13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 7,640 holding rows worth $443,920,676,000.
- Accession
- 0000072971-21-000236
- Filer
- CIK 72971
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 21,599 entries on the cover page, a total value of $443,920,676,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $443,920,676,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROVENTION BIO INC | 74374N102 | COM | 26,822 | $281,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 20,130 | $281,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 25,291 | $280,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 80,085 | $278,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 5,055 | $278,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 5,256 | $277,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 103,695 | $277,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 250,000 | $277,000 | thousands by filing date | principal |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 51,325 | $276,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,600 | $275,000 | thousands by filing date | put |
| BEAM GLOBAL | 07373B109 | COM | 6,332 | $275,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 29,720 | $273,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 23,176 | $273,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 31,510 | $273,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 18,026 | $273,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 11,367 | $272,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 134,000 | $272,000 | thousands by filing date | principal |
| SIGNATURE BANK | 82669G104 | COM | 1,200 | $271,000 | thousands by filing date | put |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 7,594 | $271,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 5,348 | $270,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 58,507 | $270,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 6,727 | $269,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 13,718 | $268,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 10,474 | $267,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 7,437 | $267,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,973 | $267,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,851 | $266,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 17,920 | $265,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 23,918 | $265,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 10,965 | $264,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 57,866 | $263,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 6,088 | $263,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 7,311 | $263,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 10,722 | $262,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 44,938 | $262,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 50,000 | $262,000 | thousands by filing date | call |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 18,704 | $262,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 7,957 | $261,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 23,123 | $260,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 41,892 | $259,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 5,197 | $258,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 8,760 | $258,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 4,831 | $257,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 21,658 | $257,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 72,923 | $257,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 26,218 | $256,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 5,530 | $255,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 15,245 | $254,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 19,568 | $252,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 26,530 | $252,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 26,142 | $251,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 11,812 | $251,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 16,999 | $251,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 6,530 | $251,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C113 | UNIT 99/99/9999 | 25,000 | $251,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 10,000 | $250,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 4,942 | $250,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2,643 | $250,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 20,674 | $250,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V107 | COM CL A | 25,000 | $250,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 3,120 | $249,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 368 | $249,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 31,842 | $249,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 25,000 | $248,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 18,261 | $247,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,250 | $247,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 38,761 | $246,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 10,244 | $246,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 6,704 | $246,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 16,871 | $246,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 24,032 | $245,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 5,019 | $244,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 24,516 | $244,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 11,947 | $242,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 10,551 | $241,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 19,405 | $241,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 18,024 | $241,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 19,500 | $240,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 7,806 | $239,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 6,547 | $238,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 121,172 | $238,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 32,607 | $238,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 28,674 | $236,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 32,865 | $236,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 7,169 | $233,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 7,411 | $232,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 34,658 | $232,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 21,677 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 8,717 | $231,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 42,188 | $230,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 4,655 | $229,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 30,359 | $229,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 6,904 | $228,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 4,803 | $227,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 22,600 | $227,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 11,661 | $225,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 20,922 | $225,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 4,784 | $224,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 17,363 | $222,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 8,688 | $221,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 9,617 | $220,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 11,323 | $220,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 9,855 | $219,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 25,924 | $219,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 128,809 | $219,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 8,188 | $218,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,900 | $218,000 | thousands by filing date | call |
| ALEXANDERS INC COM | 014752109 | REIT | 788 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,106 | $218,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 7,116 | $218,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 8,251 | $218,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 4,199 | $217,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 4,347 | $217,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 9,581 | $217,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 18,183 | $216,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 23,833 | $216,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 15,555 | $216,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 22,144 | $216,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 200,000 | $216,000 | thousands by filing date | principal |
| HOOKIPA PHARMA INC | 43906K100 | COM | 16,036 | $216,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 34,251 | $216,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 14,567 | $215,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC WT EXP 071326 | G05436111 | Stock | 151,000 | $214,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 84,548 | $214,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 19,500 | $214,000 | thousands by filing date | call |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 22,521 | $213,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 17,489 | $211,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 20,107 | $211,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 738 | $209,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 13,150 | $209,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 14,552 | $208,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 19,297 | $207,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 4,197 | $207,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 7,623 | $207,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 10,806 | $206,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 19,273 | $206,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,174 | $205,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 21,625 | $205,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 12,619 | $205,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 10,183 | $205,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 17,848 | $204,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 200,000 | $204,000 | thousands by filing date | principal |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 6,752 | $202,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 15,736 | $202,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 23,999 | $201,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 9,499 | $201,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,560 | $199,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 10,738 | $199,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 9,984 | $199,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 11,126 | $199,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 17,991 | $199,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 19,959 | $199,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 29,401 | $198,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 8,810 | $198,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 11,010 | $198,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 10,620 | $197,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 6,374 | $197,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 11,692 | $197,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 19,000 | $196,000 | thousands by filing date | call |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 5,279 | $195,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 9,136 | $195,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 54,836 | $195,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 27,339 | $195,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 