13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 8,168 holding rows worth $400,612,340,000.
- Accession
- 0000072971-22-000091
- Filer
- CIK 72971
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 21,196 entries on the cover page, a total value of $400,612,340,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $400,612,353,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARGAN INC | 04010E109 | COM | 8,588 | $332,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 23,130 | $331,000 | thousands by filing date | |
| MODERNA INC | 60770K957 | PUT | 1,300 | $330,000 | thousands by filing date | put |
| FORIAN INC | 34630N106 | cs | 36,555 | $330,000 | thousands by filing date | |
| ACCOLADE INC | 00437E952 | PUT | 12,500 | $330,000 | thousands by filing date | put |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 24,239 | $329,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 34,825 | $329,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 33,098 | $329,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 38,659 | $329,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 12,113 | $327,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 22,691 | $326,000 | thousands by filing date | |
| VISA INC | 92826C959 | PUT | 1,500 | $325,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 35,336 | $325,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 21,933 | $324,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 6,171 | $324,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 10,559 | $323,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 15,780 | $322,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 78,752 | $322,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 125,591 | $322,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308959 | PUT | 1,300 | $321,000 | thousands by filing date | put |
| Instil Bio, Inc. | 45783C101 | Common Stock | 18,776 | $321,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 8,959 | $320,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 28,214 | $319,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 54,124 | $319,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 4,119 | $319,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 84,602 | $318,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 16,098 | $318,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 38,939 | $317,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 314,000 | $317,000 | thousands by filing date | principal |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 46,298 | $315,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 19,267 | $315,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 15,117 | $313,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 42,791 | $313,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 14,532 | $312,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 31,808 | $312,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 22,545 | $312,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 12,874 | $311,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 101,215 | $310,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 299,000 | $309,000 | thousands by filing date | principal |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 49,772 | $309,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 19,712 | $308,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 11,513 | $308,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 24,398 | $307,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 41,436 | $306,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC | 681936950 | COM | 10,300 | $305,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 9,920 | $304,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 130,000 | $303,000 | thousands by filing date | principal |
| SURO CAP CORP | 86887Q109 | COM NEW | 23,285 | $302,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 19,509 | $301,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 45,091 | $301,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 30,114 | $301,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 29,103 | $300,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 151,170 | $300,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 97,232 | $300,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 4,942 | $299,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 15,810 | $299,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160909 | CALL | 3,900 | $299,000 | thousands by filing date | call |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 6,077 | $298,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 29,086 | $298,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 15,956 | $297,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 7,426 | $297,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 29,711 | $297,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 30,307 | $296,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 10,214 | $296,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 11,637 | $295,000 | thousands by filing date | |
| EXELON CORP | 30161N951 | COM | 5,100 | $295,000 | thousands by filing date | put |
| Couchbase Inc | 22207T101 | Common Stock | 11,812 | $295,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 57,614 | $294,000 | thousands by filing date | |
| DILLARDS INC-CL A | 254067901 | COM | 1,200 | $294,000 | thousands by filing date | call |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 7,436 | $293,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 14,870 | $293,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 4,881 | $292,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 42,036 | $292,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 25,503 | $292,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 51,063 | $291,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 8,873 | $291,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 48,132 | $291,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 10,064 | $289,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 10,762 | $289,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 53,751 | $288,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 11,092 | $287,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 39,718 | $287,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 3,886 | $284,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830909 | COM | 800 | $284,000 | thousands by filing date | call |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 21,509 | $284,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 3,352 | $282,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 15,752 | $282,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 17,263 | $282,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 24,799 | $282,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 3,581 | $281,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 20,660 | $281,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 40,621 | $281,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 28,714 | $281,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 201,729 | $279,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 31,253 | $279,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 75,859 | $277,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 17,641 | $276,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 74,309 | $276,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 10,711 | $275,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,980 | $275,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 26,517 | $275,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 33,037 | $275,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 5,413 | $274,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,578 | $274,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,157 | $274,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 12,950 | $274,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 9,225 | $274,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 84,600 | $273,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 17,852 | $273,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,892 | $273,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 3,370 | $273,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 22,569 | $272,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 25,409 | $272,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 36,702 | $272,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 10,116 | $272,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 125,572 | $272,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 52,054 | $272,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 4,583 | $271,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 5,795 | $270,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 3,719 | $269,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 17,041 | $269,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 23,599 | $269,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 73,957 | $269,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 69,176 | $269,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 45,347 | $268,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 25,380 | $266,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 19,389 | $266,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,694 | $266,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 113,697 | $266,000 | thousands by filing date | |
