13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,701 holding rows worth $455,078,779,000.
- Accession
- 0000072971-21-000339
- Filer
- CIK 72971
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 21,907 entries on the cover page, a total value of $455,078,779,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $455,078,779,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAllspring Global Investments LLC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerAllspring Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 30,636 | $1,352,000 | thousands by filing date | |
| MELCO RESORTS AND ENTMNT LTD | 585464950 | ADR | 132,000 | $1,352,000 | thousands by filing date | put |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 137,434 | $1,352,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 120,372 | $1,350,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 39,286 | $1,347,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 183,095 | $1,343,000 | thousands by filing date | |
| CAMECO CORP | 13321L908 | CALL | 61,800 | $1,343,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 107,227 | $1,342,000 | thousands by filing date | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 95,784 | $1,334,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 18,034 | $1,334,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 21,063 | $1,334,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 95,188 | $1,333,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 69,372 | $1,333,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 43,698 | $1,332,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 1,158,518 | $1,332,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 36,474 | $1,327,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 31,759 | $1,327,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 85,346 | $1,327,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 317,601 | $1,324,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 37,948 | $1,322,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 10,806 | $1,322,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 18,934 | $1,319,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 124,355 | $1,319,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 95,672 | $1,318,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 16,850 | $1,318,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 648,600 | $1,317,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 22,517 | $1,315,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 158,545 | $1,314,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 108,966 | $1,312,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 103,978 | $1,311,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC | 98980L951 | PUT | 5,000 | $1,308,000 | thousands by filing date | put |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,137,000 | $1,307,000 | thousands by filing date | principal |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 131,242 | $1,306,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 150,042 | $1,305,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 140,875 | $1,305,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 56,305 | $1,303,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 10,192 | $1,302,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 30,711 | $1,301,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 63,629 | $1,301,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 283,858 | $1,300,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 85,675 | $1,298,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A900 | COM | 129,800 | $1,298,000 | thousands by filing date | call |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 163,143 | $1,296,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 47,219 | $1,295,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 59,533 | $1,294,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L105 | CL A SHS | 132,610 | $1,290,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 19,355 | $1,289,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 10,000 | $1,287,000 | thousands by filing date | put |
| HELLO GROUP INC ADS | 423403104 | ADR | 121,378 | $1,283,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 25,428 | $1,281,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 812,828 | $1,277,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,505,500 | $1,276,000 | thousands by filing date | principal |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 85,760 | $1,270,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 28,376 | $1,269,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 130,392 | $1,268,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 70,700 | $1,268,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 105,153 | $1,261,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 43,829 | $1,261,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 109,345 | $1,257,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 56,110 | $1,253,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 125,601 | $1,252,000 | thousands by filing date | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 181,752 | $1,247,000 | thousands by filing date | |
| WESCO INTL INC | 95082P905 | COM | 10,800 | $1,245,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 1,064,000 | $1,242,000 | thousands by filing date | principal |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 108,708 | $1,242,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 70,479 | $1,235,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 175,190 | $1,235,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 38,531 | $1,235,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 51,399 | $1,234,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 73,700 | $1,233,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246105 | COM | 32,221 | $1,232,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 46,327 | $1,231,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 60,000 | $1,231,000 | thousands by filing date | call |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 114,282 | $1,231,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 32,104 | $1,230,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 214,190 | $1,229,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC | 681936950 | COM | 41,000 | $1,228,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 79,131 | $1,227,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 30,520 | $1,226,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 113,599 | $1,225,000 | thousands by filing date | |
| ISHARES TR | 464288954 | PUT | 56,600 | $1,225,000 | thousands by filing date | put |
| MASTECH HLDGS INC | 57633B100 | COM | 71,958 | $1,224,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 24,303 | $1,222,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 125,207 | $1,220,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 16,076 | $1,220,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 124,940 | $1,220,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 100,123 | $1,219,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 24,825 | $1,219,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 49,394 | $1,218,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 54,909 | $1,210,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 72,785 | $1,210,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 93,133 | $1,208,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 26,552 | $1,208,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 103,911 | $1,208,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 45,803 | $1,208,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 58,296 | $1,207,000 | thousands by filing date | |
| CIENA CORP | 171779909 | COM NEW | 23,500 | $1,207,000 | thousands by filing date | call |
| GOSSAMER BIO INC | 38341P902 | COM | 95,800 | $1,204,000 | thousands by filing date | call |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 42,123 | $1,203,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 8,281 | $1,199,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 108,744 | $1,197,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 217,056 | $1,195,000 | thousands by filing date | |
| MARKEL GROUP INC | 570535954 | PUT | 1,000 | $1,195,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 548,008 | $1,194,000 | thousands by filing date | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 19,989 | $1,192,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 60,754 | $1,191,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 27,563 | $1,189,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 44,564 | $1,189,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 37,004 | $1,188,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 89677Q957 | ADS | 38,600 | $1,187,000 | thousands by filing date | put |
