13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 8,168 holding rows worth $400,612,340,000.
- Accession
- 0000072971-22-000091
- Filer
- CIK 72971
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 21,196 entries on the cover page, a total value of $400,612,340,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $400,612,353,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPOK HLDGS INC COM | 84863T106 | Stock | 5,148 | $48,000 | thousands by filing date | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 1,400 | $48,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 3,652 | $48,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 94,674 | $48,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 16,601 | $48,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 50,000 | $48,000 | thousands by filing date | principal |
| CLENE INC | 185634102 | COM | 11,644 | $48,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 3,406 | $48,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 10,264 | $48,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 5,500 | $48,000 | thousands by filing date | principal |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,477 | $48,000 | thousands by filing date | |
| ISOPLEXIS CORP | 465005106 | COM | 5,176 | $48,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 2,737 | $47,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,264 | $47,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 1,810 | $47,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 461 | $47,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 3,602 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,820 | $47,000 | thousands by filing date | |
| ALLSTATE CORP | 020002901 | CALL | 400 | $47,000 | thousands by filing date | call |
| WHIRLPOOL CORP | 963320906 | COM | 200 | $47,000 | thousands by filing date | call |
| IQIYI INC | 46267X908 | SPONSORED ADS | 10,200 | $47,000 | thousands by filing date | call |
| WEST PHARMACEUTICAL SVSC INC | 955306905 | CALL | 100 | $47,000 | thousands by filing date | call |
| POLYMET MNG CORP | 731916409 | COM | 18,922 | $47,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 9,027 | $47,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 7,740 | $46,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 6,726 | $46,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 8,400 | $46,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 1,577 | $46,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 4,309 | $46,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 2,097 | $46,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 3,213 | $46,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 10,009 | $46,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 60,000 | $46,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 1,273 | $45,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,027 | $45,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1,014 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,526 | $45,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,239 | $45,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 1,195 | $45,000 | thousands by filing date | |
| KROGER CO | 501044901 | CALL | 1,000 | $45,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC | 446150904 | COM | 2,900 | $45,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,758 | $45,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 9,312 | $45,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 35,000 | $45,000 | thousands by filing date | principal |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 5,751 | $44,000 | thousands by filing date | |
| DIAGEO PLC | 25243Q905 | SPON ADR NEW | 200 | $44,000 | thousands by filing date | call |
| LANDSEA HOMES CORP | 51509P103 | COM | 5,992 | $44,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 10,936 | $44,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 20,068 | $44,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,656 | $44,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 4,673 | $44,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 11,027 | $44,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 60,982 | $44,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 53,129 | $44,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 48,036 | $44,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 2,867 | $43,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 5,593 | $43,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C | 064149907 | COM | 600 | $43,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC | 744320902 | COM | 400 | $43,000 | thousands by filing date | call |
| APA CORPORATION | 03743Q908 | COM | 1,600 | $43,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 176,674 | $43,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 9,475 | $43,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 18,648 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 710 | $42,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 6,545 | $42,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 24,668 | $42,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 1,301 | $42,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 56 | $42,000 | thousands by filing date | |
| GENUINE PARTS CO | 372460905 | COM | 300 | $42,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y955 | LITHIUM BTRY ETF | 500 | $42,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932907 | COM | 1,000 | $42,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y904 | ST STR INDL ETF | 400 | $42,000 | thousands by filing date | call |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 4,200 | $42,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 6,857 | $42,000 | thousands by filing date | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 7,448 | $42,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 4,213 | $42,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 3,650 | $42,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 4,146 | $42,000 | thousands by filing date | |
| BOWLERO CORP | 10258P110 | *W EXP 03/01/202 | 36,181 | $42,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 24,694 | $41,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 2,813 | $41,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 4,071 | $41,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 5,978 | $41,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 682 | $41,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 1,182 | $41,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC | 171340902 | COM | 400 | $41,000 | thousands by filing date | call |
| NATUZZI S P A | 63905A200 | SPON ADS | 2,590 | $41,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 1,111 | $41,000 | thousands by filing date | |
| WALLBOX NV | N94209108 | SHS CL A | 2,475 | $40,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 5,067 | $40,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 921 | $40,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 7,642 | $40,000 | thousands by filing date | |
