13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,701 holding rows worth $455,078,779,000.
- Accession
- 0000072971-21-000339
- Filer
- CIK 72971
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 21,907 entries on the cover page, a total value of $455,078,779,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $455,078,779,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAllspring Global Investments LLC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerAllspring Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARTERS INC | 146229109 | COM | 24,911 | $2,423,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 44,573 | $2,423,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 8,623 | $2,418,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 663,427 | $2,415,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 44,232 | $2,413,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 30,937 | $2,410,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 41,828 | $2,406,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 481,777 | $2,404,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 75,420 | $2,401,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 722,000 | $2,401,000 | thousands by filing date | principal |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 271,790 | $2,400,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 204,935 | $2,398,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 33,700 | $2,394,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 118,902 | $2,393,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 243,399 | $2,390,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 319,391 | $2,385,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 30,012 | $2,378,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 72,433 | $2,377,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 30,586 | $2,374,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 447,308 | $2,371,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 160,799 | $2,367,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 163,743 | $2,366,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 80,000 | $2,366,000 | thousands by filing date | call |
| GRITSTONE BIO INC | 39868T105 | COM | 219,056 | $2,366,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 352,300 | $2,364,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 127,671 | $2,364,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 33,126 | $2,360,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 51,723 | $2,357,000 | thousands by filing date | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 123,587 | $2,356,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 30,884 | $2,353,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 93,810 | $2,353,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 2,806,000 | $2,348,000 | thousands by filing date | principal |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 69,022 | $2,345,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 157,212 | $2,334,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 90,665 | $2,331,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 145,106 | $2,328,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 147,760 | $2,326,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 74,382 | $2,325,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 23,956 | $2,321,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 199,511 | $2,318,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 79,744 | $2,316,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 29,219 | $2,307,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 71,064 | $2,304,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 168,977 | $2,304,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 1,500,000 | $2,301,000 | thousands by filing date | principal |
| BANCORP INC DEL | 05969A105 | COM | 90,364 | $2,300,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196100 | CMN | 235,875 | $2,300,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 94,688 | $2,297,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 77,441 | $2,293,000 | thousands by filing date | |
| MAXCYTE INC | 57777K106 | COM | 187,655 | $2,291,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 28,665 | $2,288,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 340,952 | $2,285,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 115,823 | $2,284,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 297,997 | $2,284,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 105,936 | $2,279,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 78,992 | $2,279,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 115,968 | $2,279,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 40,842 | $2,278,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 259,461 | $2,277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 21,846 | $2,276,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 240,511 | $2,275,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 22,083 | $2,271,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 209,921 | $2,269,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 47,695 | $2,268,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 81,624 | $2,264,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 140,829 | $2,263,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 134,437 | $2,260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 40,164 | $2,259,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 55,011 | $2,258,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 117,040 | $2,256,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R908 | CALL | 23,100 | $2,256,000 | thousands by filing date | call |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 46,961 | $2,255,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 128,074 | $2,249,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 48,884 | $2,248,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 238,002 | $2,248,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 26,337 | $2,244,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 89,681 | $2,243,000 | thousands by filing date | |
| STAMPS.COM INC CMN STK | 852857900 | Cmn | 6,800 | $2,243,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 86,226 | $2,242,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 812,010 | $2,241,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 110,008 | $2,239,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 99,023 | $2,239,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 117,086 | $2,237,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 73,770 | $2,237,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 58,346 | $2,235,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 62,134 | $2,233,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 163,488 | $2,225,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 96,287 | $2,220,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 2,253,000 | $2,220,000 | thousands by filing date | principal |
| CENTERRA GOLD INC COM | 152006102 | Stock | 325,000 | $2,219,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 66,299 | $2,219,000 | thousands by filing date | |