| NUVEEN GA DIVID | 67072B107 | COM | 87,618 | $1,187,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 136,944 | $1,185,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 70,769 | $1,184,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 62,949 | $1,182,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 66,869 | $1,182,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 5,844 | $1,181,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 17,109 | $1,181,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 68,952 | $1,180,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 70,035 | $1,179,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 37,783 | $1,178,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 39,016 | $1,177,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 7,369 | $1,176,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 83,254 | $1,176,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 57,789 | $1,176,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 701,757 | $1,172,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 34,668 | $1,170,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337909 | COM | 30,500 | $1,169,000 | thousands by filing date | call |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,045,000 | $1,167,000 | thousands by filing date | principal |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 29,633 | $1,165,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 162,188 | $1,161,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 45,700 | $1,160,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 16,203 | $1,160,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 47,093 | $1,157,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 237,988 | $1,157,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 89,062 | $1,155,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 15,802 | $1,155,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 160,693 | $1,154,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 12,902 | $1,154,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 40,599 | $1,153,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 18,868 | $1,150,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 45,022 | $1,149,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 302,616 | $1,147,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 94,172 | $1,147,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 18,213 | $1,147,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 597,128 | $1,147,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 87,030 | $1,146,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 371,663 | $1,144,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 19,898 | $1,142,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 22,905 | $1,141,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 32,957 | $1,140,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 100,863 | $1,140,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 19,775 | $1,139,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 85,710 | $1,138,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236951 | COM | 50,000 | $1,136,000 | thousands by filing date | put |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 43,544 | $1,133,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165L908 | CALL | 20,000 | $1,132,000 | thousands by filing date | call |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 34,969 | $1,131,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 771,000 | $1,131,000 | thousands by filing date | principal |
| CLOUDFLARE INC | 18915M907 | CALL | 10,000 | $1,127,000 | thousands by filing date | call |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 114,438 | $1,127,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 26,809 | $1,123,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 184,075 | $1,123,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 46,106 | $1,118,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 39,064 | $1,118,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 69,944 | $1,117,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 64,112 | $1,115,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 14,469 | $1,114,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 94,162 | $1,111,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 6,466 | $1,110,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 43,481 | $1,109,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 21,081 | $1,106,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 85,545 | $1,106,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 15,398 | $1,106,000 | thousands by filing date | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 605,000 | $1,105,000 | thousands by filing date | principal |
| PITNEY BOWES INC COM | 724479100 | Stock | 153,104 | $1,103,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 51,044 | $1,103,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 70,219 | $1,101,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 75,866 | $1,101,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 87,570 | $1,099,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 11,840 | $1,099,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 50,292 | $1,097,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 111,885 | $1,095,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 50,044 | $1,094,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 57,380 | $1,093,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165L958 | PUT | 19,300 | $1,093,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 20,185 | $1,089,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W953 | COM | 26,500 | $1,089,000 | thousands by filing date | put |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 71,972 | $1,086,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 83,084 | $1,086,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 235,787 | $1,085,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 52,002 | $1,079,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 42,297 | $1,079,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 11,852 | $1,079,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 14,140 | $1,078,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 105,630 | $1,078,000 | thousands by filing date | |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 817,000 | $1,072,000 | thousands by filing date | principal |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 19,805 | $1,071,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 203,377 | $1,070,000 | thousands by filing date | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 65,437 | $1,069,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 7,693 | $1,068,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 67,919 | $1,068,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 43,347 | $1,067,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 65,064 | $1,066,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 16,000 | $1,066,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B901 | COM | 63,700 | $1,066,000 | thousands by filing date | call |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 47,207 | $1,063,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 48,267 | $1,060,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 44,750 | $1,059,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 20,531 | $1,056,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 32,885 | $1,053,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 44,978 | $1,048,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 335,800 | $1,048,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 148,591 | $1,046,000 | thousands by filing date | |
| QUIDEL CORP | 74838J901 | COM | 7,400 | $1,045,000 | thousands by filing date | call |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 52,067 | $1,044,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 58,729 | $1,042,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 49,964 | $1,042,000 | thousands by filing date | |
| STONECO LTD | G85158906 | CALL | 30,000 | $1,042,000 | thousands by filing date | call |
| STONECO LTD | G85158956 | COM CL A | 30,000 | $1,042,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J114 | WTS | 354,756 | $1,041,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 44,410 | $1,040,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 350,000 | $1,038,000 | thousands by filing date | principal |
| NUTRIEN LTD | 67077M908 | COM | 16,000 | $1,037,000 | thousands by filing date | call |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 105,926 | $1,035,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 64,016 | $1,033,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 82,509 | $1,032,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 22,605 | $1,032,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 24,640 | $1,031,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 15,200 | $1,030,000 | thousands by filing date | call |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 30,853 | $1,028,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 24,397 | $1,027,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 230,507 | $1,026,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 76,909 | $1,026,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 83,735 | $1,023,000 | thousands by filing date | |
| GAP INC | 364760908 | COM | 45,000 | $1,022,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H601 | COM | 152,359 | $1,019,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 52,103 | $1,019,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 268,148 | $1,019,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 15,438 | $1,018,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 960,000 | $1,018,000 | thousands by filing date | principal |
