13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 7,640 holding rows worth $443,920,676,000.
- Accession
- 0000072971-21-000236
- Filer
- CIK 72971
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 21,599 entries on the cover page, a total value of $443,920,676,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $443,920,676,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287374 | NORTH AMERN NAT | 153,373 | $4,229,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 256,432 | $4,226,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 89,465 | $4,224,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 137,849 | $4,222,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 87,035 | $4,210,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 105,202 | $4,206,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 230,272 | $4,195,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 421,235 | $4,195,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 532,220 | $4,189,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 354,042 | $4,185,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 3,038,000 | $4,185,000 | thousands by filing date | principal |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 89,256 | $4,169,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 117,643 | $4,159,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 406,176 | $4,155,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,020,689 | $4,154,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 179,093 | $4,151,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 267,267 | $4,130,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 138,633 | $4,128,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 863,081 | $4,126,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 123,266 | $4,123,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 959,419 | $4,116,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 82,769 | $4,101,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 200,000 | $4,098,000 | thousands by filing date | call |
| SPARK ENERGY INC | 846511103 | CL A COM | 383,382 | $4,095,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,309,000 | $4,095,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 156,200 | $4,088,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 297,620 | $4,084,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 165,395 | $4,082,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 301,855 | $4,081,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 219,842 | $4,076,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 93,645 | $4,076,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 218,708 | $4,068,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 210,771 | $4,066,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 241,423 | $4,061,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 81,160 | $4,058,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 290,833 | $4,057,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 477,916 | $4,053,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 540,445 | $4,053,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 133,799 | $4,053,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 136,301 | $4,044,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 94,146 | $4,043,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 63,836 | $4,038,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 620,817 | $4,036,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 329,950 | $4,035,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 239,383 | $4,029,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 280,301 | $4,028,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 60,674 | $4,020,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 75,300 | $4,017,000 | thousands by filing date | call |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 24,201 | $4,017,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 144,777 | $4,006,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 141,181 | $3,997,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 154,803 | $3,993,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 22,224 | $3,988,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 48,743 | $3,986,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 30,765 | $3,978,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 160,751 | $3,972,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 33,951 | $3,971,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 66,219 | $3,966,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L112 | UNIT 99/99/9999 | 400,000 | $3,960,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 61,845 | $3,958,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 46,200 | $3,955,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 372,434 | $3,948,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 66,801 | $3,946,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 168,048 | $3,941,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 357,514 | $3,940,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 50,000 | $3,940,000 | thousands by filing date | put |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 3,844,000 | $3,936,000 | thousands by filing date | principal |
| ORCHID IS CAP INC | 68571X103 | COM | 654,309 | $3,932,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 138,033 | $3,927,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 1,843,000 | $3,923,000 | thousands by filing date | principal |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 74,804 | $3,919,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 458,306 | $3,914,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 209,181 | $3,912,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 61,543 | $3,908,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 227,517 | $3,906,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 100,000 | $3,898,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 112,007 | $3,894,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 272,110 | $3,889,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 55,276 | $3,886,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 269,415 | $3,883,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 58,705 | $3,881,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 237,626 | $3,876,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 114,848 | $3,871,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 103,919 | $3,865,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 97,591 | $3,861,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 99,017 | $3,858,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 377,397 | $3,857,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 961,617 | $3,856,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 33,093 | $3,852,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 128,900 | $3,849,000 | thousands by filing date | call |
| AGNT INC | 30212W100 | COM | 84,491 | $3,848,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 106,217 | $3,847,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 49,532 | $3,846,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 112,490 | $3,846,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 188,470 | $3,840,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 191,548 | $3,832,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 188,232 | $3,832,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 85,517 | $3,829,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 66,055 | $3,822,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 89,588 | $3,816,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 121,110 | $3,816,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 1,461,000 | $3,812,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 31,695 | $3,791,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 102,532 | $3,788,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 511,232 | $3,788,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 53,288 | $3,781,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 664,232 | $3,780,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 140,855 | $3,778,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 103,295 | $3,776,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 151,108 | $3,774,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 65,932 | $3,771,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 17,500 | $3,761,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 367,888 | $3,753,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 90,048 | $3,752,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 48,815 | $3,750,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 91,880 | $3,748,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 141,047 | $3,747,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,699,500 | $3,743,000 | thousands by filing date | principal |
