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 91,476 | $546,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 34,333 | $546,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 34,169 | $545,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 5,766 | $544,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 22,704 | $544,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 49,580 | $544,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 12,885 | $540,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 28,091 | $538,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 37,054 | $538,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 34,005 | $537,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 24,889 | $537,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 6,625 | $536,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 5,994 | $535,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 38,933 | $534,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 154,576 | $533,000 | thousands by filing date | |
| CBL & ASSOCIATES HOLDCO II L | 12511CAC4 | NOTE 7.000%11/1 | 280,485 | $533,000 | thousands by filing date | principal |
| MODINE MFG CO COM | 607828100 | Stock | 52,682 | $532,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 34,607 | $532,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160954 | Option | 3,111 | $532,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 30,742 | $532,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 436,020 | $532,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 19,049 | $530,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 8,996 | $530,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 117,262 | $530,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 85,322 | $529,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 8,506 | $529,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 51,968 | $529,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 6,593 | $529,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 29,429 | $529,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 19,063 | $528,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 12,714 | $528,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 54,762 | $527,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 24,092 | $526,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 52,600 | $525,000 | thousands by filing date | |
| RTX CORPORATION | 75513E901 | CALL | 6,100 | $525,000 | thousands by filing date | call |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 58,700 | $524,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 20,953 | $523,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 22,918 | $523,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 34,967 | $523,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 20,884 | $522,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 12,342 | $521,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 8,266 | $520,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 42,922 | $520,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 19,097 | $519,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 75,283 | $518,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 14,206 | $518,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 20,246 | $518,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 74,875 | $518,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 47,369 | $518,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 580,000 | $518,000 | thousands by filing date | principal |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 13,888 | $517,000 | thousands by filing date | |
| PPG INDS INC | 693506957 | COM | 3,000 | $517,000 | thousands by filing date | put |
| RELIANT BANCORP INC | 75956B101 | COM | 14,569 | $517,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW | 867224957 | PUT | 20,600 | $516,000 | thousands by filing date | put |
| SEER INC | 81578P106 | COM CL A | 22,572 | $515,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 23,078 | $514,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 33,274 | $514,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 34,323 | $512,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,879 | $510,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 30,283 | $509,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 58,047 | $508,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 20,456 | $507,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 13,401 | $506,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 14,151 | $506,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 38,083 | $505,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 6,848 | $503,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,890 | $503,000 | thousands by filing date | |
| IQIYI INC | 46267X958 | SPONSORED ADS | 110,400 | $503,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 34,990 | $502,000 | thousands by filing date | |
| MCCORMICK & CO INC | 579780906 | COM NON VTG | 5,200 | $502,000 | thousands by filing date | call |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 29,277 | $499,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 8,851 | $497,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I UNIT EX 022526 | 822821203 | Stock | 50,000 | $497,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 19,896 | $496,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 18,423 | $496,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 30,160 | $495,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H956 | Equity Put | 16,400 | $495,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 66,352 | $493,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047952 | COM | 16,800 | $493,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 41,695 | $492,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 29,758 | $492,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 10,858 | $492,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 500,000 | $492,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 10,579 | $490,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 21,814 | $490,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP | 29261A900 | COM | 7,500 | $489,000 | thousands by filing date | call |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 13,325 | $489,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 31,769 | $489,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 17,248 | $488,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W109 | CMN | 50,000 | $488,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 64,023 | $487,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 82,217 | $487,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 35,989 | $484,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186956 | CL A | 3,000 | $483,000 | thousands by filing date | put |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 4,539 | $482,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 11,319 | $482,000 | thousands by filing date | |
| CHEVRON CORPORATION | 166764950 | CALL | 4,104 | $482,000 | thousands by filing date | put |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 14,423 | $480,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 8,155 | $480,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 49,280 | $480,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 10,120 | $479,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC | 229899909 | CALL | 3,800 | $479,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 15,154 | $478,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 32,798 | $477,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 12,205 | $477,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V909 | CALL | 21,500 | $477,000 | thousands by filing date | call |
| TAKEDA PHARMACEUTICAL CO LTD | 874060905 | SPONSORED ADS | 35,000 | $477,000 | thousands by filing date | call |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 8,084 | $476,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 11,350 | $476,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U957 | COM | 17,600 | $475,000 | thousands by filing date | put |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 29,517 | $473,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 22,684 | $473,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 21,270 | $473,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 48,063 | $473,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 129,499 | $472,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 86,672 | $472,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 17,173 | $472,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 28,965 | $470,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 13,963 | $469,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 11,512 | $468,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 66,537 | $468,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 22,327 | $467,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 72,197 | $464,000 | thousands by filing date | |
| SEAGEN INC | 81181C904 | CALL | 3,000 | $464,000 | thousands by filing date | call |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 24,355 | $463,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 51,763 | $463,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 470,000 | $463,000 | thousands by filing date | principal |