| GOGO INC | 38046C909 | COM | 58,800 | $1,017,000 | thousands by filing date | call |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 250,052 | $1,015,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 63,907 | $1,013,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 56,533 | $1,012,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 826,000 | $1,011,000 | thousands by filing date | principal |
| COREPOINT LODGING INC | 21872L104 | COM | 65,240 | $1,011,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 81,750 | $1,009,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 62,865 | $1,009,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 160,730 | $1,009,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 101,314 | $1,008,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 121,081 | $1,008,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 79,506 | $1,008,000 | thousands by filing date | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 50,150 | $1,006,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 48,401 | $1,003,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 119,480 | $1,003,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G202 | UNIT 02/28/2028 | 100,000 | $1,003,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 97,909 | $1,002,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 63,905 | $1,002,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 100,807 | $1,001,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 14,295 | $1,000,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 57,732 | $1,000,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 767,500 | $998,000 | thousands by filing date | principal |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 68,388 | $996,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 43,680 | $995,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 194,779 | $994,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 14,074 | $992,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 31,462 | $992,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 43,081 | $991,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 300,000 | $990,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 43,323 | $989,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 26,622 | $989,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 100,000 | $989,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 35,829 | $988,000 | thousands by filing date | |
| WALKME LTD ORD SHS | M97628107 | Stock | 33,165 | $987,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 11,677 | $985,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 123,122 | $982,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 209,078 | $982,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 9,802 | $974,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L106 | CLASS A ORD SHS | 97,953 | $973,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 69,201 | $972,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 29,189 | $972,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 10,640 | $968,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 16,091 | $968,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 26,757 | $967,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 16,416 | $967,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 24,269 | $965,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971T901 | CALL | 164,200 | $963,000 | thousands by filing date | call |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 40,972 | $962,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 1,015,000 | $962,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 145,618 | $960,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 287,439 | $960,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 93,594 | $957,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 31,717 | $953,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 148,532 | $953,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 51,967 | $951,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 50,915 | $950,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 88,950 | $949,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 11,833 | $948,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 27,238 | $945,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 1,303,147 | $944,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 25,800 | $944,000 | thousands by filing date | put |
| ESCALADE INC | 296056104 | COMMON STOCK | 49,866 | $943,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 132,572 | $941,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 118,989 | $934,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,587 | $934,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 59,859 | $931,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 51,580 | $930,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 33,668 | $926,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 31,134 | $925,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 48,020 | $923,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 170,180 | $923,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N951 | COM | 52,800 | $920,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 79,636 | $919,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 17,527 | $918,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 106,124 | $917,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 26,891 | $915,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 72,829 | $915,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 8,696 | $915,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 25,636 | $914,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 28,947 | $914,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 27,024 | $911,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 20,106 | $907,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 9,894 | $907,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 50,000 | $903,000 | thousands by filing date | call |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 32,015 | $901,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 63,514 | $901,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 66,002 | $899,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 34,532 | $898,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 58,954 | $898,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 23,190 | $896,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 65,341 | $895,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 51,208 | $893,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 63,337 | $892,000 | thousands by filing date | |
| FB FINL CORP | 30257X904 | CALL | 20,800 | $892,000 | thousands by filing date | call |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 108,630 | $891,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 39,906 | $889,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 52,587 | $889,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 48,722 | $888,000 | thousands by filing date | |
| IQIYI INC | 46267X958 | SPONSORED ADS | 110,400 | $887,000 | thousands by filing date | put |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 177,060 | $886,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 395,000 | $886,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 832,499 | $882,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 15,508 | $881,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 64,618 | $880,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 21,394 | $878,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 49,458 | $877,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 70,647 | $877,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 182,402 | $877,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 164,770 | $876,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 178,954 | $875,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P959 | PUT | 15,000 | $872,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 6,818 | $869,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 58,385 | $866,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 37,576 | $866,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 103,234 | $865,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 5,240 | $861,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 15,261 | $859,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 43,652 | $858,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 93,297 | $858,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,520 | $857,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 25,070 | $855,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 134,296 | $853,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 47,481 | $848,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 35,653 | $847,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 126,202 | $845,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 43,817 | $843,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITION CORP. | 37892B207 | COM | 83,900 | $842,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 19,373 | $840,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 16,795 | $840,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 188,042 | $839,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 14,195 | $838,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 169,131 | $833,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 28,039 | $833,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 175,255 | $833,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 89,663 | $832,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 38,627 | $831,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 56,423 | $830,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 71,379 | $828,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 13,760 | $828,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 804,000 | $828,000 | thousands by filing date | principal |
