13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,701 holding rows worth $455,078,779,000.
- Accession
- 0000072971-21-000339
- Filer
- CIK 72971
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 21,907 entries on the cover page, a total value of $455,078,779,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $455,078,779,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAllspring Global Investments LLC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerAllspring Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PETIQ INC | 71639T106 | COMMON STOCK | 27,041 | $675,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 14,770 | $672,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 118,366 | $671,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 42,429 | $669,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 79,934 | $666,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 57,631 | $665,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 17,915 | $665,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 14,207 | $664,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 115,760 | $664,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 8,101 | $663,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 31,547 | $662,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 11,966 | $660,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 7,604 | $660,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 27,996 | $659,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 11,163 | $658,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC | G9087Q952 | SHS | 26,700 | $658,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 141,526 | $657,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 29,166 | $654,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 24,324 | $653,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 88,647 | $650,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 216,046 | $650,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 72,969 | $649,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 65,533 | $649,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 8,882 | $648,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011907 | CALL | 21,900 | $648,000 | thousands by filing date | call |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 15,304 | $645,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 14,153 | $645,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 26,345 | $645,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 55,331 | $643,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 63,402 | $642,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 33,626 | $642,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 30,353 | $639,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 66,354 | $639,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 343,000 | $638,000 | thousands by filing date | principal |
| GDL FD | 361570104 | COM SH BEN IT | 70,882 | $637,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 47,921 | $636,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 79,289 | $634,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 70,908 | $633,000 | thousands by filing date | |
| BOYD GAMING CORP | 103304901 | COM | 10,000 | $633,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 55,412 | $632,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 13,958 | $631,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 11,755 | $631,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 23,410 | $631,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 6,077 | $626,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 6,842 | $625,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 275,022 | $624,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 115,701 | $623,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 25,602 | $622,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 77,952 | $622,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 22,218 | $618,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 10,602 | $617,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 157,862 | $617,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 9,191 | $616,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 20,602 | $616,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 402,216 | $616,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 58,948 | $615,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 80,881 | $614,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 32,126 | $613,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 21,854 | $613,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 14,492 | $613,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 61,050 | $612,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 35,261 | $612,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 28,144 | $611,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 73,186 | $611,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 11,696 | $608,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 24,815 | $608,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 48,356 | $606,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 17,968 | $604,000 | thousands by filing date | |
| DIDI GLOBAL INC | 23292E908 | CALL | 77,500 | $604,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 18,436 | $603,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 14,355 | $603,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 101,080 | $602,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 34,730 | $601,000 | thousands by filing date | |
| EXELON CORP | 30161N951 | COM | 12,400 | $599,000 | thousands by filing date | put |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 18,340 | $598,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 13,184 | $597,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 18,461 | $595,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 480,090 | $595,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 60,430 | $595,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 574,000 | $594,000 | thousands by filing date | principal |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 23,282 | $593,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 250,310 | $593,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 58,284 | $592,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 16,100 | $590,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 48,246 | $590,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 57,669 | $588,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 34,597 | $587,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 88,036 | $585,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 79,237 | $585,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 54,878 | $585,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 147,859 | $584,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 28,692 | $584,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 28,361 | $584,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 10,207 | $583,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 47,471 | $582,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 127,616 | $581,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 139,810 | $581,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 583,500 | $581,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 12,227 | $577,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 14,883 | $576,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 35,641 | $576,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 74,781 | $575,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 47,146 | $574,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD | 874060905 | SPONSORED ADS | 35,000 | $573,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 17,404 | $571,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 27,742 | $571,000 | thousands by filing date | |
| TERNIUM SA | 880890908 | SPONSORED ADS | 13,500 | $571,000 | thousands by filing date | call |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 42,791 | $569,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 54,452 | $568,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 764,790 | $568,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 66,000 | $566,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 5,500 | $566,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 56,486 | $565,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP | 29261A900 | COM | 7,500 | $563,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 11,681 | $562,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 3,633 | $560,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 3,000 | $560,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558953 | PUT | 8,000 | $559,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 16,606 | $558,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 600,000 | $554,000 | thousands by filing date | principal |
