13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-09, with 7,380 holding rows worth $415,681,634,000.
- Accession
- 0000072971-21-000047
- Filer
- CIK 72971
- Filed
- 2021-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 21,418 entries on the cover page, a total value of $415,681,634,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $415,681,634,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 63,351 | $1,035,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 35,664 | $1,035,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 27,418 | $1,033,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 76,060 | $1,033,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 164,052 | $1,030,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 42,473 | $1,030,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 235,482 | $1,024,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 6,019 | $1,022,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 36,507 | $1,022,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 178,811 | $1,022,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 25,792 | $1,022,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 36,711 | $1,021,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 65,586 | $1,019,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 943,500 | $1,019,000 | thousands by filing date | principal |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 41,424 | $1,018,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 16,373 | $1,017,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 75,607 | $1,016,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 140,717 | $1,006,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 85,375 | $1,003,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 25,461 | $1,003,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 110,364 | $1,003,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 708,500 | $1,001,000 | thousands by filing date | principal |
| TELUS CORPORATION COM | 87971M103 | Stock | 50,392 | $998,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 152,100 | $998,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 844,900 | $997,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 73,092 | $997,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 44,261 | $996,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 170,660 | $994,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 21,568 | $993,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 18,492 | $991,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 55,547 | $991,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 82,912 | $991,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 88,998 | $990,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 46,482 | $989,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 16,597 | $989,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 79,501 | $989,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 121,363 | $988,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 43,400 | $988,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 57,799 | $988,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 27,356 | $987,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 47,568 | $986,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 23,523 | $985,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 15,199 | $985,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 38,546 | $983,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 265,247 | $981,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 54,909 | $980,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 50,314 | $980,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 48,401 | $978,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 23,503 | $977,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 62,929 | $977,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 103,831 | $977,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 102,624 | $977,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 67,524 | $975,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 83,668 | $975,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 31,261 | $974,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 76,633 | $974,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 11,374 | $969,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 23,206 | $964,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 60,591 | $964,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 917,000 | $963,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 21,399 | $958,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 12,124 | $958,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 72,111 | $957,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 84,402 | $957,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 25,750 | $957,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 35,721 | $949,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 64,978 | $949,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 22,737 | $948,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 152,526 | $948,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 307,774 | $948,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 106,779 | $942,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 50,156 | $942,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 437,000 | $942,000 | thousands by filing date | principal |
| IMPINJ INC | 453204109 | COM | 22,467 | $941,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 48,001 | $941,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 71,447 | $941,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 12,369 | $941,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 64,087 | $940,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 39,201 | $938,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 235,439 | $937,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 18,673 | $936,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 180,364 | $936,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 67,012 | $935,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 17,988 | $931,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 31,281 | $930,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 208,245 | $926,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 46,468 | $924,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 67,618 | $924,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 138,922 | $921,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 14,977 | $921,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 350,000 | $919,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 577,088 | $916,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 72,400 | $915,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 17,909 | $914,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 57,622 | $914,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 41,373 | $913,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 140,839 | $913,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 47,544 | $913,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 59,139 | $911,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 72,046 | $908,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 36,521 | $903,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 12,225 | $903,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 17,668 | $900,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 10,423 | $900,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 480,000 | $900,000 | thousands by filing date | principal |
| PROVENTION BIO INC | 74374N102 | COM | 53,008 | $898,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 74,745 | $898,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 13,295 | $897,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 57,996 | $896,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 100,159 | $896,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 85,587 | $895,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 56,293 | $895,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 56,069 | $893,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 101,454 | $889,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 46,096 | $889,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 20,677 | $886,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 65,965 | $886,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 24,669 | $885,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 34,981 | $883,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 40,900 | $883,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 42,406 | $882,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 47,418 | $882,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 50,373 | $881,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 31,598 | $878,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 80,818 | $877,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 44,534 | $876,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 16,865 | $876,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 21,929 | $875,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 50,608 | $873,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 32,515 | $872,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 47,633 | $871,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 82,379 | $870,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 46,871 | $870,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 40,402 | $868,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 11,760 | $867,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 49,497 | $866,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 10,265 | $865,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 54,437 | $865,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 21,385 | $865,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 27,380 | $862,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 58,722 | $861,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 43,267 | $861,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 335,558 | $859,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 170,200 | $858,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 64,922 | $857,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 24,559 | $857,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 48,803 | $856,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 193,900 | $855,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 63,561 | $855,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 161,517 | $853,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 876,000 | $852,000 | thousands by filing date | principal |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 78,149 | $848,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 48,148 | $846,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 61,708 | $845,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 37,339 | $844,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 632,000 | $844,000 | thousands by filing date | principal |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 69,071 | $842,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 83,412 | $842,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 73,777 | $841,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 13,974 | $839,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,076 | $838,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 109,572 | $838,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 69,028 | $837,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 84,266 | $837,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 104,759 | $835,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 81,140 | $833,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,842 | $829,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 26,959 | $829,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 132,202 | $828,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 28,787 | $827,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 76,212 | $827,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 29,450 | $826,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 12,798 | $821,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 48,973 | $818,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 40,107 | $817,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 31,779 | $815,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 38,671 | $815,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 21,159 | $814,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 20,717 | $814,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 322,413 | $813,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 41,799 | $811,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 120,246 | $811,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 37,868 | $808,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 226,700 | $804,000 | thousands by filing date | put |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 43,599 | $803,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 824,000 | $803,000 | thousands by filing date | principal |