| MISSION PRODUCE INC | 60510V108 | COM | 45,040 | $827,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 89,487 | $825,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 21,495 | $825,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 23,116 | $825,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 831,000 | $824,000 | thousands by filing date | principal |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 14,471 | $819,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 74,624 | $818,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 14,671 | $817,000 | thousands by filing date | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 25,000 | $817,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 18,304 | $817,000 | thousands by filing date | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 65,804 | $816,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 480,000 | $816,000 | thousands by filing date | principal |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 32,725 | $814,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 23,445 | $811,000 | thousands by filing date | |
| LOWES COS INC | 548661907 | CALL | 4,000 | $811,000 | thousands by filing date | call |
| ZYNEX INC | 98986M103 | COM | 71,208 | $810,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 27,001 | $807,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 24,333 | $804,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 28,576 | $804,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 55,225 | $803,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 77,402 | $801,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 100,738 | $801,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 135,873 | $800,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 7,979 | $796,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 16,486 | $795,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 122,969 | $794,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 9,793 | $793,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 32,492 | $793,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 118,601 | $792,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 78,778 | $788,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 59,802 | $788,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 172,110 | $787,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC | G9087Q902 | CALL | 31,900 | $786,000 | thousands by filing date | call |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 163,454 | $785,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 40,753 | $785,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 51,078 | $782,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 19,334 | $778,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 42,638 | $776,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 712,000 | $776,000 | thousands by filing date | principal |
| MANITOWOC CO INC | 563571405 | COM NEW | 36,178 | $775,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 14,450 | $773,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 7,204 | $773,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 53,491 | $772,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 210,986 | $767,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 31,823 | $766,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938L953 | NY REGISTRY SH | 25,400 | $766,000 | thousands by filing date | put |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 14,388 | $764,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 464,000 | $764,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 14,253 | $762,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 15,096 | $761,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 35,746 | $760,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 457,386 | $760,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 256,396 | $759,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 182,256 | $758,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 76,689 | $758,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 94,236 | $757,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 105,783 | $757,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 33,079 | $755,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 67,852 | $755,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 9,277 | $754,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 138,047 | $749,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 42,359 | $746,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 58,690 | $746,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K102 | CL A COM | 76,059 | $744,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H906 | CLASS B COM | 18,800 | $743,000 | thousands by filing date | call |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 30,449 | $742,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 62,680 | $742,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 29,306 | $739,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 23,358 | $738,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 145,720 | $737,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 19,873 | $736,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 17,129 | $733,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 23,448 | $733,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 125,100 | $732,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 15,462 | $730,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 25,741 | $728,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 5,101 | $728,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 34,582 | $727,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C900 | CALL | 39,200 | $727,000 | thousands by filing date | call |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 73,200 | $723,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 38,573 | $722,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 93,736 | $722,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 48,782 | $721,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 48,677 | $721,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 21,823 | $721,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 16,978 | $719,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V900 | COM UT LTD PTN | 75,000 | $719,000 | thousands by filing date | call |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 28,337 | $717,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 113,841 | $716,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 413,366 | $715,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 47,006 | $712,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 27,626 | $711,000 | thousands by filing date | |
| INVITAE CORP | 46185L903 | CALL | 25,000 | $711,000 | thousands by filing date | call |
| MESA RTY TR | 590660106 | UNIT BEN INT | 124,804 | $709,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017956 | PUT | 2,500 | $709,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 137,833 | $709,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 71,533 | $708,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 71,517 | $705,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 6,452 | $704,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 8,544 | $703,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 93,971 | $702,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 22,835 | $700,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 47,785 | $700,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 70,000 | $700,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 19,242 | $698,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 318,980 | $695,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 27,960 | $693,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 54,123 | $690,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 25,380 | $690,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 12,752 | $688,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 34,842 | $686,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 12,494 | $685,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 25,163 | $684,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 52,306 | $682,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 70,824 | $681,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 80,681 | $679,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 59,874 | $678,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 66,865 | $677,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 25,598 | $676,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 41,507 | $675,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000339 | this filing | 2021-11-15 | acceptance time not in the bulk data set |