13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,701 holding rows worth $455,078,779,000.
- Accession
- 0000072971-21-000339
- Filer
- CIK 72971
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 21,907 entries on the cover page, a total value of $455,078,779,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $455,078,779,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAllspring Global Investments LLC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerAllspring Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 51,995 | $4,247,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 154,035 | $4,241,000 | thousands by filing date | |
| TJX COS INC NEW | 872540909 | CALL | 63,800 | $4,210,000 | thousands by filing date | call |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,496,000 | $4,202,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,895,000 | $4,200,000 | thousands by filing date | principal |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 137,409 | $4,192,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 77,944 | $4,190,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 59,722 | $4,184,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 81,484 | $4,180,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 92,279 | $4,178,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 292,686 | $4,177,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 227,930 | $4,168,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 42,500 | $4,166,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 71,325 | $4,163,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 92,225 | $4,152,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 267,859 | $4,144,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 952,141 | $4,141,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 256,679 | $4,138,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 146,092 | $4,135,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 176,316 | $4,132,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 243,734 | $4,128,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 548,230 | $4,127,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 85,070 | $4,118,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 97,280 | $4,115,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 125,851 | $4,111,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 161,592 | $4,106,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 200,000 | $4,104,000 | thousands by filing date | put |
| ISHARES TR | 464287903 | CALL | 9,200 | $4,102,000 | thousands by filing date | call |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 44,999 | $4,099,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 169,134 | $4,094,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 139,342 | $4,092,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,090,539 | $4,090,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 97,962 | $4,088,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 73,912 | $4,085,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 335,313 | $4,084,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 82,347 | $4,071,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 102,470 | $4,052,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 50,178 | $4,049,000 | thousands by filing date | |
| BALL CORP | 058498956 | PUT | 45,000 | $4,049,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD | 125269950 | PUT | 72,500 | $4,047,000 | thousands by filing date | put |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 161,318 | $4,038,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 102,164 | $4,036,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 754,691 | $4,030,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 68,323 | $4,028,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 294,369 | $4,027,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 759,658 | $4,025,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 57,464 | $4,012,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 56,331 | $4,012,000 | thousands by filing date | |
| ALPHABET INC | 02079K955 | PUT | 1,500 | $4,010,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 735,647 | $4,009,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 51,540 | $4,006,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 126,842 | $4,005,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 12,139 | $4,004,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 30,762 | $3,993,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 62,912 | $3,991,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 50,188 | $3,978,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,173,000 | $3,978,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 113,120 | $3,976,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 133,074 | $3,975,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 319,740 | $3,975,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 285,466 | $3,971,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 311,235 | $3,969,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAC0 | NOTE 6.000%12/0 | 5,018,000 | $3,969,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 91,008 | $3,963,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 46,607 | $3,962,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 71,602 | $3,961,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 210,207 | $3,961,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 352,552 | $3,959,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 181,155 | $3,958,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 266,381 | $3,956,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 173,028 | $3,949,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 94,014 | $3,945,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 168,366 | $3,943,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 111,527 | $3,938,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 173,110 | $3,934,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 91,699 | $3,933,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 100,747 | $3,927,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269900 | CALL | 70,300 | $3,924,000 | thousands by filing date | call |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 74,788 | $3,918,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 157,815 | $3,918,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 81,014 | $3,915,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 88,867 | $3,914,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 129,145 | $3,909,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 400,000 | $3,896,000 | thousands by filing date | call |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 72,800 | $3,896,000 | thousands by filing date | call |
| WILLIAMS COS INC | 969457950 | PUT | 150,000 | $3,891,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 302,054 | $3,887,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 508,219 | $3,887,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 451,453 | $3,883,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 3,485,000 | $3,883,000 | thousands by filing date | principal |
| NVE CORP COM NEW | 629445206 | Stock | 60,692 | $3,882,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 3,814,000 | $3,878,000 | thousands by filing date | principal |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 326,217 | $3,872,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 101,529 | $3,871,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 141,750 | $3,853,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 53,731 | $3,846,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 2,382,000 | $3,845,000 | thousands by filing date | principal |