| NORDSTROM INC | 655664950 | COM | 83,800 | $2,217,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 38,947 | $2,215,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 164,142 | $2,213,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 59,328 | $2,212,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,041,430 | $2,211,000 | thousands by filing date | principal |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 143,909 | $2,209,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 310,911 | $2,207,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 3,000,000 | $2,190,000 | thousands by filing date | principal |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 72,676 | $2,189,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 137,389 | $2,189,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 75,627 | $2,184,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 164,040 | $2,183,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 252,711 | $2,183,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 163,584 | $2,181,000 | thousands by filing date | |
| GAP INC | 364760958 | PUT | 96,100 | $2,181,000 | thousands by filing date | put |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 48,826 | $2,179,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 84,395 | $2,178,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 2,104,000 | $2,178,000 | thousands by filing date | principal |
| FULTON FINL CORP PA | 360271100 | COM | 142,343 | $2,174,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 120,549 | $2,170,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 160,359 | $2,168,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 49,054 | $2,162,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 38,535 | $2,161,000 | thousands by filing date | |
| TRUIST FINL CORP | 89832Q909 | COM | 36,800 | $2,158,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 45,181 | $2,156,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 221,519 | $2,155,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 68,329 | $2,152,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 57,281 | $2,152,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 215,044 | $2,150,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 57,611 | $2,144,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 146,653 | $2,142,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 52,948 | $2,141,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H956 | Equity Put | 54,200 | $2,141,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 678,172 | $2,137,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 344,721 | $2,134,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 1,469,000 | $2,134,000 | thousands by filing date | principal |
| ATI INC COM | 01741R102 | Stock | 128,169 | $2,132,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 112,820 | $2,132,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 50,640 | $2,131,000 | thousands by filing date | |
| VISTRA CORP | 92840M952 | COM | 124,300 | $2,126,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 226,785 | $2,124,000 | thousands by filing date | |
| BIOGEN INC | 09062X953 | COM | 7,500 | $2,122,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 132,116 | $2,117,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 9,845 | $2,117,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 145,570 | $2,117,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 56,066 | $2,115,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 116,001 | $2,115,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 146,529 | $2,114,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 1,205,000 | $2,112,000 | thousands by filing date | principal |
| AFFIMED N V | N01045108 | COM | 341,651 | $2,112,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 263,992 | $2,110,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 17,509 | $2,108,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 14,558 | $2,108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 55,772 | $2,108,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 43,792 | $2,097,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 83,117 | $2,097,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 44,124 | $2,093,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 35,482 | $2,084,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 110,319 | $2,083,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 26,901 | $2,082,000 | thousands by filing date | |
| ISHARES TR | 464288952 | PUT | 32,100 | $2,081,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 212,305 | $2,076,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 82,538 | $2,074,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 19,516 | $2,073,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 44,457 | $2,071,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 14,900 | $2,070,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 173,027 | $2,069,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 116,413 | $2,065,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 72,725 | $2,064,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 73,913 | $2,060,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 56,914 | $2,056,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 131,983 | $2,052,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 43,053 | $2,052,000 | thousands by filing date | |
| TASKUS INC | 87652V109 | CLASS A COM | 30,862 | $2,049,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 118,087 | $2,045,000 | thousands by filing date | |
| KNOWLES CORP | 49926D959 | PUT | 109,100 | $2,045,000 | thousands by filing date | put |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 34,056 | $2,044,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 129,054 | $2,044,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 48,874 | $2,041,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 22,413 | $2,035,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 127,276 | $2,033,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 62,937 | $2,028,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 29,461 | $2,022,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 174,192 | $2,021,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 60,224 | $2,021,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 11,115 | $2,019,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 35,251 | $2,019,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 186,789 | $2,013,000 | thousands by filing date | |
| BAXTER INTL INC | 071813959 | COM | 25,000 | $2,011,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 13,211 | $2,006,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 184,565 | $2,005,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 57,610 | $2,004,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 154,209 | $2,000,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 219,829 | $1,992,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 79,972 | $1,992,000 | thousands by filing date | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 11,964 | $1,990,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 186,732 | $1,990,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 2,150,000 | $1,987,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 157,963 | $1,986,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 33,036 | $1,983,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 126,487 | $1,978,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 90,133 | $1,975,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 2,000,000 | $1,965,000 | thousands by filing date | principal |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 136,458 | $1,963,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 68,277 | $1,962,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 28,364 | $1,962,000 | thousands by filing date | |