| CERUS CORP | 157085101 | COM | 90,428 | $552,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 37,707 | $550,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 83,785 | $550,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 34,012 | $547,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 34,013 | $545,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 69,190 | $545,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 67,715 | $543,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 40,888 | $542,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 22,613 | $542,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 8,741 | $542,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 429,411 | $541,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 7,258 | $538,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 28,226 | $537,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 31,549 | $536,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011957 | PUT | 18,100 | $536,000 | thousands by filing date | put |
| CURIS INC | 231269200 | COM | 68,497 | $536,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BT5 | DEB 4.000%12/1 | 500,000 | $536,000 | thousands by filing date | principal |
| IGM BIOSCIENCES INC | 449585108 | COM | 8,101 | $533,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 19,761 | $532,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 33,244 | $532,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 4,473 | $530,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 14,752 | $528,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 17,208 | $528,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 379,526 | $528,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 81,074 | $528,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 66,674 | $527,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 20,435 | $526,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,013 | $525,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,014 | $525,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 20,295 | $524,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 5,796 | $523,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 21,030 | $523,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 33,044 | $521,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 79,782 | $520,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 19,862 | $520,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 60,168 | $520,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 94,051 | $519,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 63,032 | $518,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 23,310 | $518,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 39,143 | $518,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 8,396 | $518,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 33,486 | $515,000 | thousands by filing date | |
| WAYFAIR INC | 94419L951 | PUT | 2,000 | $511,000 | thousands by filing date | put |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 124,177 | $511,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 49,982 | $507,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 615,000 | $507,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 12,945 | $503,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 12,325 | $503,000 | thousands by filing date | |
| NUVASIVE INC | 670704AL9 | BOND | 490,000 | $503,000 | thousands by filing date | principal |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 31,703 | $501,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 97,835 | $501,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 6,592 | $501,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 10,395 | $501,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q959 | PUT | 24,400 | $501,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 5,548 | $500,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 29,962 | $500,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 30,737 | $500,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I UNIT EX 022526 | 822821203 | Stock | 50,000 | $498,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 28,712 | $496,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 20,592 | $496,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 37,017 | $494,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 8,851 | $494,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 78,682 | $494,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 87,383 | $494,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 34,889 | $490,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 42,437 | $489,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 35,220 | $488,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 14,803 | $488,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L203 | UNIT 04/06/2026 | 49,305 | $487,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W109 | CMN | 50,000 | $485,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 32,897 | $484,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 8,233 | $483,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 20,381 | $482,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 31,008 | $482,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 12,759 | $481,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 49,280 | $481,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 47,145 | $480,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 6,470 | $478,000 | thousands by filing date | |
| FASTLY INC | 31188V950 | PUT | 11,800 | $477,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 10,874 | $476,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 11,739 | $475,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 9,920 | $473,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 7,897 | $472,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253T106 | CLASS A ORD SHS | 47,477 | $472,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 8,002 | $471,000 | thousands by filing date | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 435,000 | $471,000 | thousands by filing date | principal |
| RELIANT BANCORP INC | 75956B101 | COM | 14,881 | $471,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W900 | CALL | 5,400 | $470,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411R958 | PUT | 4,800 | $469,000 | thousands by filing date | put |
| ARQIT QUANTUM ORD | G0567U101 | COM | 23,375 | $469,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 79,251 | $469,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 31,644 | $468,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 13,608 | $468,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 14,970 | $467,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 28,063 | $467,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 11,044 | $466,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 18,461 | $465,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 8,556 | $464,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 44,164 | $464,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 6,600 | $464,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 390,000 | $464,000 | thousands by filing date | principal |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 10,813 | $463,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 60,763 | $462,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 90,569 | $460,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 52,473 | $459,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 458,000 | $459,000 | thousands by filing date | principal |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 15,931 | $454,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 11,138 | $454,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 148,682 | $454,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 24,689 | $453,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 13,446 | $451,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 7,479 | $449,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 78,926 | $448,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 19,224 | $448,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 8,481 | $447,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 28,981 | $446,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 75,865 | $444,000 | thousands by filing date | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 15,462 | $444,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 20,409 | $443,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 11,936 | $443,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 27,662 | $443,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N906 | COM | 50,900 | $443,000 | thousands by filing date | call |
