13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-09, with 7,380 holding rows worth $415,681,634,000.
- Accession
- 0000072971-21-000047
- Filer
- CIK 72971
- Filed
- 2021-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 21,418 entries on the cover page, a total value of $415,681,634,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $415,681,634,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 34,255 | $1,994,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 79,640 | $1,993,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 87,226 | $1,991,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 190,046 | $1,991,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 234,547 | $1,991,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 31,627 | $1,985,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 494,755 | $1,979,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 110,244 | $1,968,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 917,000 | $1,965,000 | thousands by filing date | principal |
| ANDERSONS INC COM | 034164103 | Stock | 80,139 | $1,964,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 534,129 | $1,960,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 512,615 | $1,958,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 128,069 | $1,956,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 110,198 | $1,954,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 60,817 | $1,952,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 37,381 | $1,952,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 19,193 | $1,950,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 263,139 | $1,945,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 23,849 | $1,944,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 139,301 | $1,939,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 31,387 | $1,939,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 257,454 | $1,934,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 136,165 | $1,927,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 88,027 | $1,926,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 41,663 | $1,926,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 42,350 | $1,921,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 180,283 | $1,920,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 41,179 | $1,919,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 73,408 | $1,917,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 126,688 | $1,917,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 113,472 | $1,912,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 129,558 | $1,910,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 4,282,000 | $1,908,000 | thousands by filing date | principal |
| IGM BIOSCIENCES INC | 449585108 | COM | 21,596 | $1,907,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 300,000 | $1,899,000 | thousands by filing date | put |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 42,185 | $1,896,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 10,880 | $1,894,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 108,245 | $1,893,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 28,670 | $1,886,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 36,555 | $1,886,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 118,430 | $1,885,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 202,400 | $1,884,000 | thousands by filing date | call |
| NICOLET BANKSHARES INC | 65406E102 | COM | 28,363 | $1,882,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 67,021 | $1,881,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 17,103 | $1,879,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 599,908 | $1,878,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 136,168 | $1,871,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 421,875 | $1,869,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 52,880 | $1,865,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 479,926 | $1,863,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 110,983 | $1,861,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 40,116 | $1,853,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 97,285 | $1,853,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 140,716 | $1,849,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 41,389 | $1,848,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 135,788 | $1,847,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 206,600 | $1,844,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 58,568 | $1,834,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 36,487 | $1,833,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 206,967 | $1,832,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 133,845 | $1,832,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 123,640 | $1,830,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 33,352 | $1,829,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 244,980 | $1,820,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 68,938 | $1,819,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 28,173 | $1,819,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 18,792 | $1,818,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,651,500 | $1,811,000 | thousands by filing date | principal |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 38,781 | $1,807,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 45,274 | $1,806,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 49,859 | $1,806,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 126,735 | $1,802,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 1,437,000 | $1,801,000 | thousands by filing date | principal |
| EXTREME NETWORKS INC | 30226D106 | COM | 261,263 | $1,800,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 10,252 | $1,799,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 91,862 | $1,797,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 40,008 | $1,793,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 206,148 | $1,789,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 114,135 | $1,788,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 72,320 | $1,787,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 41,008 | $1,785,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 392,800 | $1,785,000 | thousands by filing date | principal |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 42,244 | $1,779,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 41,607 | $1,779,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 123,714 | $1,767,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 48,156 | $1,763,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 59,075 | $1,761,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 169,757 | $1,761,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 153,587 | $1,760,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 225,854 | $1,759,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 154,803 | $1,757,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 14,340 | $1,754,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 2,025,000 | $1,753,000 | thousands by filing date | principal |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 162,416 | $1,752,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 262,802 | $1,752,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 39,311 | $1,749,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 16,384 | $1,748,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,951,300 | $1,746,000 | thousands by filing date | call |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 258,553 | $1,745,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 111,681 | $1,745,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 118,834 | $1,744,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 123,566 | $1,743,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 45,587 | $1,739,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 116,305 | $1,734,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 102,739 | $1,730,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 106,069 | $1,729,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 432,378 | $1,726,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 167,801 | $1,722,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 39,349 | $1,720,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 409,004 | $1,717,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 116,166 | $1,715,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 87,466 | $1,712,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 216,845 | $1,711,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 47,458 | $1,703,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 200,951 | $1,698,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 218,709 | $1,697,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 69,654 | $1,696,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 164,117 | $1,692,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 131,381 | $1,692,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 82,445 | $1,689,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 