| COTY INC | 222070203 | COM CL A | 488,018 | $3,836,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 120,395 | $3,816,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 333,428 | $3,811,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 190,605 | $3,811,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 143,112 | $3,809,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 170,597 | $3,799,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 142,407 | $3,798,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 23,712 | $3,794,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 457,286 | $3,791,000 | thousands by filing date | |
| XILINX INC | 983919951 | COM | 25,100 | $3,790,000 | thousands by filing date | put |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 42,129 | $3,788,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 3,030,000 | $3,788,000 | thousands by filing date | principal |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 101,002 | $3,778,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 71,042 | $3,772,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 129,736 | $3,767,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 107,504 | $3,763,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 287,096 | $3,756,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 120,377 | $3,756,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 16,465 | $3,746,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 264,869 | $3,734,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 244,801 | $3,733,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 127,221 | $3,728,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,020,452 | $3,725,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 87,373 | $3,721,000 | thousands by filing date | |
| AT&T INC | 00206R902 | CALL | 177,600 | $3,718,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 377,041 | $3,717,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 155,070 | $3,716,000 | thousands by filing date | |
| PERFICIENT INC | 71375UAD3 | NOTE 1.250% 8/0 | 1,643,000 | $3,715,000 | thousands by filing date | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 337,827 | $3,709,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 156,334 | $3,705,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 103,975 | $3,700,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 42,779 | $3,692,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 75,196 | $3,688,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 27,456 | $3,684,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 146,887 | $3,684,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 46,929 | $3,683,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 79,826 | $3,671,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 196,588 | $3,663,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 67,796 | $3,659,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 225,672 | $3,656,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 60,257 | $3,654,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 197,342 | $3,651,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 47,200 | $3,648,000 | thousands by filing date | call |
| KNOWLES CORP | 49926D909 | COM | 194,500 | $3,645,000 | thousands by filing date | call |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 2,653,000 | $3,643,000 | thousands by filing date | principal |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 32,149 | $3,642,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 36,347 | $3,640,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 82,018 | $3,631,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 383,000 | $3,630,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 208,243 | $3,630,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 253,515 | $3,628,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 36,416 | $3,620,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 274,546 | $3,619,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 201,014 | $3,618,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 612,373 | $3,613,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 371,382 | $3,610,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 207,394 | $3,607,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 178,641 | $3,604,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 33,619 | $3,601,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 73,084 | $3,600,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 81,264 | $3,597,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 354,465 | $3,594,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 38,186 | $3,589,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 216,566 | $3,587,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 25,391 | $3,583,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372953 | PUT | 30,000 | $3,581,000 | thousands by filing date | put |
| INVESCO | 46090C305 | EXCHANGE TRADED | 73,991 | $3,579,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 87,060 | $3,578,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 95,774 | $3,574,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 209,635 | $3,574,000 | thousands by filing date | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 3,050,000 | $3,574,000 | thousands by filing date | principal |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 293,969 | $3,566,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 92,924 | $3,566,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 98,035 | $3,561,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 67,345 | $3,550,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 102,372 | $3,549,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 28,091 | $3,549,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 130,620 | $3,547,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 27,500 | $3,547,000 | thousands by filing date | call |
| ICF INTL INC | 44925C103 | COM | 39,720 | $3,546,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 432,473 | $3,542,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 585,207 | $3,529,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 279,011 | $3,529,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 89,135 | $3,520,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 96,122 | $3,519,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 906,696 | $3,518,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 172,298 | $3,517,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP | 655844908 | CALL | 14,700 | $3,517,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044105 | COM | 37,044 | $3,512,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 389,657 | $3,502,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 179,599 | $3,502,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 114,207 | $3,498,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 292,500 | $3,493,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 244,754 | $3,492,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 73,593 | $3,486,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 55,484 | $3,477,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 50,539 | $3,477,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 117,500 | $3,476,000 | thousands by filing date | put |
