13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 7,640 holding rows worth $443,920,676,000.
- Accession
- 0000072971-21-000236
- Filer
- CIK 72971
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 21,599 entries on the cover page, a total value of $443,920,676,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $443,920,676,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 147,111 | $1,412,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 80,430 | $1,410,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 45,207 | $1,408,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 90,292 | $1,405,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 21,000 | $1,403,000 | thousands by filing date | call |
| HEARTLAND EXPRESS INC | 422347104 | COM | 71,467 | $1,399,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 39,192 | $1,397,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 109,444 | $1,396,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 69,526 | $1,395,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 10,000 | $1,391,000 | thousands by filing date | call |
| RIMINI STR INC DEL | 76674Q107 | COM | 154,971 | $1,390,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 338,303 | $1,390,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 144,811 | $1,381,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 50,000 | $1,380,000 | thousands by filing date | put |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 44,853 | $1,377,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 208,743 | $1,374,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 32,985 | $1,372,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 87,834 | $1,369,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 27,249 | $1,368,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 53,183 | $1,368,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 21,758 | $1,368,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 251,875 | $1,361,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 219,683 | $1,360,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 16,282 | $1,355,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 23,500 | $1,352,000 | thousands by filing date | call |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 41,923 | $1,352,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 14,562 | $1,350,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 61,121 | $1,350,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 246,933 | $1,349,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 50,774 | $1,349,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 17,100 | $1,347,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 64,506 | $1,346,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 32,720 | $1,345,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 62,803 | $1,345,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 36,741 | $1,340,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 13,583 | $1,334,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 70,962 | $1,334,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 18,157 | $1,333,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 89,256 | $1,332,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 53,561 | $1,330,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 19,750 | $1,329,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 102,838 | $1,327,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 58,703 | $1,325,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 132,331 | $1,325,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 132,610 | $1,325,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 75,955 | $1,321,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 88,002 | $1,320,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 17,951 | $1,320,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 1,000,000 | $1,318,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 932,000 | $1,318,000 | thousands by filing date | principal |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 1,173,000 | $1,317,000 | thousands by filing date | principal |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 140,680 | $1,314,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 66,419 | $1,312,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 15,386 | $1,312,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 112,320 | $1,309,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 12,790 | $1,306,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 251,416 | $1,305,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,500 | $1,304,000 | thousands by filing date | call |
| TCW CONV SECS FD INC | 872340104 | COM | 229,241 | $1,304,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 106,697 | $1,304,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 130,526 | $1,301,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 1,014,000 | $1,300,000 | thousands by filing date | principal |
| BANCFIRST CORP | 05945F103 | COM | 18,376 | $1,299,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 32,040 | $1,299,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 11,006 | $1,298,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 155,586 | $1,296,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 50,000 | $1,290,000 | thousands by filing date | call |
| GP STRATEGIES CORP | 36225V104 | COM | 73,807 | $1,289,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 35,136 | $1,286,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 243,580 | $1,286,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 59,624 | $1,285,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 88,022 | $1,285,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 108,531 | $1,283,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 64,458 | $1,282,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 53,652 | $1,282,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 41,053 | $1,281,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 127,707 | $1,273,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 74,211 | $1,272,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,982 | $1,271,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 16,254 | $1,267,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 79,526 | $1,263,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 19,258 | $1,259,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 1,153,000 | $1,257,000 | thousands by filing date | principal |
| NBT BANCORP INC COM | 628778102 | Stock | 31,443 | $1,255,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 398,840 | $1,252,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 14,900 | $1,251,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 60,738 | $1,251,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 20,840 | $1,250,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 43,501 | $1,248,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 37,522 | $1,246,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 56,442 | $1,243,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 27,085 | $1,242,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 14,945 | $1,241,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 33,661 | $1,240,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 86,211 | $1,239,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 60,750 | $1,238,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 1,057,000 | $1,238,000 | thousands by filing date | principal |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 81,716 | $1,235,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 9,381 | $1,230,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 55,066 | $1,230,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 48,665 | $1,228,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 20,000 | $1,227,000 | thousands by filing date | put |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 945,500 | $1,223,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,250,000 | $1,223,000 | thousands by filing date | principal |
| IMMUNITYBIO INC | 45256X103 | COM | 51,467 | $1,222,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 31,052 | $1,221,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 94,462 | $1,215,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 44,162 | $1,214,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 191,533 | $1,211,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 952,000 | $1,211,000 | thousands by filing date | principal |
