13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-09, with 7,380 holding rows worth $415,681,634,000.
- Accession
- 0000072971-21-000047
- Filer
- CIK 72971
- Filed
- 2021-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 21,418 entries on the cover page, a total value of $415,681,634,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $415,681,634,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 9,882 | $233,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 56,893 | $233,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 46,679 | $232,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 185,991 | $232,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 35,000 | $231,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 131,322 | $231,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 40,100 | $231,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 70,654 | $230,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 6,316 | $230,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 32,827 | $230,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 23,000 | $229,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 95,618 | $229,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 20,580 | $229,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 32,462 | $229,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 481,900 | $228,000 | thousands by filing date | call |
| NATURA &CO HLDG S A | 63884N108 | ADR | 11,410 | $228,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 69,719 | $228,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 8,015 | $227,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 9,952 | $227,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,307 | $227,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 7,577 | $226,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 162,300 | $225,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 208,299 | $225,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 666,278 | $225,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 2,924 | $224,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 4,515 | $223,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 78,148 | $223,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 31,562 | $223,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 95,000 | $222,000 | thousands by filing date | principal |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 18,832 | $221,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 5,642 | $220,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 102,978 | $220,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 13,775 | $219,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 23,210 | $219,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 37,500 | $218,000 | thousands by filing date | call |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 26,506 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,083 | $218,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 96,815 | $217,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 17,714 | $217,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 8,188 | $216,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 14,693 | $216,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 51,234 | $216,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 11,603 | $215,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 7,417 | $215,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 9,785 | $215,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 43,791 | $215,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 5,640 | $214,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 8,863 | $214,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 24,504 | $214,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,700 | $213,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 44,100 | $213,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 32,936 | $213,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 13,534 | $213,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 200,000 | $213,000 | thousands by filing date | principal |
| LMP Automotive Holdings | 53952P101 | COM | 8,536 | $213,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 10,560 | $212,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 3,696 | $212,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 45,000 | $212,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 26,069 | $212,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 47,217 | $212,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 3,385 | $212,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 765,900 | $211,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 14,070 | $211,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 13,780 | $209,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 4,558 | $209,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 10,648 | $209,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 163,686 | $209,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 41,226 | $209,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 26,416 | $208,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 15,555 | $208,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 12,010 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 2,202 | $208,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 300,677 | $207,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 9,978 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 2,491 | $205,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 7,746 | $205,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 36,800 | $203,000 | thousands by filing date | call |
| Shopify Inc | 82509LAA5 | Convertible bond | 174,000 | $203,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 24,000 | $203,000 | thousands by filing date | principal |
| COUNTY BANCORP INC | 221907108 | COM | 9,209 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,786 | $202,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 3,950 | $202,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 8,635 | $202,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 128,100 | $201,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 19,045 | $201,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 28,297 | $201,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 33,200 | $200,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 9,696 | $200,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 35,336 | $200,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 126,672 | $200,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 32,856 | $199,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,174 | $198,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 6,971 | $198,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 159,623 | $198,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 57,487 | $197,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 36,519 | $197,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 22,557 | $197,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 17,478 | $196,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 12,620 | $196,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 6,672 | $195,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 100,000 | $194,000 | thousands by filing date | call |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 12,909 | $194,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,500 | $193,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 9,605 | $193,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 12,062 | $193,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 35,460 | $192,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 19,565 | $192,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 12,770 | $192,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 25,500 | $191,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 7,012 | $191,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 6,273 | $191,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 9,563 | $191,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 63,200 | $189,000 | thousands by filing date | call |