| NIKE INC | 654106953 | PUT | 13,500 | $1,961,000 | thousands by filing date | put |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 65,314 | $1,959,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 33,983 | $1,955,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 29,198 | $1,951,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 91,342 | $1,948,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 147,983 | $1,945,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 193,691 | $1,941,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 52,681 | $1,934,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 70,982 | $1,933,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 57,749 | $1,932,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 203,997 | $1,932,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 10,368 | $1,931,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 73,853 | $1,930,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 35,400 | $1,927,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 134,441 | $1,926,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508954 | PUT | 10,000 | $1,922,000 | thousands by filing date | put |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,782,000 | $1,919,000 | thousands by filing date | principal |
| NISOURCE INC | 65473P121 | CONV | 18,541 | $1,918,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F901 | CALL | 50,000 | $1,917,000 | thousands by filing date | call |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 19,019 | $1,913,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 162,000 | $1,912,000 | thousands by filing date | principal |
| XBIOTECH INC | 98400H102 | COM | 147,447 | $1,909,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 143,302 | $1,908,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 625,381 | $1,907,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 133,940 | $1,900,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 70,432 | $1,897,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 137,320 | $1,895,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 77,771 | $1,894,000 | thousands by filing date | |
| TARGA RES CORP | 87612G901 | CALL | 38,400 | $1,890,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 59,654 | $1,889,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 113,923 | $1,888,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637HAB5 | NOTE 1.250%12/0 | 1,055,000 | $1,888,000 | thousands by filing date | principal |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 110,851 | $1,887,000 | thousands by filing date | |
| DOLE PLC | G27907107 | ORD SHS | 111,129 | $1,885,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 66,827 | $1,885,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 1,754,000 | $1,884,000 | thousands by filing date | principal |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 37,377 | $1,882,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 51,835 | $1,881,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 170,535 | $1,875,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 59,914 | $1,872,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 119,256 | $1,870,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 185,840 | $1,870,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 118,995 | $1,867,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 81,235 | $1,858,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 149,655 | $1,857,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 30,926 | $1,857,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 33,352 | $1,855,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 300,658 | $1,854,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 119,561 | $1,852,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 99,906 | $1,845,000 | thousands by filing date | |
| STURM RUGER & CO INC | 864159958 | COM | 25,000 | $1,845,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 116,745 | $1,844,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 56,285 | $1,838,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 87,675 | $1,836,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 128,205 | $1,836,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 201,940 | $1,836,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A900 | ST STR SP BIOT | 14,600 | $1,835,000 | thousands by filing date | call |
| PCSB FINL CORP COM | 69324R104 | Stock | 99,303 | $1,832,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 86,003 | $1,829,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 78,141 | $1,829,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 164,377 | $1,825,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 38,311 | $1,821,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 424,422 | $1,820,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 273,276 | $1,820,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 45,723 | $1,819,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 108,701 | $1,816,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 71,940 | $1,810,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 169,089 | $1,809,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 170,320 | $1,809,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 26,187 | $1,808,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 92,048 | $1,804,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 96,280 | $1,802,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 257,025 | $1,802,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 111,763 | $1,801,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 141,034 | $1,800,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 48,757 | $1,799,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 1,912,000 | $1,799,000 | thousands by filing date | principal |
| PERIPHAS CAPITAL PARTNERING | 713895100 | CMN | 73,859 | $1,798,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 96,528 | $1,796,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 22,137 | $1,795,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 1,809,000 | $1,789,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP | 517834907 | COM | 48,800 | $1,786,000 | thousands by filing date | call |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 69,019 | $1,781,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 704,444 | $1,776,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 27,579 | $1,773,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 71,656 | $1,769,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 778,000 | $1,766,000 | thousands by filing date | principal |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 181,618 | $1,765,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 80,329 | $1,761,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 48,712 | $1,760,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 518,919 | $1,759,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 129,134 | $1,759,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 115,731 | $1,758,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 215,814 | $1,758,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 97,740 | $1,755,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 60,301 | $1,751,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 123,675 | $1,744,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 50,720 | $1,743,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 68,774 | $1,742,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 43,252 | $1,738,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 63,984 | $1,735,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 70,657 | $1,734,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 114,161 | $1,734,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 42,707 | $1,734,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 155,046 | $1,733,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 59,818 | $1,730,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 16,316 | $1,727,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 49,423 | $1,724,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 121,916 | $1,723,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 66,857 | $1,717,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 20,916 | $1,717,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 283,086 | $1,716,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 43,980 | $1,715,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 44,940 | $1,715,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 36,635 | $1,714,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 104,914 | $1,714,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 161,983 | $1,711,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 94,214 | $1,711,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,443,500 | $1,705,000 | thousands by filing date | principal |
| AGILITI INC | 00848J104 | COMMON STOCK | 89,439 | $1,703,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 77,732 | $1,702,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 37,171 | $1,701,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 130,373 | $1,698,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 153,462 | $1,696,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 142,382 | $1,695,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 1,050,000 | $1,692,000 | thousands by filing date | principal |
| STATE STR SPDR DOW JONES IND | 78467X959 | UT SER 1 | 5,000 | $1,691,000 | thousands by filing date | put |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 99,447 | $1,690,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 2,025,000 | $1,688,000 | thousands by filing date | principal |
| ICL GROUP LTD SHS | M53213100 | Stock | 230,627 | $1,676,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 1,128,000 | $1,675,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,659,000 | $1,672,000 | thousands by filing date | principal |
| URBAN OUTFITTERS INC | 917047902 | COM | 56,200 | $1,669,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 1,580,000 | $1,668,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 127,029 | $1,667,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 50,589 | $1,667,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 117,994 | $1,663,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 75,484 | $1,662,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 32,361 | $1,661,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 38,272 | $1,661,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 74,660 | $1,660,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 188,459 | $1,660,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 155,266 | $1,660,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 253,430 | $1,660,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 1,759,000 | $1,660,000 | thousands by filing date | principal |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 141,556 | $1,657,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 90,423 | $1,653,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 49,266 | $1,650,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 82,787 | $1,650,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 47,758 | $1,648,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 90,616 | $1,647,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 54,577 | $1,645,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 18,717 | $1,642,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 66,671 | $1,641,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 113,503 | $1,638,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 315,615 | $1,638,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 91,079 | $1,637,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896950 | COM | 94,700 | $1,636,000 | thousands by filing date | put |
| CONMED CORP | 207410951 | PUT | 12,500 | $1,635,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 16,419 | $1,633,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 14,721 | $1,631,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 199,894 | $1,629,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 38,542 | $1,629,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 1,605,000 | $1,629,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 117,765 | $1,625,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 42,959 | $1,624,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843101 | SHS CL A | 167,484 | $1,623,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 53,326 | $1,621,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 58,834 | $1,619,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 55,990 | $1,617,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 59,901 | $1,617,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 27,712 | $1,612,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 73,932 | $1,611,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 31,735 | $1,609,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 98,074 | $1,603,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 115,558 | $1,601,000 | thousands by filing date | |
| FIVE9 INC | 338307951 | COM | 10,000 | $1,597,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 61,578 | $1,596,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 97,351 | $1,595,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 59,977 | $1,594,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 50,466 | $1,592,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 413,680 | $1,592,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 149,051 | $1,591,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 85,143 | $1,587,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 107,539 | $1,585,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 76,618 | $1,585,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 24,122 | $1,584,000 | thousands by filing date | |
| SKECHERS USA INC-CL A | 830566905 | COM | 37,600 | $1,584,000 | thousands by filing date | call |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 25,477 | $1,582,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 204,057 | $1,579,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 71,495 | $1,579,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 223,028 | $1,577,000 | thousands by filing date | |
| BATH & BODY WORKS INC | 070830954 | COM | 25,000 | $1,576,000 | thousands by filing date | put |
| MULTIPLAN CORPORATION | 62548M100 | COM | 279,678 | $1,575,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 61,752 | $1,574,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 103,781 | $1,571,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 115,651 | $1,558,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 159,000 | $1,558,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 14,088 | $1,556,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 56,135 | $1,553,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 28,065 | $1,551,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 112,945 | $1,547,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 23,467 | $1,544,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 21,569 | $1,543,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 68,306 | $1,543,000 | thousands by filing date | |
