13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 7,640 holding rows worth $443,920,676,000.
- Accession
- 0000072971-21-000236
- Filer
- CIK 72971
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 21,599 entries on the cover page, a total value of $443,920,676,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $443,920,676,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 163,747 | $2,490,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 253,683 | $2,486,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 108,027 | $2,481,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 40,911 | $2,480,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 57,004 | $2,476,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 112,853 | $2,474,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 147,653 | $2,472,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 92,613 | $2,468,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 65,430 | $2,464,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 263,883 | $2,454,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 67,776 | $2,451,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 493,876 | $2,444,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 320,929 | $2,442,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 33,512 | $2,442,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 56,130 | $2,442,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 131,543 | $2,441,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 713,411 | $2,441,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 48,455 | $2,440,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 59,300 | $2,439,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 45,805 | $2,437,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 10,000 | $2,436,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 10,000 | $2,436,000 | thousands by filing date | call |
| PRECIGEN INC | 74017N105 | COM | 353,503 | $2,436,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 61,578 | $2,435,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 120,665 | $2,429,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 183,846 | $2,425,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 87,034 | $2,422,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 86,678 | $2,421,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 216,943 | $2,416,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 70,803 | $2,415,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 83,694 | $2,410,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,367,000 | $2,399,000 | thousands by filing date | principal |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 43,173 | $2,398,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 202,955 | $2,393,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 33,134 | $2,392,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,550,537 | $2,388,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 22,500 | $2,385,000 | thousands by filing date | call |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 243,399 | $2,385,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 171,943 | $2,383,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 161,205 | $2,381,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 134,379 | $2,373,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 213,157 | $2,372,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 75,000 | $2,371,000 | thousands by filing date | call |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 37,058 | $2,369,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 20,000 | $2,366,000 | thousands by filing date | put |
| ALLIENT INC | 019330109 | COM | 46,012 | $2,361,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 2,750,000 | $2,360,000 | thousands by filing date | principal |
| WIDEOPENWEST INC | 96758W101 | COM | 173,256 | $2,355,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 74,917 | $2,352,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 94,608 | $2,350,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 235,875 | $2,345,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 425,536 | $2,343,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 50,549 | $2,338,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 235,873 | $2,338,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 44,487 | $2,337,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 129,091 | $2,337,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 91,058 | $2,336,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 20,000 | $2,335,000 | thousands by filing date | put |
| OPENLANE INC | 48238T109 | COM | 155,590 | $2,335,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 300,025 | $2,329,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 10,300 | $2,329,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 114,586 | $2,326,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 155,001 | $2,326,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 100,000 | $2,325,000 | thousands by filing date | put |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 88,809 | $2,321,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 34,583 | $2,318,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 186,115 | $2,318,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 47,406 | $2,306,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 42,830 | $2,301,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 157,599 | $2,298,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 214,978 | $2,295,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 3,056,500 | $2,287,000 | thousands by filing date | principal |
| TUCOWS INC | 898697206 | COM NEW | 29,483 | $2,285,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 98,252 | $2,284,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 70,095 | $2,275,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 21,089 | $2,275,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 696,994 | $2,272,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 4,032 | $2,268,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7,500 | $2,264,000 | thousands by filing date | put |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 97,234 | $2,264,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 42,288 | $2,260,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 990,000 | $2,257,000 | thousands by filing date | principal |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 63,116 | $2,255,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 20,679 | $2,252,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 48,636 | $2,248,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 252,568 | $2,248,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 2,025,000 | $2,247,000 | thousands by filing date | principal |
| BIOGEN INC COM | 09062X103 | Stock | 8,000 | $2,238,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 8,000 | $2,238,000 | thousands by filing date | call |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 124,122 | $2,236,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 143,316 | $2,236,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 25,252 | $2,233,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 10,097 | $2,232,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 61,586 | $2,232,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 166,206 | $2,228,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 26,300 | $2,226,000 | thousands by filing date | call |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 53,292 | $2,224,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 159,095 | $2,222,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 124,271 | $2,219,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 190,680 | $2,219,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 119,360 | $2,218,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 1,001,000 | $2,218,000 | thousands by filing date | principal |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 119,693 | $2,216,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 188,880 | $2,213,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 23,634 | $2,204,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 267,283 | $2,203,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 146,568 | $2,201,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 433,158 | $2,200,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 226,582 | $2,198,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 3,000,000 | $2,198,000 | thousands by filing date | principal |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 151,273 | $2,195,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 30,679 | $2,190,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 32,518 | $2,188,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 9,693 | $2,186,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 52,575 | $2,185,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 74,905 | $2,183,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 154,943 | $2,177,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 50,000 | $2,173,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 335,517 | $2,170,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 24,856 | $2,165,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 126,871 | $2,162,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 86,058 | $2,160,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 199,957 | $2,160,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 130,000 | $2,159,000 | thousands by filing date | call |
