13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 7,640 holding rows worth $443,920,676,000.
- Accession
- 0000072971-21-000236
- Filer
- CIK 72971
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 21,599 entries on the cover page, a total value of $443,920,676,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $443,920,676,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAN LTD | G3728V109 | SHS | 37,660 | $685,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 69,172 | $684,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,100 | $683,000 | thousands by filing date | call |
| BGSF INC | 05601C105 | COM | 48,831 | $683,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 14,832 | $683,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 38,313 | $682,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 65,969 | $682,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 16,417 | $681,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 39,993 | $680,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 28,287 | $677,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 37,000 | $676,000 | thousands by filing date | call |
| VAXCYTE INC COM | 92243G108 | Stock | 34,252 | $676,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 14,201 | $674,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 188,919 | $674,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 53,709 | $672,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 67,800 | $670,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 133,322 | $669,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 45,085 | $669,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 22,028 | $667,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 44,685 | $664,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 119,157 | $664,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 7,603 | $663,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 574,000 | $663,000 | thousands by filing date | principal |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 61,818 | $662,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 6,445 | $661,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 15,579 | $661,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 54,198 | $660,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 14,350 | $658,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 69,300 | $657,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 8,800 | $656,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 17,195 | $656,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 128,618 | $656,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742102 | COM CL A | 59,009 | $656,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 37,962 | $655,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 16,237 | $655,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 50,294 | $654,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 26,116 | $653,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 29,329 | $650,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 19,989 | $649,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 65,249 | $649,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 37,667 | $648,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 150,000 | $648,000 | thousands by filing date | principal |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 609,908 | $647,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 4,146 | $647,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 21,624 | $646,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 17,570 | $646,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 28,896 | $646,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 18,660 | $646,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 210,179 | $645,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 18,088 | $644,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 85,161 | $643,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 148,250 | $643,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 16,359 | $642,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 30,190 | $642,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 52,639 | $642,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 203,000 | $642,000 | thousands by filing date | principal |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 31,051 | $639,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 60,169 | $637,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 16,800 | $636,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 34,233 | $636,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 24,015 | $634,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 10,267 | $633,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 20,331 | $632,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 42,774 | $632,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 17,491 | $629,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 59,537 | $629,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 30,054 | $629,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 33,313 | $628,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 18,506 | $623,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 22,916 | $621,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 34,025 | $621,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 27,430 | $619,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 22,558 | $618,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 103,336 | $618,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 10,999 | $617,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 30,472 | $616,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 41,660 | $615,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 8,783 | $615,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 12,196 | $615,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 17,080 | $615,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L105 | COM CL A | 51,630 | $615,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 70,143 | $613,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 61,943 | $609,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 53,782 | $608,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 31,953 | $603,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 42,090 | $602,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 62,977 | $601,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 7,109 | $599,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 37,192 | $597,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 21,514 | $596,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 66,563 | $595,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 60,490 | $594,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 41,213 | $592,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 124,551 | $591,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 13,276 | $589,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 47,817 | $587,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 38,455 | $584,000 | thousands by filing date | |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 57,649 | $584,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 85,350 | $582,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 13,927 | $581,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 6,938 | $581,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 21,103 | $578,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 22,979 | $576,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 54,891 | $576,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 10,125 | $576,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 137,081 | $576,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 14,298 | $576,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 423,450 | $576,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 59,978 | $574,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 5,001 | $574,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 341,427 | $574,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 500,000 | $574,000 | thousands by filing date | principal |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 5,643 | $568,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 23,046 | $568,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 6,891 | $568,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 11,197 | $565,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 39,962 | $565,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 15,419 | $563,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 7,393 | $563,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 122,019 | $562,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 34,940 | $562,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 12,240 | $561,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 10,455 | $558,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 8,094 | $558,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 10,556 | $556,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 25,089 | $555,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 20,706 | $553,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 110,163 | $553,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 56,184 | $553,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 14,038 | $552,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 12,431 | $552,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 56,856 | $552,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 28,479 | $551,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 33,600 | $551,000 | thousands by filing date | put |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 15,542 | $548,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 22,417 | $547,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 504,000 | $546,000 | thousands by filing date | principal |
| FS BANCORP INC | 30263Y104 | COM | 8,089 | $543,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 33,543 | $542,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 12,580 | $542,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 17,922 | $540,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 17,900 | $540,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 33,845 | $539,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 62,644 | $538,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 616,000 | $538,000 | thousands by filing date | principal |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 19,438 | $537,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 40,079 | $536,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 12,091 | $536,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 88,493 | $535,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 50,064 | $535,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 38,000 | $533,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,000 | $532,000 | thousands by filing date | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 7,088 | $532,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 16,776 | $530,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 24,640 | $530,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 88,088 | $530,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 30,065 | $529,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 11,232 | $527,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 72,424 | $525,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 6,975 | $523,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 11,054 | $523,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 42,343 | $522,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 37,435 | $522,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 212,798 | $521,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 22,605 | $521,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 354,756 | $521,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 14,972 | $520,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 26,943 | $519,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 31,829 | $518,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 28,898 | $514,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 4,442 | $514,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 21,290 | $513,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 9,485 | $512,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 6,263 | $510,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 27,430 | $510,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 8,999 | $507,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 227,589 | $506,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 24,461 | $504,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,500 | $503,000 | thousands by filing date | call |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 49,280 | $503,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 24,329 | $502,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 26,430 | $501,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 3,167 | $500,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 48,737 | $500,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 43,200 | $499,000 | thousands by filing date | call |