7,369 | $195,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 18,800 | $195,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 14,827 | $194,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 12,873 | $193,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 8,751 | $193,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 58,221 | $193,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 10,845 | $193,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 11,038 | $193,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 18,063 | $192,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 5,825 | $192,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 7,445 | $192,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 2,760 | $192,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 23,116 | $192,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 4,382 | $191,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 48,891 | $190,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 8,641 | $189,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 11,153 | $189,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 6,525 | $188,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 5,322 | $187,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 5,165 | $187,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,167 | $187,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 10,522 | $187,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 7,251 | $187,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 80,132 | $187,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 149,135 | $186,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 5,086 | $185,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 4,601 | $185,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 6,014 | $185,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 3,616 | $184,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 37,048 | $184,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 14,909 | $184,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 11,040 | $183,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 4,825 | $183,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 2,917 | $183,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 19,669 | $182,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 7,528 | $182,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 5,304 | $182,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 9,172 | $181,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 7,056 | $181,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 9,226 | $181,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1,601 | $180,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 5,732 | $180,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 6,571 | $180,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 7,257 | $179,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,713 | $179,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,900 | $178,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 14,274 | $178,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 7,947 | $178,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 6,985 | $178,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 24,840 | $177,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 13,517 | $176,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 3,200 | $176,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 11,721 | $176,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 7,092 | $176,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 10,538 | $176,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 16,983 | $175,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 6,802 | $175,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 175,000 | $175,000 | thousands by filing date | principal |
| QUOTIENT LTD | G73268107 | SHS | 47,560 | $175,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 16,059 | $174,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 13,733 | $174,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 5,002 | $173,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 5,096 | $172,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 118,000 | $172,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 4,565 | $171,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 4,095 | $171,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 15,596 | $170,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 17,000 | $170,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 18,000 | $169,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,999 | $169,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 31,492 | $168,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 12,436 | $168,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 5,684 | $168,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 24,147 | $168,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 9,474 | $167,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 3,857 | $167,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 9,106 | $167,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 2,908 | $166,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 9,754 | $166,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 6,016 | $166,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 2,185 | $166,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 2,924 | $166,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 15,000 | $166,000 | thousands by filing date | call |
| POLISHED COM INC | 28252C109 | CMN | 19,130 | $166,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 3,887 | $165,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 17,886 | $164,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 19,687 | $163,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 8,957 | $162,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 29,435 | $162,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 17,064 | $162,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 25,338 | $162,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 1,244 | $161,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 20,259 | $161,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 32,185 | $161,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 37,419 | $161,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 161,000 | $161,000 | thousands by filing date | principal |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 16,100 | $161,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 7,141 | $160,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,090 | $160,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 3,244 | $160,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 18,657 | $160,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 4,012 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 1,801 | $160,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 17,623 | $159,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 3,273 | $158,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 3,389 | $158,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 5,000 | $158,000 | thousands by filing date | call |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 5,815 | $157,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 347,858 | $157,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 20,565 | $157,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 49,853 | $157,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 13,018 | $157,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,095 | $156,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 14,572 | $156,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 4,803 | $156,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 150,000 | $156,000 | thousands by filing date | principal |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 16,618 | $155,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 41,182 | $155,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 30,301 | $155,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 90,000 | $154,000 | thousands by filing date | principal |
| IVLU | 46435G409 | COM | 6,055 | $153,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 3,147 | $153,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3,508 | $153,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 3,559 | $153,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 7,526 | $153,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 7,848 | $152,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 113,674 | $152,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 7,615 | $152,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,451 | $151,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 11,092 | $151,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 3,152 | $151,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 16,205 | $151,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 17,012 | $150,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,034 | $149,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 2,935 | $148,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 7,403 | $148,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 7,948 | $148,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 61,568 | $148,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 100 | $147,000 | thousands by filing date | put |
| CLEANSPARK INC | 18452B209 | COM NEW | 6,170 | $147,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 47,498 | $147,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 3,336 | $147,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,116 | $146,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 46,043 | $146,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 14,318 | $146,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 14,420 | $146,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 800 | $145,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,371 | $145,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 2,714 | $145,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 6,389 | $145,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 4,886 | $145,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 8,085 | $145,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD- A | 88025V115 | WARRANT | 81,165 | $145,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 126,000 | $144,000 | thousands by filing date | principal |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 8,575 | $143,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 30,062 | $143,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 3,241 | $143,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 15,594 | $143,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 50,257 | $142,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 2,803 | $142,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 16,748 | $142,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 13,650 | $142,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 3,671 | $141,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 39,209 | $140,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 129,000 | $140,000 | thousands by filing date | principal |
| DURECT CORP | 266605104 | COM | 70,257 | $139,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 12,854 | $138,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 6,045 | $138,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 15,630 | $138,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 9,273 | $138,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 600 | $137,000 | thousands by filing date | call |