| Proshares Short S&P | 74347B425 | COM | 128,832 | $2,159,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 829,000 | $2,159,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 223,421 | $2,158,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 72,400 | $2,156,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 24,208 | $2,154,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 480,611 | $2,153,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 36,800 | $2,146,000 | thousands by filing date | call |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 45,460 | $2,146,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 23,088 | $2,142,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 217,424 | $2,142,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 1,150,000 | $2,139,000 | thousands by filing date | principal |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 49,769 | $2,136,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 221,519 | $2,131,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 80,000 | $2,130,000 | thousands by filing date | call |
| Vaneck Long Muni ETF | 92189F536 | ETF | 99,320 | $2,123,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 218,156 | $2,120,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 30,231 | $2,119,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 50,724 | $2,118,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 52,799 | $2,117,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 90,906 | $2,111,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 25,000 | $2,109,000 | thousands by filing date | put |
| FOREST ROAD ACQUISITION CORP | 34619R102 | COM | 207,931 | $2,104,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 109,083 | $2,102,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 46,368 | $2,100,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 85,940 | $2,092,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 33,214 | $2,092,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 155,962 | $2,092,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 223,020 | $2,092,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 115,458 | $2,090,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 61,493 | $2,087,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 32,494 | $2,086,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 86,830 | $2,082,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 28,653 | $2,072,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 42,631 | $2,071,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 206,957 | $2,070,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 128,725 | $2,069,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 204,730 | $2,069,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 41,200 | $2,068,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 82,133 | $2,066,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 33,400 | $2,066,000 | thousands by filing date | put |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 307,463 | $2,066,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 43,559 | $2,061,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 120,130 | $2,060,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 39,579 | $2,059,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 201,799 | $2,052,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 361,264 | $2,052,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 144,959 | $2,049,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 61,487 | $2,048,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 45,346 | $2,044,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 21,795 | $2,044,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 209,063 | $2,043,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 45,000 | $2,042,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 111,104 | $2,042,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 202,483 | $2,041,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 103,344 | $2,040,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 20,374 | $2,040,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 178,797 | $2,040,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 52,161 | $2,038,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 142,843 | $2,036,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 20,525 | $2,034,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 160,625 | $2,034,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 23,040 | $2,031,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 408,614 | $2,031,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 74,951 | $2,029,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 167,839 | $2,027,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 44,346 | $2,027,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 29,411 | $2,026,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 216,231 | $2,026,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 41,381 | $2,026,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 51,405 | $2,025,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 106,772 | $2,023,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 75,345 | $2,019,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 35,946 | $2,018,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 10,000 | $2,013,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 61,577 | $2,013,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 99,870 | $2,009,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 23,700 | $2,008,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 43,479 | $2,005,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 52,320 | $2,005,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 700,201 | $2,002,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 78,183 | $2,000,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 21,735 | $1,998,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 453,633 | $1,996,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 54,000 | $1,995,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 78,204 | $1,990,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 254,701 | $1,989,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 44,193 | $1,986,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 80,823 | $1,980,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 40,537 | $1,977,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 137,418 | $1,977,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 71,451 | $1,966,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 403,343 | $1,964,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 1,796,000 | $1,964,000 | thousands by filing date | principal |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 210,977 | $1,963,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 47,044 | $1,958,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 18,226 | $1,955,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 148,667 | $1,952,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 34,610 | $1,951,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 50,000 | $1,949,000 | thousands by filing date | call |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 111,809 | $1,948,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 127,148 | $1,946,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 44,801 | $1,944,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 166,085 | $1,943,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 1,666,000 | $1,941,000 | thousands by filing date | principal |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 48,517 | $1,936,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 132,311 | $1,931,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 44,138 | $1,931,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 288,765 | $1,926,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 285,066 | $1,924,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 60,754 | $1,923,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 78,064 | $1,922,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 69,301 | $1,918,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 120,933 | $1,916,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 29,000 | $1,916,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 265,822 | $1,916,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 212,000 | $1,916,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 199,242 | $1,912,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 82,058 | $1,909,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 28,900 | $1,905,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 87,241 | $1,903,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 158,930 | $1,901,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 259,125 | $1,899,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 56,992 | $1,896,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 44,593 | $1,895,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 78,697 | $1,894,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 49,440 | $1,889,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 529,732 | $1,881,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 127,486 | $1,876,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 68,699 | $1,872,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 70,171 | $1,871,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 52,996 | $1,869,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 116,673 | $1,868,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,500 | $1,866,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 39,765 | $1,866,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 30,094 | $1,856,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 67,876 | $1,853,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 83,635 | $1,850,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 2,000,000 | $1,850,000 | thousands by filing date | principal |
