13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,701 holding rows worth $455,078,779,000.
- Accession
- 0000072971-21-000339
- Filer
- CIK 72971
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 21,907 entries on the cover page, a total value of $455,078,779,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $455,078,779,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAllspring Global Investments LLC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerAllspring Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 24,564 | $263,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 18,614 | $262,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 6,895 | $262,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 28,107 | $261,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 27,624 | $260,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 3,931 | $259,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 20,733 | $259,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 14,135 | $257,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 251,061 | $257,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 9,885 | $254,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 15,350 | $254,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 6,104 | $254,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 7,332 | $253,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 10,791 | $253,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 43,943 | $253,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 64,580 | $253,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,961 | $253,000 | thousands by filing date | |
| AGRICO ACQUISITION CORP | G41089122 | UNIT 99/99/9999 | 25,000 | $253,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 21,800 | $252,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 25,000 | $251,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 13,336 | $249,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 248,000 | $249,000 | thousands by filing date | principal |
| CLARUS CORP NEW | 18270P109 | COM | 9,680 | $248,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 16,290 | $248,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C950 | SHS | 13,400 | $248,000 | thousands by filing date | put |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 12,833 | $246,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 3,796 | $245,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,961 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,794 | $244,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 4,584 | $243,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 13,377 | $243,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C105 | SHS CL A | 25,000 | $243,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 30,329 | $241,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,684 | $240,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 4,738 | $239,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 25,660 | $239,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,437 | $238,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A953 | COM | 1,800 | $238,000 | thousands by filing date | put |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 10,053 | $238,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 6,752 | $238,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 11,635 | $235,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 85,954 | $235,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 9,239 | $233,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 18,709 | $232,000 | thousands by filing date | |
| DLOCAL LTD | G29018101 | CLASS A COM | 4,255 | $232,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 9,319 | $232,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,853 | $229,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 7,610 | $229,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 23,610 | $229,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,910 | $228,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 7,700 | $228,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 5,255 | $226,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 14,584 | $226,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 23,833 | $225,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 187,500 | $225,000 | thousands by filing date | principal |
| PARTY CITY HOLDCO INC | 702149955 | PUT | 31,600 | $224,000 | thousands by filing date | put |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,638 | $223,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 21,265 | $223,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 12,707 | $223,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 8,032 | $223,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 96,460 | $223,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 9,031 | $222,000 | thousands by filing date | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 10,095 | $222,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,608 | $221,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 8,545 | $221,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 190,000 | $221,000 | thousands by filing date | principal |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 8,217 | $220,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 5,909 | $220,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 38,898 | $220,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R103 | CMN | 22,600 | $220,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 14,237 | $220,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 4,200 | $219,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 25,345 | $219,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 2,114 | $218,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 8,390 | $218,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 7,403 | $217,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 12,632 | $217,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 13,806 | $216,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 18,925 | $216,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 2,698 | $215,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 23,848 | $215,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 9,489 | $215,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 25,730 | $214,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,082 | $213,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 43,019 | $213,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 7,759 | $212,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 34,442 | $212,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 9,784 | $210,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V909 | CALL | 8,500 | $209,000 | thousands by filing date | call |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 3,770 | $209,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 20,740 | $208,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 16,397 | $207,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 21,528 | $207,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 12,638 | $207,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 4,710 | $206,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 7,684 | $206,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 30,402 | $205,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 7,500 | $204,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 347,858 | $203,000 | thousands by filing date | |
| OLIN CORP | 680665955 | COM PAR $1 | 4,200 | $203,000 | thousands by filing date | put |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 27,854 | $203,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 17,736 | $203,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 200,000 | $202,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 198,000 | $202,000 | thousands by filing date | principal |