| TAL ED GROUP | 874080904 | CALL | 10,100 | $40,000 | thousands by filing date | call |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 6,188 | $40,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 3,662 | $40,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 6,568 | $40,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 5,479 | $39,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,867 | $39,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 5,000 | $39,000 | thousands by filing date | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 3,758 | $39,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 10,515 | $39,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 3,152 | $39,000 | thousands by filing date | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 6,000 | $39,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 501 | $39,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 14,301 | $39,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 3,606 | $39,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 16,035 | $39,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 2,384 | $38,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 1,461 | $38,000 | thousands by filing date | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 1,539 | $38,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 4,378 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 567 | $38,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 5,105 | $38,000 | thousands by filing date | |
| CSX CORP | 126408903 | CALL | 1,000 | $38,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 50,000 | $38,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 5,530 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 734 | $38,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 9,940 | $38,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 39,000 | $38,000 | thousands by filing date | principal |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 11,435 | $38,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 725 | $37,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 23,811 | $37,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 6,610 | $37,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 818 | $37,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 322 | $37,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387908 | CALL | 200 | $37,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC | 518439904 | CALL | 100 | $37,000 | thousands by filing date | call |
| ISHARES TR | 464287908 | RUS 1000 VAL ETF | 300 | $37,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 3,370 | $37,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 3,896 | $37,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 3,580 | $37,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 1,010 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,025 | $37,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 1,170 | $36,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 11,441 | $36,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 4,944 | $36,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,556 | $36,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 5,048 | $36,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 9,199 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 1,704 | $36,000 | thousands by filing date | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 17,901 | $36,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 8,349 | $36,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054909 | CALL | 200 | $36,000 | thousands by filing date | call |
| EXPEDIA GROUP INC | 30212P903 | CALL | 200 | $36,000 | thousands by filing date | call |
| EOG RES INC | 26875P901 | CALL | 400 | $36,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 5,757 | $36,000 | thousands by filing date | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 1,521 | $36,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 5,910 | $36,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 35,604 | $36,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 14,773 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 778 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 695 | $35,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 1,056 | $35,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 8,100 | $35,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,531 | $35,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,588 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,188 | $35,000 | thousands by filing date | |
| NOVARTIS AG | 66987V909 | SPONSORED ADR | 400 | $35,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 28,000 | $35,000 | thousands by filing date | principal |
| PC TEL INC | 69325Q105 | COM | 6,095 | $35,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 3,715 | $34,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 11,679 | $34,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 11,183 | $34,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 4,938 | $34,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 3,400 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 724 | $34,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334954 | PUT | 500 | $34,000 | thousands by filing date | put |
| SOUTHERN CO | 842587907 | COM | 500 | $34,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 28,507 | $34,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 1,207 | $34,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 1,536 | $34,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 3,450 | $34,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 1,604 | $33,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851952 | PUT | 100 | $33,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW | 571903902 | CALL | 200 | $33,000 | thousands by filing date | call |
| CORTEVA INC | 22052L904 | CALL | 700 | $33,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V907 | S&P500 EQL WGT | 200 | $33,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932957 | COM | 800 | $33,000 | thousands by filing date | put |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 4,551 | $33,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 4,886 | $33,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 50,000 | $33,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 835 | $33,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 44,203 | $33,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 9,287 | $33,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 46,670 | $33,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H114 | *W EXP 10/26/202 | 50,000 | $33,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 701 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 700 | $32,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 10,649 | $32,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 52,219 | $32,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 2,682 | $32,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 10,385 | $32,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 8,023 | $32,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1,727 | $31,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 548 | $31,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 1,159 | $31,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,093 | $31,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,026 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y194 | ADAPTIVE US RISK | 1,000 | $31,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 13,022 | $31,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 15,650 | $31,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 2,873 | $31,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,214 | $31,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 9,227 | $31,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 3,551 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 598 | $30,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 836 | $30,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 29,129 | $30,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 5,035 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 147 | $30,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 1,391 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 1,407 | $30,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 1,492 | $30,000 | thousands by filing date | |
