13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-09, with 7,380 holding rows worth $415,681,634,000.
- Accession
- 0000072971-21-000047
- Filer
- CIK 72971
- Filed
- 2021-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 21,418 entries on the cover page, a total value of $415,681,634,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $415,681,634,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AGENUS INC | 00847G705 | COM NEW | 1,168,883 | $3,718,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 142,506 | $3,716,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 461,811 | $3,713,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 319,418 | $3,712,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 917,921 | $3,709,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 380,708 | $3,708,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 156,131 | $3,694,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 125,030 | $3,694,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 382,579 | $3,693,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 417,089 | $3,691,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 282,840 | $3,687,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 208,865 | $3,681,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 39,441 | $3,677,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 95,295 | $3,675,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 74,759 | $3,674,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 328,540 | $3,670,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 444,179 | $3,661,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 146,033 | $3,657,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 68,624 | $3,657,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 83,537 | $3,656,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 134,103 | $3,654,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 75,413 | $3,651,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 204,600 | $3,642,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 247,858 | $3,628,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 331,516 | $3,616,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 179,736 | $3,615,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 89,117 | $3,609,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 243,835 | $3,601,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 89,445 | $3,598,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 77,211 | $3,598,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 146,742 | $3,588,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 1,045,000 | $3,585,000 | thousands by filing date | principal |
| OCEANEERING INTL INC | 675232102 | COM | 450,657 | $3,582,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 54,383 | $3,580,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 359,136 | $3,577,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 86,464 | $3,571,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 94,030 | $3,571,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 94,991 | $3,568,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 203,384 | $3,567,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 147,301 | $3,546,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 513,468 | $3,544,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 111,347 | $3,541,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 223,377 | $3,536,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 132,955 | $3,525,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 472,377 | $3,519,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 76,751 | $3,519,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 315,000 | $3,513,000 | thousands by filing date | call |
| INTERDIGITAL INC | 45867GAB7 | BOND | 3,339,000 | $3,513,000 | thousands by filing date | principal |
| LINDSAY CORPORATION | 535555106 | COM | 27,297 | $3,508,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 35,229 | $3,503,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 44,151 | $3,501,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 108,633 | $3,495,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 79,349 | $3,495,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 623,574 | $3,491,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 6,541 | $3,489,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 436,417 | $3,487,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 52,440 | $3,483,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 211,366 | $3,473,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 168,397 | $3,469,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 111,995 | $3,465,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 90,099 | $3,458,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 55,521 | $3,444,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 101,652 | $3,443,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 106,574 | $3,438,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 514,457 | $3,437,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 268,047 | $3,436,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 113,951 | $3,435,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 188,884 | $3,432,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 457,791 | $3,425,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 159,559 | $3,421,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 97,665 | $3,415,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 51,055 | $3,415,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 267,998 | $3,412,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 911,000 | $3,397,000 | thousands by filing date | principal |
| ZUORA INC | 98983V106 | COMMON STOCK | 243,588 | $3,393,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 78,359 | $3,389,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 57,642 | $3,384,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 65,684 | $3,379,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 36,043 | $3,375,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 35,247 | $3,375,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 175,387 | $3,368,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,654,500 | $3,358,000 | thousands by filing date | principal |
| MICHAELS COS INC | 59408Q106 | COM | 258,050 | $3,357,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 133,319 | $3,354,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 181,907 | $3,353,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 72,240 | $3,352,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 39,950 | $3,345,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 151,792 | $3,345,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 73,754 | $3,344,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 157,344 | $3,341,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 57,266 | $3,338,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 111,222 | $3,335,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 153,516 | $3,332,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 4,000,000 | $3,331,000 | thousands by filing date | principal |
| MONRO INC | 610236101 | COMMON STOCK | 62,470 | $3,330,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 70,806 | $3,329,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 368,100 | $3,328,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 211,640 | $3,327,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 878,000 | $3,323,000 | thousands by filing date | principal |
| REV Group Inc | 749527107 | Common Stock | 377,116 | $3,322,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 94,992 | $3,318,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 82,962 | $3,316,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 57,007 | $3,301,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 5,127 | $3,293,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 170,764 | $3,292,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 129,600 | $3,283,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 157,902 | $3,281,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 51,913 | $3,280,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 45,244 | $3,279,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 2,511,000 | $3,276,000 | thousands by filing date | principal |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 123,048 | $3,275,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 103,849 | $3,270,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 82,294 | $3,259,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 72,501 | $3,254,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 61,997 | $3,253,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 136,806 | $3,251,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 67,895 | $3,250,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 133,961 | $3,247,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 99,880 | $3,246,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 73,174 | $3,240,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 81,624 | $3,239,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 124,093 | $3,238,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 130,000 | $3,234,000 | thousands by filing date | put |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 150,610 | $3,234,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 102,062 | $3,231,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 98,784 | $3,211,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 109,649 | $3,207,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 3,183,000 | $3,207,000 | thousands by filing date | principal |