| SITIME CORP COM | 82982T106 | Stock | 12,260 | $1,209,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 84,335 | $1,209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 7,666 | $1,207,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 917,500 | $1,207,000 | thousands by filing date | principal |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 71,580 | $1,202,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 330,828 | $1,201,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 47,048 | $1,200,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 99,537 | $1,195,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 70,790 | $1,195,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 123,334 | $1,195,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 64,756 | $1,193,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 121,885 | $1,191,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 76,734 | $1,188,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 67,746 | $1,186,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 46,812 | $1,186,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 138,320 | $1,182,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 19,100 | $1,182,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 74,365 | $1,181,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 13,646 | $1,181,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 40,305 | $1,180,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,159,000 | $1,179,000 | thousands by filing date | principal |
| MICHAELS COS INC | 59408Q106 | COM | 53,755 | $1,179,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 26,602 | $1,178,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 75,765 | $1,178,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 58,650 | $1,175,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 153,191 | $1,175,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 82,045 | $1,175,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 79,801 | $1,173,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 6,496 | $1,169,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 82,672 | $1,168,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 128,649 | $1,167,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 454,168 | $1,167,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 57,412 | $1,166,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 50,000 | $1,165,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 40,600 | $1,162,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 101,344 | $1,162,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 17,401 | $1,161,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 185,909 | $1,155,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 22,509 | $1,154,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 19,677 | $1,151,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 24,000 | $1,150,000 | thousands by filing date | call |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 25,828 | $1,145,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 50,856 | $1,145,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 1,050,000 | $1,143,000 | thousands by filing date | principal |
| INSTEEL INDS INC | 45774W108 | COM | 37,017 | $1,142,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 60,000 | $1,142,000 | thousands by filing date | call |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 61,435 | $1,139,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 12,605 | $1,138,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 62,837 | $1,137,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 437,335 | $1,137,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 125,615 | $1,125,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 26,231 | $1,122,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 144,755 | $1,119,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 28,571 | $1,118,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 30,200 | $1,116,000 | thousands by filing date | put |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 42,295 | $1,115,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 59,685 | $1,115,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 76,784 | $1,115,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 119,912 | $1,113,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 239,730 | $1,112,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 269,574 | $1,108,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 334,735 | $1,108,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 31,511 | $1,106,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 75,902 | $1,103,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 104,578 | $1,100,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 28,822 | $1,095,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 52,727 | $1,094,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 103,930 | $1,094,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 28,153 | $1,093,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 9,076 | $1,091,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 83,992 | $1,090,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 76,245 | $1,090,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 815,000 | $1,087,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 7,364 | $1,086,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 99,177 | $1,086,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 20,330 | $1,085,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 104,866 | $1,085,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 880,000 | $1,083,000 | thousands by filing date | principal |
| SCVX CORP | G79448208 | COM | 109,843 | $1,083,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707109 | SHS CL A | 109,485 | $1,082,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 251,126 | $1,080,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 243,062 | $1,079,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 21,250 | $1,077,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 68,292 | $1,075,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 11,801 | $1,074,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 6,109 | $1,072,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 76,946 | $1,072,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 270,400 | $1,071,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 6,716 | $1,071,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 29,219 | $1,071,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 133,224 | $1,069,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 364,658 | $1,068,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,036,000 | $1,063,000 | thousands by filing date | principal |
| ARRIVAL GROUP | L0423Q108 | SHS | 66,110 | $1,061,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 37,235 | $1,061,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 36,815 | $1,057,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 8,177 | $1,054,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 41,322 | $1,054,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 79,530 | $1,053,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 55,803 | $1,052,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 78,661 | $1,052,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 37,588 | $1,047,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 20,000 | $1,046,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 53,538 | $1,044,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 39,300 | $1,043,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 29,100 | $1,043,000 | thousands by filing date | call |
| ACIES ACQUISITION CORP | G0103T105 | CL A | 104,753 | $1,041,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 117,920 | $1,040,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 166,230 | $1,039,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 23,615 | $1,039,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 6,535 | $1,038,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 49,850 | $1,037,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 69,473 | $1,037,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 567 | $1,036,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 23,587 | $1,028,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 46,641 | $1,026,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 105,926 | $1,026,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 192,288 | $1,025,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 48,472 | $1,025,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 22,624 | $1,024,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 51,780 | $1,022,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 122,674 | $1,022,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 224,942 | $1,021,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 63,194 | $1,021,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 13,514 | $1,017,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 13,600 | $1,014,000 | thousands by filing date | put |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 76,764 | $1,014,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 73,753 | $1,013,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 13,216 | $1,013,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 74,396 | $1,011,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 10,142 | $1,011,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 240,161 | $1,009,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 54,700 | $1,008,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 22,784 | $1,008,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 62,697 | $1,006,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 45,126 | $1,005,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 487,000 | $1,004,000 | thousands by filing date | principal |