| TMC THE METALS COMPANY INC | 87261Y906 | CALL | 44,000 | $201,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 5,055 | $200,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667904 | CL A COM | 19,200 | $200,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063P905 | CALL | 2,100 | $200,000 | thousands by filing date | call |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 134,000 | $199,000 | thousands by filing date | principal |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 4,000 | $199,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 65,955 | $199,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 837 | $198,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,852 | $198,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 15,689 | $198,000 | thousands by filing date | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 4,621 | $198,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 24,177 | $198,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 5,910 | $197,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 9,399 | $197,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 8,245 | $197,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 16,085 | $196,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 4,020 | $196,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 6,401 | $195,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 33,404 | $195,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 5,125 | $194,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 208,749 | $194,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 9,158 | $193,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 9,553 | $193,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 2,907 | $192,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 8,749 | $192,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 37,700 | $191,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 11,657 | $189,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 20,000 | $189,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 41,185 | $189,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 22,217 | $189,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 9,108 | $189,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 38,299 | $188,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 3,727 | $188,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,966 | $188,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 75,903 | $187,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 23,299 | $187,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 13,464 | $187,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 14,883 | $186,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 97,000 | $186,000 | thousands by filing date | principal |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 57,848 | $186,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 95,000 | $186,000 | thousands by filing date | principal |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 5,797 | $185,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 5,376 | $184,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 30,796 | $184,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 7,152 | $184,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,600 | $184,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 7,407 | $183,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 4,809 | $182,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 4,216 | $182,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 17,500 | $182,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 3,775 | $181,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 3,063 | $180,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 31,190 | $180,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 8,752 | $180,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 14,222 | $180,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 6,410 | $179,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,220 | $179,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 18,000 | $179,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 3,101 | $178,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 14,243 | $178,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 7,197 | $177,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,116 | $177,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 5,522 | $177,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 171,000 | $177,000 | thousands by filing date | principal |
| DENISON MINES CORP | 248356107 | COM | 119,502 | $176,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 21,894 | $176,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 8,267 | $175,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 19,183 | $175,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 2,650 | $175,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 7,534 | $175,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 3,211 | $174,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 6,591 | $174,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 3,271 | $174,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 56,063 | $173,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 11,717 | $173,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 11,903 | $172,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 14,605 | $172,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 14,702 | $172,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792106 | CMN | 17,759 | $172,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 193,000 | $172,000 | thousands by filing date | principal |
| TILRAY INC | 88688T100 | COM CL 2 | 15,127 | $171,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,054 | $171,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,359 | $170,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 18,098 | $170,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 16,911 | $169,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 3,355 | $168,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 13,172 | $168,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 12,045 | $167,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 181,000 | $167,000 | thousands by filing date | principal |
| FORTERRA INC | 34960W106 | COM | 7,056 | $167,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 23,012 | $166,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 17,839 | $166,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 5,859 | $165,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 4,793 | $164,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 32,240 | $164,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 26,840 | $164,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 6,450 | $164,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 5,235 | $163,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 3,625 | $163,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 2,144 | $163,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 3,474 | $163,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,016 | $162,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 3,023 | $162,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 161,000 | $162,000 | thousands by filing date | principal |
| CAMTEK LTD ORD | M20791105 | Stock | 3,961 | $161,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 1,706 | $161,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 10,179 | $161,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 10,124 | $159,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 7,930 | $159,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 18,094 | $158,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 15,963 | $158,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 150,000 | $157,000 | thousands by filing date | principal |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 13,027 | $156,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 12,000 | $156,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 49,143 | $155,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 2,225 | $155,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 5,539 | $154,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 12,899 | $154,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 84,883 | $154,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 8,662 | $151,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 46,065 | $151,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 35,834 | $151,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 3,606 | $151,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 1,555 | $150,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 19,703 | $150,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 50,263 | $150,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 13,384 | $149,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 5,691 | $148,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 16,200 | $148,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 112,229 | $148,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 56,483 | $148,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 25,390 | $148,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 7,000 | $147,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 5,815 | $147,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 90,000 | $147,000 | thousands by filing date | principal |