| NUTRIEN LTD | 67077M908 | COM | 400 | $30,000 | thousands by filing date | call |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 518 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 1,500 | $30,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 15,000 | $30,000 | thousands by filing date | principal |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 15,410 | $30,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 29,000 | $30,000 | thousands by filing date | principal |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 785 | $29,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 829 | $29,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 1,326 | $29,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 506 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 150 | $29,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,514 | $29,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 10,349 | $29,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 5,324 | $29,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 8,000 | $29,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 40,000 | $29,000 | thousands by filing date | principal |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 550 | $28,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 1,424 | $28,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 2,165 | $28,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 1,500 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 1,110 | $28,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,818 | $28,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 4,131 | $28,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 3,030 | $28,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 10,436 | $28,000 | thousands by filing date | |
| TREPONT ACQUISITION COR-CW26 | G9095M127 | *W EXP 11/24/202 | 50,000 | $28,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 6,799 | $27,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 4,281 | $27,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 2,171 | $27,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 4,119 | $27,000 | thousands by filing date | |
| INTERCONTINENTAL EXCHANGE IN | 45866F904 | CALL | 200 | $27,000 | thousands by filing date | call |
| HELLO GROUP INC | 423403954 | ADS | 3,000 | $27,000 | thousands by filing date | put |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 4,469 | $27,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A904 | CALL | 100 | $27,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 15,690 | $27,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 426 | $27,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 37,350 | $27,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 15,860 | $27,000 | thousands by filing date | |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 811 | $27,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 6,048 | $26,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 2,721 | $26,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,842 | $26,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 2,500 | $26,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 18,222 | $26,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569959 | PUT | 500 | $26,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP | 28176E908 | COM | 200 | $26,000 | thousands by filing date | call |
| HP INC | 40434L905 | COM | 700 | $26,000 | thousands by filing date | call |
| FERRARI N V | N3167Y903 | COM | 100 | $26,000 | thousands by filing date | call |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 2,700 | $26,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 2,526 | $26,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 11,268 | $26,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 19,206 | $26,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 2,867 | $26,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 4,143 | $26,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 3,535 | $26,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 6,343 | $26,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 23,864 | $26,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 52,000 | $26,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 11,055 | $26,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 1,200 | $26,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 670 | $25,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 4,237 | $25,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 981 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 839 | $25,000 | thousands by filing date | |
| INGERSOLL RAND INC | 45687V906 | COM | 400 | $25,000 | thousands by filing date | call |
| ISHARES TR | 464288908 | INTL SEL DIV ETF | 800 | $25,000 | thousands by filing date | call |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 23,750 | $25,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 786 | $25,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,540 | $25,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 40,000 | $25,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 6,564 | $25,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 41,540 | $25,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP WT EXP 113027 | 147151112 | COM | 50,000 | $25,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 1,000 | $24,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 677 | $24,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 5,101 | $24,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,428 | $24,000 | thousands by filing date | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 1,002 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 521 | $24,000 | thousands by filing date | |
| JOHNSON CONTROLS INTERNATION | G51502905 | CALL | 300 | $24,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y906 | COM NEW | 100 | $24,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT IN | 538034909 | CALL | 200 | $24,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 5,111 | $24,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 20,640 | $24,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 2,430 | $24,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 5,000 | $24,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 650 | $24,000 | thousands by filing date | |