| ALTIMMUNE INC | 02155H200 | COM NEW | 38,952 | $441,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 20,869 | $441,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 44,537 | $440,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 27,333 | $439,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 14,193 | $438,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 14,554 | $437,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 82,631 | $437,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 10,255 | $436,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 121,632 | $433,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 17,452 | $432,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 32,907 | $432,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 18,809 | $428,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 41,847 | $428,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 17,475 | $428,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 16,931 | $426,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 9,279 | $426,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 8,286 | $423,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 34,451 | $423,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 7,317 | $423,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 33,620 | $423,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 31,916 | $423,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 42,544 | $421,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 145,810 | $421,000 | thousands by filing date | |
| DISCOVERY COMMUNICATIONS-A | 25470F954 | COM | 16,600 | $421,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 127,310 | $420,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 53,902 | $420,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 10,178 | $419,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 43,803 | $417,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 8,229 | $416,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 23,450 | $416,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 14,084 | $415,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 3,860 | $415,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 18,902 | $415,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 15,735 | $414,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 7,986 | $414,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 210,053 | $414,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 59,510 | $413,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 14,175 | $413,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 52,576 | $413,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 112,227 | $413,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 34,229 | $412,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 11,569 | $411,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 42,358 | $411,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W903 | COM | 10,000 | $411,000 | thousands by filing date | call |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 16,965 | $410,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 8,125 | $408,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 38,198 | $408,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 27,807 | $407,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 18,193 | $404,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 71,422 | $403,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 7,367 | $401,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 18,074 | $400,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 56,678 | $400,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 23,450 | $398,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 10,449 | $398,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 17,729 | $397,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 81,428 | $397,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 21,148 | $396,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 8,424 | $396,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 27,322 | $396,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 41,526 | $396,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 24,016 | $396,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 10,695 | $396,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 31,936 | $395,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 16,593 | $394,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 8,110 | $394,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 27,990 | $392,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 8,848 | $392,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 11,863 | $392,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 40,000 | $392,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 20,422 | $391,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 7,715 | $390,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 385,000 | $390,000 | thousands by filing date | principal |
| AMERICAN PUB ED INC | 02913V103 | COM | 15,161 | $389,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 37,507 | $388,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 17,210 | $387,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 17,981 | $387,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 37,467 | $386,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,214 | $385,000 | thousands by filing date | |
| FARFETCH LTD | 30744WAD9 | BOND | 154,000 | $385,000 | thousands by filing date | principal |
| WARRIOR MET COAL INC | 93627C101 | COM | 16,515 | $384,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 15,602 | $384,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 18,292 | $384,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 31,273 | $384,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 55,159 | $384,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 6,026 | $382,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 20,311 | $382,000 | thousands by filing date | |
| SPRINKLR INC | 85208T107 | CL A | 21,806 | $382,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 11,015 | $382,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 24,284 | $382,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 55,000 | $382,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 33,118 | $381,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 11,661 | $380,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 50,491 | $379,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 15,872 | $379,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 349,000 | $377,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 3,900 | $376,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 47,339 | $376,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 365,000 | $376,000 | thousands by filing date | principal |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 5,271 | $375,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 46,898 | $375,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 300,000 | $375,000 | thousands by filing date | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 46,521 | $373,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 52,456 | $373,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 18,542 | $373,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 28,992 | $372,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 136,907 | $371,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 13,289 | $371,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 11,420 | $371,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A902 | CALL | 6,000 | $371,000 | thousands by filing date | call |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 12,991 | $370,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 10,263 | $368,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 15,446 | $367,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 39,271 | $366,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 33,248 | $366,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 28,121 | $365,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D959 | COM | 25,000 | $365,000 | thousands by filing date | put |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 11,103 | $362,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 23,324 | $361,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 50,158 | $361,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 3,576 | $361,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 82,260 | $361,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 19,029 | $360,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 5,313 | $360,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 73,000 | $360,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 14,206 | $356,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 8,543 | $356,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 18,397 | $356,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 10,720 | $354,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 20,472 | $353,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 11,109 | $353,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 16,775 | $352,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 22,778 | $352,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 31,613 | $351,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 10,513 | $351,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 220,000 | $348,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 12,398 | $347,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 11,467 | $345,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 16,324 | $345,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 66,342 | $344,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 15,848 | $344,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 116,624 | $343,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 66,597 | $342,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 4,678 | $341,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,919 | $340,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 19,311 | $339,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X102 | UNIT 99/99/9999 | 34,310 | $339,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 15,692 | $337,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 3,351 | $337,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 8,704 | $337,000 | thousands by filing date | |
