13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 8,168 holding rows worth $400,612,340,000.
- Accession
- 0000072971-22-000091
- Filer
- CIK 72971
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 21,196 entries on the cover page, a total value of $400,612,340,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $400,612,353,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 319 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 587 | $12,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 303 | $12,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,711 | $12,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 1,659 | $12,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 837 | $12,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 3,000 | $12,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 151 | $12,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058900 | COM | 200 | $12,000 | thousands by filing date | call |
| PROPHASE LABS INC | 74345W108 | COM | 1,608 | $12,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 520 | $12,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563902 | COM | 100 | $12,000 | thousands by filing date | call |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 6,330 | $12,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 2,631 | $12,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 501 | $12,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 1,555 | $12,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 1,200 | $12,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 12,000 | $12,000 | thousands by filing date | principal |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 8,238 | $12,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 15,000 | $12,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A111 | *W EXP 12/31/202 | 11,500 | $12,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 197 | $11,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 435 | $11,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 372 | $11,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 2,506 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 209 | $11,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 1,139 | $11,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 1,000 | $11,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 258 | $11,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 2,287 | $11,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 9,462 | $11,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 4,000 | $11,000 | thousands by filing date | principal |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 2,351 | $11,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 20,231 | $11,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 409 | $11,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 879 | $11,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 6,100 | $11,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 1,108 | $11,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 428 | $11,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 2,800 | $11,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 150 | $11,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J103 | COM | 1,223 | $11,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 289 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 6,291 | $11,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 4,069 | $10,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 1,546 | $10,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 536 | $10,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 872 | $10,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 2,194 | $10,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 2,086 | $10,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 32,512 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 102 | $10,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 300 | $10,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 1,057 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 400 | $10,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 359 | $10,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 588 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288952 | PUT | 200 | $10,000 | thousands by filing date | put |
| NETEASE COM INC | 64110W902 | CALL | 100 | $10,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW | 61174X909 | COM | 100 | $10,000 | thousands by filing date | call |
| HYATT HOTELS CORP | 448579902 | COM CL A | 100 | $10,000 | thousands by filing date | call |
| ITT INC | 45073V908 | COM | 100 | $10,000 | thousands by filing date | call |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 1,000 | $10,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 7,478 | $10,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 305 | $10,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 10,500 | $10,000 | thousands by filing date | principal |
| XOS INC | 98423B108 | COM | 3,318 | $10,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 453 | $10,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 1,500 | $10,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 28,922 | $10,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 2,671 | $10,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 11,794 | $10,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 3,600 | $10,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 16,017 | $10,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 8,161 | $10,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 16,667 | $10,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 1,000 | $10,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 1,000 | $10,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 2,000 | $10,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,000 | $10,000 | thousands by filing date | principal |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 1,584 | $10,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 1,000 | $10,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 10,644 | $10,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 1,279 | $10,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 7,001 | $10,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 965 | $10,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 260 | $9,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,997 | $9,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 93 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 156 | $9,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,447 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 332 | $9,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 600 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 88 | $9,000 | thousands by filing date | |
| DLOCAL LTD | G29018101 | CLASS A COM | 250 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 502 | $9,000 | thousands by filing date | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 486 | $9,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 1,400 | $9,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 3,884 | $9,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 242 | $9,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 330 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 199 | $9,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,501 | $9,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 225 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 233 | $9,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 543 | $9,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,183 | $9,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 1,232 | $9,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 100 | $9,000 | thousands by filing date | call |
| ALCON AG | H01301908 | ORD SHS | 100 | $9,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY | 134429909 | COM | 200 | $9,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 15,505 | $9,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 2,057 | $9,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 2,058 | $9,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 1,203 | $9,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 1,314 | $9,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 1,857 | $9,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 916 | $9,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 316 | $9,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 520 | $9,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 3,027 | $9,000 | thousands by filing date | |