| CHIASMA INC | 16706W102 | COM | 43,022 | $188,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 55,776 | $187,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 7,267 | $186,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 200,000 | $185,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 28,495 | $185,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 5,615 | $184,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 181,463 | $184,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q104 | COM CL A A | 16,721 | $184,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 10,637 | $182,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 70,700 | $181,000 | thousands by filing date | put |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 11,685 | $181,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 3,200 | $180,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 19,065 | $180,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 22,243 | $179,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 23,129 | $179,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 23,762 | $179,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 62,490 | $177,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 37,235 | $177,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 50,976 | $177,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,167 | $176,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 32,116 | $176,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 11,454 | $176,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 111,511 | $175,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 13,141 | $175,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 6,065 | $175,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 27,156 | $174,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 172,000 | $174,000 | thousands by filing date | principal |
| RESONANT INC | 76118L102 | COM | 65,858 | $174,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 2,953 | $173,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 4,141 | $173,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 16,910 | $173,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 13,257 | $173,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 9,678 | $172,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 4,601 | $172,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 3,300 | $171,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 20,064 | $170,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 3,152 | $170,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 75,261 | $170,000 | thousands by filing date | |
| Granite Construction Inc | 387328AB3 | CV | 158,000 | $170,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100,000 | $169,000 | thousands by filing date | call |
| SHARPSPRING INC | 820054104 | COM | 10,380 | $169,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 92,400 | $168,000 | thousands by filing date | call |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 12,005 | $168,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 139,000 | $168,000 | thousands by filing date | principal |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 12,181 | $168,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 177,600 | $167,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 4,079 | $167,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 174,000 | $166,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 175,000 | $165,000 | thousands by filing date | principal |
| AUTOZONE INC COM | 053332102 | Stock | 7,000 | $164,000 | thousands by filing date | put |
| TRICIDA INC | 89610F101 | COM | 23,381 | $164,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 34,716 | $163,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 84,935 | $163,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 6,346 | $162,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 24,269 | $162,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 91,206 | $162,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 3,180 | $161,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 30,161 | $161,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 11,855 | $161,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 33,934 | $160,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 21,024 | $160,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 66,100 | $159,000 | thousands by filing date | call |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 4,464 | $159,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 33,861 | $159,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 13,970 | $159,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 18,544 | $159,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 155,700 | $158,000 | thousands by filing date | call |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 105,400 | $158,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 48,910 | $157,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 22,942 | $157,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 9,224 | $157,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,400 | $156,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 55,627 | $156,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 7,389 | $155,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 33,630 | $155,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 19,282 | $155,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 29,001 | $155,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 52,505 | $154,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,044 | $154,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 50,522 | $154,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 9,038 | $153,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 2,934 | $152,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 3,022 | $152,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 13,225 | $152,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 47,925 | $151,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 27,602 | $151,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 37,814 | $151,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 9,037 | $150,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 75,279 | $150,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 16,286 | $149,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 150,000 | $149,000 | thousands by filing date | principal |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2,043 | $148,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 24,979 | $148,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 30,685 | $147,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 35,337 | $147,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 7,065 | $146,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 16,614 | $146,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 118,865 | $145,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 5,248 | $145,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 10,132 | $145,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 531,600 | $144,000 | thousands by filing date | put |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 18,194 | $143,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 9,274 | $143,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 7,324 | $142,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 25,000 | $142,000 | thousands by filing date | put |
| ENVELA CORP | 29402E102 | COMMON STOCK | 27,251 | $142,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 21,689 | $141,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 3,272 | $141,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 8,870 | $140,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 2,126 | $140,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 25,403 | $140,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 8,728 | $140,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 58,024 | $140,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 13,362 | $140,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 46,185 | $139,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 14,638 | $139,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 60,802 | $139,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 2,837 | $139,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 8,964 | $139,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 2,670 | $138,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 18,084 | $138,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 19,774 | $137,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 4,193 | $137,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,890 | $137,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 17,380 | $136,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 7,165 | $135,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 41,900 | $135,000 | thousands by filing date | put |
| MTBC INC | 55378G102 | COM | 14,970 | $135,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 28,969 | $134,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 10,246 | $134,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 7,500 | $133,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 17,850 | $132,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 3,892 | $132,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,373 | $132,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 3,193 | $132,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 8,768 | $132,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 54,466 | $132,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 303,400 | $131,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 10,100 | $131,000 | thousands by filing date | call |