| YUM BRANDS INC | 988498901 | COM | 1,900 | $264,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 100,925 | $263,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874904 | CALL | 3,000 | $262,000 | thousands by filing date | call |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,507 | $260,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 57,119 | $260,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 16,291 | $259,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 41,742 | $259,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 27,500 | $259,000 | thousands by filing date | |
| NOVAVAX INC | 670002901 | COM NEW | 1,800 | $258,000 | thousands by filing date | call |
| NOVAVAX INC | 670002951 | COM NEW | 1,800 | $258,000 | thousands by filing date | put |
| Etfmg Prime Mobile | 26924G409 | COM | 4,439 | $258,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 16,377 | $257,000 | thousands by filing date | |
| GOGO INC | 38046C959 | COM | 19,000 | $257,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 5,080 | $256,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 27,880 | $255,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 7,634 | $254,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 55,836 | $254,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 11,027 | $254,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 2,113 | $254,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 13,351 | $254,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 124,000 | $254,000 | thousands by filing date | principal |
| SUPERIOR INDS INTL INC | 868168105 | COM | 56,692 | $254,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 10,203 | $253,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R908 | CALL | 2,500 | $253,000 | thousands by filing date | call |
| IES HOLDINGS INC | 44951W106 | COM | 4,972 | $252,000 | thousands by filing date | |
| DIDI GLOBAL INC | 23292E908 | CALL | 50,600 | $252,000 | thousands by filing date | call |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 10,914 | $250,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 61,213 | $250,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 13,480 | $250,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 6,460 | $249,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 23,319 | $249,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 14,690 | $249,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 26,203 | $249,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 32,817 | $249,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,770 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,380 | $247,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 12,994 | $247,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 72,240 | $247,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 13,781 | $247,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,877 | $246,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 14,000 | $246,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 13,779 | $245,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,684 | $245,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 13,869 | $245,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 254,000 | $245,000 | thousands by filing date | principal |
| OMEROS CORP | 682143102 | COM | 38,082 | $244,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 4,700 | $243,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 26,456 | $243,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 5,496 | $242,000 | thousands by filing date | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 126,528 | $242,000 | thousands by filing date | |
| OLIN CORP | 680665955 | COM PAR $1 | 4,200 | $242,000 | thousands by filing date | put |
| DAILY JOURNAL CORP | 233912104 | COM | 674 | $241,000 | thousands by filing date | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 8,417 | $241,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 15,079 | $241,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 12,105 | $240,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 5,909 | $240,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857L908 | CALL | 100 | $240,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 30,402 | $239,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 11,342 | $239,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 25,591 | $239,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 5,152 | $239,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,082 | $238,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 10,715 | $238,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 57,104 | $238,000 | thousands by filing date | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 18,663 | $237,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 11,763 | $237,000 | thousands by filing date | |
| STAAR SURGICAL CO | 852312955 | COM PAR $0.01 | 2,600 | $237,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 22,349 | $237,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 27,300 | $236,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 14,851 | $235,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 164,082 | $235,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,209 | $234,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 18,710 | $233,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S903 | CALL | 4,900 | $232,000 | thousands by filing date | call |
| CO-DIAGNOSTICS INC | 189763105 | COM | 26,082 | $232,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 16,376 | $232,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 13,785 | $231,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 9,939 | $231,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,146 | $231,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 32,534 | $230,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 10,243 | $230,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 4,544 | $230,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X907 | COM | 1,500 | $230,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 26,874 | $229,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 4,978 | $229,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 23,385 | $229,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 9,599 | $229,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 84,486 | $227,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 219,159 | $226,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 20,689 | $226,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 66,455 | $226,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 16,634 | $226,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851409 | CONV | 130 | $226,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 12,188 | $225,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 22,910 | $225,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 6,358 | $224,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 8,814 | $224,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 20,751 | $223,000 | thousands by filing date | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 14,732 | $222,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 9,193 | $222,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,298 | $221,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,528 | $219,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 5,178 | $219,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 23,923 | $219,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 19,937 | $218,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 7,254 | $218,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 83,726 | $217,000 | thousands by filing date | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 15,429 | $216,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807908 | COM | 300 | $216,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14,135 | $215,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,621 | $215,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,400 | $214,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 30,465 | $214,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 18,059 | $214,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 9,943 | $213,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 12,421 | $213,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 10,463 | $213,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S953 | PUT | 4,500 | $213,000 | thousands by filing date | put |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,595 | $212,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 5,071 | $211,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 11,926 | $211,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 9,234 | $211,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 21,143 | $210,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 9,940 | $210,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 24,767 | $210,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 7,075 | $210,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 7,296 | $209,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 30,191 | $209,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 11,837 | $209,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 4,228 | $209,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 5,558 | $209,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516906 | CALL | 1,000 | $209,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 170,498 | $208,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 13,288 | $208,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550908 | COM | 1,000 | $208,000 | thousands by filing date | call |