| Zivo Bioscience Inc | 98978N200 | COM | 8,355 | $24,000 | thousands by filing date | |
| MARKETWISE INC | 57064P115 | *W EXP 07/19/202 | 25,090 | $24,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 4,218 | $23,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 567 | $23,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 4,700 | $23,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 661 | $23,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 301 | $23,000 | thousands by filing date | |
| SPOT 280121C00750000 | l8681t902 | CALL | 100 | $23,000 | thousands by filing date | call |
| BRIDGFORD FOODS CORP | 108763103 | COM | 2,011 | $23,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 100 | $23,000 | thousands by filing date | call |
| NUCOR CORP | 670346905 | COM | 200 | $23,000 | thousands by filing date | call |
| VERISK ANALYTICS INC | 92345Y906 | COM | 100 | $23,000 | thousands by filing date | call |
| ENTERGY CORP NEW | 29364G903 | COM | 200 | $23,000 | thousands by filing date | call |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 4,459 | $23,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,222 | $23,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 2,300 | $23,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 766 | $23,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 29,544 | $23,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R955 | COM | 1,300 | $23,000 | thousands by filing date | put |
| PROSHARES TR | 74347B813 | mc | 593 | $23,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 13,650 | $22,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 501 | $22,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 2,784 | $22,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,677 | $22,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 632 | $22,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 540 | $22,000 | thousands by filing date | |
| SEA LTD | 81141R950 | PUT | 100 | $22,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC | 25278X959 | PUT | 200 | $22,000 | thousands by filing date | put |
| KYNDRYL HLDGS INC | 50155Q900 | COMMON STOCK | 1,200 | $22,000 | thousands by filing date | call |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 76,100 | $22,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 942 | $22,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 1,041 | $22,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 22,000 | $22,000 | thousands by filing date | principal |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 407 | $21,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,501 | $21,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 2,950 | $21,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 621 | $21,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,500 | $21,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 3,500 | $21,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 7,592 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 375 | $21,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC | 502431909 | CALL | 100 | $21,000 | thousands by filing date | call |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 4,008 | $21,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 20,694 | $21,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 50,996 | $21,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 1,948 | $21,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,344 | $21,000 | thousands by filing date | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 715 | $20,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,302 | $20,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 903 | $20,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 471 | $20,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 655 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 801 | $20,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 459 | $20,000 | thousands by filing date | |
| REVVITY INC | 714046909 | CALL | 100 | $20,000 | thousands by filing date | call |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 5,351 | $20,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 5,394 | $20,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 2,143 | $20,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 6,500 | $20,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 473 | $20,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 1,702 | $19,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 496 | $19,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,055 | $19,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 11,000 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 211 | $19,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 377 | $19,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 738 | $19,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 794 | $19,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 5,074 | $19,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 2,403 | $19,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 8,451 | $19,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 2,038 | $19,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 1,000 | $19,000 | thousands by filing date | put |
| Greenpower Motor Co | 39540E302 | COM | 1,992 | $19,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 34,927 | $19,000 | thousands by filing date | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 724 | $19,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 936 | $18,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 8,503 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 115 | $18,000 | thousands by filing date | |
| DOVER CORP | 260003908 | CALL | 100 | $18,000 | thousands by filing date | call |
| 3M CO | 88579Y951 | PUT | 100 | $18,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS IN | 11133T903 | COM | 100 | $18,000 | thousands by filing date | call |
| ROOT INC | 77664L108 | COMMON STOCK | 5,974 | $18,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 18,000 | $18,000 | thousands by filing date | principal |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 37,500 | $18,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 14,142 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 1,700 | $18,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 1,800 | $17,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 2,433 | $17,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,204 | $17,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 2,843 | $17,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 2,980 | $17,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 2,200 | $17,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 346 | $17,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 1,050 | $17,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,978 | $17,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 2,456 | $17,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 2,967 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 402 | $17,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433957 | PUT | 200 | $17,000 | thousands by filing date | put |