| Akoustis Technologies Inc | 00973N102 | COM | 37,341 | $499,000 | thousands by filing date | |
| ISOS ACQUISITION CORP | g4962c120 | COM | 50,000 | $498,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 20,417 | $497,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 24,260 | $497,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 4,000 | $496,000 | thousands by filing date | call |
| Delek Logistics Partners LP | 24664T103 | Com | 13,784 | $496,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 32,310 | $495,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 35,773 | $495,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 50,000 | $495,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 8,528 | $494,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 18,068 | $492,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 24,293 | $492,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 48,752 | $492,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 22,308 | $491,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 11,145 | $490,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 19,397 | $488,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 81,148 | $487,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 21,786 | $486,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 4,329 | $486,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 130,490 | $485,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 33,453 | $484,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,911 | $483,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 21,191 | $482,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 29,428 | $481,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 194,302 | $481,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 385,000 | $480,000 | thousands by filing date | principal |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 50,000 | $479,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 38,917 | $477,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067104 | CMN | 48,774 | $477,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 17,675 | $475,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 20,060 | $472,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 30,523 | $471,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 23,007 | $468,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 46,988 | $465,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 31,514 | $464,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 39,655 | $464,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 56,784 | $463,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 10,874 | $463,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 34,687 | $462,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 13,228 | $461,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 15,801 | $460,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 12,547 | $460,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 34,219 | $459,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 107,569 | $458,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 11,314 | $458,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 42,857 | $457,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 39,977 | $456,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 44,156 | $454,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 21,645 | $454,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 18,216 | $454,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 116,355 | $453,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 18,737 | $452,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 42,910 | $450,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 19,571 | $450,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 89,143 | $450,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 37,442 | $449,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 21,063 | $448,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 20,081 | $448,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 11,416 | $444,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 18,777 | $444,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 45,502 | $444,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 11,167 | $442,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 10,146 | $441,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 79,392 | $441,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 107,134 | $439,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 32,593 | $438,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 12,051 | $436,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 23,919 | $435,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 27,003 | $435,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 14,374 | $435,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 12,312 | $434,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 52,362 | $434,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 390,000 | $434,000 | thousands by filing date | principal |
| MOMO INC | 60879B107 | ADR | 29,379 | $433,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 15,563 | $433,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 24,893 | $433,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 23,450 | $433,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 18,211 | $431,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 25,000 | $431,000 | thousands by filing date | call |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 33,062 | $431,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 32,654 | $430,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 10,037 | $430,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 13,815 | $430,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 60,205 | $430,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 235,000 | $429,000 | thousands by filing date | principal |
| CANADIAN SOLAR INC | 136635109 | COM | 8,619 | $428,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 35,216 | $426,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 32,390 | $425,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 8,813 | $425,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 11,815 | $425,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 8,475 | $424,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 10,187 | $423,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 7,438 | $421,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 15,976 | $421,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 5,000 | $420,000 | thousands by filing date | put |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 34,098 | $420,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 6,918 | $419,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 12,643 | $418,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 19,032 | $417,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 20,882 | $414,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 44,804 | $414,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 50,000 | $412,000 | thousands by filing date | put |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 82,583 | $412,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,246 | $412,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 15,625 | $411,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 19,850 | $411,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 171,157 | $411,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 26,108 | $410,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 13,308 | $409,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 8,615 | $409,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 131,231 | $409,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 16,334 | $408,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 59,026 | $408,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 28,338 | $408,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 25,162 | $407,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 8,081 | $407,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 15,663 | $407,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 58,404 | $407,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 14,472 | $406,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 53,108 | $406,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 42,640 | $403,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 40,323 | $403,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 19,350 | $403,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 7,813 | $403,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 15,195 | $403,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 39,252 | $403,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 70,136 | $401,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 9,805 | $400,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 7,822 | $400,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 19,777 | $400,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,300 | $397,000 | thousands by filing date | put |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 5,355 | $394,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 32,750 | $393,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 14,176 | $393,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 28,518 | $393,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 44,802 | $392,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 9,249 | $391,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 9,583 | $390,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 33,278 | $389,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 178,448 | $389,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 40,000 | $388,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 26,375 | $387,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 51,839 | $387,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 14,901 | $386,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 59,700 | $386,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 6,307 | $385,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 19,755 | $385,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 50,000 | $384,000 | thousands by filing date | call |