25,734 | $1,675,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 37,868 | $1,674,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 323,454 | $1,672,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 296,462 | $1,670,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 109,492 | $1,670,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 86,991 | $1,664,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 32,812 | $1,661,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 22,279 | $1,654,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 43,733 | $1,650,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 2,000,000 | $1,650,000 | thousands by filing date | principal |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 39,274 | $1,641,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 314,212 | $1,640,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 109,837 | $1,638,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 95,494 | $1,636,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 86,151 | $1,636,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 95,044 | $1,635,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 93,845 | $1,634,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 1,500,000 | $1,634,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,665,000 | $1,632,000 | thousands by filing date | principal |
| AVID BIOSERVICES INC | 05368M106 | COM | 141,135 | $1,628,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 331,413 | $1,627,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 196,414 | $1,626,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 112,407 | $1,622,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 208,024 | $1,617,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 155,074 | $1,616,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 63,870 | $1,614,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 130,619 | $1,611,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 128,247 | $1,610,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 85,914 | $1,606,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 41,708 | $1,602,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 44,465 | $1,600,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 108,108 | $1,599,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 51,805 | $1,599,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 110,501 | $1,598,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 170,500 | $1,597,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 114,925 | $1,596,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 30,496 | $1,595,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 46,627 | $1,591,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 59,927 | $1,584,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 43,608 | $1,584,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 99,494 | $1,579,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 94,099 | $1,579,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 107,337 | $1,576,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 22,065 | $1,575,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 102,706 | $1,574,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 300,033 | $1,569,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 39,580 | $1,568,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 47,507 | $1,562,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 59,990 | $1,559,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 16,991 | $1,557,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 273,223 | $1,555,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 41,461 | $1,555,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 71,790 | $1,554,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 143,575 | $1,551,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 81,909 | $1,548,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 72,984 | $1,546,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 25,953 | $1,546,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 188,011 | $1,545,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 60,000 | $1,540,000 | thousands by filing date | put |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 94,326 | $1,538,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 336,431 | $1,537,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 137,989 | $1,535,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 20,424 | $1,534,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 80,879 | $1,533,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 445,684 | $1,533,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 183,664 | $1,532,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 128,866 | $1,531,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 91,956 | $1,528,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 17,135 | $1,527,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 206,177 | $1,524,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 116,421 | $1,520,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 119,358 | $1,516,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 54,891 | $1,515,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 99,095 | $1,515,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 157,740 | $1,510,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 212,200 | $1,507,000 | thousands by filing date | call |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 141,894 | $1,507,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 66,668 | $1,507,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 93,808 | $1,506,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 52,935 | $1,506,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 136,947 | $1,505,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 61,884 | $1,504,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 155,129 | $1,501,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 42,726 | $1,500,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 145,100 | $1,500,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 74,989 | $1,499,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 113,628 | $1,499,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 40,208 | $1,491,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 71,897 | $1,490,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 59,911 | $1,490,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 139,666 | $1,489,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 100,502 | $1,489,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 89,405 | $1,488,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 39,547 | $1,488,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 40,136 | $1,487,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 76,829 | $1,486,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 1,113,000 | $1,484,000 | thousands by filing date | principal |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 73,531 | $1,483,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 185,000 | $1,481,000 | thousands by filing date | call |
| NUVEEN GA DIVID | 67072B107 | COM | 113,286 | $1,481,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 16,736 | $1,480,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 45,572 | $1,478,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 186,478 | $1,473,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 113,436 | $1,469,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 60,540 | $1,469,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 65,171 | $1,468,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 72,119 | $1,464,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 98,491 | $1,463,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 42,562 | $1,462,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 53,958 | $1,461,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 67,646 | $1,461,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 81,891 | $1,459,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 54,778 | $1,457,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 107,950 | $1,456,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 40,239 | $1,455,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 18,758 | $1,449,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 413,528 | $1,447,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 79,917 | $1,446,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 43,799 | $1,444,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 58,889 | $1,444,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 96,505 | $1,444,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 205,404 | $1,442,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 28,967 | $1,440,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 57,803 | $1,439,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 41,348 | $1,433,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 35,715 | $1,433,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 293,008 | $1,433,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 31,962 | $1,433,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 106,443 | $1,432,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 1,500,500 | $1,432,000 | thousands by filing date | principal |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 30,947 | $1,430,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 24,289 | $1,426,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 81,599 | $1,425,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 343,475 | $1,425,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 49,287 | $1,421,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 12,738 | $1,417,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 20,595 | $1,417,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 48,343 | $1,408,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 64,302 | $1,405,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 88,387 | $1,403,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 70,127 | $1,402,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 848,650 | $1,400,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 7,109 | $1,399,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 8,534 | $1,399,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,424,700 | $1,397,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 793,556 | $1,396,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 50,237 | $1,396,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 53,317 | $1,394,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 213,454 | $1,393,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 35,994 | $1,390,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 126,062 | $1,390,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 382,800 | $1,387,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 28,862 | $1,386,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 43,134 | $1,383,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 62,105 | $1,380,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,515,000 | $1,380,000 | thousands by filing date | principal |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 60,674 | $1,379,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 137,911 | $1,378,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 98,398 | $1,378,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 89,049 | $1,377,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 498,696 | $1,376,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 19,514 | $1,376,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 100,891 | $1,376,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 312,317 | $1,374,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 4,943 | $1,371,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 132,933 | $1,369,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 60,274 | $1,368,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 78,571 | $1,368,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 598,000 | $1,365,000 | thousands by filing date | principal |
| SUTRO BIOPHARMA INC | 869367102 | COM | 62,746 | $1,362,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 56,098 | $1,357,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 79,171 | $1,355,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 322,677 | $1,355,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 202,330 | $1,350,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 140,769 | $1,348,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 21,859 | $1,346,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 158,832 | $1,340,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 141,745 | $1,340,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 45,558 | $1,339,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 34,379 | $1,336,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 118,120 | $1,335,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 14,483 | $1,334,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 81,777 | $1,333,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 104,419 | $1,332,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 91,543 | $1,332,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 26,885 | $1,331,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 125,789 | $1,327,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 915,700 | $1,326,000 | thousands by filing date | call |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 61,433 | $1,324,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 23,503 | $1,324,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 56,431 | $1,322,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 79,756 | $1,321,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 152,287 | $1,319,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 92,172 | $1,318,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 16,545 | $1,317,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 177,704 | $1,314,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 109,494 | $1,311,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 48,306 | $1,308,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,687,620 | $1,306,000 | thousands by filing date | put |
| CHANNELADVISOR CORP | 159179100 | COM | 81,697 | $1,305,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 38,251 | $1,304,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 62,469 | $1,302,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 47,544 | $1,301,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 10,499 | $1,299,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 54,964 | $1,298,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 88,762 | $1,294,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 75,205 | $1,293,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 109,635 | $1,293,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 62,766 | $1,292,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 25,486 | $1,291,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 67,984 | $1,291,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 187,469 | $1,290,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 22,664 | $1,289,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 67,658 | $1,286,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 39,355 | $1,283,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 251,638 | $1,281,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 38,527 | $1,277,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 72,215 | $1,276,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 102,419 | $1,275,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 54,764 | $1,275,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 551,759 | $1,274,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 118,353 | $1,272,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 66,780 | $1,271,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 9,044 | $1,270,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 107,634 | $1,269,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 28,462 | $1,268,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 259,111 | $1,268,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 31,370 | $1,265,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 66,534 | $1,265,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 303,343 | $1,264,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 16,435 | $1,263,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 18,497 | $1,261,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 233,086 | $1,261,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 69,379 | $1,259,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 52,201 | $1,259,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC | 11135E104 | CL A COM | 64,158 | $1,256,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 32,185 | $1,255,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 47,378 | $1,255,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 78,824 | $1,253,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 11,206 | $1,253,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 50,000 | $1,252,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 102,672 | $1,251,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 73,330 | $1,246,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 14,362 | $1,244,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 50,000 | $1,241,000 | thousands by filing date | put |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 30,209 | $1,241,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 74,304 | $1,240,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 45,873 | $1,240,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 12,081 | $1,235,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 115,865 | $1,235,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 32,047 | $1,232,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 108,233 | $1,231,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 256,500 | $1,229,000 | thousands by filing date | call |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 48,367 | $1,228,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 