| IDEANOMICS INC | 45166V106 | COM | 385,681 | $463,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851902 | CALL | 1,400 | $461,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 42,000 | $461,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 6,281 | $460,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 177,024 | $460,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 36,370 | $459,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 117,691 | $458,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 27,332 | $458,000 | thousands by filing date | |
| BLACKROCK INC | 09247X901 | COM | 500 | $458,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 4,109 | $457,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 19,888 | $456,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 34,391 | $456,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 6,600 | $456,000 | thousands by filing date | call |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 68,077 | $456,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 14,429 | $455,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 26,539 | $453,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 27,903 | $453,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 104,624 | $452,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 55,834 | $451,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 26,263 | $451,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 12,634 | $451,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q959 | PUT | 20,900 | $450,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,262 | $449,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 14,140 | $449,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 25,551 | $449,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 25,000 | $449,000 | thousands by filing date | call |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 7,881 | $449,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 39,931 | $449,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 15,875 | $448,000 | thousands by filing date | |
| FARFETCH LTD | 30744W907 | CALL | 13,400 | $448,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 14,566 | $445,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,350 | $445,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 29,675 | $445,000 | thousands by filing date | |
| HEALTHCARE SVCS GRP INC | 421906958 | PUT | 25,000 | $445,000 | thousands by filing date | put |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 59,061 | $444,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 20,234 | $444,000 | thousands by filing date | |
| MCCORMICK & CO INC | 579780956 | COM NON VTG | 4,600 | $444,000 | thousands by filing date | put |
| VELODYNE LIDAR INC | 92259F101 | COM | 95,844 | $444,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,057 | $443,000 | thousands by filing date | |
| ISHARES TR | 464287909 | CALL | 5,300 | $443,000 | thousands by filing date | call |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 44,537 | $443,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 391,000 | $443,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 17,264 | $441,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 50,324 | $440,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 30,790 | $439,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 13,625 | $437,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 16,059 | $437,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 257,176 | $435,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 13,034 | $435,000 | thousands by filing date | |
| NUVASIVE INC | 670704AL9 | BOND | 438,000 | $435,000 | thousands by filing date | principal |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 101,432 | $434,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 26,473 | $434,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 6,393 | $433,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 10,875 | $433,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 18,151 | $432,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 41,478 | $431,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 24,841 | $431,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 86,443 | $430,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 158,515 | $430,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 40,315 | $430,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 32,964 | $429,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F901 | CALL | 4,600 | $429,000 | thousands by filing date | call |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 28,920 | $428,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 32,907 | $428,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 17,859 | $425,000 | thousands by filing date | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 24,722 | $425,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,274 | $425,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 24,976 | $425,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 30,318 | $425,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 7,208 | $424,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 30,401 | $424,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 65,868 | $424,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 7,697 | $423,000 | thousands by filing date | |
| EQUINIX INC | 29444U900 | COM | 500 | $423,000 | thousands by filing date | call |
| CURIS INC | 231269200 | COM | 88,818 | $423,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 13,266 | $420,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 29,548 | $420,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 16,899 | $420,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 24,957 | $419,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 41,115 | $419,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 423,000 | $419,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 3,783 | $418,000 | thousands by filing date | |
| FASTLY INC | 31188V950 | PUT | 11,800 | $418,000 | thousands by filing date | put |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 26,771 | $417,000 | thousands by filing date | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 25,421 | $415,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 37,282 | $415,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 29,114 | $414,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 66,816 | $414,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 248,000 | $414,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 378,000 | $414,000 | thousands by filing date | principal |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 13,325 | $413,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 32,817 | $413,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 8,380 | $412,000 | thousands by filing date | |
| D R HORTON INC | 23331A909 | COM | 3,800 | $412,000 | thousands by filing date | call |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 427,000 | $410,000 | thousands by filing date | principal |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 10,013 | $409,000 | thousands by filing date | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 15,514 | $408,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 11,752 | $408,000 | thousands by filing date | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 13,443 | $408,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 37,072 | $408,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 111,266 | $408,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 23,345 | $407,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 27,666 | $406,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 42,412 | $405,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 25,668 | $405,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 9,030 | $405,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 55,658 | $404,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 14,025 | $404,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 46,818 | $404,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 22,818 | $403,000 | thousands by filing date | |
| WW INTL INC | 98262P951 | PUT | 25,000 | $403,000 | thousands by filing date | put |
| PENNANT GROUP INC | 70805E109 | COM | 17,426 | $402,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 18,076 | $402,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 33,015 | $402,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 6,834 | $400,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 6,694 | $400,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 14,530 | $400,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 19,704 | $400,000 | thousands by filing date | |
| DISCOVERY COMMUNICATIONS-A | 25470F954 | COM | 17,000 | $400,000 | thousands by filing date | put |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 400,000 | $400,000 | thousands by filing date | principal |
| SIERRA BANCORP | 82620P102 | COM | 14,703 | $399,000 | thousands by filing date | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 20,000 | $399,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 16,843 | $399,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 20,545 | $399,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 10,709 | $399,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 27,424 | $398,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 32,712 | $398,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 385,000 | $397,000 | thousands by filing date | principal |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 28,029 | $395,000 | thousands by filing date | |