| AZEK CO INC | 05478C905 | CL A | 200 | $9,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 8,000 | $9,000 | thousands by filing date | principal |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 2,977 | $9,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 3,719 | $9,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 1,535 | $9,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP | G0447J102 | CMN | 927 | $9,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 9,856 | $9,000 | thousands by filing date | |
| ALFI INC | 00161P109 | COM | 3,838 | $9,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 481 | $8,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 1,799 | $8,000 | thousands by filing date | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 307 | $8,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 135 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 251 | $8,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 819 | $8,000 | thousands by filing date | |
| CENTENE CORP DEL | 15135B901 | CALL | 100 | $8,000 | thousands by filing date | call |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 200 | $8,000 | thousands by filing date | call |
| GRACO INC | 384109904 | CALL | 100 | $8,000 | thousands by filing date | call |
| HEXO CORP | 428304307 | COM NEW | 12,320 | $8,000 | thousands by filing date | |
| HOLOGIC INC | 436440901 | CALL | 100 | $8,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 11,000 | $8,000 | thousands by filing date | principal |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 800 | $8,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 3,595 | $8,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 12,103 | $8,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 1,591 | $8,000 | thousands by filing date | |
| FIRST WAVE BIOPHARMA INC | 33749P101 | CMN | 5,662 | $8,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 226 | $8,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 7,545 | $8,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 6,300 | $8,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 163 | $7,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,600 | $7,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 1,090 | $7,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 1,212 | $7,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 1,060 | $7,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 592 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 102 | $7,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 684 | $7,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 310 | $7,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E959 | PUT | 100 | $7,000 | thousands by filing date | put |
| PHILLIPS 66 | 718546904 | CALL | 100 | $7,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 100 | $7,000 | thousands by filing date | call |
| MASCO CORP | 574599906 | CALL | 100 | $7,000 | thousands by filing date | call |
| CMS ENERGY CORP | 125896900 | COM | 100 | $7,000 | thousands by filing date | call |
| V F CORP | 918204908 | COM | 100 | $7,000 | thousands by filing date | call |
| Skillsoft Corp. | 83066P200 | Common | 700 | $7,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,500 | $7,000 | thousands by filing date | principal |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 2,167 | $7,000 | thousands by filing date | |
| VARONIS SYS INC | 922280AB8 | BOND | 4,000 | $7,000 | thousands by filing date | principal |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,636 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 226 | $7,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 677 | $7,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 284 | $7,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 525 | $7,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 2,039 | $7,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 3,948 | $7,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 4,175 | $7,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 10,829 | $7,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 10,000 | $7,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 134 | $6,000 | thousands by filing date | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 588 | $6,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 75 | $6,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 728 | $6,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 755 | $6,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 1,000 | $6,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 125 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 190 | $6,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 473 | $6,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 298 | $6,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,073 | $6,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 1,174 | $6,000 | thousands by filing date | |
| Valneva SE ADR | 92025Y103 | COM | 100 | $6,000 | thousands by filing date | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 900 | $6,000 | thousands by filing date | |
| BARINTHUS BIOTHERAPEUTICS PL | 91864C107 | ADS | 500 | $6,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,080 | $6,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 3,191 | $6,000 | thousands by filing date | |
| INVESCO DB COMMDY INDX TRCK | 46138B903 | CALL | 300 | $6,000 | thousands by filing date | call |
| RED ROCK RESORTS INC | 75700L908 | CL A | 100 | $6,000 | thousands by filing date | call |
| ICICI BANK LIMITED | 45104G904 | ADR | 300 | $6,000 | thousands by filing date | call |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 2,162 | $6,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNE | G25839904 | CALL | 100 | $6,000 | thousands by filing date | call |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,501 | $6,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 2,059 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 252 | $6,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 778 | $6,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 1,009 | $6,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 3,421 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 400 | $6,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353958 | COM | 100 | $6,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 201 | $6,000 | thousands by filing date | |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 2,278 | $6,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 350 | $6,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 5,360 | $6,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 2,983 | $6,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 3,060 | $6,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 6,400 | $6,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 787 | $5,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 208 | $5,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 155 | $5,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 488 | $5,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 302 | $5,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 824 | $5,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 629 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 101 | $5,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 259 | $5,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 100 | $5,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 1,132 | $5,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,945 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 243 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 125 | $5,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 625 | $5,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 882 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 5,000 | $5,000 | thousands by filing date | principal |
| AYRO INC | 054748108 | COM | 3,201 | $5,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 1,785 | $5,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 3,315 | $5,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 5,602 | $5,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849906 | COM | 300 | $5,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 450 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 201 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 4,986 | $5,000 | thousands by filing date | |