| 2U INC | 90214J901 | COM | 10,000 | $336,000 | thousands by filing date | call |
| 2U INC | 90214J951 | COM | 10,000 | $336,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 24,733 | $335,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A109 | CMN | 34,540 | $335,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 26,389 | $334,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 8,900 | $333,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 9,730 | $333,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767956 | PUT | 7,000 | $331,000 | thousands by filing date | put |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 9,128 | $330,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 14,380 | $330,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 31,007 | $330,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 24,991 | $329,000 | thousands by filing date | |
| GOGO INC | 38046C959 | COM | 19,000 | $329,000 | thousands by filing date | put |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 6,603 | $328,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C907 | COM | 60,000 | $328,000 | thousands by filing date | call |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 30,284 | $327,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 58,495 | $327,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 117,427 | $326,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 2,325 | $326,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 35,238 | $325,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 16,059 | $325,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 25,041 | $322,000 | thousands by filing date | |
| D R HORTON INC | 23331A909 | COM | 3,800 | $319,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 5,019 | $319,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 22,881 | $316,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 6,918 | $316,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 47,340 | $316,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 250,000 | $316,000 | thousands by filing date | principal |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 8,142 | $315,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 7,485 | $312,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 9,777 | $310,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 79,670 | $310,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 6,569 | $309,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 23,819 | $308,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 10,260 | $308,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 40,990 | $308,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 25,129 | $307,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 29,049 | $306,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 30,514 | $306,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 12,490 | $305,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 164,975 | $305,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 302,000 | $305,000 | thousands by filing date | principal |
| PENNANT GROUP INC | 70805E109 | COM | 10,823 | $304,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 6,117 | $304,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 62,812 | $304,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 81,348 | $303,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 12,946 | $303,000 | thousands by filing date | |
| BRIGHTSTAR LOTTERY PLC | G4863A958 | SHS USD | 11,500 | $303,000 | thousands by filing date | put |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 27,259 | $302,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 30,198 | $301,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,434 | $301,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 52,153 | $301,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 30,552 | $301,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 46,201 | $300,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 10,382 | $300,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 124,000 | $300,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,391 | $298,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 106,055 | $298,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 9,815 | $298,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 18,677 | $297,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 290,000 | $297,000 | thousands by filing date | principal |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 5,677 | $296,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 24,359 | $296,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 13,655 | $295,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 4,090 | $294,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 22,301 | $291,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 27,997 | $289,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 365,145 | $289,000 | thousands by filing date | |
| Nexxen International LTD | 89484T104 | SPON ADR | 15,600 | $288,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 22,207 | $288,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 14,832 | $287,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 5,261 | $287,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 26,520 | $286,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 20,744 | $285,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 27,577 | $284,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 19,927 | $283,000 | thousands by filing date | |
| VALE S A | 91912E955 | SPONSORED ADS | 20,300 | $283,000 | thousands by filing date | put |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 8,071 | $282,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 22,072 | $282,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 11,075 | $282,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 4,917 | $281,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 5,690 | $280,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 22,984 | $280,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 10,072 | $279,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 6,622 | $279,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 19,133 | $279,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H950 | PUT | 1,700 | $278,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 7,150 | $278,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 12,848 | $278,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 150,000 | $278,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 14,865 | $277,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 11,766 | $274,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,075 | $273,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 168,000 | $273,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 8,365 | $273,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,548 | $271,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 8,171 | $270,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 17,933 | $270,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 25,898 | $270,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 44,042 | $270,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 83,133 | $270,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,868 | $269,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,478 | $268,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 75,107 | $268,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 10,921 | $265,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 41,236 | $264,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 6,707 | $264,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 50,489 | $264,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000339 | this filing | 2021-11-15 | acceptance time not in the bulk data set |