| THRYV HLDGS INC | 886029206 | COM NEW | 9,680 | $131,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 18,130 | $131,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 7,590 | $131,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 7,250 | $131,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 99,202 | $130,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 9,289 | $130,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 33,042 | $130,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 7,528 | $130,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 200,000 | $129,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 12,722 | $129,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 2,803 | $129,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 3,470 | $129,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 123,000 | $129,000 | thousands by filing date | principal |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 9,304 | $128,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 98,267 | $128,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 3,404 | $127,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 80,942 | $127,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 29,246 | $127,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 187,000 | $126,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 7,449 | $125,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 44,300 | $125,000 | thousands by filing date | call |
| UNION BANKSHARES INC | 905400107 | CMN | 4,858 | $125,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 94,900 | $124,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 14,568 | $124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,829 | $124,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 48,761 | $124,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 40,450 | $123,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 98,195 | $123,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 15,473 | $122,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 15,407 | $122,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 13,200 | $121,000 | thousands by filing date | put |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 8,077 | $121,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 13,293 | $121,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 101,692 | $121,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 3,895 | $121,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 5,604 | $120,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 9,017 | $120,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 13,036 | $119,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 7,437 | $119,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 11,096 | $119,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 52,156 | $119,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 8,722 | $119,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 3,432 | $118,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 4,162 | $118,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22,216 | $118,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 9,100 | $118,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 8,398 | $117,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 34,000 | $117,000 | thousands by filing date | put |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 6,375 | $117,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 84,250 | $116,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 25,000 | $116,000 | thousands by filing date | call |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 22,520 | $116,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 100,000 | $115,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 10,551 | $115,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 102,000 | $115,000 | thousands by filing date | principal |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 4,271 | $115,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 800,000 | $114,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 9,783 | $114,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 6,590 | $114,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 43,272 | $114,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 15,864 | $114,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 120,000 | $114,000 | thousands by filing date | principal |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 11,436 | $113,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 18,777 | $112,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 10,332 | $112,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 97,979 | $112,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 161,100 | $111,000 | thousands by filing date | call |
| ONCORUS INC | 68236R103 | COM | 3,446 | $111,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 95,739 | $110,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 35,803 | $109,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 5,222 | $109,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 23,372 | $109,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,900 | $108,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 30,000 | $108,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 8,220 | $108,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 3,601 | $108,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 5,458 | $108,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 35,459 | $108,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 18,219 | $108,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 8,353 | $108,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 5,855 | $107,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 9,917 | $107,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 20,507 | $107,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 100,000 | $107,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A145 | PET CARE ETF | 1,480 | $106,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 46,903 | $106,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 19,980 | $105,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 193,300 | $104,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 3,829 | $104,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 4,369 | $104,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 2,555 | $104,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 10,000 | $104,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 150,003 | $103,000 | thousands by filing date | put |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 5,789 | $103,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 9,295 | $103,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 4,984 | $103,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 8,503 | $103,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,692 | $103,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 8,677 | $103,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 10,000 | $103,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 25,000 | $102,000 | thousands by filing date | call |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 9,350 | $102,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,280 | $102,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 26,253 | $102,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 11,775 | $101,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 101,000 | $101,000 | thousands by filing date | principal |
| VanEck Merk Gold Trust | 921078101 | SHS | 5,382 | $100,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 3,056 | $100,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 36,115 | $100,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 11,300 | $99,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 2,081 | $99,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 145,605 | $99,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 70,400 | $98,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 25,900 | $98,000 | thousands by filing date | call |
| EXAGEN INC | 30068X103 | COM | 7,454 | $98,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,271 | $98,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 3,391 | $98,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 16,406 | $98,000 | thousands by filing date | |