| EOG RES INC COM | 26875P101 | Stock | 146,200 | $3,206,000 | thousands by filing date | put |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 314,379 | $3,206,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 113,201 | $3,203,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 104,891 | $3,198,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 52,931 | $3,195,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 62,447 | $3,192,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,489,500 | $3,189,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 79,443 | $3,187,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 302,887 | $3,186,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 109,538 | $3,183,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 217,851 | $3,178,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 54,507 | $3,177,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 132,063 | $3,176,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 73,614 | $3,176,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 344,124 | $3,166,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 20,680 | $3,164,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 287,559 | $3,146,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 235,088 | $3,146,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 134,392 | $3,145,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 117,036 | $3,141,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 176,604 | $3,135,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 103,713 | $3,135,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 262,431 | $3,126,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 95,653 | $3,124,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 190,009 | $3,120,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 38,202 | $3,119,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 53,349 | $3,108,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 226,218 | $3,106,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 164,820 | $3,105,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 43,504 | $3,099,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 529,641 | $3,093,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 41,592 | $3,091,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 278,786 | $3,083,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 85,121 | $3,082,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 341,409 | $3,076,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 483,501 | $3,075,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 90,833 | $3,072,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 100,352 | $3,071,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 116,416 | $3,057,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 112,147 | $3,056,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 246,393 | $3,052,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 108,901 | $3,051,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 29,384 | $3,049,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 64,248 | $3,048,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 828,300 | $3,046,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 240,230 | $3,043,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 132,743 | $3,034,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 59,382 | $3,034,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 91,689 | $3,034,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 70,385 | $3,025,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 281,344 | $3,022,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 578,311 | $3,019,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 58,819 | $3,017,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,392,251 | $3,015,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 202,415 | $3,011,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 60,051 | $3,008,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 139,477 | $3,005,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 164,708 | $3,004,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 142,514 | $2,998,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 14,774 | $2,994,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 120,381 | $2,994,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 421,529 | $2,993,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 81,376 | $2,993,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 88,783 | $2,989,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 37,352 | $2,988,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 65,103 | $2,988,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 57,309 | $2,985,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 81,622 | $2,984,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 207,530 | $2,976,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 56,081 | $2,975,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 22,513 | $2,964,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 71,458 | $2,964,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 185,293 | $2,959,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 101,988 | $2,958,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 186,450 | $2,956,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 405,299 | $2,954,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 38,162 | $2,951,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 226,075 | $2,948,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 129,596 | $2,945,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 197,162 | $2,942,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 60,573 | $2,941,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 1,360,000 | $2,937,000 | thousands by filing date | principal |
| PERDOCEO ED CORP | 71363P106 | COM | 231,933 | $2,929,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 177,967 | $2,922,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 84,500 | $2,919,000 | thousands by filing date | call |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 281,461 | $2,916,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 201,175 | $2,907,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 41,392 | $2,905,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 39,553 | $2,905,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 118,568 | $2,905,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 953,488 | $2,899,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 21,137 | $2,891,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 71,029 | $2,889,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 49,720 | $2,887,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 249,307 | $2,876,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 311,845 | $2,875,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 291,391 | $2,873,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 87,047 | $2,873,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 348,162 | $2,869,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 186,440 | $2,868,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 31,710 | $2,863,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 5,711,500 | $2,861,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462102 | COM | 48,450 | $2,856,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 392,772 | $2,855,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 215,670 | $2,853,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 197,664 | $2,850,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 146,531 | $2,850,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 160,053 | $2,849,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 244,541 | $2,849,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 78,099 | $2,837,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 199,221 | $2,835,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 4,000,000 | $2,830,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 200,433 | $2,822,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 61,126 | $2,822,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 860,000 | $2,817,000 | thousands by filing date | put |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 108,285 | $2,811,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 205,931 | $2,809,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 19,285 | $2,809,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 78,440 | $2,807,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 