| TRINSEO S A | L9340P101 | SHS | 58,758 | $3,740,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 271,572 | $3,739,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 128,691 | $3,738,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 182,865 | $3,733,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 64,230 | $3,731,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 225,697 | $3,730,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 92,687 | $3,729,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 301,268 | $3,729,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 20,800 | $3,711,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 324,565 | $3,707,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 74,715 | $3,704,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 90,132 | $3,703,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 3,649,000 | $3,699,000 | thousands by filing date | principal |
| IDT CORP | 448947507 | CL B NEW | 163,178 | $3,698,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 30,352 | $3,696,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 39,167 | $3,693,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 244,133 | $3,693,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 46,706 | $3,691,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 238,620 | $3,691,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 22,234 | $3,686,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 63,200 | $3,686,000 | thousands by filing date | put |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 131,623 | $3,686,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 360,871 | $3,685,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 58,531 | $3,683,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 177,645 | $3,682,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 95,719 | $3,681,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 315,856 | $3,680,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 27,500 | $3,674,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 3,370,000 | $3,665,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 934,439 | $3,663,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 155,335 | $3,658,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 361,974 | $3,656,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 45,634 | $3,653,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 249,940 | $3,651,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 73,255 | $3,650,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 61,655 | $3,646,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 228,608 | $3,642,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 4,152,000 | $3,641,000 | thousands by filing date | principal |
| LEMONADEINC | 52567D107 | STOK | 38,952 | $3,627,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 42,566 | $3,619,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 83,947 | $3,615,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 400,528 | $3,613,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 350,277 | $3,608,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 111,330 | $3,607,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 186,739 | $3,603,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 95,911 | $3,595,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 272,757 | $3,595,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 52,000 | $3,582,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 81,706 | $3,581,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 3,314,000 | $3,573,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 73,339 | $3,570,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 85,928 | $3,568,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 334,679 | $3,567,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 1,577,000 | $3,561,000 | thousands by filing date | principal |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 106,486 | $3,559,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 254,700 | $3,558,000 | thousands by filing date | call |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 22,628 | $3,557,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 268,707 | $3,552,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 226,011 | $3,549,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 367,858 | $3,546,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 19,854 | $3,542,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 739,000 | $3,542,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 72,472 | $3,541,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 112,297 | $3,540,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 55,372 | $3,526,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 136,258 | $3,525,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 249,415 | $3,521,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAC0 | NOTE 6.000%12/0 | 5,018,000 | $3,511,000 | thousands by filing date | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 75,799 | $3,502,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 180,071 | $3,500,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 448,179 | $3,496,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 143,427 | $3,487,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 112,099 | $3,481,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 79,234 | $3,481,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 558,697 | $3,480,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 26,526 | $3,474,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,500 | $3,471,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 75,797 | $3,470,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 97,300 | $3,468,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 66,902 | $3,463,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 237,746 | $3,461,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 41,026 | $3,453,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 114,633 | $3,452,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 47,700 | $3,446,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 70,300 | $3,443,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 14,088 | $3,437,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 71,640 | $3,436,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 337,446 | $3,436,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 62,502 | $3,432,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 386,431 | $3,431,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 60,907 | $3,429,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 145,775 | $3,423,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 50,000 | $3,416,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 83,769 | $3,413,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 164,843 | $3,413,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 226,263 | $3,408,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 40,435 | $3,406,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 317,277 | $3,401,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 276,695 | $3,389,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 35,080 | $3,387,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 52,900 | $3,382,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 134,188 | $3,382,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 93,903 | $3,381,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 142,598 | $3,381,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 17,800 | $3,379,000 | thousands by filing date | call |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 200,821 | $3,373,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 116,814 | $3,373,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 137,342 | $3,370,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 215,233 | $3,366,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 182,138 | $3,362,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 97,413 | $3,355,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 280,566 | $3,353,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 255,000 | $3,348,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 234,000 | $3,342,000 | thousands by filing date | call |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 340,693 | $3,342,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 182,335 | $3,341,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 37,503 | $3,341,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 220,902 | $3,340,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 235,847 | $3,337,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 142,352 | $3,335,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 329,258 | $3,332,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 104,900 | $3,331,000 | thousands by filing date | call |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 157,091 | $3,329,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 232,017 | $3,329,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 225,533 | $3,320,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 61,687 | $3,320,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 160,250 | $3,317,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 86,097 | $3,316,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 79,243 | $3,315,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 