| PVH CORPORATION | 693656950 | COM | 15,000 | $1,542,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 76,299 | $1,538,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 179,523 | $1,533,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 41,896 | $1,532,000 | thousands by filing date | |
| PPL CORP | 69351T956 | COM | 54,900 | $1,531,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 147,506 | $1,530,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 64,792 | $1,528,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 35,695 | $1,527,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 454,117 | $1,526,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 33,936 | $1,522,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 182,986 | $1,522,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 131,756 | $1,520,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 35,500 | $1,507,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 120,914 | $1,506,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 34,291 | $1,501,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 65,695 | $1,500,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 202,822 | $1,499,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 73,811 | $1,498,000 | thousands by filing date | |
| TERNIUM SA | 880890958 | SPONSORED ADS | 35,400 | $1,497,000 | thousands by filing date | put |
| INOTIV INC | 45783Q100 | COM | 51,142 | $1,496,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 110,710 | $1,490,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 65,472 | $1,490,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 37,051 | $1,489,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 47,854 | $1,487,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 26,244 | $1,486,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 32,469 | $1,485,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 34,768 | $1,480,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 149,952 | $1,477,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 36,996 | $1,474,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 56,831 | $1,473,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 84,302 | $1,472,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 312,415 | $1,471,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 105,079 | $1,466,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 1,492,000 | $1,466,000 | thousands by filing date | principal |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 102,335 | $1,465,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 72,062 | $1,460,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L100 | SHS CL A | 149,400 | $1,457,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 261,757 | $1,454,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 88,570 | $1,454,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 18,635 | $1,447,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 52,518 | $1,444,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 33,516 | $1,441,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 21,450 | $1,437,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 32,311 | $1,436,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,140,000 | $1,436,000 | thousands by filing date | principal |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 202,669 | $1,435,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 26,622 | $1,433,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 129,571 | $1,430,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 97,750 | $1,429,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 106,405 | $1,428,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 52,246 | $1,425,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 142,713 | $1,424,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 191,726 | $1,424,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 21,481 | $1,421,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 17,547 | $1,419,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 174,539 | $1,413,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 93,471 | $1,413,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 297,870 | $1,409,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 77,999 | $1,409,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 20,438 | $1,405,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 195,658 | $1,402,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 143,551 | $1,401,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 54,668 | $1,400,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 103,797 | $1,400,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 213,336 | $1,399,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 80,196 | $1,399,000 | thousands by filing date | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 658,000 | $1,399,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 12,500 | $1,396,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039900 | CALL | 12,500 | $1,396,000 | thousands by filing date | call |
| SLB LIMITED | 806857958 | PUT | 47,100 | $1,396,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 264,658 | $1,395,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 30,470 | $1,395,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 22,252 | $1,389,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 1,100,000 | $1,389,000 | thousands by filing date | principal |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 10,000 | $1,389,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 201,779 | $1,388,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 72,720 | $1,385,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 74,109 | $1,385,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 46,869 | $1,383,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 1,071,259 | $1,382,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 26,281 | $1,381,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 79,681 | $1,379,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 140,131 | $1,379,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 264,474 | $1,378,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 21,926 | $1,378,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 91,177 | $1,375,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 27,914 | $1,375,000 | thousands by filing date | |
| OLIN CORP | 680665905 | COM PAR $1 | 28,500 | $1,375,000 | thousands by filing date | call |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 118,879 | $1,374,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 150,330 | $1,370,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 22,726 | $1,370,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 1,289,000 | $1,370,000 | thousands by filing date | principal |
| RADNET INC | 750491102 | COM | 46,658 | $1,368,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 62,240 | $1,366,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 73,340 | $1,363,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 65,056 | $1,360,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 34,267 | $1,357,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 86,937 | $1,357,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000339 | this filing | 2021-11-15 | acceptance time not in the bulk data set |