| FATHOM HOLDINGS | 31189V109 | COM | 3,722 | $137,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 35,458 | $137,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 13,250 | $137,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 4,642 | $136,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 11,817 | $136,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R105 | COM CL A | 9,927 | $136,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 5,508 | $135,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 3,403 | $134,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 3,272 | $134,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 4,571 | $134,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,749 | $134,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 28,928 | $134,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 9,572 | $133,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,500 | $133,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 2,659 | $133,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 12,952 | $133,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 3,369 | $133,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 1,448 | $132,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 3,527 | $132,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 8,701 | $132,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 4,047 | $132,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H118 | *W EXP 10/01/202 | 87,897 | $132,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,077 | $131,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 12,984 | $131,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 11,774 | $131,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 4,216 | $131,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 1,694 | $130,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 8,321 | $130,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 3,203 | $130,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 3,955 | $130,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 7,144 | $130,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 6,122 | $130,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 5,000 | $129,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492100 | COM | 12,535 | $129,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 20,076 | $129,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 108,000 | $129,000 | thousands by filing date | principal |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 3,839 | $128,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 11,253 | $128,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 19,319 | $128,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 24,573 | $128,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 22,627 | $127,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 11,096 | $127,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 5,359 | $127,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 4,734 | $127,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 12,250 | $127,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,500 | $126,000 | thousands by filing date | put |
| EMERALD HOLDING INC | 29103W104 | COM | 22,625 | $126,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,307 | $126,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 8,631 | $126,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 10,746 | $126,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 9,660 | $126,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 12,728 | $126,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 14,700 | $125,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 4,651 | $124,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,420 | $124,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 23,185 | $124,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 14,909 | $124,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 153,500 | $124,000 | thousands by filing date | principal |
| POWELL INDS INC | 739128106 | COM | 3,644 | $123,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 11,200 | $123,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 13,692 | $122,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 40,059 | $122,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 8,398 | $121,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 7,518 | $121,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 3,201 | $120,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 16,448 | $120,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 380 | $120,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 16,351 | $120,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,040 | $120,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 21,300 | $119,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 21,300 | $119,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y201 | COM | 3,633 | $119,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 6,897 | $119,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 7,712 | $119,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T205 | MEDLEY MANAGEMENT INC | 17,020 | $119,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 10,900 | $119,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 6,600 | $118,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 145,879 | $118,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 6,420 | $118,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 10,000 | $117,000 | thousands by filing date | put |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 10,000 | $117,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 11,524 | $116,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 5,759 | $116,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 21,564 | $116,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 30,568 | $116,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 300 | $115,000 | thousands by filing date | put |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 11,904 | $115,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 8,951 | $114,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 100,000 | $114,000 | thousands by filing date | principal |
| ISHARES INC | 464286301 | CMN | 5,598 | $114,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 10,700 | $114,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 3,348 | $114,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 59,881 | $114,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 20,639 | $113,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 6,362 | $113,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 2,439 | $112,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 18,149 | $111,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 16,097 | $111,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 5,347 | $111,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 3,702 | $111,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 9,349 | $110,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 4,271 | $110,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 4,340 | $110,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,581 | $110,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 61,229 | $110,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 5,908 | $110,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 3,923 | $109,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 3,870 | $109,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 31,925 | $108,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 6,738 | $108,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 10,000 | $108,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,800 | $107,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 500 | $107,000 | thousands by filing date | put |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 9,493 | $107,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 14,964 | $107,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 4,154 | $107,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 23,651 | $107,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 2,161 | $106,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2,945 | $106,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 2,440 | $106,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 19,000 | $106,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 58,844 | $106,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 10,796 | $106,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 104,000 | $106,000 | thousands by filing date | principal |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 4,641 | $105,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 6,836 | $105,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 10,566 | $105,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 6,898 | $105,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 23,022 | $105,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 4,379 | $105,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 4,826 | $104,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 12,903 | $104,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 67,490 | $104,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 2,310 | $103,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 3,107 | $103,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 7,528 | $103,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,614 | $103,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 8,703 | $103,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,692 | $103,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 3,253 | $102,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 37,124 | $102,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 16,067 | $102,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272118 | *W EXP 05/08/202 | 4,000 | $102,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 3,094 | $101,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 19,728 | $101,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 7,623 | $101,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION CORP | 34619R102 | COM | 10,000 | $101,000 | thousands by filing date | call |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 105,400 | $101,000 | thousands by filing date | |
| RICE ACQUISIT- A | 762594109 | COMMON STOCK | 10,000 | $101,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,200 | $100,000 | thousands by filing date | put |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,792 | $100,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 14,913 | $100,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 10,039 | $100,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 10,002 | $100,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A207 | UNIT 02/19/2026 | 10,000 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,204 | $99,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 17,071 | $99,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 5,001 | $99,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 6,992 | $99,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 1,648 | $99,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 29,774 | $99,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 35,850 | $99,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,600 | $98,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,700 | $98,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 15,504 | $98,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 11,924 | $98,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000236 | this filing | 2021-05-13 | acceptance time not in the bulk data set |