74,003 | $3,312,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 58,669 | $3,311,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 39,276 | $3,306,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 172,785 | $3,305,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 128,054 | $3,303,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 168,566 | $3,301,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 764,020 | $3,293,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 154,742 | $3,293,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,011 | $3,289,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 197,620 | $3,285,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 201,093 | $3,281,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 71,071 | $3,276,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 97,812 | $3,275,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 290,735 | $3,273,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 143,735 | $3,271,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 286,534 | $3,263,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 117,825 | $3,261,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 350,524 | $3,256,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 47,494 | $3,255,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 54,523 | $3,237,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 68,181 | $3,229,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 34,071 | $3,228,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 133,388 | $3,227,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 154,524 | $3,224,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 10,000 | $3,221,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 106,918 | $3,219,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 598,280 | $3,218,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 136,811 | $3,213,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 123,617 | $3,210,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 212,889 | $3,202,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 255,613 | $3,191,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 16,500 | $3,187,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 216,204 | $3,186,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 403,219 | $3,186,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 163,157 | $3,181,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 92,186 | $3,171,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 145,577 | $3,160,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 20,000 | $3,159,000 | thousands by filing date | put |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 184,805 | $3,159,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 227,691 | $3,149,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 95,508 | $3,146,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 108,807 | $3,138,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 57,342 | $3,138,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 28,937 | $3,135,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 95,183 | $3,132,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 117,500 | $3,128,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 122,433 | $3,126,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 33,301 | $3,125,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 57,892 | $3,117,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 109,249 | $3,114,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 170,797 | $3,113,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 53,899 | $3,109,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 87,594 | $3,107,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 135,661 | $3,106,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 43,631 | $3,099,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 265,500 | $3,098,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 713,735 | $3,097,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,500 | $3,094,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 1,000 | $3,094,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 14,047 | $3,086,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 346,786 | $3,073,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 100,700 | $3,072,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 350,702 | $3,072,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 154,024 | $3,070,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 36,423 | $3,069,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 60,000 | $3,066,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 18,372 | $3,061,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 69,742 | $3,061,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 49,346 | $3,060,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 48,307 | $3,057,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 79,496 | $3,055,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 253,830 | $3,053,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 18,105 | $3,050,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 31,690 | $3,045,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 40,366 | $3,044,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 70,608 | $3,040,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 54,476 | $3,039,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 219,502 | $3,027,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 54,742 | $3,025,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 63,042 | $3,017,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 51,877 | $3,014,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 20,320 | $3,011,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 103,200 | $3,008,000 | thousands by filing date | put |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 106,193 | $3,002,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 53,672 | $3,001,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 764,314 | $2,996,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 36,700 | $2,993,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 12,710 | $2,993,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 15,100 | $2,991,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 68,751 | $2,981,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 205,975 | $2,972,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 26,198 | $2,970,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 128,385 | $2,969,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 125,000 | $2,961,000 | thousands by filing date | put |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 55,504 | $2,955,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 2,190,000 | $2,954,000 | thousands by filing date | principal |
| Fidelity High Dividend ETF | 316092840 | SHS | 83,010 | $2,950,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 85,075 | $2,944,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 52,716 | $2,943,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 83,488 | $2,938,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 430,292 | $2,935,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 42,089 | $2,931,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 21,423 | $2,927,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 172,430 | $2,926,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 225,249 | $2,922,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 68,169 | $2,922,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 222,637 | $2,921,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 310,318 | $2,920,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 856,000 | $2,919,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 204,590 | $2,917,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 57,575 | $2,911,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 69,842 | $2,907,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 209,214 | $2,906,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 205,737 | $2,905,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 18,405 | $2,905,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 49,862 | $2,902,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 27,209 | $2,894,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 201,453 | $2,893,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 320,276 | $2,892,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 204,633 | $2,891,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 40,579 | $2,878,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 57,763 | $2,870,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 83,434 | $2,864,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 35,954 | $2,861,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 397,062 | $2,859,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,048,904 | $2,853,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 286,923 | $2,852,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 63,976 | $2,851,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 144,548 | $2,850,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 359,197 | $2,841,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 72,682 | $2,839,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 42,298 | $2,838,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 106,552 | $2,833,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 156,047 | $2,830,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 34,070 | $2,826,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 92,760 | $2,820,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 11,507 | $2,817,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 20,000 | $2,812,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 120,436 | $2,812,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 195,303 | $2,807,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 137,394 | $2,806,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 142,635 | $2,801,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 39,886 | $2,796,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 147,233 | $2,793,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 247,295 | $2,792,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 79,270 | $2,792,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 186,101 | $2,791,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 2,737,000 | $2,789,000 | thousands by filing date | principal |