| MARSH & MCLENNAN COS INC | 571748902 | CALL | 100 | $17,000 | thousands by filing date | call |
| EXELON CORP | 30161N901 | COM | 300 | $17,000 | thousands by filing date | call |
| WASTE MGMT INC DEL | 94106L909 | COM | 100 | $17,000 | thousands by filing date | call |
| WELLTOWER INC | 95040Q904 | COM | 200 | $17,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D958 | COM | 200 | $17,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813909 | COM | 200 | $17,000 | thousands by filing date | call |
| VANGUARD SPECIALIZED FUNDS | 921908954 | PUT | 100 | $17,000 | thousands by filing date | put |
| EMX RTY CORP | 26873J107 | COM | 7,500 | $17,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 1,703 | $17,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 9,964 | $17,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 11,139 | $17,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 20,000 | $17,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 625 | $16,000 | thousands by filing date | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 3,108 | $16,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,465 | $16,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 1,584 | $16,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 602 | $16,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 9,332 | $16,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 430 | $16,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,933 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 460 | $16,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 616 | $16,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 3,367 | $16,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,019 | $16,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 480 | $16,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U909 | COM | 200 | $16,000 | thousands by filing date | call |
| NEW YORK CITY REIT INC | 649439205 | COM | 1,527 | $16,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,000 | $16,000 | thousands by filing date | principal |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 7,266 | $16,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 8,418 | $16,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,707 | $15,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 845 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 538 | $15,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q683 | LEADERSHS EQT | 434 | $15,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 901 | $15,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 640 | $15,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 4,076 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 183 | $15,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 1,855 | $15,000 | thousands by filing date | |
| AMETEK INC | 031100900 | CALL | 100 | $15,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G956 | PUT | 200 | $15,000 | thousands by filing date | put |
| MELCO RESORTS AND ENTMNT LTD | 585464900 | ADR | 1,500 | $15,000 | thousands by filing date | call |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 1,000 | $15,000 | thousands by filing date | call |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 1,192 | $15,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 2,500 | $15,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 3,069 | $15,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,000 | $15,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 6,116 | $15,000 | thousands by filing date | |
| MEAT TECH 3D LTD | 583435102 | COM | 2,750 | $15,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 10,700 | $15,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 2,500 | $15,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,500 | $14,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,501 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 250 | $14,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 1,807 | $14,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,067 | $14,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,199 | $14,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 1,582 | $14,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 2,075 | $14,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 962 | $14,000 | thousands by filing date | |
| EDISON INTL | 281020907 | COM | 200 | $14,000 | thousands by filing date | call |
| VIATRIS INC | 92556V906 | COM | 1,000 | $14,000 | thousands by filing date | call |
| TREX INC | 89531P905 | COM | 100 | $14,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 552 | $14,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 198 | $14,000 | thousands by filing date | |
| VECTIVBIO HLDG AG | H9060V101 | COM | 2,904 | $14,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 2,844 | $14,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 2,757 | $14,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 31,800 | $14,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 2,758 | $13,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 1,977 | $13,000 | thousands by filing date | |
| DOCGO INC | 256086109 | COM | 1,467 | $13,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 5,000 | $13,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 468 | $13,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,213 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 501 | $13,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 489 | $13,000 | thousands by filing date | |
| LARGO INC | 517097101 | COM | 1,400 | $13,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 207 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 214 | $13,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 275 | $13,000 | thousands by filing date | |
| SEMPRA | 816851909 | COM | 100 | $13,000 | thousands by filing date | call |
| ZOVIO INC | 98979V102 | COMMON STOCK | 10,181 | $13,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 887 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A903 | ST STR SP DIV | 100 | $13,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 9,928 | $13,000 | thousands by filing date | |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 2,045 | $13,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 13,000 | $13,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 11,384 | $13,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 2,800 | $13,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 1,300 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 588 | $13,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 4,000 | $13,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 3,000 | $12,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 1,651 | $12,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 511 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 365 | $12,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 165 | $12,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 1,799 | $12,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 650 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-22-000091 | this filing | 2022-02-14 | acceptance time not in the bulk data set |