| ENVESTNET INC | 29404KAB2 | BOND | 2,750,000 | $3,468,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 874,610 | $3,464,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 175,758 | $3,459,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 109,991 | $3,450,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 54,118 | $3,444,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y908 | ST STR STAPL ETF | 50,000 | $3,442,000 | thousands by filing date | call |
| Eaton Vance Floating Rate | 27831H100 | ETF | 367,095 | $3,440,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 3,769,000 | $3,437,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 46,201 | $3,430,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 37,198 | $3,429,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 74,279 | $3,428,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 100,087 | $3,426,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 70,930 | $3,423,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 84,248 | $3,422,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 186,556 | $3,420,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 240,500 | $3,413,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 129,364 | $3,412,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 53,494 | $3,412,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 55,567 | $3,411,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 92,102 | $3,408,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC | 416515954 | COM | 48,500 | $3,407,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849954 | COM | 74,600 | $3,406,000 | thousands by filing date | put |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 1,868,000 | $3,398,000 | thousands by filing date | principal |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 247,495 | $3,388,000 | thousands by filing date | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 955,000 | $3,388,000 | thousands by filing date | principal |
| TENABLE HLDGS INC | 88025T102 | COM | 73,188 | $3,376,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 122,040 | $3,364,000 | thousands by filing date | |
| D R HORTON INC | 23331A959 | COM | 40,000 | $3,359,000 | thousands by filing date | put |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 134,162 | $3,357,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 181,150 | $3,351,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 81,663 | $3,348,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 177,067 | $3,348,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 104,770 | $3,346,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 28,708 | $3,342,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 3,771,000 | $3,339,000 | thousands by filing date | principal |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 112,129 | $3,339,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 49,935 | $3,338,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 109,749 | $3,333,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 102,438 | $3,330,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 119,387 | $3,328,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 604,354 | $3,324,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 81,250 | $3,322,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 208,800 | $3,318,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 106,944 | $3,307,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 127,117 | $3,300,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 338,321 | $3,298,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 216,128 | $3,298,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 65,029 | $3,296,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 217,011 | $3,296,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 74,343 | $3,294,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 1,084,823 | $3,287,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 78,386 | $3,286,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 41,116 | $3,284,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 237,793 | $3,281,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 142,134 | $3,274,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 222,787 | $3,267,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 196,187 | $3,259,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 38,914 | $3,250,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 49,884 | $3,248,000 | thousands by filing date | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 2,595,000 | $3,232,000 | thousands by filing date | principal |
| TWITTER INC | 90184L952 | COM | 53,400 | $3,225,000 | thousands by filing date | put |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 140,899 | $3,223,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 86,640 | $3,219,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 44,029 | $3,219,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 59,093 | $3,216,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 120,362 | $3,215,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 368,748 | $3,212,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 151,194 | $3,211,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 70,072 | $3,211,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 329,307 | $3,207,000 | thousands by filing date | |
| DOMTAR CORP | 257559903 | COM | 58,800 | $3,207,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F906 | CALL | 12,500 | $3,203,000 | thousands by filing date | call |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 68,196 | $3,196,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361952 | PUT | 75,000 | $3,196,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 272,821 | $3,192,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 101,554 | $3,187,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 385,014 | $3,184,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 26,070 | $3,179,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 451,733 | $3,179,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 132,624 | $3,177,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 173,040 | $3,168,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 579,149 | $3,162,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 88,544 | $3,158,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,086,500 | $3,158,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 69,811 | $3,153,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 82,144 | $3,148,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 183,521 | $3,138,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 94,202 | $3,136,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 89,178 | $3,132,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 39,878 | $3,130,000 | thousands by filing date | |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 169,331 | $3,129,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 115,490 | $3,127,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 17,104 | $3,123,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 121,437 | $3,119,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 140,474 | $3,118,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 199,551 | $3,113,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 63,072 | $3,106,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 77,571 | $3,099,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 25,385 | $3,095,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 170,384 | $3,091,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 430,746 | $3,089,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 234,435 | $3,083,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 605,612 | $3,082,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 17,258 | $3,078,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 449,214 | $3,077,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 42,861 | $3,077,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 303,663 | $3,073,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 156,198 | $3,066,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 310,825 | $3,065,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 2,500,000 | $3,059,000 | thousands by filing date | principal |