| XPEL INC | 98379L100 | COM | 35,634 | $1,849,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 1,756,000 | $1,845,000 | thousands by filing date | principal |
| OTTER TAIL CORP | 689648103 | COM | 39,941 | $1,844,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 41,656 | $1,844,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 458,285 | $1,842,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,257,000 | $1,842,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 215,638 | $1,841,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 37,713 | $1,841,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 28,880 | $1,839,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 629,414 | $1,838,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 15,794 | $1,832,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 86,775 | $1,832,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 214,549 | $1,831,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637HAB5 | NOTE 1.250%12/0 | 1,000,000 | $1,828,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 122,820 | $1,825,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 48,037 | $1,822,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 9,861 | $1,822,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 95,998 | $1,820,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 110,306 | $1,818,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 55,900 | $1,817,000 | thousands by filing date | put |
| AMERICAN WELL CORP | 03044L105 | CL A | 104,581 | $1,816,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 106,657 | $1,816,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 358,216 | $1,816,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 200,598 | $1,815,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 33,771 | $1,815,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 24,021 | $1,815,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 56,877 | $1,809,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 73,745 | $1,806,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 145,830 | $1,805,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 73,229 | $1,805,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 40,000 | $1,804,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 99,711 | $1,801,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 35,121 | $1,801,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 123,910 | $1,800,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 110,909 | $1,797,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 28,833 | $1,795,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 46,162 | $1,791,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 127,055 | $1,790,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 105,300 | $1,789,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 37,537 | $1,782,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,580,500 | $1,780,000 | thousands by filing date | principal |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 101,391 | $1,779,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,740,000 | $1,777,000 | thousands by filing date | principal |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 164,658 | $1,775,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 131,184 | $1,772,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,574,500 | $1,771,000 | thousands by filing date | principal |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 55,283 | $1,770,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 24,700 | $1,769,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 40,000 | $1,768,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 149,173 | $1,768,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 96,559 | $1,768,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 142,665 | $1,764,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 178,023 | $1,759,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 49,909 | $1,759,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 22,249 | $1,755,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 176,923 | $1,755,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 47,296 | $1,753,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 389,409 | $1,748,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 34,395 | $1,747,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 49,646 | $1,747,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 46,393 | $1,746,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 9,359 | $1,745,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 25,675 | $1,740,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 48,984 | $1,737,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 133,989 | $1,732,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 28,200 | $1,730,000 | thousands by filing date | call |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 32,819 | $1,730,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 104,044 | $1,729,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 22,400 | $1,726,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 12,917 | $1,719,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 222,621 | $1,716,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 133,413 | $1,711,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 36,338 | $1,711,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 101,541 | $1,711,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 243,999 | $1,710,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 16,900 | $1,708,000 | thousands by filing date | put |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 104,359 | $1,706,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 34,128 | $1,705,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 93,057 | $1,703,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 85,297 | $1,702,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 27,880 | $1,701,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 111,557 | $1,700,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 45,914 | $1,697,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 99,226 | $1,696,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 65,143 | $1,696,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 106,981 | $1,692,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 50,000 | $1,690,000 | thousands by filing date | call |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 137,274 | $1,689,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 13,000 | $1,685,000 | thousands by filing date | call |
| HILL ROM HLDGS INC | 431475102 | COM | 15,225 | $1,682,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 63,972 | $1,681,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,665,000 | $1,672,000 | thousands by filing date | principal |
| BUCKLE INC COM | 118440106 | Stock | 42,484 | $1,669,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 218,154 | $1,665,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 109,412 | $1,658,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 29,575 | $1,658,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 58,761 | $1,654,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,000 | $1,651,000 | thousands by filing date | put |
| IBERE PHARMACEUTICALS | G46843127 | UNIT 99/99/9999 | 167,484 | $1,651,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 112,659 | $1,649,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 50,656 | $1,646,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 138,418 | $1,646,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 60,582 | $1,645,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 74,541 | $1,645,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 38,661 | $1,643,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 167,918 | $1,642,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 64,816 | $1,641,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 63,709 | $1,638,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 98,700 | $1,637,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 231,169 | $1,632,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 45,015 | $1,631,000 | thousands by filing date | put |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 32,169 | $1,631,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,700 | $1,629,000 | thousands by filing date | put |