| INVESCO | 46138J536 | EXCHANGE TRADED | 8,057 | $208,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 3,330 | $208,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 6,585 | $207,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 20,740 | $207,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 9,751 | $206,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 87,737 | $206,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 10,683 | $205,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 7,902 | $205,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 7,114 | $205,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 35,726 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,966 | $204,000 | thousands by filing date | |
| STERLING CHECK CORP | 85917T109 | COM | 9,937 | $204,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 198,000 | $204,000 | thousands by filing date | principal |
| ATHENEX INC | 04685N103 | COM | 150,263 | $204,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 41,399 | $204,000 | thousands by filing date | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 8,003 | $203,000 | thousands by filing date | |
| NEVRO CORP | 64157F953 | PUT | 2,500 | $203,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 165,500 | $202,000 | thousands by filing date | principal |
| LCNB CORP | 50181P100 | COM | 10,286 | $201,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896900 | COM | 13,800 | $201,000 | thousands by filing date | call |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 11,742 | $200,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 27,576 | $200,000 | thousands by filing date | |
| THERMO FISHER SCIENTIFIC INC | 883556952 | PUT | 300 | $200,000 | thousands by filing date | put |
| CUE BIOPHARMA INC | 22978P106 | COM | 17,647 | $200,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 200,000 | $200,000 | thousands by filing date | principal |
| ESOTERICA THEMATIC TRUST | 296582109 | NEXTG ECONOMY | 3,174 | $200,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 7,978 | $198,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 7,310 | $197,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 9,752 | $197,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,995 | $197,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 6,508 | $196,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 9,552 | $196,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 128,000 | $196,000 | thousands by filing date | principal |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 15,901 | $195,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 2,706 | $195,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 3,902 | $195,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 168,000 | $194,000 | thousands by filing date | principal |
| ASENSUS SURGICAL INC | 04367G103 | COM | 174,807 | $194,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 25,316 | $193,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 8,041 | $193,000 | thousands by filing date | |
| CHUBB LIMITED | H1467J904 | CALL | 1,000 | $193,000 | thousands by filing date | call |
| QUANTUM CORP | 747906501 | COM | 34,922 | $193,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 37,223 | $192,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 31,216 | $192,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 42,752 | $192,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 37,018 | $192,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 32,795 | $191,000 | thousands by filing date | |
| PAYCHEX INC | 704326907 | COM | 1,400 | $191,000 | thousands by filing date | call |
| Goal Acquisitions Corp | 38021H115 | Warrant | 347,858 | $190,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 8,389 | $189,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 22,312 | $189,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 7,771 | $189,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 7,909 | $189,000 | thousands by filing date | |
| ON HLDG AG | H5919C954 | CALL | 5,000 | $189,000 | thousands by filing date | put |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 15,669 | $188,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 21,323 | $188,000 | thousands by filing date | |
| STRYKER CORPORATION | 863667901 | COM | 700 | $187,000 | thousands by filing date | call |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 7,063 | $186,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 41,184 | $186,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 20,195 | $186,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 152,264 | $185,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 5,808 | $185,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 49,701 | $185,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 25,908 | $185,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 14,607 | $184,000 | thousands by filing date | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 8,844 | $183,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 24,298 | $183,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 26,956 | $183,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 27,898 | $182,000 | thousands by filing date | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 5,120 | $182,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 26,118 | $182,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 3,356 | $182,000 | thousands by filing date | |
| JD.COM INC | 47215P956 | PUT | 2,600 | $182,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 171,000 | $182,000 | thousands by filing date | principal |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 15,553 | $181,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 25,641 | $181,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 13,031 | $180,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 10,652 | $180,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,722 | $180,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 170,896 | $180,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 45,771 | $179,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 3,272 | $179,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP | 655844958 | COM | 600 | $179,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO | 194162903 | COM | 2,100 | $179,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 140,500 | $179,000 | thousands by filing date | principal |
| QUANTUM SI INC | 74765K105 | COM CL A | 22,640 | $178,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,384 | $178,000 | thousands by filing date | |
| DATADOG INC | 23804L903 | CALL | 1,000 | $178,000 | thousands by filing date | call |
| DATADOG INC | 23804L953 | CL A COM | 1,000 | $178,000 | thousands by filing date | put |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 12,029 | $177,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 193,000 | $177,000 | thousands by filing date | principal |
| CORE & MAIN INC CL A | 21874C102 | Stock | 5,782 | $176,000 | thousands by filing date | |
| DOW HLDGS INC | 260557903 | CALL | 3,100 | $176,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 26,978 | $176,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 17,339 | $176,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,468 | $175,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 7,097 | $175,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 8,283 | $175,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 18,000 | $175,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,091 | $174,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 13,940 | $173,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 8,793 | $173,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 5,124 | $173,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 23,140 | $172,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 7,654 | $172,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 20,023 | $172,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 19,532 | $171,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,461 | $171,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 20,167 | $171,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 6,663 | $171,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 9,068 | $170,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 4,603 | $170,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 30,300 | $170,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 75,934 | $170,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 21,844 | $170,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y909 | CALL | 1,200 | $169,000 | thousands by filing date | call |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 20,685 | $169,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 9,041 | $169,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 134,000 | $169,000 | thousands by filing date | principal |