| OTTER TAIL CORP | 689648103 | COM | 54,549 | $3,053,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 75,723 | $3,052,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 80,004 | $3,049,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 55,546 | $3,049,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 2,690,000 | $3,049,000 | thousands by filing date | principal |
| WATERSTONE FINL INC MD | 94188P101 | COM | 148,778 | $3,048,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 113,327 | $3,048,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 61,694 | $3,044,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 315,655 | $3,043,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 158,826 | $3,043,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 106,324 | $3,039,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 71,837 | $3,035,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 507,436 | $3,035,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 46,244 | $3,032,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 270,422 | $3,028,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 175,836 | $3,028,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 135,913 | $3,026,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 112,125 | $3,017,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 317,185 | $3,016,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 295,959 | $3,015,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 204,221 | $3,014,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 191,454 | $3,014,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 1,319,000 | $3,013,000 | thousands by filing date | principal |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 43,542 | $3,004,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 91,935 | $3,002,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 424,398 | $2,996,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 191,869 | $2,995,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 59,952 | $2,995,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 155,791 | $2,993,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 60,459 | $2,992,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 31,013 | $2,990,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 188,000 | $2,989,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 99,161 | $2,985,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 93,565 | $2,983,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 56,004 | $2,980,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 95,735 | $2,978,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 60,718 | $2,969,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 60,490 | $2,969,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 37,520 | $2,961,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 120,112 | $2,958,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 82,733 | $2,956,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 174,374 | $2,956,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 43,092 | $2,953,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 210,357 | $2,953,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 13,376 | $2,952,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 72,844 | $2,949,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 422,499 | $2,949,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 279,245 | $2,946,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 48,972 | $2,937,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 146,391 | $2,934,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 55,000 | $2,930,000 | thousands by filing date | call |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,498,000 | $2,930,000 | thousands by filing date | principal |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 30,905 | $2,928,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 305,604 | $2,925,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 162,697 | $2,922,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 270,687 | $2,913,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 43,545 | $2,913,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 131,686 | $2,912,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 146,193 | $2,907,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 210,374 | $2,901,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 262,287 | $2,898,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 187,335 | $2,894,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 200,771 | $2,886,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 93,582 | $2,885,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 19,350 | $2,883,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 96,439 | $2,882,000 | thousands by filing date | |
| ADOBE INC | 00724F951 | PUT | 5,000 | $2,879,000 | thousands by filing date | put |
| CTS CORP | 126501105 | COM | 93,087 | $2,877,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 303,743 | $2,877,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 65,602 | $2,868,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 25,837 | $2,867,000 | thousands by filing date | |
| KOHLS CORP | 500255954 | PUT | 60,800 | $2,863,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 316,964 | $2,862,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 237,487 | $2,862,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 30,793 | $2,857,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 40,262 | $2,848,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 116,760 | $2,847,000 | thousands by filing date | |
| CISCO SYS INC | 17275R952 | PUT | 52,300 | $2,847,000 | thousands by filing date | put |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 178,929 | $2,835,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 348,927 | $2,833,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 50,424 | $2,832,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 185,500 | $2,823,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 16,202 | $2,819,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 49,303 | $2,811,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 157,813 | $2,811,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 4,023 | $2,806,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 94,608 | $2,803,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 325,656 | $2,801,000 | thousands by filing date | |
| VALE S A | 91912E905 | SPONSORED ADS | 200,700 | $2,800,000 | thousands by filing date | call |
| ISHARES TR | 46435U366 | CMN | 58,054 | $2,794,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 399,407 | $2,792,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 75,492 | $2,787,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 40,380 | $2,785,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 73,992 | $2,784,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 108,994 | $2,777,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 204,472 | $2,775,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N102 | COM | 284,023 | $2,769,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 154,975 | $2,767,000 | thousands by filing date | |