455,462 | $2,806,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 208,376 | $2,805,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 820,000 | $2,805,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 95,878 | $2,800,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 79,313 | $2,798,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 102,869 | $2,795,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 145,218 | $2,793,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 59,181 | $2,788,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 216,326 | $2,777,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 166,962 | $2,775,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 32,151 | $2,773,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 398,459 | $2,772,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,219,000 | $2,771,000 | thousands by filing date | principal |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 48,423 | $2,770,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 89,104 | $2,764,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 108,807 | $2,759,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 68,586 | $2,755,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 88,330 | $2,752,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 230,914 | $2,748,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 79,507 | $2,748,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 133,226 | $2,734,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 14,699 | $2,730,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 54,265 | $2,728,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 41,197 | $2,719,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 133,654 | $2,719,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 154,838 | $2,704,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 38,982 | $2,703,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 252,160 | $2,692,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 197,144 | $2,691,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 20,406 | $2,685,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 129,323 | $2,684,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 287,010 | $2,684,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 100,111 | $2,681,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 68,861 | $2,680,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 103,004 | $2,676,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 69,280 | $2,671,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 66,161 | $2,668,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 46,797 | $2,646,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,763,122 | $2,645,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 18,882 | $2,644,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 57,539 | $2,643,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 244,621 | $2,642,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 394,634 | $2,636,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 455,142 | $2,613,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 2,559,000 | $2,612,000 | thousands by filing date | principal |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 22,758 | $2,611,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 11,370 | $2,610,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 36,947 | $2,609,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 54,139 | $2,607,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 60,918 | $2,604,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 455,619 | $2,602,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 42,353 | $2,592,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 40,286 | $2,590,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 101,141 | $2,590,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 180,524 | $2,585,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 229,851 | $2,583,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 226,528 | $2,576,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 1,285,000 | $2,566,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 108,486 | $2,565,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 87,958 | $2,562,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 369,301 | $2,557,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 194,075 | $2,556,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 93,501 | $2,554,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 102,798 | $2,553,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 105,588 | $2,542,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 125,803 | $2,538,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 59,374 | $2,534,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 180,312 | $2,528,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 193,927 | $2,528,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 182,816 | $2,525,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 224,666 | $2,523,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 65,475 | $2,520,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 101,934 | $2,514,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,332,231 | $2,513,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 16,288 | $2,510,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 188,887 | $2,510,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 121,109 | $2,505,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 62,877 | $2,503,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,022,000 | $2,503,000 | thousands by filing date | principal |
| MERCHANTS BANCORP IND | 58844R108 | COM | 90,545 | $2,502,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 590,800 | $2,493,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 173,073 | $2,493,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 161,023 | $2,493,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 252,553 | $2,493,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 39,151 | $2,490,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 326,476 | $2,488,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 413,600 | $2,487,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 236,880 | $2,483,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 191,224 | $2,483,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 105,685 | $2,480,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 47,625 | $2,479,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 53,759 | $2,478,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 156,166 | $2,476,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 166,622 | $2,473,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 377,647 | $2,473,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 196,693 | $2,471,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 137,166 | $2,455,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 33,841 | $2,454,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 138,497 | $2,452,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 101,671 | $2,451,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 97,750 | $2,444,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 106,680 | $2,443,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 81,354 | $2,433,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 35,716 | $2,432,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 83,493 | $2,431,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 43,247 | $2,430,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 287,249 | $2,428,000 | thousands by filing date | |
| GLOBAL BETA ETF TR | 37959X209 | LOW BETA ETF | 112,200 | $2,427,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 87,244 | $2,424,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 43,005 | $2,419,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 236,932 | $2,418,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 128,482 | $2,418,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 97,556 | $2,417,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 106,738 | $2,413,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 226,562 | $2,413,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 73,720 | $2,406,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 245,942 | $2,405,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 49,912 | $2,403,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 352,361 | $2,400,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 269,385 | $2,395,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 134,538 | $2,393,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 77,744 | $2,389,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 214,637 | $2,388,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 62,111 | $2,388,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 181,505 | $2,382,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 128,826 | $2,371,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 100,200 | $2,364,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 607,428 | $2,363,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 58,369 | $2,363,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 50,811 | $2,363,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 528,016 | $2,360,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 105,742 | $2,359,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 352,254 | $2,357,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 208,545 | $2,352,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 81,706 | $2,352,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 113,249 | $2,350,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 85,223 | $2,343,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,307,000 | $2,339,000 | thousands by filing date | principal |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 261,925 | $2,337,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 103,714 | $2,333,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 170,695 | $2,330,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 92,318 | $2,326,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 128,619 | $2,318,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 290,032 | $2,312,000 | thousands by filing date | |