| NANTHEALTH INC | 630104107 | CMN | 160,307 | $169,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 181,000 | $168,000 | thousands by filing date | principal |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 11,267 | $167,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 11,690 | $167,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 13,649 | $166,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 14,488 | $166,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y900 | CALL | 2,000 | $166,000 | thousands by filing date | call |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 14,123 | $166,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 5,123 | $165,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 10,190 | $165,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 2,417 | $165,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 17,192 | $165,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 39,395 | $165,000 | thousands by filing date | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 6,900 | $165,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 5,957 | $165,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 66,302 | $164,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 22,982 | $164,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 8,223 | $163,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 3,527 | $162,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 161,000 | $162,000 | thousands by filing date | principal |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 45,346 | $161,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 14,022 | $161,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 14,388 | $161,000 | thousands by filing date | |
| THE CIGNA GROUP | 125523950 | COM | 700 | $161,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 3,199 | $160,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 12,912 | $160,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 17,043 | $160,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 7,307 | $159,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 43,998 | $158,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 15,987 | $158,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 19,472 | $158,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 258,120 | $158,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 8,006 | $157,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 2,900 | $157,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 11,763 | $157,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017904 | CALL | 1,800 | $157,000 | thousands by filing date | call |
| ALLOVIR INC | 019818103 | COM | 12,148 | $157,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 150,000 | $157,000 | thousands by filing date | principal |
| REMITLY GLOBAL INC | 75960P104 | COM | 7,589 | $156,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 9,603 | $156,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 41,228 | $156,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 6,300 | $156,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 6,161 | $156,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 2,225 | $156,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 8,777 | $155,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 4,106 | $155,000 | thousands by filing date | |
| UDEMY INC COM | 902685106 | Stock | 7,895 | $154,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 18,001 | $154,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 10,124 | $154,000 | thousands by filing date | |
| TASEKO MINES LTD | 876511906 | CALL | 75,000 | $154,000 | thousands by filing date | call |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 26,185 | $154,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 94,461 | $154,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 5,543 | $153,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 4,092 | $153,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 16,779 | $153,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 10,901 | $152,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 5,697 | $152,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 8,686 | $152,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 17,189 | $151,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,766 | $151,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 17,385 | $151,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 12,699 | $151,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 10,842 | $151,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 3,222 | $150,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 15,836 | $150,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 9,516 | $150,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 13,216 | $150,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 4,721 | $149,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 6,492 | $149,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 8,259 | $149,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 78,813 | $149,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,787 | $148,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 27,676 | $147,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 13,074 | $146,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 24,859 | $146,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 16,433 | $146,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 2,800 | $146,000 | thousands by filing date | call |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 10,718 | $145,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 5,760 | $145,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 13,033 | $145,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 6,897 | $145,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 12,045 | $144,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 38,102 | $144,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 10,702 | $143,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 24,308 | $143,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 28,081 | $143,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 20,113 | $143,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 2,803 | $143,000 | thousands by filing date | |
| KOHLS CORP | 500255904 | COM | 2,900 | $143,000 | thousands by filing date | call |
| IRONNET INC | 46323Q105 | COM | 34,002 | $143,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 159,067 | $143,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 108,000 | $143,000 | thousands by filing date | principal |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 2,742 | $142,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 30,798 | $142,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 401,111 | $142,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 12,416 | $141,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,421 | $141,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 5,647 | $141,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 35,143 | $141,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,691 | $141,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 7,695 | $141,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 143,571 | $141,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 27,244 | $140,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 19,320 | $140,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 5,275 | $139,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 33,020 | $139,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 5,850 | $139,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 6,476 | $138,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 5,996 | $138,000 | thousands by filing date | |
| SHOPIFY INC | 82509L907 | CALL | 100 | $138,000 | thousands by filing date | call |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 3,751 | $137,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 9,851 | $137,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 9,571 | $137,000 | thousands by filing date | |
| DEERE & CO | 244199905 | CALL | 400 | $137,000 | thousands by filing date | call |
| ABSCI CORPORATION | 00091E109 | COM | 16,650 | $136,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 33,741 | $136,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 135,000 | $136,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-22-000091 | this filing | 2022-02-14 | acceptance time not in the bulk data set |