| MASTERCARD INCORPORATED | 57636Q904 | CL A | 1,100 | $395,000 | thousands by filing date | call |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 14,901 | $394,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 26,060 | $394,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 15,732 | $394,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 160,167 | $394,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 20,943 | $393,000 | thousands by filing date | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 26,316 | $393,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 25,133 | $392,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 9,807 | $392,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 18,709 | $391,000 | thousands by filing date | |
| MOODYS CORP | 615369905 | COM | 1,000 | $391,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 38,266 | $391,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 7,500 | $390,000 | thousands by filing date | call |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 8,357 | $390,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 82,260 | $390,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 38,331 | $387,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 9,172 | $386,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 14,383 | $386,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 9,290 | $386,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 26,361 | $386,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 365,000 | $386,000 | thousands by filing date | principal |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 8,097 | $385,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 11,240 | $385,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 130,539 | $384,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 16,511 | $384,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 28,826 | $384,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W905 | COM | 8,700 | $384,000 | thousands by filing date | call |
| CLEANSPARK INC | 18452B209 | COM NEW | 40,204 | $383,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 23,854 | $382,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 442,225 | $381,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 116,910 | $381,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 30,310 | $380,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 97,135 | $380,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 33,648 | $379,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 22,564 | $379,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 25,263 | $379,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 38,074 | $379,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 21,107 | $378,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 2,968 | $378,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 14,470 | $378,000 | thousands by filing date | |
| MELCO RESORTS AND ENTMNT LTD | 585464950 | ADR | 37,000 | $377,000 | thousands by filing date | put |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 52,672 | $376,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 10,128 | $375,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 4,174 | $374,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 12,919 | $374,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 14,885 | $374,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 9,473 | $374,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 17,980 | $374,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 250,000 | $373,000 | thousands by filing date | principal |
| VERTEX ENERGY INC | 92534K107 | COM | 82,124 | $372,000 | thousands by filing date | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 21,142 | $371,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 80,508 | $370,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 33,249 | $370,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 8,125 | $370,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 22,430 | $369,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 17,108 | $369,000 | thousands by filing date | |
| SYSCO CORP | 871829907 | COM | 4,700 | $369,000 | thousands by filing date | call |
| WW INTL INC | 98262P901 | CALL | 22,900 | $369,000 | thousands by filing date | call |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 67,316 | $368,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 19,878 | $368,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 9,517 | $368,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 28,753 | $367,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 38,000 | $367,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 11,979 | $365,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 31,613 | $365,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 6,001 | $365,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 11,224 | $364,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 6,964 | $364,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 22,694 | $363,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 33,625 | $363,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 5,350 | $362,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 27,487 | $361,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 24,011 | $361,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 10,721 | $361,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 54,173 | $361,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 4,679 | $360,000 | thousands by filing date | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 28,030 | $359,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 15,422 | $357,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 7,540 | $357,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 95,304 | $356,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 182,711 | $356,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 78,693 | $355,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 12,328 | $355,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 18,672 | $354,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 8,173 | $354,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 34,820 | $354,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 27,230 | $354,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 91,942 | $354,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B903 | COM | 7,600 | $353,000 | thousands by filing date | call |
| SYNCHRONY FINANCIAL | 87165B953 | COM | 7,600 | $353,000 | thousands by filing date | put |
| COREPOINT LODGING INC | 21872L104 | COM | 22,401 | $352,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 26,592 | $350,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,249 | $349,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 12,764 | $349,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 22,898 | $348,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 22,265 | $348,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 23,142 | $348,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 8,360 | $347,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 7,267 | $347,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 152,560 | $347,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 26,405 | $346,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 43,128 | $346,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 317,048 | $345,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 66,083 | $345,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 14,680 | $344,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 34,423 | $344,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 4,758 | $344,000 | thousands by filing date | |
| THE CIGNA GROUP | 125523900 | CALL | 1,500 | $344,000 | thousands by filing date | call |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 12,689 | $343,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 14,008 | $343,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 22,782 | $342,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 8,135 | $341,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 7,557 | $341,000 | thousands by filing date | |
| ARK ETF TR | 00214Q954 | PUT | 3,600 | $341,000 | thousands by filing date | put |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 8,984 | $340,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 26,847 | $339,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 7,885 | $337,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 3,888 | $337,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X102 | UNIT 99/99/9999 | 34,310 | $337,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 64,339 | $336,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 19,311 | $336,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 7,497 | $336,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 26,594 | $335,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 8,407 | $335,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 30,104 | $334,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 18,815 | $334,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 11,379 | $333,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,209 | $333,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 21,629 | $333,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 34,577 | $333,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 23,401 | $333,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-22-000091 | this filing | 2022-02-14 | acceptance time not in the bulk data set |