| BCTG ACQUISITION CORP | 05492W103 | COM | 8,568 | $98,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 70 | $97,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 2,750 | $97,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 6,701 | $97,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 95,000 | $96,000 | thousands by filing date | put |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 11,675 | $96,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 11,878 | $95,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,214 | $95,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 1,991 | $95,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 6,525 | $95,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 15,350 | $95,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 16,500 | $94,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 3,000 | $94,000 | thousands by filing date | put |
| ONTERRIS INC | 615111101 | COM | 50,000 | $94,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 7,756 | $94,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 21,351 | $94,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 24,221 | $94,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 6,296 | $94,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,825 | $93,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 33,622 | $93,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 2,890 | $93,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 42,104 | $92,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 1,697 | $92,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 1,426 | $92,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 20,238 | $92,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 30,577 | $92,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 17,562 | $92,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 11,484 | $91,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 3,277 | $91,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 7,288 | $91,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1,799 | $90,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 35,920 | $90,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 3,724 | $90,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 3,100 | $90,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 39,683 | $89,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 90,000 | $89,000 | thousands by filing date | principal |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 18,793 | $88,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,204 | $88,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 12,900 | $88,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 4,488 | $88,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 3,725 | $88,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 2,550 | $87,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 87,000 | $87,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 86,400 | $86,000 | thousands by filing date | put |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 8,116 | $86,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 7,329 | $86,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 40,400 | $85,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 3,301 | $85,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 3,115 | $85,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 3,866 | $85,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 2,176 | $84,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 77,500 | $84,000 | thousands by filing date | call |
| FARMER BROS CO | 307675108 | COM | 17,909 | $84,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 17,055 | $84,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 15,170 | $84,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 5,213 | $83,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 843 | $83,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 11,814 | $83,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 6,880 | $83,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 24,792 | $83,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 80,000 | $83,000 | thousands by filing date | principal |
| ENERPLUS CORP | 292766102 | COM | 25,926 | $82,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 31,200 | $81,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 21,858 | $81,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 1,612 | $81,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 37,800 | $80,000 | thousands by filing date | call |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 6,050 | $80,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 16,200 | $79,000 | thousands by filing date | put |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 13,162 | $79,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 2,553 | $79,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 1,501 | $79,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 6,038 | $79,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 24,418 | $79,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 2,531 | $78,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 31,057 | $78,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 6,673 | $78,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 39,358 | $78,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 8,774 | $77,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 12,426 | $77,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 4,025 | $77,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 10,118 | $77,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 12,612 | $77,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 36,467 | $76,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 5,339 | $76,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 3,747 | $76,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 19,313 | $76,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 30,000 | $75,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 250,000 | $75,000 | thousands by filing date | put |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 1,426 | $75,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 82,542 | $75,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 51,913 | $75,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 6,356 | $75,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 2,659 | $74,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 5,000 | $74,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 30,482 | $74,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 40,560 | $73,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 5,350 | $73,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 265,700 | $72,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 1,782 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,000 | $72,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 4,631 | $72,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 8,862 | $72,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 123 | $72,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 49,000 | $72,000 | thousands by filing date | principal |
| Axonics | 88875G101 | COM | 35,850 | $72,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 547 | $71,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 17,337 | $71,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,701 | $70,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 835 | $70,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 43,671 | $69,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 40,000 | $69,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 5,000 | $69,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 7,908 | $69,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 3,823 | $69,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 8,542 | $69,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 9,808 | $69,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 70,000 | $69,000 | thousands by filing date | principal |
| GEVO INC | 374396406 | COM PAR | 15,940 | $68,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 16,144 | $68,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 77,972 | $68,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 7,000 | $68,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 6,140 | $68,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 5,000 | $67,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 888 | $67,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 24,358 | $67,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 4,006 | $67,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 1,844 | $67,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 2,318 | $67,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 50,000 | $66,000 | thousands by filing date | put |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 2,019 | $66,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000047 | this filing | 2021-02-09 | acceptance time not in the bulk data set |