| HUMANIGEN INC | 444863203 | COM NEW | 24,611 | $147,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 12,896 | $146,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 5,462 | $146,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 6,897 | $146,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 38,854 | $145,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 9,725 | $145,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 17,025 | $145,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 10,033 | $145,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 60,517 | $144,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 7,766 | $144,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 5,676 | $144,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 18,445 | $144,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP | 655844958 | COM | 600 | $144,000 | thousands by filing date | put |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 6,011 | $144,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 26,948 | $143,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 4,148 | $142,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 18,570 | $142,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 7,054 | $140,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 9,572 | $140,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 20,556 | $140,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 13,198 | $140,000 | thousands by filing date | |
| MAGNITE INC | 55955D950 | COM | 5,000 | $140,000 | thousands by filing date | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 20,363 | $139,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 11,213 | $139,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 28,080 | $139,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463901 | COM CL A | 25,000 | $139,000 | thousands by filing date | call |
| CLENE INC | 185634102 | COM | 20,316 | $138,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 153,500 | $138,000 | thousands by filing date | principal |
| PIMCO MUN INCOME FD | 72200R107 | COM | 9,398 | $137,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 7,724 | $137,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 2,930 | $137,000 | thousands by filing date | |
| KOHLS CORP | 500255904 | COM | 2,900 | $137,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 108,000 | $137,000 | thousands by filing date | principal |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 28,127 | $136,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 4,938 | $136,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 7,210 | $136,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 1,500 | $136,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 21,623 | $135,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 2,553 | $135,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 38,682 | $135,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 11,500 | $135,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 8,631 | $134,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,787 | $133,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 19,534 | $133,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 15,423 | $133,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 72,791 | $132,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 13,540 | $132,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 3,748 | $131,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 2,581 | $131,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 17,187 | $130,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,700 | $130,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 10,565 | $130,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 13,168 | $130,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 5,926 | $129,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 11,231 | $129,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,705 | $129,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,421 | $129,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 9,608 | $129,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 9,129 | $128,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,247 | $127,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 6,129 | $127,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 1,086 | $127,000 | thousands by filing date | |
| AVEPOINT INC | 053604904 | COM CL A | 15,000 | $127,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,052 | $127,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 2,701 | $127,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 13,033 | $126,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 9,000 | $125,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 4,615 | $124,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,404 | $124,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 8,500 | $124,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 31,399 | $124,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 32,843 | $124,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 11,857 | $123,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,501 | $123,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 1,300 | $123,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 13,841 | $123,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 12,576 | $123,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 12,511 | $123,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 4,835 | $122,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 152,550 | $122,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 33,321 | $122,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 2,471 | $122,000 | thousands by filing date | |
| MSCI INC | 55354G950 | PUT | 200 | $122,000 | thousands by filing date | put |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 68,000 | $122,000 | thousands by filing date | principal |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 40,954 | $122,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 6,000 | $121,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149905 | CALL | 17,000 | $121,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 818 | $120,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,691 | $120,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 18,350 | $120,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 85,000 | $120,000 | thousands by filing date | principal |
| FUBOTV INC | 35953D954 | CLASS A COM SHS | 5,000 | $120,000 | thousands by filing date | put |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 8,616 | $120,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 14,155 | $119,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 2,801 | $119,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 57,524 | $119,000 | thousands by filing date | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 9,100 | $119,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 10,525 | $119,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 11,350 | $119,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 93,449 | $119,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 5,400 | $119,000 | thousands by filing date | call |
| PROTERRA INC | 74374T109 | COM | 11,676 | $118,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 4,116 | $118,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 2,241 | $117,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 2,870 | $117,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 15,028 | $117,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 18,739 | $117,000 | thousands by filing date | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 5,750 | $116,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 7,827 | $116,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 21,345 | $116,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 13,668 | $115,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 10,096 | $115,000 | thousands by filing date | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 4,432 | $115,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 15,459 | $114,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 2,800 | $114,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,500 | $113,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 13,950 | $113,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 3,368 | $113,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 4,374 | $113,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 4,271 | $113,000 | thousands by filing date | |
| TAL ED GROUP | 874080904 | CALL | 23,300 | $113,000 | thousands by filing date | call |
| XOS INC | 98423B108 | COM | 24,442 | $113,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 5,013 | $112,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 2,323 | $111,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 18,970 | $111,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 100,000 | $110,000 | thousands by filing date | principal |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 8,190 | $110,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 3,540 | $110,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 11,604 | $110,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N115 | UNIT 03/18/2026 | 10,825 | $110,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 3,659 | $109,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 5,235 | $109,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 10,065 | $108,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 573 | $108,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 16,201 | $108,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 6,837 | $107,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 55,462 | $107,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 6,160 | $106,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 7,368 | $106,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 117,937 | $106,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 6,891 | $106,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 29,954 | $106,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 104,000 | $106,000 | thousands by filing date | principal |