| LIBERTY | 531229888 | COMMON STOCK | 35,895 | $999,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 7,100 | $997,000 | thousands by filing date | put |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 96,041 | $997,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 251,421 | $996,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 54,965 | $996,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 38,435 | $995,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 45,870 | $993,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 31,421 | $989,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 23,611 | $987,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 70,927 | $986,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 13,277 | $986,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 21,174 | $985,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 100,807 | $983,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 107,582 | $980,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 27,202 | $977,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 540,770 | $973,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 32,247 | $972,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 22,200 | $971,000 | thousands by filing date | put |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 39,430 | $970,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 103,533 | $967,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 48,553 | $967,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 172,284 | $967,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 27,765 | $966,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 1,009,000 | $966,000 | thousands by filing date | principal |
| ALERUS FINL CORP | 01446U103 | COM | 32,379 | $964,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 152,041 | $964,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 24,930 | $961,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 95,400 | $961,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 56,907 | $960,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 62,352 | $959,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 93,800 | $958,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 73,597 | $956,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 1,015,000 | $954,000 | thousands by filing date | principal |
| NEOPHOTONICS CORP | 64051T100 | COM | 79,771 | $953,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 171,110 | $953,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 26,361 | $952,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 75,472 | $951,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 149,799 | $949,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 12,545 | $947,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 53,338 | $946,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 93,325 | $946,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 3,000 | $944,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 56,600 | $942,000 | thousands by filing date | put |
| JAMES RIV GROUP LTD | G5005R107 | COM | 20,597 | $940,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 31,395 | $939,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 22,568 | $939,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 51,746 | $936,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 350,000 | $936,000 | thousands by filing date | principal |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 23,880 | $934,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 73,388 | $931,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 64,150 | $929,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 39,388 | $923,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 204,000 | $921,000 | thousands by filing date | principal |
| PARAMOUNT GROUP INC | 69924R108 | COM | 90,299 | $915,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 25,300 | $914,000 | thousands by filing date | call |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 30,875 | $913,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 72,954 | $913,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 26,959 | $912,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 23,670 | $912,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 29,468 | $912,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 13,766 | $906,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 893,500 | $906,000 | thousands by filing date | principal |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 66,743 | $904,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 15,641 | $904,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 10,285 | $904,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 34,700 | $903,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 52,195 | $903,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 50,955 | $903,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 104,123 | $903,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 13,500 | $902,000 | thousands by filing date | put |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 22,523 | $902,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 36,469 | $902,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 124,031 | $900,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 29,936 | $897,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 38,640 | $897,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 21,084 | $897,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 38,743 | $895,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 105,492 | $895,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 269,353 | $895,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 36,795 | $890,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 15,000 | $888,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 27,710 | $887,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 29,481 | $887,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 74,676 | $887,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 73,275 | $883,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 91,199 | $881,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,512 | $878,000 | thousands by filing date | put |
| CUTERA INC | 232109108 | COM | 29,219 | $878,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 135,249 | $877,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 47,974 | $876,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 45,627 | $875,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 92,517 | $875,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 32,609 | $874,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 88,927 | $873,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 73,244 | $873,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 85,992 | $873,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 87,256 | $873,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 27,388 | $871,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 35,098 | $871,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 115,474 | $871,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 40,932 | $869,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 581,302 | $866,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 65,303 | $865,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 53,300 | $863,000 | thousands by filing date | put |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 50,932 | $862,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 10,567 | $862,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 65,057 | $862,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 50,000 | $861,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 26,589 | $859,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 108,608 | $857,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 57,284 | $856,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 36,082 | $855,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 58,982 | $852,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 716,000 | $851,000 | thousands by filing date | principal |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 17,548 | $848,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 46,347 | $847,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 17,140 | $846,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 38,856 | $845,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 152,621 | $844,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 55,285 | $843,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 160,409 | $841,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 84,800 | $841,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 90,278 | $833,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 6,409 | $832,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 13,838 | $831,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 132,264 | $831,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 144,594 | $829,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 6,848 | $825,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 105,387 | $825,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 27,036 | $825,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 18,708 | $822,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 87,165 | $820,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 83,384 | $818,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 7,800 | $818,000 | thousands by filing date | call |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 81,574 | $817,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 41,608 | $816,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 74,132 | $816,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 76,921 | $815,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 5,209 | $814,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 60,672 | $814,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 117,346 | $814,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 81,721 | $814,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 69,846 | $814,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 14,280 | $813,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 5,000 | $811,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 49,130 | $810,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 46,472 | $809,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 177,019 | $807,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 78,953 | $803,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 83,234 | $803,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 8,163 | $802,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 81,392 | $802,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 18,039 | $801,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 59,242 | $800,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 671,500 | $800,000 | thousands by filing date | principal |
| TENNANT CO | 880345103 | COM | 9,983 | $798,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 48,961 | $798,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 9,632 | $796,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 107,862 | $795,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 33,707 | $794,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 15,800 | $793,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 4,000 | $792,000 | thousands by filing date | call |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 44,048 | $792,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 112,773 | $791,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 30,768 | $786,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 83,898 | $784,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 650,000 | $783,000 | thousands by filing date | principal |
| S & T BANCORP INC COM | 783859101 | Stock | 23,363 | $782,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 65,957 | $780,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 30,309 | $779,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 97,033 | $778,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 29,166 | $778,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 31,094 | $777,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 91,089 | $776,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 18,438 | $776,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 178,943 | $775,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 125,701 | $773,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 63,168 | $771,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 100,000 | $768,000 | thousands by filing date | put |
| CAVCO INDS INC DEL | 149568107 | COM | 3,397 | $767,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 77,059 | $767,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 114,224 | $766,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 18,446 | $765,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 31,375 | $764,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 13,238 | $764,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 17,259 | $764,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 5,000 | $763,000 | thousands by filing date | put |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 96,013 | $762,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 35,624 | $762,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 5,741 | $762,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 480,000 | $762,000 | thousands by filing date | principal |
| NEW SR INVT GROUP INC | 648691103 | COM | 122,243 | $761,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 37,180 | $759,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 36,158 | $757,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 64,899 | $756,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 14,918 | $754,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 140,000 | $753,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 140,000 | $753,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 40,932 | $752,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 123,090 | $751,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 31,794 | $747,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 56,164 | $744,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 57,260 | $744,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 257,341 | $743,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 32,482 | $742,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 11,664 | $741,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 60,059 | $739,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 101,384 | $739,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 154,034 | $737,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 39,628 | $736,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 141,392 | $735,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 18,300 | $734,000 | thousands by filing date | call |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 10,940 | $734,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 7,256 | $730,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 25,000 | $729,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 36,341 | $726,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20,000 | $725,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 26,949 | $723,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 47,802 | $722,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 34,861 | $721,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 44,761 | $721,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 8,619 | $720,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 52,559 | $720,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 297,065 | $719,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 140,834 | $718,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 103,881 | $717,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 10,249 | $715,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 6,506 | $714,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 31,251 | $711,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 26,984 | $710,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 67,859 | $710,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 109,415 | $709,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 9,100 | $707,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 9,100 | $707,000 | thousands by filing date | call |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 41,988 | $707,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 60,808 | $705,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 6,680 | $703,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 8,610 | $703,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 35,107 | $702,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 14,995 | $702,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 30,000 | $699,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 24,200 | $698,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 42,000 | $698,000 | thousands by filing date | call |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 16,522 | $698,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 57,770 | $694,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 17,567 | $692,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 65,682 | $692,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 191,790 | $690,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 112,738 | $689,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 47,834 | $687,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 75,500 | $686,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 14,816 | $686,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 56,327 | $685,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000236 | this filing | 2021-05-13 | acceptance time not in the bulk data set |