| ISHARES TR | 46435G102 | CONV BD ETF | 8,305 | $802,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 64,786 | $801,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 195,439 | $799,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 80,448 | $798,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 35,104 | $797,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 18,468 | $796,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 52,294 | $795,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 104,786 | $795,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 104,617 | $793,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 9,713 | $791,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 236,410 | $790,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 145,993 | $788,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 112,588 | $788,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 45,000 | $787,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 144,142 | $787,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 40,517 | $782,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 7,438 | $781,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 40,954 | $780,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 653,000 | $778,000 | thousands by filing date | put |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 79,120 | $776,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 98,687 | $776,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 100,031 | $775,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 30,022 | $774,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 160,199 | $774,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 26,815 | $772,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,193,000 | $771,000 | thousands by filing date | put |
| EXCHANGE LISTED FDS TR | 30151E723 | ETC CABANA TARGT | 31,487 | $769,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 750,000 | $768,000 | thousands by filing date | principal |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 5,143 | $765,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 37,500 | $765,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 49,575 | $764,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 45,903 | $764,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 86,152 | $764,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 50,872 | $763,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 69,843 | $761,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 103,352 | $759,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 42,153 | $758,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 69,780 | $758,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 42,120 | $757,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 156,763 | $757,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 28,865 | $757,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 52,680 | $755,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 109,656 | $754,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 29,832 | $754,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 132,722 | $751,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 16,846 | $751,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 662,000 | $751,000 | thousands by filing date | principal |
| GRAHAM CORP | 384556106 | COM | 49,411 | $750,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 32,479 | $749,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 146,368 | $748,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 34,573 | $747,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 361,045 | $747,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 94,495 | $746,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 43,330 | $746,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 18,102 | $743,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 21,368 | $742,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 92,712 | $738,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 146,835 | $736,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 679,000 | $735,000 | thousands by filing date | principal |
| BG STAFFING INC | 05544A109 | COM | 54,450 | $735,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 50,400 | $733,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 23,668 | $732,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 60,311 | $731,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 25,327 | $730,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 260,706 | $730,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 85,244 | $730,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 305,411 | $730,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 25,404 | $728,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 30,529 | $728,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 26,832 | $726,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 38,177 | $726,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 33,490 | $722,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 266,713 | $722,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 340,616 | $721,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 100,199 | $721,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 71,127 | $720,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 49,738 | $719,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 117,377 | $717,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 50,857 | $717,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 63,963 | $716,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 22,930 | $714,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 25,390 | $714,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 164,516 | $713,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 12,863 | $712,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 67,379 | $711,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 66,278 | $711,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 265,963 | $710,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 94,775 | $710,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 20,649 | $709,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 41,444 | $705,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 21,249 | $701,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 38,584 | $700,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 5,297 | $700,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 151,343 | $700,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 102,583 | $699,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 132,649 | $698,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 14,554 | $696,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 40,018 | $696,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 20,137 | $696,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 19,126 | $694,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 48,062 | $693,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 49,581 | $693,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 161,935 | $692,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 60,557 | $692,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 23,217 | $691,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 111,971 | $691,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 54,867 | $686,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 31,090 | $686,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 55,522 | $685,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 82,048 | $685,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 42,307 | $683,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 325,000 | $681,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 69,649 | $681,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 35,692 | $678,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 61,468 | $678,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 43,269 | $677,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 85,374 | $675,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 51,030 | $674,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 22,410 | $674,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 71,676 | $673,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 54,634 | $672,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 10,787 | $669,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 84,597 | $669,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 23,886 | $669,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 33,751 | $669,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 34,769 | $668,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 18,007 | $668,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 39,293 | $667,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 14,665 | $667,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 16,346 | $667,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 225,000 | $664,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 26,960 | $664,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 8,581 | $664,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 270,419 | $663,000 | thousands by filing date | put |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 44,686 | $663,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 104,007 | $663,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 156,063 | $663,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 903,225 | $661,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 28,943 | $660,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 61,294 | $658,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 52,617 | $658,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 112,790 | $656,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 176,216 | $656,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 21,052 | $655,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 99,815 | $654,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 372,899 | $654,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 20,514 | $653,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 149,031 | $652,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 113,685 | $652,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 23,611 | $652,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 90,246 | $651,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 74,113 | $650,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 45,314 | $649,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 100,000 | $648,000 | thousands by filing date | put |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 21,718 | $648,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 103,244 | $648,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 124,350 | $648,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 55,623 | $647,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 36,437 | $647,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 25,455 | $646,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 533,159 | $645,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 24,683 | $645,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 10,155 | $638,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 14,000 | $638,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 132,747 | $637,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 51,084 | $637,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 21,910 | $636,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 18,712 | $636,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 12,813 | $634,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 297,460 | $634,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 18,174 | $632,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 66,619 | $631,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 91,683 | $630,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 26,501 | $630,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 20,074 | $630,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 58,026 | $629,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 66,748 | $628,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 34,552 | $627,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 52,986 | $626,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 5,480 | $624,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 51,502 | $624,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 4,370 | $623,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 36,395 | $623,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 41,068 | $623,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 50,988 | $623,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 41,924 | $623,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 45,414 | $622,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 54,449 | $621,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 145,592 | $620,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 547,000 | $620,000 | thousands by filing date | principal |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 22,373 | $619,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 48,157 | $619,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 20,938 | $617,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 553,000 | $615,000 | thousands by filing date | principal |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 17,404 | $615,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 88,784 | $613,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 34,021 | $613,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 222,778 | $613,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 9,480 | $610,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 39,559 | $609,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 20,945 | $609,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 98,013 | $608,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 55,078 | $608,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 16,928 | $607,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 65,271 | $607,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 76,800 | $604,000 | thousands by filing date | call |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 187,192 | $604,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 40,799 | $600,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 30,227 | $597,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 90,618 | $596,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 10,923 | $595,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 24,945 | $595,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 35,765 | $594,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 15,668 | $594,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 31,348 | $594,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 64,109 | $594,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 44,564 | $594,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 144,658 | $593,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 33,400 | $592,000 | thousands by filing date | call |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 18,820 | $592,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 70,614 | $591,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 34,312 | $589,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 75,962 | $588,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 35,000 | $587,000 | thousands by filing date | put |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 12,926 | $587,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 67,856 | $586,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 36,146 | $586,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 110,207 | $586,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 38,497 | $583,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 6,904 | $583,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 354,756 | $583,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 35,998 | $582,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 39,470 | $582,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 25,289 | $581,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 66,376 | $579,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 203,000 | $577,000 | thousands by filing date | principal |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 32,789 | $575,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 47,743 | $573,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 107,785 | $572,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,038,600 | $571,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 12,073 | $571,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 28,765 | $570,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 23,587 | $569,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 75,000 | $568,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 12,699 | $566,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 46,100 | $566,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 25,915 | $565,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 18,518 | $564,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 12,928 | $563,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 56,800 | $562,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 57,978 | $560,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 25,112 | $560,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 26,605 | $559,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,354 | $559,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 10,205 | $559,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 76,297 | $558,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 37,524 | $558,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 200,765 | $558,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 38,000 | $557,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 17,762 | $557,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 105,854 | $557,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 40,506 | $557,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 36,698 | $556,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 572,000 | $556,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 36,780 | $553,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 85,452 | $553,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 84,628 | $552,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 38,310 | $552,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 15,890 | $551,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 42,348 | $551,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 23,233 | $550,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 22,146 | $548,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 33,632 | $547,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 116,337 | $546,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 21,331 | $545,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 52,010 | $544,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 33,050 | $543,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 137,307 | $542,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 45,494 | $541,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 3,566 | $540,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 17,965 | $537,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 500,000 | $537,000 | thousands by filing date | principal |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 31,933 | $537,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 24,388 | $535,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 11,720 | $535,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 33,574 | $533,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 22,181 | $533,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 21,416 | $533,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 157,712 | $532,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 29,388 | $532,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 27,015 | $529,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 11,734 | $527,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 371,600 | $526,000 | thousands by filing date | put |
| BEYONDSPRING INC | G10830100 | SHS | 43,083 | $526,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 53,196 | $525,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 38,186 | $524,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 20,887 | $523,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 31,578 | $523,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 36,662 | $522,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 45,527 | $521,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 27,460 | $520,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 21,567 | $519,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 24,374 | $518,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 47,555 | $518,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 36,963 | $517,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 50,784 | $516,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 107,410 | $516,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 16,750 | $516,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 39,207 | $516,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 76,156 | $516,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 616,000 | $516,000 | thousands by filing date | principal |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 18,138 | $515,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 75,333 | $515,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 60,335 | $513,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000047 | this filing | 2021-02-09 | acceptance time not in the bulk data set |