| WSFS FINL CORP | 929328102 | COM | 32,651 | $1,625,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 51,055 | $1,624,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 66,867 | $1,624,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 10,000 | $1,622,000 | thousands by filing date | put |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 1,439,000 | $1,621,000 | thousands by filing date | principal |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 240,071 | $1,621,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 1,574,000 | $1,620,000 | thousands by filing date | principal |
| KAMADA LTD | M6240T109 | SHS | 261,093 | $1,616,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 78,663 | $1,611,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 189,991 | $1,611,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 258,922 | $1,608,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 41,292 | $1,607,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 79,100 | $1,606,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 34,600 | $1,606,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 31,326 | $1,599,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 150,168 | $1,599,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 53,046 | $1,598,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 159,519 | $1,597,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 78,749 | $1,596,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 108,174 | $1,594,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 79,470 | $1,593,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 39,768 | $1,589,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 100,482 | $1,587,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 373,756 | $1,585,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 19,240 | $1,584,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 18,246 | $1,583,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 28,094 | $1,582,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 112,700 | $1,581,000 | thousands by filing date | call |
| LYFT INC | 55087P104 | CL A COM | 25,000 | $1,580,000 | thousands by filing date | put |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 227,070 | $1,579,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 90,717 | $1,578,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 47,374 | $1,576,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 48,494 | $1,574,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 121,414 | $1,574,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 156,800 | $1,574,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 107,165 | $1,570,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 61,136 | $1,568,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 567,134 | $1,566,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 35,847 | $1,563,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 399,936 | $1,563,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 76,630 | $1,561,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 116,397 | $1,559,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 59,491 | $1,554,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 34,719 | $1,551,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,323,000 | $1,551,000 | thousands by filing date | principal |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 161,651 | $1,550,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 81,343 | $1,547,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 204,025 | $1,543,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 23,300 | $1,541,000 | thousands by filing date | put |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 57,197 | $1,539,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,000 | $1,534,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 31,726 | $1,531,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 226,581 | $1,530,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 256,560 | $1,528,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 10,000 | $1,527,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 207,175 | $1,527,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 254,110 | $1,527,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 80,000 | $1,523,000 | thousands by filing date | put |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 33,864 | $1,522,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 268,743 | $1,521,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 53,045 | $1,519,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 151,830 | $1,517,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 32,260 | $1,510,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 81,825 | $1,508,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 33,420 | $1,507,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 161,053 | $1,507,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 147,260 | $1,506,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 65,000 | $1,501,000 | thousands by filing date | call |
| GAIA INC NEW | 36269P104 | CL A | 126,105 | $1,499,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 57,337 | $1,498,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 103,297 | $1,498,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 114,751 | $1,498,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 126,872 | $1,496,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 82,413 | $1,495,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 61,415 | $1,493,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 41,500 | $1,492,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 445,367 | $1,492,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 105,637 | $1,490,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 66,409 | $1,489,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 26,040 | $1,488,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 5,500 | $1,488,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 29,573 | $1,488,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 23,015 | $1,485,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 113,885 | $1,482,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 143,968 | $1,482,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 30,161 | $1,481,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 221,057 | $1,481,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 110,598 | $1,480,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 143,227 | $1,478,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 365,349 | $1,476,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 99,565 | $1,475,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 1,530,000 | $1,475,000 | thousands by filing date | principal |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 57,957 | $1,473,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 338,508 | $1,472,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 73,166 | $1,472,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 18,107 | $1,468,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 139,152 | $1,467,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 20,400 | $1,466,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 200,300 | $1,466,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 22,289 | $1,465,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 554,936 | $1,465,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 151,319 | $1,456,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 92,140 | $1,456,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 32,772 | $1,453,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 35,241 | $1,451,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 23,113 | $1,450,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 92,591 | $1,449,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 41,033 | $1,447,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 57,362 | $1,441,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 78,275 | $1,436,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 34,786 | $1,436,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 11,952 | $1,435,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 38,018 | $1,435,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 51,031 | $1,433,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 54,634 | $1,433,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 32,991 | $1,430,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 157,813 | $1,429,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 40,286 | $1,427,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 30,229 | $1,426,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 80,964 | $1,425,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 264,717 | $1,422,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 95,426 | $1,420,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 37,596 | $1,417,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 160,126 | $1,415,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 40,304 | $1,413,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000236 | this filing | 2021-05-13 | acceptance time not in the bulk data set |