| VISTRA CORP | 92840M902 | CALL | 161,700 | $2,765,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q954 | PUT | 25,000 | $2,763,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 2,948,000 | $2,762,000 | thousands by filing date | principal |
| CHASE CORP | 16150R104 | COM | 27,032 | $2,760,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 315,791 | $2,758,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 242,065 | $2,755,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 93,152 | $2,753,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 61,835 | $2,753,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 144,541 | $2,749,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 86,564 | $2,744,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 64,175 | $2,737,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 47,118 | $2,727,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 13,941 | $2,725,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 30,372 | $2,721,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 172,933 | $2,720,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 80,405 | $2,718,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 73,709 | $2,712,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 36,873 | $2,711,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 41,453 | $2,710,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 156,183 | $2,694,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 13,000 | $2,693,000 | thousands by filing date | call |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 31,416 | $2,687,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 57,035 | $2,682,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 113,046 | $2,679,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 62,761 | $2,677,000 | thousands by filing date | |
| BHP BILLITON LIMITED | 088606958 | SPONSORED ADS | 50,000 | $2,676,000 | thousands by filing date | put |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 353,062 | $2,673,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 77,316 | $2,672,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 2,581,000 | $2,671,000 | thousands by filing date | principal |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,105,309 | $2,664,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 143,761 | $2,664,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 67,415 | $2,661,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 552,963 | $2,660,000 | thousands by filing date | |
| MAGNITE INC | 55955D900 | CALL | 95,000 | $2,660,000 | thousands by filing date | call |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 98,428 | $2,658,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 110,685 | $2,655,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 389,909 | $2,655,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 508,088 | $2,652,000 | thousands by filing date | |
| XILINX INC | 983919901 | COM | 17,500 | $2,642,000 | thousands by filing date | call |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 183,127 | $2,639,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 252,945 | $2,635,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 60,559 | $2,635,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 185,629 | $2,629,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 11,985 | $2,627,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 133,006 | $2,626,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009RAD1 | BOND | 2,025,000 | $2,626,000 | thousands by filing date | principal |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 55,494 | $2,621,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 30,567 | $2,621,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 241,974 | $2,620,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 27,700 | $2,615,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 117,142 | $2,612,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 61,363 | $2,608,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 2,489,000 | $2,608,000 | thousands by filing date | principal |
| METALLUS INC | 887399103 | COMMON STOCK | 199,353 | $2,607,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 126,859 | $2,603,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 22,147 | $2,602,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 41,055 | $2,599,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 27,720 | $2,591,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 112,021 | $2,590,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 2,181,000 | $2,584,000 | thousands by filing date | principal |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 149,342 | $2,582,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 138,257 | $2,580,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 78,628 | $2,574,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 120,373 | $2,566,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946956 | HIGH DIV YLD | 24,800 | $2,563,000 | thousands by filing date | put |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 55,526 | $2,554,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 12,880 | $2,551,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 98,068 | $2,544,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 103,210 | $2,543,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 327,964 | $2,542,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 26,462 | $2,540,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A903 | COM | 19,200 | $2,537,000 | thousands by filing date | call |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 88,018 | $2,530,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 1,469,000 | $2,515,000 | thousands by filing date | principal |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 158,271 | $2,509,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 259,264 | $2,502,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 12,223 | $2,496,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,298,000 | $2,495,000 | thousands by filing date | principal |
| ALIGHT INC | 01626W101 | COM CL A | 217,140 | $2,493,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 247,617 | $2,484,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 199,652 | $2,478,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 53,980 | $2,476,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 117,637 | $2,473,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 2,593,000 | $2,470,000 | thousands by filing date | principal |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 296,226 | $2,456,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 99,266 | $2,455,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 52,897 | $2,451,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 148,846 | $2,449,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 37,045 | $2,448,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 118,301 | $2,442,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 38,488 | $2,435,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 54,487 | $2,434,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 619,338 | $2,434,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 59,798 | $2,431,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 673,488 | $2,431,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 131,831 | $2,429,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 83,096 | $2,428,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000339 | this filing | 2021-11-15 | acceptance time not in the bulk data set |