| INKT | 603693102 | Stock | 1,207 | $5,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 650 | $5,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 214 | $5,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 1,056 | $5,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 300 | $5,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 5,000 | $5,000 | thousands by filing date | principal |
| LIPOCINE INC NEW | 53630X104 | CMN | 4,112 | $5,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 150 | $5,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 2,109 | $5,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 464 | $5,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y200 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 55 | $4,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 303 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 82 | $4,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,110 | $4,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 503 | $4,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 936 | $4,000 | thousands by filing date | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 392 | $4,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 817 | $4,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 519 | $4,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 687 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 154 | $4,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 291 | $4,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 388 | $4,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 700 | $4,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 116 | $4,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 104 | $4,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 1,112 | $4,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 36 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 202 | $4,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 520 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 144 | $4,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 127 | $4,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 294 | $4,000 | thousands by filing date | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 1,025 | $4,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 245 | $4,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 891 | $4,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 414 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 96 | $4,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,060 | $4,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 520 | $4,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 461 | $4,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 177 | $4,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,000 | $4,000 | thousands by filing date | |
| CARNIVAL CORP | 143658900 | CALL | 200 | $4,000 | thousands by filing date | call |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 200 | $4,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 359 | $4,000 | thousands by filing date | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 317 | $4,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 4,030 | $4,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 2,776 | $4,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 815 | $4,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 621 | $4,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 500 | $4,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 3,557 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 662 | $4,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 332 | $4,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 450 | $4,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,455 | $4,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 277 | $4,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 2,348 | $4,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 615 | $4,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 782 | $4,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 8,333 | $4,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q108 | CMN | 430 | $4,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 430 | $4,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 2,200 | $4,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E901 | COM | 100 | $4,000 | thousands by filing date | call |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 61 | $3,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 141 | $3,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 441 | $3,000 | thousands by filing date | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 174 | $3,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 164 | $3,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 560 | $3,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 801 | $3,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 677 | $3,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 925 | $3,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 1,570 | $3,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 171 | $3,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 778 | $3,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 214 | $3,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,148 | $3,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 642 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 200 | $3,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 326 | $3,000 | thousands by filing date | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 124 | $3,000 | thousands by filing date | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 58 | $3,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 166 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 23 | $3,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 357 | $3,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 4,085 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 101 | $3,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 472 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 71 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 66 | $3,000 | thousands by filing date | |
| ECO WAVE POWER GLOBAL AB | 27900N103 | SPONSORED ADS | 600 | $3,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 133 | $3,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 288 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 59 | $3,000 | thousands by filing date | |
| CHEMOURS CO | 163851908 | CALL | 100 | $3,000 | thousands by filing date | call |
| VANGUARD INDEX FDS | 922908953 | PUT | 11 | $3,000 | thousands by filing date | put |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 204 | $3,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 1,294 | $3,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 222 | $3,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 704 | $3,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 309 | $3,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,018 | $3,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 1,900 | $3,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 995 | $3,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1,588 | $3,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 1,350 | $3,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,228 | $3,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,000 | $3,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N600 | CLASS B COM | 251 | $3,000 | thousands by filing date | |
| AUGMEDIX INC | 05105P107 | COM | 1,114 | $3,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 1,629 | $3,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 2,503 | $3,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 1,168 | $3,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 2,761 | $3,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,861 | $3,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 1,058 | $3,000 | thousands by filing date | |