| MERCURY SYS INC COM | 589378108 | Stock | 2,225 | $105,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453104 | CLASS A COM | 10,796 | $105,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 85,121 | $105,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 17,048 | $104,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 8,000 | $104,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 5,451 | $104,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 1,712 | $104,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 103,500 | $104,000 | thousands by filing date | principal |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 55,464 | $104,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 13,227 | $103,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 14,163 | $102,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 2,989 | $102,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 4,281 | $102,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 30,000 | $102,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918A955 | PUT | 800 | $101,000 | thousands by filing date | put |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 9,201 | $100,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 6,271 | $100,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 3,894 | $100,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 12,797 | $100,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 9,963 | $99,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 2,611 | $99,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 1,321 | $99,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 12,253 | $99,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 5,071 | $99,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 30,305 | $99,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 4,421 | $98,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 21,433 | $98,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 32,764 | $98,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 1,697 | $97,000 | thousands by filing date | |
| 0 | 31738L115 | 0 | 149,135 | $97,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 10,000 | $97,000 | thousands by filing date | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 100,000 | $96,000 | thousands by filing date | principal |
| AZUL S A | 05501U106 | OPT | 4,793 | $96,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,104 | $95,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 2,600 | $95,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 3,715 | $95,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 18,000 | $95,000 | thousands by filing date | principal |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 9,569 | $95,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 75,092 | $95,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 9,912 | $94,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 10,608 | $94,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 3,188 | $94,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 9,471 | $94,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,080 | $94,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 21,164 | $93,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 16,438 | $93,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,497 | $93,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 4,004 | $93,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 145,879 | $93,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 1,528 | $92,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,996 | $92,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 4,388 | $92,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 8,722 | $92,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 38,043 | $92,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 31,343 | $92,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 80,000 | $92,000 | thousands by filing date | principal |
| MEAT TECH 3D LTD | 583435102 | COM | 15,000 | $91,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 2,531 | $90,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,513 | $90,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 6,142 | $90,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 45,000 | $90,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799106 | CLASS A COM | 9,187 | $90,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 40,169 | $90,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 8,898 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 891 | $89,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 4,329 | $89,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 34,668 | $89,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 962 | $88,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 5,936 | $88,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 7,549 | $88,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 80,804 | $88,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 2,322 | $87,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 906 | $87,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 3,398 | $87,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 24,790 | $86,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 11,705 | $86,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 7,805 | $85,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 8,500 | $85,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 2,800 | $85,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 8,351 | $85,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 12,792 | $85,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 2,738 | $84,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 249 | $84,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 4,245 | $84,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 994 | $84,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 10,277 | $84,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 26,752 | $84,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 10,402 | $83,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K113 | *W EXP 10/21/202 | 89,500 | $83,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 2,305 | $82,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 1,879 | $82,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,098 | $82,000 | thousands by filing date | |
| IQIYI INC | 46267X908 | SPONSORED ADS | 10,200 | $82,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 26,668 | $82,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 11,068 | $82,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1,609 | $81,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2,470 | $81,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1,321 | $81,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 4,620 | $81,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 3,208 | $80,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 7,696 | $80,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 3,547 | $80,000 | thousands by filing date | |
| INMODE LTD | M5425M953 | SHS | 500 | $80,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 51,000 | $79,000 | thousands by filing date | principal |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,550 | $78,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 16,694 | $78,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 4,961 | $78,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 15,725 | $78,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 4,355 | $77,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 28,755 | $77,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 4,841 | $76,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 2,909 | $76,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 4,185 | $76,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 9,354 | $76,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 2,933 | $76,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 2,019 | $76,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 3,480 | $76,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 5,144 | $75,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000339 | this filing | 2021-11-15 | acceptance time not in the bulk data set |