| GLOBAL BETA ETF TR | 37959X308 | RISING STARS | 102,200 | $2,308,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 174,230 | $2,303,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 100,445 | $2,300,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 45,477 | $2,296,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 131,089 | $2,296,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 133,250 | $2,296,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 104,942 | $2,292,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 138,800 | $2,287,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 99,241 | $2,283,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 191,847 | $2,282,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 162,198 | $2,282,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 53,137 | $2,276,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 188,348 | $2,272,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 52,762 | $2,267,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 51,502 | $2,263,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 49,724 | $2,262,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 239,031 | $2,257,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,050,100 | $2,256,000 | thousands by filing date | call |
| ONTRAK INC | 683373104 | COM | 36,518 | $2,256,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 56,284 | $2,246,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 140,852 | $2,245,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 152,665 | $2,244,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 130,558 | $2,244,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 970,920 | $2,242,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 38,656 | $2,239,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 315,341 | $2,239,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 67,613 | $2,238,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 100,736 | $2,232,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 213,555 | $2,230,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 127,004 | $2,229,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 653,306 | $2,228,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 66,022 | $2,226,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 49,555 | $2,223,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 177,413 | $2,211,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 35,453 | $2,209,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 228,805 | $2,205,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 110,013 | $2,203,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 52,213 | $2,202,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 255,120 | $2,192,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 197,605 | $2,191,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 75,119 | $2,184,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 110,953 | $2,181,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 277,062 | $2,178,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 53,584 | $2,175,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 250,363 | $2,165,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 29,288 | $2,164,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 192,802 | $2,164,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 80,507 | $2,159,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 73,946 | $2,158,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 65,000 | $2,153,000 | thousands by filing date | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 751,100 | $2,151,000 | thousands by filing date | put |
| INFINERA CORP | 45667GAC7 | BOND | 1,803,000 | $2,151,000 | thousands by filing date | principal |
| SITIME CORP COM | 82982T106 | Stock | 19,188 | $2,148,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 90,753 | $2,143,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 288,249 | $2,142,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 44,093 | $2,139,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 136,620 | $2,138,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 201,491 | $2,136,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 142,896 | $2,130,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 33,642 | $2,120,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 96,271 | $2,117,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 801,917 | $2,117,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 250,675 | $2,113,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 69,604 | $2,113,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 106,754 | $2,113,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 229,637 | $2,111,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 624,238 | $2,109,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 45,295 | $2,109,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 66,478 | $2,107,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 139,933 | $2,107,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 87,231 | $2,102,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 169,148 | $2,101,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 148,107 | $2,099,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 144,329 | $2,096,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 50,386 | $2,089,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 150,699 | $2,086,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 447,995 | $2,083,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 74,240 | $2,078,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,525 | $2,077,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 197,910 | $2,075,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 1,995,000 | $2,074,000 | thousands by filing date | principal |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 27,431 | $2,068,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 338,919 | $2,065,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 80,924 | $2,065,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 58,586 | $2,065,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 184,361 | $2,058,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 140,693 | $2,054,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 414,533 | $2,052,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 152,140 | $2,051,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 99,157 | $2,051,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 161,023 | $2,048,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,002,000 | $2,038,000 | thousands by filing date | principal |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 123,738 | $2,037,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 29,889 | $2,035,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 37,500 | $2,034,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,574,500 | $2,034,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 30,972 | $2,027,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 111,664 | $2,026,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 252,205 | $2,025,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 257,388 | $2,021,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 1,769,000 | $2,010,000 | thousands by filing date | principal |
| AEGON N V | 007924103 | NY REGISTRY SHS | 508,359 | $2,009,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 139,377 | $2,008,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 466,038 | $2,008,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 111,812 | $2,007,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 226,399 | $2,007,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 25,216 | $2,006,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 123,599 | $2,003,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 22,794 | $2,000,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000047 | this filing | 2021-02-09 | acceptance time not in the bulk data set |