| TC Bancshares, Inc. | 87224V108 | Non 13F Security | 230 | $3,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 1,405 | $3,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 349 | $3,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 5,929 | $3,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 3,968 | $3,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 4,246 | $3,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 801 | $3,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 297 | $3,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 1,032 | $3,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 1,330 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 323 | $3,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 1,213 | $3,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 1,681 | $3,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 6,140 | $3,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 1,614 | $3,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CO | 11374E112 | *W EXP 08/31/202 | 8,206 | $3,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 1,223 | $2,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 125 | $2,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 200 | $2,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 111 | $2,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 77 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 210 | $2,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 119 | $2,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 619 | $2,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 300 | $2,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 684 | $2,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 47 | $2,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 629 | $2,000 | thousands by filing date | |
| TERAWULF INC | 88080T104 | COM | 107 | $2,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 45 | $2,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 797 | $2,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 798 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 439 | $2,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 93 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 50 | $2,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 462 | $2,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 54 | $2,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 436 | $2,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 137 | $2,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 193 | $2,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 106 | $2,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 264 | $2,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 60 | $2,000 | thousands by filing date | |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 77 | $2,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 53 | $2,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 150 | $2,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 85 | $2,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 45 | $2,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 42 | $2,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 250 | $2,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 557 | $2,000 | thousands by filing date | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 2,200 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 974 | $2,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 314 | $2,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 3 | $2,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 243 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 47 | $2,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 609 | $2,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE C | 42824C909 | CALL | 100 | $2,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054959 | PUT | 11 | $2,000 | thousands by filing date | put |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 6,151 | $2,000 | thousands by filing date | |
| FORGEROCK INC | 34631B101 | CL A | 78 | $2,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 723 | $2,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 691 | $2,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 341 | $2,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 81 | $2,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 2,402 | $2,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 745 | $2,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 537 | $2,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 218 | $2,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 110 | $2,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 184 | $2,000 | thousands by filing date | |
| HELIOGEN INC | 42329E105 | COM | 100 | $2,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 569 | $2,000 | thousands by filing date | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 251 | $2,000 | thousands by filing date | |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 398 | $2,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 4,585 | $2,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 648 | $2,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 3,599 | $2,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 3,062 | $2,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 500 | $2,000 | thousands by filing date | |
| VERSUS SYSTEMS INC | 92535P808 | COM NEW | 955 | $2,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 865 | $2,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 5,000 | $2,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 1,256 | $2,000 | thousands by filing date | |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 500 | $2,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 2,690 | $2,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 1,500 | $2,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 500 | $2,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 150 | $2,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 553 | $2,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 705 | $2,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 5,440 | $2,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 6,848 | $2,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 1,012 | $2,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 2,500 | $2,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 100 | $2,000 | thousands by filing date | |
| HARBOR CUSTOM | 41150T207 | PFD | 100 | $2,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 1,130 | $2,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 7,145 | $2,000 | thousands by filing date | |
| AUTHID INC | 46264C206 | COM NEW | 114 | $2,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 1,986 | $2,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 187 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 51 | $2,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 7,460 | $2,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 700 | $2,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 81 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 20 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 131 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,164 | $1,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 45 | $1,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 436 | $1,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 35 | $1,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 257 | $1,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 512 | $1,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 151 | $1,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 61 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 459 | $1,000 | thousands by filing date | |
| BRAZE INC | 10576N102 | COM CL A | 14 | $1,000 | thousands by filing date | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 124 | $1,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 63 | $1,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 41 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 22 | $1,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 503 | $1,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 208 | $1,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 101 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 140 | $1,000 | thousands by filing date | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 27 | $1,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 43 | $1,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 74 | $1,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 132 | $1,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 115 | $1,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 29 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-22-000091 | this filing | 2022-02-14 | acceptance time not in the bulk data set |