| NETSCOUT SYS INC | 64115T104 | COM | 99,031 | $2,787,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 161,541 | $2,781,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 96,980 | $2,779,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 217,218 | $2,778,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 93,923 | $2,770,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 104,300 | $2,768,000 | thousands by filing date | call |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 285,398 | $2,763,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 347,280 | $2,754,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 40,200 | $2,753,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 173,702 | $2,753,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 50,996 | $2,752,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 41,082 | $2,749,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 34,401 | $2,747,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 182,042 | $2,743,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 41,976 | $2,736,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 19,294 | $2,728,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 199,800 | $2,727,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 153,242 | $2,725,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 189,844 | $2,722,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 98,210 | $2,714,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 46,193 | $2,712,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 57,258 | $2,712,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 408,698 | $2,710,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 100,607 | $2,705,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 12,500 | $2,704,000 | thousands by filing date | put |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 130,448 | $2,704,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 139,344 | $2,700,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 59,400 | $2,696,000 | thousands by filing date | call |
| MP MATERIALS CORP | 553368101 | COM CL A | 75,000 | $2,696,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 37,014 | $2,691,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 280,064 | $2,691,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 68,696 | $2,689,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 271,526 | $2,688,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 593,051 | $2,686,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 47,310 | $2,686,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 235,329 | $2,676,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 2,083,000 | $2,674,000 | thousands by filing date | principal |
| STRIDE INC | 86333M108 | COM | 88,796 | $2,673,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 198,735 | $2,673,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 90,767 | $2,673,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 74,500 | $2,670,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 104,261 | $2,668,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 69,558 | $2,668,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 68,628 | $2,666,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 634,054 | $2,663,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 95,695 | $2,661,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 434,806 | $2,661,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 76,107 | $2,660,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 150,504 | $2,659,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20,000 | $2,656,000 | thousands by filing date | call |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 250,082 | $2,656,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 890,034 | $2,653,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 53,368 | $2,652,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 183,520 | $2,652,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 1,270,000 | $2,650,000 | thousands by filing date | principal |
| ZYNEX INC | 98986M103 | COM | 173,039 | $2,643,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 168,976 | $2,642,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 263,983 | $2,640,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 90,096 | $2,636,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 16,699 | $2,630,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 205,018 | $2,628,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 82,492 | $2,627,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 71,743 | $2,625,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 300,079 | $2,617,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 36,074 | $2,606,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 221,162 | $2,604,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 40,028 | $2,602,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 550,006 | $2,601,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 248,487 | $2,600,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 55,749 | $2,598,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 118,245 | $2,598,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 2,370,000 | $2,597,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,133,000 | $2,591,000 | thousands by filing date | principal |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 92,912 | $2,584,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 73,198 | $2,578,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 35,585 | $2,575,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 67,870 | $2,573,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 200,943 | $2,570,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 75,672 | $2,569,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 531,761 | $2,568,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 191,291 | $2,568,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 46,480 | $2,556,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 177,808 | $2,553,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 90,490 | $2,551,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 742,736 | $2,548,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 266,234 | $2,540,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 30,189 | $2,538,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 179,875 | $2,538,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 640,934 | $2,537,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 94,190 | $2,537,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 200,818 | $2,534,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 62,076 | $2,533,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 130,709 | $2,526,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 32,318 | $2,526,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 246,598 | $2,520,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 136,500 | $2,520,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 158,654 | $2,519,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 204,101 | $2,517,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 151,200 | $2,513,000 | thousands by filing date | put |
| AMERICAS CAR-MART INC | 03062T105 | COM | 16,421 | $2,502,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 2,143,000 | $2,500,000 | thousands by filing date | principal |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 22,200 | $2,496,000 | thousands by filing date | call |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 14,330 | $2,495,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 242,954 | $2,495,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 48,525 | $2,491,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000236 | this filing | 2021-05-13 | acceptance time not in the bulk data set |