20,071 | $1,228,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 130,340 | $1,227,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 8,380 | $1,223,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 96,074 | $1,223,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 40,404 | $1,221,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 80,691 | $1,221,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 39,509 | $1,220,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 49,114 | $1,220,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 28,040 | $1,220,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 129,195 | $1,220,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 140,416 | $1,217,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,061,500 | $1,217,000 | thousands by filing date | principal |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 96,594 | $1,215,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 85,364 | $1,209,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 76,541 | $1,207,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 174,215 | $1,204,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 23,900 | $1,202,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 166,723 | $1,202,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 33,216 | $1,201,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 75,000 | $1,198,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 101,489 | $1,198,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 89,891 | $1,196,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 344,500 | $1,195,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 67,847 | $1,195,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 53,406 | $1,194,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 31,533 | $1,189,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 23,717 | $1,188,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 90,104 | $1,187,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 78,096 | $1,187,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 60,012 | $1,187,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 71,716 | $1,184,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 246,526 | $1,183,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,250,000 | $1,180,000 | thousands by filing date | principal |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 57,541 | $1,178,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 158,732 | $1,178,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 49,561 | $1,172,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 134,719 | $1,172,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 34,876 | $1,171,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 59,783 | $1,171,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 38,353 | $1,169,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 12,545 | $1,167,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 137,399 | $1,167,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 81,841 | $1,164,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 83,605 | $1,163,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 79,578 | $1,161,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 13,463 | $1,161,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 223,919 | $1,159,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 120,053 | $1,155,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 549,313 | $1,154,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 72,116 | $1,153,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 263,519 | $1,152,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 86,156 | $1,151,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 25,829 | $1,150,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 87,271 | $1,149,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 53,465 | $1,148,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 59,742 | $1,145,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 146,675 | $1,144,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 424,132 | $1,141,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 375,167 | $1,140,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 762,652 | $1,139,000 | thousands by filing date | put |
| ACM RESH INC COM CL A | 00108J109 | Stock | 14,011 | $1,139,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 40,812 | $1,139,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 84,758 | $1,137,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 130,984 | $1,133,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 168,417 | $1,130,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 997,500 | $1,129,000 | thousands by filing date | principal |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 42,847 | $1,124,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 50,429 | $1,124,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 30,577 | $1,123,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 164,571 | $1,122,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 7,657 | $1,120,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 28,984 | $1,119,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 58,100 | $1,117,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 73,904 | $1,117,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 71,638 | $1,116,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 72,209 | $1,116,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 45,877 | $1,112,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 8,052 | $1,111,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 207,324 | $1,109,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 16,113 | $1,104,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 276,493 | $1,103,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 15,810 | $1,103,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 61,830 | $1,100,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 467,705 | $1,099,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 69,574 | $1,098,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 35,453 | $1,097,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 125,822 | $1,097,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 73,337 | $1,095,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 29,682 | $1,094,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 19,714 | $1,093,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 78,390 | $1,093,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 79,718 | $1,093,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 134,990 | $1,091,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 53,172 | $1,090,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 181,709 | $1,090,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 35,978 | $1,090,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 16,972 | $1,089,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 55,527 | $1,085,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 125,034 | $1,079,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 37,733 | $1,078,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 13,499 | $1,077,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 38,379 | $1,074,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 79,529 | $1,074,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 30,023 | $1,073,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 51,521 | $1,072,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 100,120 | $1,069,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 249,557 | $1,066,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 20,062 | $1,066,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 58,193 | $1,063,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 24,617 | $1,061,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 104,890 | $1,059,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 22,290 | $1,058,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 161,951 | $1,056,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 768,500 | $1,055,000 | thousands by filing date | principal |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 103,586 | $1,051,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 1,015,000 | $1,050,000 | thousands by filing date | principal |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 81,729 | $1,049,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 91,771 | $1,049,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 70,194 | $1,046,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 47,030 | $1,045,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 69,171 | $1,045,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 221,727 | $1,042,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 31,060 | $1,042,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 20,949 | $1,041,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 40,321 | $1,039,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 180,781 | $1,037,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000047 | this filing | 2021-02-09 | acceptance time not in the bulk data set |