| NEWAGE INC | 650194103 | COMMON STOCK | 134,146 | $383,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 87,583 | $382,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 34,395 | $381,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 365,000 | $381,000 | thousands by filing date | principal |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 100,921 | $379,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 35,773 | $377,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,000 | $376,000 | thousands by filing date | call |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 12,744 | $376,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 21,588 | $375,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 15,205 | $374,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 21,201 | $373,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 44,236 | $373,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 33,653 | $373,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 17,095 | $372,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 346,000 | $372,000 | thousands by filing date | principal |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 15,353 | $371,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 16,571 | $371,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 21,623 | $370,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 13,360 | $370,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 61,275 | $370,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 6,765 | $369,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 78,356 | $369,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 38,633 | $369,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 265,000 | $369,000 | thousands by filing date | principal |
| PHX MINERALS INC CL A | 69291A100 | Stock | 128,450 | $368,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 108,395 | $367,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 10,177 | $366,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 24,731 | $364,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 6,977 | $364,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 10,966 | $364,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 8,055 | $363,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,600 | $362,000 | thousands by filing date | put |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 14,877 | $362,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 327,897 | $361,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 52,164 | $360,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 21,799 | $360,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 79,511 | $359,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 6,951 | $359,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 326,761 | $359,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 157,735 | $355,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 64,188 | $354,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 20,661 | $353,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 5,281 | $353,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 32,965 | $350,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 10,720 | $350,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 63,113 | $349,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 4,686 | $349,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 22,693 | $348,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 52,643 | $347,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 3,699 | $346,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 11,648 | $346,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 10,637 | $345,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 21,347 | $345,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 132,400 | $344,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 63,787 | $343,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 33,580 | $343,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 8,463 | $342,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 11,895 | $342,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 20,800 | $341,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 12,789 | $341,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 37,894 | $341,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 36,184 | $341,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 9,820 | $340,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 9,217 | $340,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 21,597 | $340,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 42,148 | $340,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 5,658 | $339,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 27,102 | $338,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 49,636 | $338,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 33,400 | $336,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 22,443 | $336,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 28,625 | $336,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 11,675 | $334,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 24,690 | $334,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 31,004 | $334,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 18,703 | $333,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 110,474 | $333,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 318,000 | $333,000 | thousands by filing date | principal |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 18,616 | $332,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 5,504 | $332,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 23,319 | $332,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 8,347 | $332,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 36,710 | $332,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 19,936 | $331,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 7,782 | $330,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,654 | $330,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 12,221 | $330,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 12,971 | $329,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 11,000 | $328,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 6,001 | $327,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 16,661 | $327,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 23,446 | $327,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,432 | $326,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 18,275 | $326,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 13,535 | $325,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 24,526 | $323,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 4,679 | $323,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 12,804 | $323,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 56,891 | $323,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 9,500 | $322,000 | thousands by filing date | call |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 32,408 | $322,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 22,868 | $322,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 322,000 | $322,000 | thousands by filing date | principal |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 90,852 | $321,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 48,146 | $320,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 5,645 | $319,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 22,375 | $319,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 18,180 | $317,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 8,300 | $317,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 10,052 | $317,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 36,037 | $315,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 15,271 | $315,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 38,935 | $315,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 14,127 | $314,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,345 | $313,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 21,976 | $313,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 7,653 | $313,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 22,528 | $313,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 18,539 | $312,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 24,866 | $312,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 8,432 | $311,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 11,471 | $310,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 12,526 | $310,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 7,908 | $310,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 100,055 | $310,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 8,261 | $310,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 31,300 | $310,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 96,009 | $309,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 11,700 | $306,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 5,745 | $306,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 17,109 | $306,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 16,602 | $306,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,421 | $304,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 16,489 | $303,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 50,044 | $302,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 51,400 | $302,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 8,600 | $302,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 6,717 | $301,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 11,886 | $301,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,714 | $300,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 20,701 | $300,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,620 | $300,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 59,578 | $298,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 37,775 | $296,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 25,002 | $296,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 3,800 | $294,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 49,245 | $292,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 285,000 | $292,000 | thousands by filing date | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,346 | $290,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 16,590 | $290,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 27,286 | $290,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 15,678 | $289,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,820 | $288,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 26,408 | $288,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 50,796 | $287,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 25,903 | $287,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 19,229 | $286,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 15,951 | $286,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 48,600 | $285,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 33,740 | $285,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 11,076 | $285,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 37,778 | $284,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 18,160 | $283,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 56,238 | $283,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 4,566 | $282,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 11,595 | $282,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 14,615 | $281,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000236 | this filing | 2021-05-13 | acceptance time not in the bulk data set |